Form SC 13G/A OTONOMY, INC. Filed by: Weber David Allen

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

  NAMES OF REPORTING PERSONS

  David Allen Weber

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☐

  SEC USE ONLY

  CITIZENSHIP OR PLACE OF ORGANIZATION

  United States

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER

  2,259,804 (1)

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  2,259,804 (1)

  SHARED DISPOSITIVE POWER

  -0-

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  2,259,804 (1)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

  4.47% (2)

  TYPE OF REPORTING PERSON

  IN

Consists of (i) 9,704 shares of the common stock (“common stock”) of Otonomy, Inc. (the “Issuer”) held by David Allen Weber (the “Reporting Person”); (ii) 21,876 shares of common stock held by The Weber Trust Dated March 9, 2005, for which the Reporting Person serves as trustee; and (iii) 2,228,224 shares of common stock issuable to the Reporting Person upon the exercise of options that are exercisable within 60 days of December 31, 2020.

Based on 50,547,094 shares of common stock outstanding, which consists of (i) 48,318,970 shares of common stock outstanding, as reported in the Issuer’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on February 11, 2021, and (ii) 2,228,224 shares of common stock issuable to the Reporting Person upon the exercise of options that are exercisable within 60 days of December 31, 2020.

Issuer

Name of Issuer:

Address of Issuer’s Principal Executive Offices:

Filing Person

Name of Person Filing:

Address of Principal Business Office or, if none, Residence:

Citizenship:

Title of Class of Securities:

CUSIP Number:

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

☐    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

☐    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

☐    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

☐    Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

☐    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

☐    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

☐    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

☐    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

☐     A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

☐    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

☐    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

Ownership

Amount beneficially owned:

Percent of class:

Number of shares as to which the person has:

Sole power to vote or to direct the vote:

Shared power to vote or to direct the vote:

Sole power to dispose or to direct the disposition of:

Shared power to dispose or to direct the disposition of:

Ownership of Five Percent or Less of a Class

Ownership of More than Five Percent on Behalf of Another Person

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Identification and Classification of Members of the Group

Notice of Dissolution of Group

Certification