Form NSAR-B iSHARES TRUST For: Oct 31
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E-mailPAGE 1 000 B000000 10/31/2017 000 C000000 0001100663 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ISHARES TRUST 001 B000000 811-09729 001 C000000 4156702000 002 A000000 ONE IRON STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02210 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 99 007 C016200 62 007 C026200 ISHARES TIPS BOND ETF 007 C036200 N 008 A00AA01 BLACKROCK FUND ADVISORS 008 B00AA01 A 008 C00AA01 801-22609 008 D01AA01 SAN FRANCISCO 008 D02AA01 CA 008 D03AA01 94105 008 D04AA01 2204 010 A00AA01 STATE STREET BANK AND TRUST COMPANY 010 B00AA01 85-11329 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02210 011 A00AA01 BLACKROCK INVESTMENTS LLC 011 B00AA01 8-48436 011 C01AA01 New York 011 C02AA01 NY 011 C03AA01 10022 012 A00AA01 STATE STREET BANK AND TRUST COMPANY 012 B00AA01 85-11329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02210 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 SAN FRANCISCO 013 B02AA01 CA 013 B03AA01 94111 PAGE 2 013 B04AA01 4004 014 A00AA01 BLACKROCK EXECUTION SERVICES 014 B00AA01 8-48719 014 A00AA02 BLACKROCK INVESTMENTS LLC 014 B00AA02 8-48436 014 A00AA03 HARRIS WILLIAMS LLC 014 B00AA03 8-53380 014 A00AA04 PNC CAPITAL MARKETS INC 014 B00AA04 8-32493 014 A00AA05 PNC INVESTMENTS LLC 014 B00AA05 8-66195 014 A00AA06 SOLEBURY CAPITAL LLC 014 B00AA06 8-67548 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02210 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 346 019 C00AA00 BLKISHARES 020 A000001 BARCLAYS CAPITAL INC 020 B000001 13-3297824 020 C000001 1 020 A000002 CITIGROUP GLOBAL MARKETS INC 020 B000002 11-2418191 020 C000002 0 020 A000003 BARCLAYS CAPITAL INC/LE 020 C000003 0 020 A000004 CREDIT SUISSE SECURITIES (USA) LLC 020 B000004 05-0546650 020 C000004 0 020 A000005 BNY/BARCLAYS (BGIS) 020 C000005 0 020 A000006 MORGAN STANLEY & CO LLC 020 B000006 13-2655998 020 C000006 0 020 A000007 GOLDMAN SACHS & CO 020 B000007 13-5108880 020 C000007 0 020 A000008 JP MORGAN CLEARING CORP 020 B000008 13-3604093 020 C000008 0 020 A000009 DEUTSCHE BANK SECURITIES INC 020 B000009 13-2730828 020 C000009 0 020 A000010 KCG AMERICAS LLC 020 B000010 26-4219373 020 C000010 0 PAGE 3 021 000000 2 022 A000001 MERRILL LYNCH & CO INC 022 B000001 13-2740599 022 C000001 6894619 022 D000001 871844 022 A000002 JP MORGAN CLEARING CORP 022 B000002 13-3604093 022 C000002 3435444 022 D000002 2787846 022 A000003 GOLDMAN SACHS & CO 022 B000003 13-5108880 022 C000003 4357941 022 D000003 1460592 022 A000004 MERRILL LYNCH PIERCE FENNER & SMITH/FI 022 C000004 2386306 022 D000004 2071523 022 A000005 JP MORGAN SECURITIES LLC 022 B000005 13-4110995 022 C000005 2038681 022 D000005 1675369 022 A000006 MERRILL LYNCH PIERCE FENNER & SMITH INC 022 B000006 13-5674085 022 C000006 3568848 022 D000006 95227 022 A000007 MORGAN STANLEY & CO LLC 022 B000007 13-2655998 022 C000007 1432980 022 D000007 1035564 022 A000008 CITIGROUP GLOBAL MARKETS INC/SALOMON BROTHERS 022 B000008 11-2418191 022 C000008 1470742 022 D000008 836594 022 A000009 NOMURA SECURITIES/ FIXED INCOME 022 C000009 988711 022 D000009 946870 022 A000010 CREDIT SUISSE SECURITIES (USA) LLC 022 B000010 05-0546650 022 C000010 1031281 022 D000010 860592 023 C000000 41163539 023 D000000 22496189 024 006200 N 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N PAGE 4 027 000000 Y 028 A016200 432183 028 A026200 0 028 A036200 0 028 A046200 170901 028 B016200 297554 028 B026200 0 028 B036200 0 028 B046200 45604 028 C016200 78919 028 C026200 0 028 C036200 0 028 C046200 102210 028 D016200 296202 028 D026200 0 028 D036200 0 028 D046200 136282 028 E016200 45902 028 E026200 0 028 E036200 0 028 E046200 11515 028 F016200 385732 028 F026200 0 028 F036200 0 028 F046200 147602 028 G016200 1536492 028 G026200 0 028 G036200 0 028 G046200 614114 028 H006200 0 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A006200 0 031 B006200 0 032 006200 0 033 006200 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 006200 N 038 006200 0 039 006200 N 040 006200 N 042 A006200 0 042 B006200 0 042 C006200 0 042 D006200 0 042 E006200 0 042 F006200 0 PAGE 5 042 G006200 0 042 H006200 0 043 006200 0 044 006200 0 045 006200 Y 046 006200 N 047 006200 Y 048 006200 0.000 048 A016200 99999999 048 A026200 0.200 048 B016200 60000000 048 B026200 0.190 048 C016200 50000000 048 C026200 0.181 048 D016200 50000000 048 D026200 0.172 048 E016200 0 048 E026200 0.000 048 F016200 0 048 F026200 0.000 048 G016200 0 048 G026200 0.000 048 H016200 0 048 H026200 0.000 048 I016200 0 048 I026200 0.000 048 J016200 0 048 J026200 0.000 048 K016200 99999999 048 K026200 0.163 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 Y 054 E00AA00 Y 054 F00AA00 Y 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 Y 054 J00AA00 N 054 K00AA00 Y 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 Y 054 O00AA00 Y 055 A00AA00 N PAGE 6 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A006200 N 059 006200 Y 060 A006200 Y 060 B006200 Y 061 006200 11373000 062 A006200 Y 062 B006200 0.0 062 C006200 0.0 062 D006200 0.0 062 E006200 0.0 062 F006200 0.0 062 G006200 0.0 062 H006200 0.0 062 I006200 0.0 062 J006200 0.0 062 K006200 0.0 062 L006200 0.0 062 M006200 99.7 062 N006200 0.0 062 O006200 0.0 062 P006200 0.0 062 Q006200 0.0 062 R006200 0.2 063 A006200 0 063 B006200 8.3 064 A006200 N 064 B006200 N 066 A00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 Y 070 A016200 Y 070 A026200 N 070 B016200 Y 070 B026200 N 070 C016200 Y 070 C026200 N 070 D016200 Y 070 D026200 N 070 E016200 Y 070 E026200 N 070 F016200 Y 070 F026200 N 070 G016200 Y 070 G026200 N 070 H016200 Y 070 H026200 N PAGE 7 070 I016200 Y 070 I026200 N 070 J016200 Y 070 J026200 N 070 K016200 Y 070 K026200 Y 070 L016200 Y 070 L026200 N 070 M016200 Y 070 M026200 N 070 N016200 Y 070 N026200 Y 070 O016200 Y 070 O026200 N 070 P016200 Y 070 P026200 Y 070 Q016200 Y 070 Q026200 N 070 R016200 Y 070 R026200 N 071 A006200 7136857 071 B006200 7055601 071 C006200 22369258 071 D006200 32 072 A006200 12 072 B006200 468463 072 C006200 622 072 D006200 0 072 E006200 36 072 F006200 44025 072 G006200 0 072 H006200 0 072 I006200 0 072 J006200 0 072 K006200 0 072 L006200 0 072 M006200 0 072 N006200 0 072 O006200 0 072 P006200 0 072 Q006200 0 072 R006200 0 072 S006200 0 072 T006200 0 072 U006200 0 072 V006200 0 072 W006200 491 072 X006200 44516 072 Y006200 0 072 Z006200 424605 072AA006200 92245 PAGE 8 072BB006200 55854 072CC016200 0 072CC026200 478399 072DD016200 348213 072DD026200 0 072EE006200 0 073 A016200 1.7350 073 A026200 0.0000 073 B006200 0.0000 073 C006200 0.0000 074 A006200 7092 074 B006200 0 074 C006200 0 074 D006200 23554679 074 E006200 0 074 F006200 0 074 G006200 0 074 H006200 0 074 I006200 59079 074 J006200 185121 074 K006200 0 074 L006200 35813 074 M006200 0 074 N006200 23841784 074 O006200 204409 074 P006200 3878 074 Q006200 0 074 R016200 0 074 R026200 0 074 R036200 0 074 R046200 0 074 S006200 0 074 T006200 23633497 074 U016200 207800 074 U026200 0 074 V016200 113.73 074 V026200 0.00 074 W006200 0.0000 074 X006200 166 074 Y006200 0 075 A006200 0 075 B006200 22515954 076 006200 0.00 077 A000000 Y 077 B000000 Y 077 O000000 Y 077 Q010000 Y 078 000000 N 080 A00AA00 Federal Insurance Co 080 C00AA00 6900 081 A00AA00 Y PAGE 9 081 B00AA00 346 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE NANCY YIM TITLE VICE PRESIDENT
iShares Trust
Screen #2 attachment for funds beyond series 99
127 ISHARES J.P. MORGAN USD EMERGING
MARKETS BOND ETF N
149 ISHARES INTERNATIONAL TREASURY BOND
ETF N
150 ISHARES 1-3 YR INTERNATIONAL
TREASURY BOND ETF N
186 ISHARES 0-5 YEAR TIPS BOND ETF
N
191 ISHARES FLOATING RATE BOND ETF
N
211 ISHARES CMBS ETF
N
212 ISHARES GNMA BOND ETF
N
213 ISHARES Aaa-A RATED CORPORATE BOND
ETF N
214 ISHARES U.S. TREASURY BOND ETF
N
223 ISHARES CORE 1-5 YEAR USD BOND ETF
N
228 ISHARES IBONDS MAR 2018 TERM CORP
EX-FINANCIALS ETF N
229 ISHARES IBONDS MAR 2020 TERM CORP
EX-FINANCIALS ETF N
230 ISHARES IBONDS MAR 2023 TERM CORP
EX-FINANCIALS ETF N
238 ISHARES IBONDS MAR 2018 TERM
CORPORATE ETF N
239 ISHARES IBONDS MAR 2020 TERM
CORPORATE ETF N
240 ISHARES IBONDS MAR 2023 TERM
CORPORATE ETF N
241 ISHARES 0-5 YEAR INVESTMENT GRADE
CORP BOND ETF N
242 ISHARES 0-5 YEAR HIGH YIELD
CORPORATE BOND ETF N
246 ISHARES TREASURY FLOATING RATE BOND
ETF N
248 ISHARES YIELD OPTIMIZED BOND ETF
N
252 ISHARES IBONDS DEC 2018 TERM
CORPORATE ETF N
261 ISHARES CORE TOTAL USD BOND MARKET
ETF N
264 ISHARES IBONDS DEC 2020 TERM
CORPORATE ETF N
268 ISHARES IBONDS DEC 2017 TERM
CORPORATE ETF N
269 ISHARES IBONDS DEC 2019 TERM
CORPORATE ETF N
270 ISHARES IBONDS DEC 2021 TERM
CORPORATE ETF N
271 ISHARES IBONDS DEC 2022 TERM
CORPORATE ETF N
272 ISHARES IBONDS DEC 2023 TERM
CORPORATE ETF N
273 ISHARES IBONDS DEC 2024 TERM
CORPORATE ETF N
274 ISHARES IBONDS DEC 2025 TERM
CORPORATE ETF N
281 ISHARES CONVERTIBLE BOND ETF
N
295 ISHARES CURRENCY HEDGED INTL HIGH
YIELD BOND ETF N
296 ISHARES IBONDS DEC 2021 TERM MUNI
BOND ETF N
297 ISHARES IBONDS DEC 2022 TERM MUNI
BOND ETF N
306 ISHARES CORE INTERNATIONAL AGGREGATE
BOND ETF N
321 ISHARES FALLEN ANGELS USD BOND ETF
N
322 ISHARES IBOXX $ HY EX OIL & GAS
CORPORATE BOND N
325 ISHARES IBONDS DEC 2026 TERM
CORPORATE ETF N
329 ISHARES IBONDS DEC 2023 TERM MUNI
BOND ETF N
337 ISHARES 10+ YEAR INVESTMENT GRADE
CORP BOND ETF N
338 ISHARES 5-10 YEAR INVESTMENT GRADE
CORP BOND ETF N
339 ISHARES IBONDS DEC 2027 TERM
CORPORATE ETF N
340 ISHARES BROAD USD HIGH YIELD
CORPORATE BOND ETF N
Please visit the iShares website for the most recent
shareholder report if you need more information on
any series higher than series 99.
http://us.ishares.com/advisor_resources/resource_libr
ary/tax_legal_documents.htm
Information Classification: Limited Access
Information Classification: Limited Access
Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of iShares Trust In planning and performing our audits of the financial statements of the funds of iShares Trust, as listed in the attached Appendix A, (hereafter referred to as the "Funds") as of and for the period ended October 31, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and their operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2017. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP San Francisco, California December 21, 2017 Appendix A iShares Trust iShares 0-5 Year High Yield Corporate Bond ETF iShares 0-5 Year Investment Grade Corporate Bond ETF iShares 0-5 Year TIPS Bond ETF iShares 10+ Year Investment Grade Corporate Bond ETF iShares 1-3 Year International Treasury Bond ETF iShares 5-10 Year Investment Grade Corporate Bond ETF iShares Aaa - A Rated Corporate Bond ETF iShares Broad USD High Yield Corporate Bond ETF iShares CMBS ETF iShares Convertible Bond ETF iShares Core 1-5 Year USD Bond ETF iShares Core International Aggregate Bond ETF iShares Core Total USD Bond Market ETF iShares Currency Hedged International High Yield Bond ETF iShares Fallen Angels USD Bond ETF iShares Floating Rate Bond ETF iShares GNMA Bond ETF iShares iBonds Dec 2017 Term Corporate ETF iShares iBonds Dec 2018 Term Corporate ETF iShares iBonds Dec 2019 Term Corporate ETF iShares iBonds Dec 2020 Term Corporate ETF iShares iBonds Dec 2021 Term Corporate ETF iShares iBonds Dec 2021 Term Muni Bond ETF iShares iBonds Dec 2022 Term Corporate ETF iShares iBonds Dec 2022 Term Muni Bond ETF iShares iBonds Dec 2023 Term Corporate ETF iShares iBonds Dec 2023 Term Muni Bond ETF iShares iBonds Dec 2024 Term Corporate ETF iShares iBonds Dec 2025 Term Corporate ETF iShares iBonds Dec 2026 Term Corporate ETF iShares iBonds Dec 2027 Term Corporate ETF iShares iBonds Mar 2018 Term Corporate ETF iShares iBonds Mar 2018 Term Corporate ex-Financials ETF iShares iBonds Mar 2020 Term Corporate ETF iShares iBonds Mar 2020 Term Corporate ex-Financials ETF iShares iBonds Mar 2023 Term Corporate ETF iShares iBonds Mar 2023 Term Corporate ex-Financials ETF iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF iShares International Treasury Bond ETF iShares J.P. Morgan USD Emerging Markets Bond ETF iShares TIPS Bond ETF iShares Treasury Floating Rate Bond ETF iShares U.S. Treasury Bond ETF iShares Yield Optimized Bond ETF Information Classification: Limited Access Information Classification: Limited Access
iShares Trust Transactions Effected Pursuant to Rule 10f-3 N-SAR Item 77(O) Series Issuer Date of Offering Date of Purchase Underwriter From Whom Purchased Affiliated Underwriter Aggregage Principal Amount of Offering Aggregate Principall Amount Purchased Purchase Price Per Share (USD) Total Commission Paid to Affiliate 264 The Sherwin-Williams Company (2020) 05/02/17 05/02/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,500,000,000 $55,000 $100.00 223 The Sherwin-Williams Company (2022) 05/02/17 05/02/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,250,000,000 $35,000 $99.94 271 The Sherwin-Williams Company (2022) 05/02/17 05/02/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,250,000,000 $35,000 $99.94 273 The Sherwin-Williams Company (2024) 05/02/17 05/02/17 CITIGROUP GLOBAL MARKETS INC. PNC $500,000,000 $40,000 $99.85 261 The Sherwin-Williams Company (2027) 05/02/17 05/02/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,500,000,000 $45,000 $99.64 269 Cardinal Health, Inc. (2019) 06/01/17 06/01/17 GOLDMAN SACHS & CO. LLC PNC $1,000,000,000 $250,000 $100.00 223 Cardinal Health, Inc. (2022) 06/01/17 06/01/17 WELLS FARGO SECURITIES LLC PNC $1,150,000,000 $250,000 $100.00 271 Cardinal Health, Inc. (2022) 06/01/17 06/01/17 WELLS FARGO SECURITIES LLC PNC $1,150,000,000 $250,000 $100.00 273 Cardinal Health, Inc. (2024) 06/01/17 06/01/17 MUFG SECURITIES AMERICAS INC PNC $750,000,000 $100,000 $100.00 261 Cardinal Health, Inc. (2027) 06/01/17 06/01/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $1,350,000,000 $100,000 $100.00 273 Cardinal Health, Inc. (2027) 06/01/17 06/01/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $1,350,000,000 $100,000 $100.00 272 Moody's Corporation (2023) 06/01/17 06/01/17 J.P. MORGAN SECURITIES LLC PNC $500,000,000 $100,000 $99.77 223 Coach, Inc(2022) 06/06/17 06/06/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $400,000,000 $120,000 $99.51 261 IHS Markit Ltd (2025) 07/10/17 07/10/17 WELLS FARGO SECURITIES LLC PNC $300,000,000 $25,000 $105.50 329 New York City Transitional Finance Authority, Building Aid Revenue Bds, Srs. 2018S-1, S018S-2 07/13/17 07/13/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $1,007,545,000 $100,000 $120.79 $120.70 $119.24 $118.77 $117.15 $111.02 $105.65 223 Citigroup Inc (2023) 07/17/17 07/17/17 CITIGROUP GLOBAL MARKETS INC. PNC $2,500,000,000 $250,000 $100.00 271 The Kroger Co (2022) 07/17/17 07/17/17 MIZUHO SECURITIES USA LLC PNC $400,000,000 $35,000 $99.98 269 The Goldman Sachs Group, Inc(2019) 07/19/17 07/19/17 GOLDMAN SACHS & CO. LLC PNC $500,000,000 $370,000 $99.99 191 The Goldman Sachs Group, Inc.(2023) 07/19/17 07/19/17 GOLDMAN SACHS & CO. LLC PNC $750,000,000 $3,000,000 $100.00 223 Ryder System, Inc. (2022) 08/01/17 08/01/17 BNP PARIBAS SECURITIES CORPORATION PNC $300,000,000 $25,000 $99.76 271 Ryder System, Inc. (2022) 08/01/17 08/01/17 BNP PARIBAS SECURITIES CORPORATION PNC $300,000,000 $55,000 $99.76 261 United States Steel Corporation (2025) 08/01/17 08/01/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $750,000,000 $50,000 $100.00 297 City of Philadelphia, Pennsylvania Gas Works Revenue Bonds Fifteenth Series 08/09/17 08/09/17 MORGAN STANLEY & CO LLC PNC $273,140,000 $100,000 $116.66 $114.88 $114.33 223 The Procter & Gamble Company (2022) 08/09/17 08/09/17 J.P. MORGAN SECURITIES LLC PNC $1,250,000,000 $250,000 $99.85 241 The Procter & Gamble Company (2022) 08/09/17 08/09/17 J.P. MORGAN SECURITIES LLC PNC $1,250,000,000 $200,000 $99.85 271 The Procter & Gamble Company (2022) 08/09/17 08/09/17 J.P. MORGAN SECURITIES LLC PNC $1,250,000,000 $250,000 $99.85 241 Intercontinental Exchange, Inc (2022) 08/10/17 08/10/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $500,000,000 $250,000 $99.77 271 Intercontinental Exchange, Inc (2022) 08/10/17 08/10/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $500,000,000 $250,000 $99.77 261 IPALCO Enterprises, Inc. (2024) 08/17/17 08/17/17 MORGAN STANLEY & CO LLC PNC $405,000,000 $30,000 $99.90 223 National Rural Utilities Cooperative Finance Corporation (2022) 08/23/17 08/23/17 RBC CAPITAL MARKETS, LLC. PNC $350,000,000 $150,000 $99.98 271 National Rural Utilities Cooperative Finance Corporation (2022) 08/23/17 08/23/17 RBC CAPITAL MARKETS, LLC. PNC $350,000,000 $250,000 $99.98 281 II-VI Incorporated (2022) 08/24/17 08/24/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $300,000,000 $164,000 $100.00 241 IBM Credit LLC (2022) 09/05/17 09/05/17 J.P. MORGAN SECURITIES LLC PNC $500,000,000 $300,000 $100.00 271 IBM Credit LLC (2022) 09/05/17 09/05/17 J.P. MORGAN SECURITIES LLC PNC $500,000,000 $300,000 $100.00 191 IBM Credit LLC (2021) 09/05/17 09/05/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $600,000,000 $5,000,000 $100.00 269 IBM Credit LLC (2019) 09/05/17 09/05/17 J.P. MORGAN SECURITIES LLC PNC $800,000,000 $300,000 $99.92 261 Cigna Corporation (2047) 09/05/17 09/05/17 J.P. MORGAN SECURITIES LLC PNC $1,000,000,000 $100,000 $99.84 261 Steel Dynamics, Inc. (2025) 09/06/17 09/06/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $350,000,000 $50,000 $100.00 272 Xerox Corporation (2023) 09/07/17 09/07/17 J.P. MORGAN SECURITIES LLC PNC $1,000,000,000 $100,000 $99.92 261 United Rentals (North America), Inc. (2025) 09/08/17 09/08/17 MORGAN STANLEY & CO LLC PNC $750,000,000 $55,000 $100.00 191 Citibank, N.A. (2019) 09/13/17 09/13/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,000,000,000 $3,000,000 $100.00 223 Citibank, N.A. (2019) 09/13/17 09/13/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,250,000,000 $250,000 $100.00 269 Citibank, N.A. (2019) 09/13/17 09/13/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,250,000,000 $500,000 $100.00 261 National Fuel Gas Company (2027) 09/18/17 09/18/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $300,000,000 $40,000 $99.32 241 Bunge Limited Finance Corp. (2022) 09/18/17 09/18/17 CITIGROUP GLOBAL MARKETS INC. PNC $400,000,000 $245,000 $99.88 297 Metropolitan Transportation Authority, Transportation Revenue Green Bonds, Srs. 2017B 09/20/17 09/20/17 CITIGROUP GLOBAL MARKETS INC. PNC $662,025,000 $100,000 $125.48 $124.79 $123.60 $121.10 $119.65 $117.54 $115.14 329 Metropolitan Transportation Authority, Transportation Revenue Green Bonds, Srs. 2017B 09/20/17 09/20/17 CITIGROUP GLOBAL MARKETS INC. PNC $662,025,000 $100,000 $125.48 $124.79 $123.60 $121.10 $119.65 $117.54 $115.14 261 CB Escrow Corp. (2025) 09/22/17 09/22/17 MORGAN STANLEY & CO LLC PNC $350,000,000 $25,000 $100.00 261 Magellan Midstream Partners, L.P. (2047) 09/26/17 09/26/17 WELLS FARGO SECURITIES LLC PNC $500,000,000 $30,000 $99.34 261 The Goldman Sachs Group, Inc. (2025) 09/26/17 09/26/17 GOLDMAN SACHS & CO. LLC PNC $2,500,000,000 $250,000 $100.00 261 Scientific Games International, Inc. (2025) 10/02/17 10/02/17 J.P. MORGAN SECURITIES LLC PNC $350,000,000 $100,000 $100.00 261 Hologic, Inc. (2025) 10/04/17 10/04/17 GOLDMAN SACHS & CO. LLC PNC $350,000,000 $50,000 $100.00 261 Gulfport Energy Corporation (2026) 10/05/17 10/05/17 J.P. MORGAN SECURITIES LLC PNC $450,000,000 $25,000 $100.00 191 UnitedHealth Group (2020) 10/18/17 10/18/17 U.S. BANCORP INVESTMENTS, INC. PNC $300,000,000 $6,390,000 $100.00 269 The Procter & Gamble Company (2019) 10/23/17 10/23/17 HSBC SECURITIES (USA) INC PNC $600,000,000 $250,000 $99.97 261 The Procter & Gamble Company (2020) 10/23/17 10/23/17 HSBC SECURITIES (USA) INC PNC $600,000,000 $150,000 $99.85 261 The Procter & Gamble Company (2047) 10/23/17 10/23/17 HSBC SECURITIES (USA) INC PNC $600,000,000 $100,000 $98.70 191 The Goldman Sachs Group, Inc. (2022) 10/24/17 10/24/17 GOLDMAN SACHS & CO. LLC PNC $1,250,000,000 $5,000,000 $100.00 296 State of Illinois, General Obligation Bds, Srs. November 2017D 10/26/17 10/26/17 BARCLAYS CAPITAL INC. PNC $4,500,000,000 $600,000 $110.41 $110.15 $110.02 $109.49 $109.28 $109.04 $108.47 $108.04 $107.05 297 State of Illinois, General Obligation Bds, Srs. November 2017D 10/26/17 10/26/17 BARCLAYS CAPITAL INC. PNC $4,500,000,000 $700,000 $110.41 $110.15 $110.02 $109.49 $109.28 $109.04 $108.47 $108.04 $107.05 329 State of Illinois, General Obligation Bds, Srs. November 2017D 10/26/17 10/26/17 BARCLAYS CAPITAL INC. PNC $4,500,000,000 $300,000 $110.41 $110.15 $110.02 $109.49 $109.28 $109.04 $108.47 $108.04 $107.05
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