Form SD 3D SYSTEMS CORP
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E-mailUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM SD
Specialized Disclosure Report
______________________
3D SYSTEMS CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
______________________
| Delaware | 001-34220 | 95-4431352 |
| (State or Other Jurisdiction of Incorporation or Organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
| 333 THREE D SYSTEMS CIRCLE | ||
| ROCK HILL, SOUTH CAROLINA | 29730 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Andrew M. Johnson
Executive Vice President,
Chief Legal Officer and Secretary
(803) 326-3900
(Name and telephone number, including area code, of the person to contact in connection with this report):
______________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.
SECTION 1. — CONFLICT MINERALS DISCLOSURE
Item 1.01 Conflict Minerals Disclosure and Report
Company Overview
3D Systems Corporation (“3D Systems,” the “Company,” “we,” “our,” or “us”) is a holding company incorporated in Delaware in 1993. We market our products and services through subsidiaries in North America and South America, Europe and the Middle East and the Asia Pacific and Oceania region. We provide comprehensive 3D printing and digital manufacturing solutions, including 3D printers for plastics and metals, materials, software, and digital design tools. Our solutions support advanced applications in two key industry verticals: Healthcare (which includes dental, medical devices and personalized health services) and Industrial (which includes aerospace, defense, transportation and general manufacturing). We have over 30 years of experience and expertise which have proven vital to our development of an ecosystem and end-to-end digital workflow solutions which enable customers to optimize product designs, transform workflows, bring innovative products to market and drive new business models.
Products Overview
We design, manufacture, sell, and service 3D printers (additive manufacturing devices). We also provide custom 3D printing services. We source parts and materials to support our innovations and the business needs of our customers. Additionally, our products are complex and consist of materials and parts sourced from hundreds of suppliers. We determined that during the 2021 calendar year, we manufactured and sub-contracted to manufacture certain components for our products containing conflict minerals (as defined below) and that the use of these minerals is sometimes necessary to the functionality or production of these products.
Conflict Minerals Disclosure
The disclosure on this Form SD for 3D Systems is being filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from January 1, 2021 to December 31, 2021. The Rule was adopted by the SEC to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The specified conflict minerals, which we collectively refer to in this Report as “conflict minerals,” are defined by the SEC as cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, which are limited to tantalum, tin, and tungsten, and gold for the purposes of this assessment.
Under SEC regulations, if any conflict minerals are necessary to the functionality or production of a product manufactured by 3D Systems or contracted by us to be manufactured, we must conduct in good faith a reasonable country of origin inquiry (“RCOI”) regarding those conflict minerals that is reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (“Covered Countries”), or are from recycled or scrap sources. If a registrant can establish that conflict minerals originated from sources other than the Covered Countries, or from recycled and scrap sources, they must submit a Form SD which describes the RCOI completed.
If a registrant has reason to believe that any of the conflict minerals in their supply chain may have originated in the Covered Countries, or if they are unable to determine the country of origin of those conflict minerals, then the issuer must exercise due diligence on the conflict minerals’ source and chain of custody. The registrant must annually submit a report, Conflict Minerals Report, to the SEC that includes a description of those due diligence measures.
Reasonable Country of Origin Inquiry and Conclusion (“RCOI”)
As part of our RCOI, we reviewed product specifications and undertook an analysis of our product portfolio to determine whether conflict minerals are present in the raw materials used in our solutions.
As a company in the 3D printing industry, 3D Systems is several levels removed from the actual mining of minerals. We do not make direct purchases of raw ore or unrefined conflict minerals and make no direct purchases from the DRC or any of the other Covered Countries. We worked with our direct suppliers to identify and trace their supply chains, and those suppliers in turn sought similar information within their supply chains to identify the original sources of necessary conflict minerals. As part of this process, we requested that all direct suppliers of goods that possibly contain conflict minerals provide information using the template developed by the Responsible Minerals Initiative, known as the Conflict Minerals Reporting Template.
Due to the breadth and complexity of 3D Systems’ products and supply chain, many of our suppliers have not responded with verifications of the origin of materials supplied to 3D Systems. 3D Systems will continue to seek responses from its suppliers.
Because the origin of conflict minerals could not be determined at the conclusion of the RCOI, we proceeded to exercise due diligence in accordance with the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. The accompanying Conflict Minerals Report describes the results of our due diligence.
The information contained in this Form SD is available free of charge on our website at www.3dsystems.com. Other information contained in, and that can be accessed through the website, is not, and shall not be deemed to be, part of this Form SD or incorporated into any other filings we make with the SEC.
Item 1.02 Exhibit.
As specified in Section 2 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.
SECTION 2. — EXHIBITS
Item 2.01. Exhibits.
The following exhibit is filed as part of this Form SD as required by Items 1.01 and 1.02 of this Form SD.
| Exhibit No. | Description | |
| 1.01 | Conflict Minerals Report for the year ended December 31, 2021. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| 3D SYSTEMS CORPORATION | ||
| By | /s/Andrew M. Johnson | |
| Andrew M. Johnson | ||
| Executive Vice President, | ||
| Chief Legal Officer and Secretary | ||
Date: May 31, 2022
Exhibit 1.01
Conflict Minerals Report of 3D Systems Corporation
in Accordance with Rule 13p-1 of the Securities Exchange Act of 1934
This Conflict Minerals Report of 3D Systems Corporation (“3D Systems” or the “Company” or “we” or “us”) for the calendar year ended December 31, 2021 is being filed in accordance with Rule 13p-1 (“Rule 13p-1”) of the Securities Exchange Act of 1934. Please refer to Rule 13p-1, Form SD and Release No. 34-67716 for definitions of the terms used in this Conflict Minerals Report, unless otherwise defined herein.
3D Systems undertook due diligence intended to determine the conflict minerals status of raw materials used in its 3D-printing-centric design-to-manufacturing solutions, including 3D printers (additive manufacturing devices), print materials, on-demand custom parts services, sculpting and simulation applications. As described in our accompanying Form SD, we sought information from our direct suppliers, with those suppliers in turn seeking similar information within their supply chains to identify the original sources of necessary conflict minerals.
3D Systems’ due diligence measures were based upon, and designed to conform, in all material respects, with the due diligence framework established by the Organisation for Economic Co-operation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.
Consistent with the OECD Guidelines, 3D Systems due diligence measures included:
Step 1. Establish Strong Company Management Systems
We formed a multi-disciplinary conflict mineral working group to oversee compliance with Rule 13p-1 and our responsible sourcing of conflict minerals. This working group includes members of senior management and is responsible for all aspects of our responsible conflict minerals sourcing program. We have also developed a Conflict Minerals Policy and Supplier Code of Conduct (each of which can be found at https://www.3dsystems.com/make-an-impact) that further reflect our commitment to responsible sourcing of conflict minerals.
Step 2. Identify and Assess Risks in the Supply Chain
To determine whether any conflict minerals used in the manufacturing of components for our products originated in the Democratic Republic of the Congo or an adjoining country, we retained a third-party service provider to assist us in collecting and reviewing data from our supply chain. With the assistance of the third-party service provider, we engage with our direct suppliers to evaluate the source of conflict minerals in our products. Upon receiving a Conflict Minerals Reporting Template (“CRMT”), it is reviewed for consistency and accuracy. This review also includes checking all identified smelters and refiners against the Responsible Minerals Initiative’s (“RMI”) Responsible Minerals Assurance Process database (the “RMI Database”). The majority of smelters and refiners identified in our supply chain were listed as compliant with the relevant Responsible Minerals Assurance Process assessment protocols in the RMI Database as of February 20, 2022, as identified on Table A. The smelters and refiners listed in Table A may not be all of the smelters and refiners in our supply chain, since certain suppliers were unable to identify the smelters and refiners of some of the necessary conflict minerals content contained in our products and because not all suppliers responded to our inquiries.
Table B contains an aggregated list of the countries of origin from which the reported smelters and refiners collectively source conflict minerals, based on information provided by suppliers and RMI. Many responses were provided at the company level and, therefore, Table B may contain more countries than those that our products are being sourced from.
From the responses that we received, we identified a small number of smelters that potentially posed a risk due to the presence of some red flag indicators. For suppliers that identified these specific smelters of concern on their CMRT, a new escalation plan is in process.
After exercising due diligence, the country of origin of conflict minerals contained within our products cannot be readily determined at this time. We are unable to determine this information with greater specificity at this time because certain of our direct suppliers were unable to provide the information to us.
Step 3. Design and Implement a Strategy to Respond to Identified Risks
We have continued to look for ways to strengthen our conflict minerals compliance program, including the processes outlined above. In addition, we will continue to collaborate with our direct suppliers so that they and we are better able to track the sourcing of conflict minerals with greater precision. To accomplish this objective, we will continue outreach and education efforts among the direct supplier base, particularly with respect to direct suppliers that are unable to provide greater transparency as to their own sourcing practices. We encourage direct suppliers to source, when feasible, from smelters or refiners that are certified as conflict-free by an independent third party, such as RMI.
Step 4. Carry Out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices
3D System supports audits of conflict minerals smelters and refiners conducted by third parties, such as RMI.
Step 5. Report Annually on Supply Chain Due Diligence
This report and the related Form SD constitute 3D Systems’ annual report on its conflict minerals due diligence and is available free of charge on our website at www.3dsystems.com. Our Conflict Minerals Policy and Supplier Code of Conduct are available at www.3dsystems.com/make-an-impact. Information contained in, and that can be accessed through the website, is not, and shall not be deemed to be, part of this Conflict Minerals Report or incorporated into any other filings we make with the SEC.
Table A
Summary of Identified Smelters and Refiners for Calendar Year ended December 31, 2021
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Gold | Advanced Chemical Company* | United States of America | CID000015 |
| Gold | Aida Chemical Industries Co., Ltd.* | Japan | CID000019 |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC)* | Uzbekistan | CID000041 |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao* | Brazil | CID000058 |
| Gold | Argor-Heraeus S.A.* | Switzerland | CID000077 |
| Gold | Asahi Pretec Corp.* | Japan | CID000082 |
| Gold | Asaka Riken Co., Ltd.* | Japan | CID000090 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S.* | Turkey | CID000103 |
| Gold | Aurubis AG* | Germany | CID000113 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 |
| Gold | Boliden AB* | Sweden | CID000157 |
| Gold | C. Hafner GmbH + Co. KG* | Germany | CID000176 |
| Gold | Caridad | Mexico | CID000180 |
| Gold | CCR Refinery - Glencore Canada Corporation* | Canada | CID000185 |
| Gold | Cendres + Metaux S.A.* | Switzerland | CID000189 |
| Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 |
| Gold | Chimet S.p.A.* | Italy | CID000233 |
| Gold | Chugai Mining* | Japan | CID000264 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 |
| Gold | DSC (Do Sung Corporation)* | Korea, Republic of | CID000359 |
| Gold | Dowa* | Japan | CID000401 |
| Gold | Eco-System Recycling Co., Ltd. East Plant* | Japan | CID000425 |
| Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 |
| Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 |
| Gold | LT Metal Ltd. | Korea, Republic of | CID000689 |
| Gold | Heimerle + Meule GmbH* | Germany | CID000694 |
| Gold | Heraeus Metals Hong Kong Ltd.* | China | CID000707 |
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 |
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic of | CID000778 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* | China | CID000801 |
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 |
| Gold | Istanbul Gold Refinery* | Turkey | CID000814 |
| Gold | Japan Mint* | Japan | CID000823 |
| Gold | Jiangxi Copper Co., Ltd.* | China | CID000855 |
| Gold | Asahi Refining USA Inc.* | United States of America | CID000920 |
| Gold | Asahi Refining Canada Ltd.* | Canada | CID000924 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 |
| Gold | JSC Uralelectromed | Russian Federation | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd.* | Japan | CID000937 |
| Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 |
| Gold | Kazzinc* | Kazakhstan | CID000957 |
| Gold | Kennecott Utah Copper LLC* | United States of America | CID000969 |
| Gold | Kojima Chemicals Co., Ltd.* | Japan | CID000981 |
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 |
| Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 |
| Gold | Lingbao Gold Co., Ltd. | China | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 |
| Gold | LS-NIKKO Copper Inc. | Korea, Republic of | CID001078 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 |
| Gold | Materion* | United States of America | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd.* | Japan | CID001119 |
| Gold | Metalor Technologies (Suzhou) Ltd.* | China | CID001147 |
| Gold | Metalor Technologies (Hong Kong) Ltd.* | China | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd.* | Singapore | CID001152 |
| Gold | Metalor Technologies S.A.* | Switzerland | CID001153 |
| Gold | Metalor USA Refining Corporation* | United States of America | CID001157 |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V.* | Mexico | CID001161 |
| Gold | Mitsubishi Materials Corporation* | Japan | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd.* | Japan | CID001193 |
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S.* | Turkey | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat* | Uzbekistan | CID001236 |
| Gold | Nihon Material Co., Ltd.* | Japan | CID001259 |
| Gold | Ohura Precious Metal Industry Co., Ltd.* | Japan | CID001325 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 |
| Gold | PAMP S.A.* | Switzerland | CID001352 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 |
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 |
| Gold | PX Precinox S.A. | Switzerland | CID001498 |
| Gold | Rand Refinery (Pty) Ltd.* | South Africa | CID001512 |
| Gold | Royal Canadian Mint* | Canada | CID001534 |
| Gold | Sabin Metal Corp. | United States of America | CID001546 |
| Gold | Samduck Precious Metals* | Korea, Republic of | CID001555 |
| Gold | Samwon Metals Corp. | Korea, Republic of | CID001562 |
| Gold | SEMPSA Joyeria Plateria S.A.* | Spain | CID001585 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd.* | China | CID001736 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 |
| Gold | Solar Applied Materials Technology Corp.* | Taiwan, Province of China | CID001761 |
| Gold | Sumitomo Metal Mining Co., Ltd.* | Japan | CID001798 |
| Gold | Smelter Not Listed | China | CID001810 |
| Gold | Tanaka Kikinzoku Kogyo K.K.* | Japan | CID001875 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd.* | China | CID001916 |
| Gold | Tokuriki Honten Co., Ltd.* | Japan | CID001938 |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 |
| Gold | Torecom* | Korea, Republic of | CID001955 |
| Gold | Umicore S.A. Business Unit Precious Metals Refining* | Belgium | CID001980 |
| Gold | United Precious Metal Refining, Inc.* | United States of America | CID001993 |
| Gold | Valcambi S.A.* | Switzerland | CID002003 |
| Gold | Western Australian Mint (T/a The Perth Mint)* | Australia | CID002030 |
| Gold | Yamakin Co., Ltd.* | Japan | CID002100 |
| Gold | Yokohama Metal Co., Ltd.* | Japan | CID002129 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation* | China | CID002224 |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd.* | China | CID002243 |
| Gold | Morris and Watson | New Zealand | CID002282 |
| Gold | SAFINA A.S.* | Czechia | CID002290 |
| Gold | Guangdong Jinding Gold Limited | China | CID002312 |
| Gold | Umicore Precious Metals Thailand* | Thailand | CID002314 |
| Gold | Geib Refining Corporation* | United States of America | CID002459 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Gold | MMTC-PAMP India Pvt., Ltd.* | India | CID002509 |
| Gold | KGHM Polska Miedz Spolka Akcyjna* | Poland | CID002511 |
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 |
| Gold | Singway Technology Co., Ltd.* | Taiwan, Province of China | CID002516 |
| Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 |
| Gold | Al Etihad Gold Refinery DMCC* | United Arab Emirates | CID002560 |
| Gold | Emirates Gold DMCC* | United Arab Emirates | CID002561 |
| Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 |
| Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 |
| Gold | Sudan Gold Refinery | Sudan | CID002567 |
| Gold | T.C.A S.p.A* | Italy | CID002580 |
| Gold | REMONDIS PMR B.V.* | Netherlands | CID002582 |
| Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 |
| Gold | Industrial Refining Company | Belgium | CID002587 |
| Gold | Shirpur Gold Refinery Ltd. | India | CID002588 |
| Gold | Korea Zinc Co., Ltd.* | Korea, Republic of | CID002605 |
| Gold | Marsam Metals* | Brazil | CID002606 |
| Gold | TOO Tau-Ken-Altyn* | Kazakhstan | CID002615 |
| Gold | Abington Reldan Metals, LLC | United States of America | CID002708 |
| Gold | SAAMP* | France | CID002761 |
| Gold | L'Orfebre S.A.* | Andorra | CID002762 |
| Gold | 8853 S.p.A.* | Italy | CID002763 |
| Gold | Italpreziosi* | Italy | CID002765 |
| Gold | WIELAND Edelmetalle GmbH* | Germany | CID002778 |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH* | Austria | CID002779 |
| Gold | AU Traders and Refiners | South Africa | CID002850 |
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 |
| Gold | Sai Refinery | India | CID002853 |
| Gold | Modeltech Sdn Bhd | Malaysia | CID002857 |
| Gold | Bangalore Refinery* | India | CID002863 |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 |
| Gold | Pease & Curren | United States of America | CID002872 |
| Gold | JALAN & Company | India | CID002893 |
| Gold | SungEel HiMetal Co., Ltd.* | Korea, Republic of | CID002918 |
| Gold | Planta Recuperadora de Metales SpA* | Chile | CID002919 |
| Gold | Safimet S.p.A* | Italy | CID002973 |
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 |
| Gold | African Gold Refinery | Uganda | CID003185 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Gold | Gold Coast Refinery | Ghana | CID003186 |
| Gold | NH Recytech Company | Korea, Republic of | CID003189 |
| Gold | QG Refining, LLC | United States of America | CID003324 |
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 |
| Gold | CGR Metalloys Pvt Ltd. | India | CID003382 |
| Gold | Sovereign Metals | India | CID003383 |
| Gold | C.I Metales Procesados Industriales SAS | Colombia | CID003421 |
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 |
| Gold | Eco-System Recycling Co., Ltd. West Plant* | Japan | CID003425 |
| Gold | Augmont Enterprises Private Limited | India | CID003461 |
| Gold | Kundan Care Products Ltd. | India | CID003463 |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 |
| Gold | K.A. Rasmussen | Norway | CID003497 |
| Gold | Alexy Metals | United States of America | CID003500 |
| Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | CID003529 |
| Gold | Sellem Industries Ltd. | Mauritania | CID003540 |
| Gold | MD Overseas | India | CID003548 |
| Gold | Metallix Refining Inc. | United States of America | CID003557 |
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 |
| Gold | WEEEREFINING | France | CID003615 |
| Gold | Value Trading | Belgium | CID003617 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd.* | China | CID000211 |
| Tantalum | F&X Electro-Materials Ltd.* | China | CID000460 |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd.* | China | CID000616 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd.* | China | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd.* | China | CID000917 |
| Tantalum | LSM Brasil S.A. | Brazil | CID001076 |
| Tantalum | Metallurgical Products India Pvt., Ltd.* | India | CID001163 |
| Tantalum | Mineracao Taboca S.A.* | Brazil | CID001175 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd.* | Japan | CID001192 |
| Tantalum | NPM Silmet AS* | Estonia | CID001200 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd.* | China | CID001277 |
| Tantalum | QuantumClean* | United States of America | CID001508 |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd.* | China | CID001522 |
| Tantalum | Solikamsk Magnesium Works OAO* | Russian Federation | CID001769 |
| Tantalum | Taki Chemical Co., Ltd.* | Japan | CID001869 |
| Tantalum | Telex Metals* | United States of America | CID001891 |
| Tantalum | Ulba Metallurgical Plant JSC* | Kazakhstan | CID001969 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd.* | China | CID002492 |
| Tantalum | D Block Metals, LLC* | United States of America | CID002504 |
| Tantalum | FIR Metals & Resource Ltd.* | China | CID002505 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* | China | CID002506 |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd.* | China | CID002508 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd.* | China | CID002512 |
| Tantalum | KEMET Blue Metals | Mexico | CID002539 |
| Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | CID002545 |
| Tantalum | H.C. Starck Hermsdorf GmbH* | Germany | CID002547 |
| Tantalum | H.C. Starck Inc. | United States of America | CID002548 |
| Tantalum | H.C. Starck Ltd. | Japan | CID002549 |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002550 |
| Tantalum | Global Advanced Metals Boyertown* | United States of America | CID002557 |
| Tantalum | Global Advanced Metals Aizu* | Japan | CID002558 |
| Tantalum | Resind Industria e Comercio Ltda.* | Brazil | CID002707 |
| Tantalum | Jiangxi Tuohong New Raw Material* | China | CID002842 |
| Tantalum | Yancheng Jinye New Material Technology Co., Ltd. | China | CID003583 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.* | China | CID000228 |
| Tin | Alpha* | United States of America | CID000292 |
| Tin | Smelter Not Listed | Indonesia | CID000309 |
| Tin | Dowa* | Japan | CID000402 |
| Tin | EM Vinto* | Bolivia (Plurinational State of) | CID000438 |
| Tin | Estanho de Rondonia S.A.* | Brazil | CID000448 |
| Tin | Fenix Metals* | Poland | CID000468 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd.* | China | CID000538 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd.* | China | CID000555 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 |
| Tin | China Tin Group Co., Ltd.* | China | CID001070 |
| Tin | Malaysia Smelting Corporation (MSC)* | Malaysia | CID001105 |
| Tin | Metallic Resources, Inc.* | United States of America | CID001142 |
| Tin | Mineracao Taboca S.A.* | Brazil | CID001173 |
| Tin | Minsur* | Peru | CID001182 |
| Tin | Mitsubishi Materials Corporation* | Japan | CID001191 |
| Tin | Jiangxi New Nanshan Technology Ltd.* | China | CID001231 |
| Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | CID001305 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd.* | Thailand | CID001314 |
| Tin | Operaciones Metalurgicas S.A.* | Bolivia (Plurinational State of) | CID001337 |
| Tin | PT Artha Cipta Langgeng* | Indonesia | CID001399 |
| Tin | Smelter Not Listed | Indonesia | CID001402 |
| Tin | PT Babel Surya Alam Lestari* | Indonesia | CID001406 |
| Tin | Smelter Not Listed | Indonesia | CID001421 |
| Tin | Smelter Not Listed | Indonesia | CID001428 |
| Tin | PT Mitra Stania Prima* | Indonesia | CID001453 |
| Tin | Smelter Not Listed | Indonesia | CID001457 |
| Tin | PT Prima Timah Utama* | Indonesia | CID001458 |
| Tin | PT Refined Bangka Tin* | Indonesia | CID001460 |
| Tin | Smelter Not Listed | Indonesia | CID001463 |
| Tin | PT Stanindo Inti Perkasa* | Indonesia | CID001468 |
| Tin | PT Timah Tbk Kundur* | Indonesia | CID001477 |
| Tin | PT Timah Tbk Mentok* | Indonesia | CID001482 |
| Tin | PT Timah Nusantara | Indonesia | CID001486 |
| Tin | PT Tinindo Inter Nusa* | Indonesia | CID001490 |
| Tin | Smelter Not Listed | Indonesia | CID001493 |
| Tin | Rui Da Hung* | Taiwan, Province of China | CID001539 |
| Tin | Soft Metais Ltda.* | Brazil | CID001758 |
| Tin | Thaisarco* | Thailand | CID001898 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.* | China | CID001908 |
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 |
| Tin | White Solder Metalurgia e Mineracao Ltda.* | Brazil | CID002036 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd.* | China | CID002158 |
| Tin | Yunnan Tin Company Limited | China | CID002180 |
| Tin | CV Venus Inti Perkasa | Indonesia | CID002455 |
| Tin | Magnu's Minerais Metais e Ligas Ltda.* | Brazil | CID002468 |
| Tin | Smelter Not Listed | Indonesia | CID002478 |
| Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 |
| Tin | PT ATD Makmur Mandiri Jaya* | Indonesia | CID002503 |
| Tin | O.M. Manufacturing Philippines, Inc.* | Philippines | CID002517 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 |
| Tin | Smelter Not Listed | Indonesia | CID002696 |
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Tin | Resind Industria e Comercio Ltda.* | Brazil | CID002706 |
| Tin | Super Ligas | Brazil | CID002756 |
| Tin | Metallo Belgium N.V.* | Belgium | CID002773 |
| Tin | Metallo Spain S.L.U.* | Spain | CID002774 |
| Tin | Smelter Not Listed | Indonesia | CID002816 |
| Tin | PT Menara Cipta Mulia* | Indonesia | CID002835 |
| Tin | Modeltech Sdn Bhd | Malaysia | CID002858 |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd.* | China | CID003116 |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd.* | China | CID003190 |
| Tin | PT Bangka Serumpun* | Indonesia | CID003205 |
| Tin | Pongpipat Company Limited | Myanmar | CID003208 |
| Tin | Tin Technology & Refining* | United States of America | CID003325 |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 |
| Tin | Ma'anshan Weitai Tin Co., Ltd.* | China | CID003379 |
| Tin | PT Rajawali Rimba Perkasa* | Indonesia | CID003381 |
| Tin | Luna Smelter, Ltd.* | Rwanda | CID003387 |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 |
| Tin | Precious Minerals and Smelting Limited | India | CID003409 |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 |
| Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 |
| Tin | CRM Synergies* | Spain | CID003524 |
| Tin | Fabrica Auricchio Industria e Comercio Ltda.* | Brazil | CID003582 |
| Tungsten | A.L.M.T. Corp.* | Japan | CID000004 |
| Tungsten | Kennametal Huntsville* | United States of America | CID000105 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd.* | China | CID000218 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd.* | China | CID000258 |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 |
| Tungsten | Global Tungsten & Powders Corp.* | United States of America | CID000568 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd.* | China | CID000766 |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd.* | China | CID000769 |
| Tungsten | Japan New Metals Co., Ltd.* | Japan | CID000825 |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd.* | China | CID000875 |
| Tungsten | Kennametal Fallon* | United States of America | CID000966 |
| Tungsten | Wolfram Bergbau und Hutten AG* | Austria | CID002044 |
| Tungsten | Xiamen Tungsten Co., Ltd.* | China | CID002082 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd.* | China | CID002315 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd.* | China | CID002316 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd.* | China | CID002317 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.* | China | CID002318 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd.* | China | CID002319 |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd.* | China | CID002320 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd.* | China | CID002321 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd.* | China | CID002494 |
| Tungsten | Asia Tungsten Products Vietnam Ltd.* | Viet Nam | CID002502 |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 |
| Tungsten | H.C. Starck Tungsten * | Germany | CID002541 |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002542 |
| Tungsten | Masan Tungsten Chemical LLC (MTC)* | Viet Nam | CID002543 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd.* | China | CID002551 |
| Tungsten | Niagara Refining LLC* | United States of America | CID002589 |
| Tungsten | China Molybdenum Co., Ltd.* | China | CID002641 |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd.* | China | CID002645 |
| Tungsten | Hydrometallurg, JSC* | Russian Federation | CID002649 |
| Tungsten | Unecha Refractory metals plant* | Russian Federation | CID002724 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc.* | Philippines | CID002827 |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* | China | CID002830 |
| Tungsten | ACL Metais Eireli* | Brazil | CID002833 |
| Tungsten | Moliren Ltd.* | Russian Federation | CID002845 |
| Tungsten | KGETS Co., Ltd.* | Korea, Republic Of | CID003388 |
| Tungsten | Fujian Ganmin RareMetal Co., Ltd.* | China | CID003401 |
| Tungsten | Lianyou Metals Co., Ltd.* | Taiwan, Province of China | CID003407 |
| Tungsten | JSC “Kirovgrad Hard Alloys Plant’* | Russian Federation | CID003408 |
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 |
| Tungsten | GEM Co., Ltd. | China | CID003417 |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 |
| Tungsten | Cronimet Brasil Ltda* | Brazil | CID003468 |
| Tungsten | Artek LLC | Russian Federation | CID003553 |
| Tungsten | Fujian Xinlu* | China | CID003609 |
| Tungsten | OOO “Technolom” 2 | Russian Federation | CID003612 |
| Tungsten | OOO “Technolom” 1 | Russian Federation | CID003614 |
| Tungsten | Smelter Not Listed | Russian Federation | CID003643 |
| * | Denotes smelters and refiners that are identified as being compliant with the relevant Responsible Minerals Assurance Process assessment protocols in the RMI Database as of February 20, 2022. |
Table B
Country of Origin List for Calendar Year ended December 31, 2021
| Country List |
| Afghanistan |
| Åland Islands |
| Albania |
| American Samoa |
| Andorra |
| Angola |
| Argentina |
| Armenia |
| Australia |
| Austria |
| Belarus |
| Belgium |
| Bermuda |
| Bolivia (Plurinational State of) |
| Brazil |
| Bulgaria |
| Burundi |
| Cambodia |
| Canada |
| Central African Republic |
| Chile |
| China |
| Colombia |
| Congo |
| Democratic Republic of Congo |
| Djibouti |
| Dominica |
| Dominican Republic |
| Ecuador |
| Egypt |
| Eritrea |
| Estonia |
| Ethiopia |
| Finland |
| Country List |
| France |
| Germany |
| Ghana |
| Guinea |
| Guyana |
| Hong Kong |
| Hungary |
| India |
| Indonesia |
| Ireland |
| Israel |
| Italy |
| Japan |
| Kazakhstan |
| Kenya |
| Korea |
| Kyrgyzstan |
| Liberia |
| Lithuania |
| Luxembourg |
| Madagascar |
| Malaysia |
| Mali |
| Mauritania |
| Mexico |
| Mongolia |
| Morocco |
| Mozambique |
| Myanmar |
| Namibia |
| Netherlands |
| New Zealand |
| Niger |
| Nigeria |
| Panama |
| Papua New Guinea |
| Peru |
| Country List |
| Philippines |
| Poland |
| Portugal |
| Russian Federation |
| Rwanda |
| Saudi Arabia |
| Sierra Leone |
| Singapore |
| Slovakia |
| Slovenia |
| South Africa |
| South Sudan |
| Spain |
| Sudan |
| Suriname |
| Sweden |
| Switzerland |
| Taiwan |
| Tajikistan |
| Tanzania |
| Thailand |
| Turkey |
| Uganda |
| United Arab Emirates |
| United Kingdom |
| United States |
| Uzbekistan |
| Viet Nam |
| Zambia |
| Zimbabwe |
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