Form SD JUNIPER NETWORKS INC
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E-mailUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
Juniper Networks, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-34501 | 77-0422528 | ||||||||||||
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
1133 Innovation Way, Sunnyvale, California | 94089 | |||||||||||||
(Address of principal executive offices) | (Zip Code) | |||||||||||||
Robert Mobassaly (408) 745-2000
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021. | ||||
Section 1—Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
In accordance with Rule 13p-l promulgated under the Securities Exchange Act of 1934, as amended, and this Specialized Disclosure Report on Form SD (this “Form”), Juniper Networks, Inc. has filed a Conflict Minerals Report, which is attached as Exhibit 1.01. A copy of this Form and the Conflict Minerals Report are publicly available at https://www.juniper.net/us/en/company/citizenship-sustainability/supply-chain/#tab=dtabs-4.
The content of any website referred to in this Form, including any exhibit hereto, is included for general information only and is not incorporated by reference in this Form.
Item 1.02 Exhibit
The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.
Section 3 —Exhibits
Item 3.01 Exhibits
| Exhibit No. | Description | ||||
| Exhibit 1.01 | |||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Juniper Networks, Inc.
(Registrant)
| By: | /s/ Robert Mobassaly | Date: May 26, 2022 | ||||||||||||
| Name: | Robert Mobassaly | |||||||||||||
| Title: | Senior Vice President, General Counsel and Secretary | |||||||||||||
Exhibit 1.01
Juniper Networks, Inc.
Conflict Minerals Report for the Year Ended December 31, 2021
This Conflict Minerals Report (this “Report”) for Juniper Networks, Inc. (the “Company”, “Juniper”, “our” or “we”) covers the reporting period from January 1, 2021 to December 31, 2021, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Rule”). The Rule imposes certain reporting obligations on U.S. Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain “conflict minerals” that are necessary to the functionality or production of their products. The term “conflict minerals” is defined in the Rule as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which are currently limited to tin, tantalum and tungsten (collectively, “3TG”); or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or any adjoining country that shares an internationally recognized border with the DRC (collectively, the “Covered Countries”). The adjoining countries are the Republic of the Congo, the Central African Republic, South Sudan, Rwanda, Uganda, Zambia, Burundi, Tanzania and Angola.
Throughout this Report, whenever a reference is made to any document, third-party material or website (including Juniper’s website), such reference is for general information only and does not incorporate information from such document, material or website into this Report, unless expressly incorporated by reference herein.
Overview
Company Overview
Juniper designs, develops and sells products and services for high-performance networks to enable customers to build scalable, reliable, secure and cost-effective networks for their businesses, while achieving agility and improved operating efficiency through automation.
Product and Supply Chain Overview
The Company sells high-performance network products and service offerings across routing, switching, Wi-Fi, network security, and software-defined networking technologies. Our supply chain and operations team manage relationships with our global supply chain, which includes our contract manufacturers, original design manufacturers, certain components suppliers, warehousing, and logistics. Our contract manufacturers and original design manufacturers are responsible for all phases of manufacturing, from prototypes to full production, and assist with activities such as material procurement. Given our downstream position in the supply chain, we do not have any direct purchasing relationships with the smelters or refiners in our supply chain, and we therefore rely on our first-tier suppliers to provide information about the sources of 3TG used in our products.
Industry Alignment Overview
Since 2011, Juniper has supported the development of industry tools and programs that provide a common means to report or collect due diligence information on the source and chain of custody of 3TG through our membership in the Responsible Minerals Initiative (the “RMI”). The RMI is a recognized industry coalition focused on addressing and advancing the responsible sourcing of 3TG in the supply chain. Through the RMI and its workgroup, the Due Diligence Practices Team, Juniper has been engaged and continues to work with industry peers to ensure that our reasonable country of origin inquiry (“RCOI”) and due diligence processes are aligned with industry approaches. The primary objective of this alignment is to help ensure that minerals in our products are sourced responsibly.
Through our participation in the RMI, we seek to maximize the efficiency and effectiveness of our efforts to identify 3TG smelters and refiners in our supply chain and to encourage their participation in the RMI’s Responsible Minerals Assurance Process (the “RMAP”). The RMAP is a voluntary initiative in which an independent third-party validates the operations, audit practices, and management systems of smelters and refiners in line with the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the supplements thereto (the “Guidance”). As it is a standardized protocol, we, along with other participants in the electronics industry, rely on the RMAP or equivalent industry-wide programs for audits of 3TG smelters and refiners.
Additionally, through the RMI and its Due Diligence Practices Team workgroup, as well as through our own due diligence, Juniper monitors the social, health and safety, and human rights impacts of the industry’s efforts to promote responsible sourcing in the Covered Countries, as well as Conflict-Affected and High-Risk Areas (CAHRAs), and uses that information to inform our compliance program. To avoid negative impact on the livelihoods of those in the mining communities in the Covered Countries or CAHRAs, we do not embargo the sourcing of 3TG from them.
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Products Covered by this Report
The Company determined that 3TG was necessary to the functionality or production of products that we manufactured or contracted to be manufactured during the 2021 calendar year. We determined that our routing, switching, Wi-Fi, network security, and software-defined networking hardware products that are being manufactured were within the scope of the Rule, based on the criteria that they contain components that may contain 3TG that is necessary to the functionality or production of the products.
For further information concerning our products, see the subheading “Products, Services and Technology” in “Item 1. Business” of our Annual Report on Form 10-K for the year ended December 31, 2021, filed with the SEC on February 11, 2022.
Reasonable Country of Origin Inquiry
RCOI Overview and Process
Juniper is required to undertake an RCOI with respect to the necessary 3TG in its in-scope products that is reasonably designed to determine whether any of the necessary 3TG originated in any of the Covered Countries and whether they were not from recycled or scrap resources. Based on our RCOI design, utilizing RMI’s Conflict Minerals Reporting Template (“CMRT”), we surveyed suppliers that provide physical components that become part of our end products or directly manufacture our end products (collectively, “direct material suppliers”). Our direct material suppliers cover all critical technologies that are within our end products and necessary for their functionality or production. For the reporting period covered by this Report, the direct material suppliers surveyed represented approximately 90% of our total direct materials expenditures in 2021.
To determine whether necessary 3TG in our products originated in the Covered Countries, we retained a third-party service provider to assist us with the survey and to provide an analysis of the resulting data. We utilized the most current available CMRT to survey suppliers through our third-party platform.
We requested that all these suppliers complete a CMRT, and we provided educational materials to assist such suppliers on best practices and the completion of the CMRT. We monitor and track all communications via a conflict minerals data management platform. Both Juniper and our third-party service provider continued to contact suppliers that were initially unresponsive in completing a CMRT.
We performed data validation based on completion of questions in the CMRT and through our analysis of internal consistency among responses in the CMRT. Following the data validation process, CMRTs were accepted and classified as valid or invalid. Suppliers that submitted an invalid CMRT, meaning that the CMRT contained contradictory or incomplete information, were contacted and requested to resubmit a valid and complete form. Unresolved contradictory or incomplete information impacts the accuracy and completeness of Juniper’s smelter and refiner list.
Based on data collected through May 25, 2022, approximately 80% of the suppliers we surveyed submitted a CMRT.
RCOI Results
Based on Juniper’s RCOI, we determined that at least 71 suppliers identified use of smelters and refiners that sourced 3TG in whole or in part from within the Covered Countries. In addition to information provided by suppliers, Juniper’s conclusions concerning the origin of 3TG from identified smelters and refiners is based on RCOI information provided by the RMI to its members.
For the 2021 reporting period, Juniper was unable to determine the origin of at least a portion of the necessary 3TG in its in-scope products. Based on the results of our RCOI, we conducted due diligence for 2021. These due diligence efforts are discussed below.
Due Diligence
Design of Due Diligence Program
We designed our due diligence measures to conform to the framework in the Guidance. The Guidance identifies five steps for due diligence that should be implemented and provides guidance as to how to achieve each step. We developed our due diligence process to address each of these five steps.
The following describes activities undertaken by Juniper with respect to each of the due diligence-related steps set forth in the Guidance.
Step 1: Establish Strong Company Management Systems
We have established management systems that conform to Step 1 of the Guidance and that include the following elements:
Conflict Minerals Policy: Juniper has published and communicated to our suppliers a company policy stating our commitment to responsible sourcing of 3TG and our ongoing effort with suppliers to achieve a conflict-free supply chain. This policy can be viewed on our website at https://www.juniper.net/us/en/company/citizenship-sustainability/supply-
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chain. The policy is periodically reviewed by our internal conflict minerals operations team and has been approved by Juniper’s conflict minerals executive champions, who are currently the Corporate Vice President of Supply Chain Operations and the Senior Vice President, General Counsel. It is also integrated into our Juniper Business Partner Code of Conduct (https://www.juniper.net/assets/us/en/local/pdf/additional-resources/business-partner-code-of-conduct.pdf), which requires suppliers to exercise due diligence on the source of 3TG and make this information available to Juniper upon request.
Governance structure: Juniper has established a conflict minerals governance structure that includes executive management and Board oversight for the program. A conflict minerals operations team comprised of individuals from Supply Chain Operations, Engineering, Sales and Legal supports the program during all stages. The conflict minerals operations team attempts to collect accurate and complete CMRTs from suppliers, deliver Juniper company-level CMRTs to customers, and meets when there are significant changes to the development, implementation, or maintenance of Juniper’s conflict minerals program. A team responsible for SEC filings, comprised of individuals from Legal and Finance, draft and review the Form SD filing and Conflict Minerals Report, for final review and signature by the General Counsel. The Audit Committee of the Board of Directors receives the Conflict Minerals Report findings for review.
Juniper uses a third party to assist us with collecting and evaluating supply chain information regarding 3TG, labeling high risk smelters, and identifying potential sourcing risks, and in the development and implementation of additional due diligence steps with suppliers in regard to conflict minerals.
Juniper also is engaged in multi-stakeholder initiatives to address responsible sourcing of 3TG. Through its membership in the RMI, Juniper utilizes the RMI for public policy engagement relating to the responsible sourcing of 3TG and to advance initiatives to reduce the use of raw materials that may support conflict.
Control systems and transparency: Juniper expects all of our suppliers to exercise due diligence on the source and chain of custody of any 3TG used in the production of the in-scope products, materials, or components sold to Juniper. These expectations are communicated to our suppliers through the supplier onboarding process and business reviews. Juniper seeks to strengthen our relationship with our suppliers by providing educational materials and through our Business Partner Code of Conduct. If suppliers do not abide by Juniper’s policies or meet Juniper’s performance expectations, we escalate the matter in the supplier business review process and take the non-compliance into account in supplier performance scorecards. Supplier non-compliance and poor performance on scorecards may result in a determination to suspend the supplier, disengage from the supplier, or take other corrective actions with respect to the supplier.
Supplier engagement: We engage with suppliers to request that they complete a CMRT for the in-scope products that they supply to us. Juniper has adopted engagement procedures that include steps for supplier engagement and escalation such as in-person meetings, business reviews, outreach conducted by commodity managers, sharing of best practices and educational resources, and identification of corrective actions. When entering into or renewing supplier master purchase agreements, we include our Business Partner Code of Conduct. We provide all in-scope suppliers access to conflict minerals educational resources through a third-party learning management system. Additional guidance is provided to certain suppliers who report smelters or refiners of potential concern.
Grievance mechanisms: All stakeholders, at any place in Juniper’s supply chain, are encouraged to immediately alert Juniper to any events of a questionable, fraudulent, or illegal nature that are, or may be, in violation of Juniper’s Worldwide Code of Business Conduct or Juniper’s Business Partner Code of Conduct, including any events relating to the source of 3TG in products supplied by our suppliers. Information may be submitted through email to integrity@juniper.net, by phone to the toll-free Juniper Integrity Hotline at +1-855-410-5445, or directly to Juniper’s Chief Compliance Officer. Information can be submitted anonymously and will be fully kept confidential as practicable and allowed by law.
Records maintenance: Juniper has implemented an electronic document retention policy to retain 3TG-related documents for a period of five years, including supplier responses to CMRTs.
Step 2: Identify and Assess Risk in the Supply Chain
We identify and assess risk in our supply chain in conformance with Step 2 of the Guidance. Our compliance steps include surveying our supply chain using the CMRT, aggregating and analyzing the responses, and following up with suppliers for clarification or with requests for further information when their responses trigger specified quality control flags. For purposes of this report, we assess risk of sourcing in Covered Countries that could support armed groups or conflict, but more broadly we assess risk associated with CAHRAs. As referenced in the Product and Supply Chain Overview Section, we are a downstream company and reliant on suppliers for 3TG source information, therefore our risk identification and assessment measures largely relate to actions of our first-tier suppliers. The primary guidance we use to understand the risks we should identify and assess is the European Commission Recommendation ((EU) 2018/1149) “on non-binding guidelines for the identification of conflict-affected and high-risk areas and other supply chain risks.”
The proximate risks we identified with respect to the 2021 reporting period include:
•Sourcing from 85 smelters that are not RMAP conformant or actively seeking conformance, and whose practices are less transparent;
•Approximately 20% of the suppliers surveyed did not respond, meaning that there is uncertainty around their sourcing practices;
•Approximately 4% of suppliers had incomplete smelter or refiner information indicating possible inaccurate source information;
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•Because at least 71 suppliers indicated sourcing from Covered Countries, or were uncertain about sourcing from Covered Countries, there is greater risk of minerals that support conflict entering our supply chain;
•Approximately 58% of suppliers indicated not receiving information from their entire supply base creating risk our smelter list is not comprehensive; and
•Due to unresponsiveness or not exhibiting policies or practices, approximately 24% of suppliers have weak conflict mineral programs, meaning there is more uncertainty regarding the quality of the data provided by direct suppliers.
It should be noted that approximately 74% of suppliers provided data at a company level as opposed to product level, and that the smelters and refiners reported by those suppliers that provided company-level CMRTs may not be within our supply chain.
We compared the smelters and refiners listed in the CMRTs received to the status list maintained by the RMI. See Appendix A below for a list of the known smelters and refiners listed in the CMRTs provided by our suppliers, along with the compliance status of such smelters and refiners.
We use suppliers’ CMRT responses to evaluate risk associated with program strength. We use the following criteria to evaluate the strength of a program: (1) whether the supplier has a conflict minerals sourcing policy; (2) whether the supplier has implemented 3TG due diligence measures; (3) whether the supplier reviews due diligence information received from its own suppliers against the expectations set forth in its policy; and (4) whether the supplier has a corrective action process.
Step 3: Design and Implement a Strategy to Respond to Identified Risks
The results of our due diligence are shared with the executive champions (currently our Corporate Vice President of Supply Chain Operations and Senior Vice President, General Counsel), as well as with the Audit Committee of our Board of Directors, which, among other responsibilities, is charged with oversight of risk management and financial reporting and compliance.
We address any risks identified through the process described in Step 2 on a case-by-case basis. Regarding suppliers who do not respond to third-party outreach, Juniper’s conflict minerals and supply chain operations teams contact these suppliers directly and request that such suppliers submit a CMRT. Other actions contemplated by our corrective action framework include, depending upon the particular circumstances, requesting a product-level CMRT and that the supplier take corrective action to ensure that any high-risk smelters or refiners are not in Juniper’s supply chain. We may also provide a supplier with additional guidance and education regarding the Rule, the Guidance, and/or our compliance expectations.
Through our participation in the RMI, we address smelter- and refiner-related risks and seek to exercise leverage over smelters and refiners to encourage smelters and refiners to become Conformant. We provide the RMI with Juniper’s lists of smelters and refiners that are not Conformant or Active and those entities disclosed by suppliers that are not listed as known smelters or refiners by the RMI in order to assist the RMI with prioritizing (1) outreach to those known smelters and refiners that are not participating in the RMAP and (2) research regarding those commonly reported entities that are not identified as a smelter or a refiner.
Step 4: Carry Out Independent Third-Party Audits of Supply Chain Due Diligence at Identified Points in the Supply Chain
Given that we are a downstream company, many steps removed from the mining or processing of 3TG, and that we do not purchase raw ore or refined 3TG, Juniper relies on independent third-party audits of smelters and refiners. Juniper supports such independent third-party audits, including those conducted by the RMAP, through our financial support for the RMI.
Juniper also actively supports the goal of increasing smelter and refiner participation in the RMAP through our participation in the RMI, pursuant to which we provide the RMI with Juniper’s lists of smelters and refiners, indicating those that are not Conformant or Active. This assists the RMI with prioritizing outreach to known smelters and refiners to encourage them to participate in the RMAP.
Step 5: Report on Supply Chain Due Diligence
This Report and the associated Form SD are filed annually with the SEC and are made publicly available on our website at https://www.juniper.net/us/en/company/corporate-responsibility/supply-chain.html.
Future Steps to Mitigate Risk
As part of our ongoing efforts, we intend to continue or begin implementation of the following efforts:
•Request that suppliers complete CMRTs on a product-specific basis, to enable us to determine which smelters and refiners actually process 3TG contained in our products.
•Take measures to increase our response rate and the response rate of our contract manufacturers to receive 100% of all CMRTs requested.
•Require suppliers to remove all high-risk smelters within two reporting cycles otherwise face removal as an approved vendor.
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•Encourage our suppliers to source only from Conformant smelters and refiners by (1) awarding higher supplier Compliance, Risk and Sustainability scores to suppliers that utilize only Conformant smelters and refiners and (2) requesting that suppliers notify smelters or refiners that are not listed as Conformant by the RMI to obtain an independent third-party audit or be removed as a source. A supplier’s Compliance, Risk and Sustainability score is an input in the supplier performance scorecard.
Due Diligence Results
Survey Results
For the 2021 reporting year, Juniper received CMRTs from approximately 80% of the suppliers we surveyed.
Smelters and Refiners Potentially in Juniper’s Supply Chain
Based on our RCOI and due diligence, we identified 332 known smelters and refiners of 3TG that may be in our supply chain in 2021. Those smelters are in 51 different countries, and source mineral from at least 100 different countries. See Appendix A below for a list of these smelters and refiners, along with their conformance status. Appendix A does not include the names of entities received through our due diligence process that, as of May 26, 2022, were not listed on the RMI’s list of known smelters and refiners.
A summary of the known smelters and refiners for the 3TG that may be in our supply chain and their RMAP conformance status is provided below (see status definitions in Appendix A):
•Of the known gold smelters and refiners in our supply chain, 62% (106) are Conformant or Active. Of the supplier CMRTs received, 29% indicated sourcing of gold.
•Of the known tantalum smelters and refiners in our supply chain 100% (35) are Conformant. Of the supplier CMRTs received, 18% indicated sourcing of tantalum.
•Of the known tin smelters and refiners in our supply chain 78% (61) are Conformant or Active. Of the supplier CMRTs received, 33% indicated sourcing of tin.
•Of the known tungsten smelters that may be in our supply chain 94% (46) are Conformant or Active. Of the supplier CMRTs received, 20% indicated sourcing of tungsten.
As of the date of this Report and for the reporting period covered by this Report, we have not identified a supplier, smelter or refiner that we have reason to believe is sourcing 3TG contained in our in-scope products that is directly or indirectly financing or benefiting an armed group. However, given that we have received insufficient information with respect to certain smelters and refiners that may have processed 3TG in our products, we have not determined that any of our products are “DRC conflict-free.”
Country of Origin Information and Efforts to Determine Mine Location
Based on information provided by suppliers and the RMI, the identified countries of origin of the 3TG processed by the smelters and refiners listed in the table in Appendix A could include the countries listed below. The listed countries of origin are derived from information made available by the RMI to its members on April 29, 2022.
Australia, Bolivia, Brazil, Burundi, China, Colombia, Ethiopia, France, Ghana, Indonesia, Malaysia, Mongolia, Mozambique, Myanmar, Nigeria, Peru, Portugal, Russian Federation, Rwanda, Sierra Leone, South Africa, Spain, Taiwan, Tanzania, Thailand, Uganda, United Kingdom of Great Britain and Northern Ireland, United States of America, Uzbekistan and Venezuela.
Approximately 68% of the known smelters and refiners listed in the table in Appendix A sourced in-part from recycled or scrap sources. Of those, 9 smelters or refiners listed only sourcing from recycled or scrap sources. Each of the 3TG minerals were used in recycling or scrap sourcing.
Juniper endeavored to determine the mine or location of origin of the necessary 3TG contained in its in-scope products by conducting a supply-chain survey with suppliers using the CMRT and through the information made available by the RMI to its members, as well as the other measures described in this Report.
Forward-Looking Statements
This Report, including the section entitled “Future Steps to Mitigate Risk,” contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 regarding our business, products and 3TG compliance efforts, including steps we intend to take to mitigate the risk that the 3TG in our products benefits armed groups, and the industry’s 3TG-related compliance efforts. Words such as “expects,” “anticipates,” “targets,” “goals,” “projects,” “would,” “could,” “intends,” “plans,” “believes,” “seeks,” “estimates,” variations of such words, and similar expressions are intended to identify such forward-looking statements. Forward-looking statements by their nature address matters that are, to different degrees, uncertain, and these forward-looking statements are only predictions and are subject to risks, uncertainties, and assumptions that are difficult to predict. While forward-looking statements in this Report are based on reasonable expectations of our management at the time that they are made, you should not rely on them. Forward-looking statements are inherently subject to
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risks and uncertainties and actual results and outcomes may differ materially from the results and outcomes discussed in or anticipated by the forward-looking statements. Factors that could cause or contribute to such differences in results and outcomes include, without limitation, the risk that information reported to us by our direct suppliers or industry information used by us may be inaccurate; the risk that smelters or refiners may not participate in the RMAP; political and regulatory developments, whether in the Covered Countries, the United States or elsewhere; the risk that industry organizations and initiatives, such as the RMI and the RMAP, may not be an effective source of external support in our conflict minerals compliance process; as well as risks discussed under the heading “Risk Factors” in our most recent Annual Report on 10-K or subsequent Quarterly Report on Form 10-Q and in other reports we file with the SEC. Readers are urged not to place undue reliance on these forward-looking statements, which speak only as of the date of this Report. We undertake no obligation to revise or update any forward-looking statements in order to reflect any event or circumstance that may arise after the date of this Report.
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Appendix A
Smelters and Refiners List
The below table lists the smelters or refiners that were identified by suppliers we surveyed through their CMRTs and that are, as of May 26, 2022, listed on the RMI’s list of known smelters and refiners. This list includes the Metal, Standard Smelter Name, Smelter Facility Location, Smelter ID, and RMI Audit Status. It may be the case that not all of the smelters and refiners listed in CMRTs that we received have processed 3TG necessary for Juniper’s in-scope products, since approximately 74% of suppliers responding reported their CMRT at a “company level.” In addition, this list may include reported smelters and refiners that were not in Juniper’s supply chain due to the over-inclusiveness of the information received. In addition, the smelters and refiners listed below may not include all of the smelters and refiners in Juniper’s supply chain, since approximately 58% of suppliers we surveyed indicated that they received information regarding their supply chains from less than 100% of their own suppliers, and therefore may not have identified all smelters or refiners in their supply chain. As well, approximately 20% of Surveyed Suppliers did not respond to Juniper’s inquiries.
* | RMI Audit Status is as of May 26, 2022. For purposes of this table, “Conformant” denotes that the smelter or refiner participates in the RMAP and has been listed as Conformant by the RMI, which includes those smelters and refiners described as “re-audit in progress,” and “Active” denotes that the smelter or refiner is a participant in the RMAP and has committed to undergo an RMAP assessment, has completed the relevant documents, and has scheduled the on-site assessment. “Not Enrolled” means that the smelter or refiner is listed on the Smelter Look-up tab of the CMRT but is not Conformant or Active. Smelter and refiner status reflected in this Appendix is based solely on information made publicly available by the RMI, without independent verification by Juniper. | ||||
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status* | ||||||||||||||||||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 | Not Enrolled | ||||||||||||||||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 | Not Enrolled | ||||||||||||||||||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 | Not Enrolled | ||||||||||||||||||||||
| Gold | CGR Metalloys Pvt Ltd. | India | CID003382 | Not Enrolled | ||||||||||||||||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 | Not Enrolled | ||||||||||||||||||||||
| Gold | Guangdong Jinding Gold Limited | China | CID002312 | Not Enrolled | ||||||||||||||||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | Not Enrolled | ||||||||||||||||||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 | Not Enrolled | ||||||||||||||||||||||
| Gold | Sai Refinery | India | CID002853 | Not Enrolled | ||||||||||||||||||||||
| Gold | K.A. Rasmussen | Norway | CID003497 | Not Enrolled | ||||||||||||||||||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 | Not Enrolled | ||||||||||||||||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | Not Enrolled | ||||||||||||||||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | Not Enrolled | ||||||||||||||||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 | Not Enrolled | ||||||||||||||||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | Not Enrolled | ||||||||||||||||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 | Not Enrolled | ||||||||||||||||||||||
| Gold | Sovereign Metals | India | CID003383 | Not Enrolled | ||||||||||||||||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | Not Enrolled | ||||||||||||||||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | Not Enrolled | ||||||||||||||||||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | Not Enrolled | ||||||||||||||||||||||
| Gold | African Gold Refinery | Uganda | CID003185 | Not Enrolled | ||||||||||||||||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | Not Enrolled | ||||||||||||||||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | Not Enrolled | ||||||||||||||||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 | Not Enrolled | ||||||||||||||||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | Not Enrolled | ||||||||||||||||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 | Not Enrolled | ||||||||||||||||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | Not Enrolled | ||||||||||||||||||||||
| Gold | Shirpur Gold Refinery Ltd. | India | CID002588 | Not Enrolled | ||||||||||||||||||||||
| Gold | Super Dragon Technology Co., Ltd. | China | CID001810 | Not Enrolled | ||||||||||||||||||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 | Not Enrolled | ||||||||||||||||||||||
| Gold | Caridad | Mexico | CID000180 | Not Enrolled | ||||||||||||||||||||||
| Gold | QG Refining, LLC | United States Of America | CID003324 | Not Enrolled | ||||||||||||||||||||||
| Gold | JALAN & Company | India | CID002893 | Not Enrolled | ||||||||||||||||||||||
| Gold | Lingbao Gold Co., Ltd. | China | CID001056 | Not Enrolled | ||||||||||||||||||||||
7
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | Not Enrolled | ||||||||||||||||||||||
| Gold | Gold Coast Refinery | Ghana | CID003186 | Not Enrolled | ||||||||||||||||||||||
| Gold | JSC Uralelectromed | Russian Federation | CID000929 | Not Enrolled | ||||||||||||||||||||||
| Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | Not Enrolled | ||||||||||||||||||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | Not Enrolled | ||||||||||||||||||||||
| Gold | AU Traders and Refiners | South Africa | CID002850 | Not Enrolled | ||||||||||||||||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 | Not Enrolled | ||||||||||||||||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | Not Enrolled | ||||||||||||||||||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | Not Enrolled | ||||||||||||||||||||||
| Gold | Industrial Refining Company | Belgium | CID002587 | Not Enrolled | ||||||||||||||||||||||
| Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 | Not Enrolled | ||||||||||||||||||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | Not Enrolled | ||||||||||||||||||||||
| Gold | Morris and Watson | New Zealand | CID002282 | Not Enrolled | ||||||||||||||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 | Not Enrolled | ||||||||||||||||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | Not Enrolled | ||||||||||||||||||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 | Not Enrolled | ||||||||||||||||||||||
| Gold | Kundan Care Products Ltd. | India | CID003463 | Not Enrolled | ||||||||||||||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 | Not Enrolled | ||||||||||||||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 | Not Enrolled | ||||||||||||||||||||||
| Gold | Metallix Refining Inc. | United States Of America | CID003557 | Not Enrolled | ||||||||||||||||||||||
| Gold | Value Trading | Belgium | CID003617 | Not Enrolled | ||||||||||||||||||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | Not Enrolled | ||||||||||||||||||||||
| Gold | MD Overseas | India | CID003548 | Not Enrolled | ||||||||||||||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 | Not Enrolled | ||||||||||||||||||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | Conformant | ||||||||||||||||||||||
| Gold | Materion | United States Of America | CID001113 | Conformant | ||||||||||||||||||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | Conformant | ||||||||||||||||||||||
| Gold | Safimet S.p.A | Italy | CID002973 | Conformant | ||||||||||||||||||||||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | CID001078 | Conformant | ||||||||||||||||||||||
| Gold | Geib Refining Corporation | United States Of America | CID002459 | Conformant | ||||||||||||||||||||||
| Gold | Kazzinc | Kazakhstan | CID000957 | Conformant | ||||||||||||||||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | Conformant | ||||||||||||||||||||||
| Gold | 8853 S.p.A. | Italy | CID002763 | Conformant | ||||||||||||||||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | Conformant | ||||||||||||||||||||||
| Gold | SAAMP | France | CID002761 | Conformant | ||||||||||||||||||||||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | CID002516 | Conformant | ||||||||||||||||||||||
| Gold | DSC (Do Sung Corporation) | Korea, Republic Of | CID000359 | Conformant | ||||||||||||||||||||||
| Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | Conformant | ||||||||||||||||||||||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | CID002605 | Conformant | ||||||||||||||||||||||
| Gold | T.C.A S.p.A | Italy | CID002580 | Conformant | ||||||||||||||||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | Conformant | ||||||||||||||||||||||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | CID001916 | Conformant | ||||||||||||||||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 | Conformant | ||||||||||||||||||||||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 | Conformant | ||||||||||||||||||||||
| Gold | L'Orfebre S.A. | Andorra | CID002762 | Conformant | ||||||||||||||||||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 | Conformant | ||||||||||||||||||||||
| Gold | Metalor Technologies S.A. | Switzerland | CID001153 | Conformant | ||||||||||||||||||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | Conformant | ||||||||||||||||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 | Conformant | ||||||||||||||||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | Conformant | ||||||||||||||||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 | Conformant | ||||||||||||||||||||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | Conformant | ||||||||||||||||||||||
| Gold | Advanced Chemical Company | United States Of America | CID000015 | Conformant | ||||||||||||||||||||||
| Gold | Yamakin Co., Ltd. | Japan | CID002100 | Conformant | ||||||||||||||||||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | Conformant | ||||||||||||||||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | Conformant | ||||||||||||||||||||||
8
| Gold | Samduck Precious Metals | Korea, Republic Of | CID001555 | Conformant | ||||||||||||||||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 | Conformant | ||||||||||||||||||||||
| Gold | Dowa | Japan | CID000401 | Conformant | ||||||||||||||||||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | Conformant | ||||||||||||||||||||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 | Conformant | ||||||||||||||||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | Conformant | ||||||||||||||||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 | Conformant | ||||||||||||||||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | Conformant | ||||||||||||||||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | Conformant | ||||||||||||||||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | Conformant | ||||||||||||||||||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | Conformant | ||||||||||||||||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | Conformant | ||||||||||||||||||||||
| Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | Conformant | ||||||||||||||||||||||
| Gold | Nihon Material Co., Ltd. | Japan | CID001259 | Conformant | ||||||||||||||||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | Conformant | ||||||||||||||||||||||
| Gold | Boliden AB | Sweden | CID000157 | Conformant | ||||||||||||||||||||||
| Gold | Chugai Mining | Japan | CID000264 | Conformant | ||||||||||||||||||||||
| Gold | REMONDIS PMR B.V. | Netherlands | CID002582 | Conformant | ||||||||||||||||||||||
| Gold | Asahi Pretec Corp. | Japan | CID000082 | Conformant | ||||||||||||||||||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | Conformant | ||||||||||||||||||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | CID001761 | Conformant | ||||||||||||||||||||||
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | CID002918 | Conformant | ||||||||||||||||||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | Conformant | ||||||||||||||||||||||
| Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | Conformant | ||||||||||||||||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 | Conformant | ||||||||||||||||||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | Conformant | ||||||||||||||||||||||
| Gold | LT Metal Ltd. | Korea, Republic Of | CID000689 | Conformant | ||||||||||||||||||||||
| Gold | Royal Canadian Mint | Canada | CID001534 | Conformant | ||||||||||||||||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 | Conformant | ||||||||||||||||||||||
| Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | Conformant | ||||||||||||||||||||||
| Gold | Heimerle + Meule GmbH | Germany | CID000694 | Conformant | ||||||||||||||||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | Conformant | ||||||||||||||||||||||
| Gold | SAFINA A.S. | Czechia | CID002290 | Conformant | ||||||||||||||||||||||
| Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | Conformant | ||||||||||||||||||||||
| Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 | Conformant | ||||||||||||||||||||||
| Gold | Marsam Metals | Brazil | CID002606 | Conformant | ||||||||||||||||||||||
| Gold | Japan Mint | Japan | CID000823 | Conformant | ||||||||||||||||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | Conformant | ||||||||||||||||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | Conformant | ||||||||||||||||||||||
| Gold | Istanbul Gold Refinery | Turkey | CID000814 | Conformant | ||||||||||||||||||||||
| Gold | Italpreziosi | Italy | CID002765 | Conformant | ||||||||||||||||||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 | Conformant | ||||||||||||||||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 | Conformant | ||||||||||||||||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 | Conformant | ||||||||||||||||||||||
| Gold | Torecom | Korea, Republic Of | CID001955 | Conformant | ||||||||||||||||||||||
| Gold | PX Precinox S.A. | Switzerland | CID001498 | Conformant | ||||||||||||||||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 | Conformant | ||||||||||||||||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 | Conformant | ||||||||||||||||||||||
| Gold | NH Recytech Company | Korea, Republic Of | CID003189 | Conformant | ||||||||||||||||||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | Conformant | ||||||||||||||||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 | Conformant | ||||||||||||||||||||||
| Gold | Aurubis AG | Germany | CID000113 | Conformant | ||||||||||||||||||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | Conformant | ||||||||||||||||||||||
| Gold | PAMP S.A. | Switzerland | CID001352 | Conformant | ||||||||||||||||||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | Conformant | ||||||||||||||||||||||
| Gold | Asahi Refining USA Inc. | United States Of America | CID000920 | Conformant | ||||||||||||||||||||||
| Gold | Cendres + Metaux S.A. | Switzerland | CID000189 | Conformant | ||||||||||||||||||||||
| Gold | Chimet S.p.A. | Italy | CID000233 | Conformant | ||||||||||||||||||||||
9
| Gold | Metalor USA Refining Corporation | United States Of America | CID001157 | Conformant | ||||||||||||||||||||||
| Gold | Mitsubishi Materials Corporation | Japan | CID001188 | Conformant | ||||||||||||||||||||||
| Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 | Conformant | ||||||||||||||||||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | Conformant | ||||||||||||||||||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | Conformant | ||||||||||||||||||||||
| Gold | Valcambi S.A. | Switzerland | CID002003 | Conformant | ||||||||||||||||||||||
| Gold | Bangalore Refinery | India | CID002863 | Conformant | ||||||||||||||||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 | Conformant | ||||||||||||||||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | Conformant | ||||||||||||||||||||||
| Gold | Samwon Metals Corp. | Korea, Republic Of | CID001562 | Not Enrolled | ||||||||||||||||||||||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | CID000778 | Not Enrolled | ||||||||||||||||||||||
| Gold | Pease & Curren | United States Of America | CID002872 | Not Enrolled | ||||||||||||||||||||||
| Gold | Sabin Metal Corp. | United States Of America | CID001546 | Not Enrolled | ||||||||||||||||||||||
| Gold | Sellem Industries Ltd. | Mauritania | CID003540 | Not Enrolled | ||||||||||||||||||||||
| Gold | Augmont Enterprises Private Limited | India | CID003461 | Active | ||||||||||||||||||||||
| Gold | C.I Metales Procesados Industriales SAS | Colombia | CID003421 | Active | ||||||||||||||||||||||
| Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | CID003529 | Active | ||||||||||||||||||||||
| Gold | Alexy Metals | United States Of America | CID003500 | Active | ||||||||||||||||||||||
| Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 | Active | ||||||||||||||||||||||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | Active | ||||||||||||||||||||||
| Gold | WEEEREFINING | France | CID003615 | Active | ||||||||||||||||||||||
| Tantalum | H.C. Starck Inc. | United States Of America | CID002548 | Conformant | ||||||||||||||||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | Conformant | ||||||||||||||||||||||
| Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 | Conformant | ||||||||||||||||||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | Conformant | ||||||||||||||||||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 | Conformant | ||||||||||||||||||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 | Conformant | ||||||||||||||||||||||
| Tantalum | Yancheng Jinye New Material Technology Co., Ltd. | China | CID003583 | Conformant | ||||||||||||||||||||||
| Tantalum | NPM Silmet AS | Estonia | CID001200 | Conformant | ||||||||||||||||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 | Conformant | ||||||||||||||||||||||
| Tantalum | H.C. Starck Ltd. | Japan | CID002549 | Conformant | ||||||||||||||||||||||
| Tantalum | D Block Metals, LLC | United States Of America | CID002504 | Conformant | ||||||||||||||||||||||
| Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | Conformant | ||||||||||||||||||||||
| Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | Conformant | ||||||||||||||||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | Conformant | ||||||||||||||||||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 | Conformant | ||||||||||||||||||||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 | Conformant | ||||||||||||||||||||||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | CID002545 | Conformant | ||||||||||||||||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | Conformant | ||||||||||||||||||||||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CID000616 | Conformant | ||||||||||||||||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 | Conformant | ||||||||||||||||||||||
| Tantalum | KEMET Blue Metals | Mexico | CID002539 | Conformant | ||||||||||||||||||||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | Conformant | ||||||||||||||||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | Conformant | ||||||||||||||||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | Conformant | ||||||||||||||||||||||
| Tantalum | Telex Metals | United States Of America | CID001891 | Conformant | ||||||||||||||||||||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | Conformant | ||||||||||||||||||||||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 | Conformant | ||||||||||||||||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | Conformant | ||||||||||||||||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | Conformant | ||||||||||||||||||||||
| Tantalum | LSM Brasil S.A. | Brazil | CID001076 | Conformant | ||||||||||||||||||||||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 | Conformant | ||||||||||||||||||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | Conformant | ||||||||||||||||||||||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002550 | Conformant | ||||||||||||||||||||||
| Tantalum | QuantumClean | United States Of America | CID001508 | Conformant | ||||||||||||||||||||||
| Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | Conformant | ||||||||||||||||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 | Not Enrolled | ||||||||||||||||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | Not Enrolled | ||||||||||||||||||||||
10
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 | Not Enrolled | ||||||||||||||||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | Not Enrolled | ||||||||||||||||||||||
| Tin | PT Panca Mega Persada | Indonesia | CID001457 | Not Enrolled | ||||||||||||||||||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | Not Enrolled | ||||||||||||||||||||||
| Tin | Pongpipat Company Limited | Myanmar | CID003208 | Not Enrolled | ||||||||||||||||||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 | Not Enrolled | ||||||||||||||||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | Not Enrolled | ||||||||||||||||||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | Not Enrolled | ||||||||||||||||||||||
| Tin | Precious Minerals and Smelting Limited | India | CID003409 | Not Enrolled | ||||||||||||||||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 | Not Enrolled | ||||||||||||||||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 | Not Enrolled | ||||||||||||||||||||||
| Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | Not Enrolled | ||||||||||||||||||||||
| Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 | Not Enrolled | ||||||||||||||||||||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 | Not Enrolled | ||||||||||||||||||||||
| Tin | PT Tommy Utama | Indonesia | CID001493 | Not Enrolled | ||||||||||||||||||||||
| Tin | Fenix Metals | Poland | CID000468 | Conformant | ||||||||||||||||||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 | Conformant | ||||||||||||||||||||||
| Tin | PT Mitra Stania Prima | Indonesia | CID001453 | Conformant | ||||||||||||||||||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | Conformant | ||||||||||||||||||||||
| Tin | Thaisarco | Thailand | CID001898 | Conformant | ||||||||||||||||||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | Conformant | ||||||||||||||||||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | CID003381 | Conformant | ||||||||||||||||||||||
| Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | Conformant | ||||||||||||||||||||||
| Tin | Metallo Belgium N.V. | Belgium | CID002773 | Conformant | ||||||||||||||||||||||
| Tin | Minsur | Peru | CID001182 | Conformant | ||||||||||||||||||||||
| Tin | PT Bukit Timah | Indonesia | CID001428 | Conformant | ||||||||||||||||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 | Conformant | ||||||||||||||||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 | Conformant | ||||||||||||||||||||||
| Tin | Estanho de Rondonia S.A. | Brazil | CID000448 | Conformant | ||||||||||||||||||||||
| Tin | PT Timah Tbk Kundur | Indonesia | CID001477 | Conformant | ||||||||||||||||||||||
| Tin | Alpha | United States Of America | CID000292 | Conformant | ||||||||||||||||||||||
| Tin | China Tin Group Co., Ltd. | China | CID001070 | Conformant | ||||||||||||||||||||||
| Tin | Metallo Spain S.L.U. | Spain | CID002774 | Conformant | ||||||||||||||||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | Conformant | ||||||||||||||||||||||
| Tin | Rui Da Hung | Taiwan, Province Of China | CID001539 | Conformant | ||||||||||||||||||||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 | Conformant | ||||||||||||||||||||||
| Tin | Metallic Resources, Inc. | United States Of America | CID001142 | Conformant | ||||||||||||||||||||||
| Tin | PT Timah Tbk Mentok | Indonesia | CID001482 | Conformant | ||||||||||||||||||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | Conformant | ||||||||||||||||||||||
| Tin | Luna Smelter, Ltd. | Rwanda | CID003387 | Conformant | ||||||||||||||||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | Conformant | ||||||||||||||||||||||
| Tin | Yunnan Tin Company Limited | China | CID002180 | Conformant | ||||||||||||||||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | Conformant | ||||||||||||||||||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | Conformant | ||||||||||||||||||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | Conformant | ||||||||||||||||||||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | CID003379 | Conformant | ||||||||||||||||||||||
| Tin | PT Bangka Serumpun | Indonesia | CID003205 | Conformant | ||||||||||||||||||||||
| Tin | Dowa | Japan | CID000402 | Conformant | ||||||||||||||||||||||
| Tin | EM Vinto | Bolivia (Plurinational State Of) | CID000438 | Conformant | ||||||||||||||||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 | Conformant | ||||||||||||||||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 | Conformant | ||||||||||||||||||||||
| Tin | PT Cipta Persada Mulia | Indonesia | CID002696 | Conformant | ||||||||||||||||||||||
| Tin | Soft Metais Ltda. | Brazil | CID001758 | Conformant | ||||||||||||||||||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | Conformant | ||||||||||||||||||||||
| Tin | Tin Technology & Refining | United States Of America | CID003325 | Conformant | ||||||||||||||||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | Conformant | ||||||||||||||||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 | Conformant | ||||||||||||||||||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | CID003582 | Conformant | ||||||||||||||||||||||
11
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | Conformant | ||||||||||||||||||||||
| Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | CID001305 | Conformant | ||||||||||||||||||||||
| Tin | PT Prima Timah Utama | Indonesia | CID001458 | Conformant | ||||||||||||||||||||||
| Tin | CRM Synergies | Spain | CID003524 | Conformant | ||||||||||||||||||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | Conformant | ||||||||||||||||||||||
| Tin | Mineracao Taboca S.A. | Brazil | CID001173 | Conformant | ||||||||||||||||||||||
| Tin | PT Refined Bangka Tin | Indonesia | CID001460 | Conformant | ||||||||||||||||||||||
| Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | Conformant | ||||||||||||||||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | Conformant | ||||||||||||||||||||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 | Conformant | ||||||||||||||||||||||
| Tin | Mitsubishi Materials Corporation | Japan | CID001191 | Conformant | ||||||||||||||||||||||
| Tin | PT Sukses Inti Makmur | Indonesia | CID002816 | Active | ||||||||||||||||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 | Active | ||||||||||||||||||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | Active | ||||||||||||||||||||||
| Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 | Active | ||||||||||||||||||||||
| Tin | Super Ligas | Brazil | CID002756 | Active | ||||||||||||||||||||||
| Tin | PT Timah Nusantara | Indonesia | CID001486 | Active | ||||||||||||||||||||||
| Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | Active | ||||||||||||||||||||||
| Tungsten | Artek LLC | Russian Federation | CID003553 | Not Enrolled | ||||||||||||||||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 | Not Enrolled | ||||||||||||||||||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | Conformant | ||||||||||||||||||||||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002542 | Conformant | ||||||||||||||||||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | Conformant | ||||||||||||||||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | Conformant | ||||||||||||||||||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | Conformant | ||||||||||||||||||||||
| Tungsten | Moliren Ltd. | Russian Federation | CID002845 | Conformant | ||||||||||||||||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | Conformant | ||||||||||||||||||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | Conformant | ||||||||||||||||||||||
| Tungsten | GEM Co., Ltd. | China | CID003417 | Conformant | ||||||||||||||||||||||
| Tungsten | Niagara Refining LLC | United States Of America | CID002589 | Conformant | ||||||||||||||||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | Conformant | ||||||||||||||||||||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | CID003401 | Conformant | ||||||||||||||||||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | Conformant | ||||||||||||||||||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 | Conformant | ||||||||||||||||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | Conformant | ||||||||||||||||||||||
| Tungsten | China Molybdenum Co., Ltd. | China | CID002641 | Conformant | ||||||||||||||||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | Conformant | ||||||||||||||||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | Conformant | ||||||||||||||||||||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province Of China | CID003407 | Conformant | ||||||||||||||||||||||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 | Conformant | ||||||||||||||||||||||
| Tungsten | Kennametal Huntsville | United States Of America | CID000105 | Conformant | ||||||||||||||||||||||
| Tungsten | Global Tungsten & Powders Corp. | United States Of America | CID000568 | Conformant | ||||||||||||||||||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | CID003468 | Conformant | ||||||||||||||||||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 | Conformant | ||||||||||||||||||||||
| Tungsten | ACL Metais Eireli | Brazil | CID002833 | Conformant | ||||||||||||||||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | Conformant | ||||||||||||||||||||||
| Tungsten | Fujian Xinlu Tungsten | China | CID003609 | Conformant | ||||||||||||||||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 | Conformant | ||||||||||||||||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | Conformant | ||||||||||||||||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 | Conformant | ||||||||||||||||||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | CID002645 | Conformant | ||||||||||||||||||||||
| Tungsten | Kennametal Fallon | United States Of America | CID000966 | Conformant | ||||||||||||||||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | Conformant | ||||||||||||||||||||||
| Tungsten | A.L.M.T. Corp. | Japan | CID000004 | Conformant | ||||||||||||||||||||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 | Conformant | ||||||||||||||||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 | Conformant | ||||||||||||||||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | Conformant | ||||||||||||||||||||||
12
| Tungsten | KGETS Co., Ltd. | Korea, Republic Of | CID003388 | Conformant | ||||||||||||||||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | Conformant | ||||||||||||||||||||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CID002830 | Conformant | ||||||||||||||||||||||
| Tungsten | Masan Tungsten Chemical LLC (MTC) | Viet Nam | CID002543 | Conformant | ||||||||||||||||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | Conformant | ||||||||||||||||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 | Not Enrolled | ||||||||||||||||||||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | CID003614 | Active | ||||||||||||||||||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 | Active | ||||||||||||||||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 | Active | ||||||||||||||||||||||
| Tungsten | OOO “Technolom” 2 | Russian Federation | CID003612 | Active | ||||||||||||||||||||||
13
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