Form NSAR-A BLACKROCK MUNIHOLDINGS For: Feb 28
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E-mailPAGE 1 000 A000000 02/28/2018 000 C000000 1038186 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 BLK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. 001 B000000 811-08217 001 C000000 8004417762 002 A000000 100 BELLEVUE PARKWAY 002 B000000 WILMINGTON 002 C000000 DE 002 D010000 19809 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 BLACKROCK ADVISORS, LLC 008 B000001 A 008 C000001 801-47710 008 D010001 WILMINGTON 008 D020001 DE 008 D030001 19809 012 A000001 COMPUTERSHARE TRUST COMPANY, N.A. 012 B000001 85-11340 012 C010001 CANTON 012 C020001 MA 012 C030001 02021 012 A000002 THE BANK OF NEW YORK MELLON (PREFERRED) 012 B000002 85-05006 012 C010002 NEW YORK 012 C020002 NY 012 C030002 10289 013 A000001 DELOITTE & TOUCHE LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02116 014 A000001 BLACKROCK EXECUTION SERVICES 014 B000001 8-48719 014 A000002 BLACKROCK INVESTMENTS, LLC 014 B000002 8-48436 014 A000003 HARRIS WILLIAMS LLC 014 B000003 8-53380 014 A000004 PNC CAPITAL MARKETS, INC. 014 B000004 8-32493 PAGE 2 014 A000005 PNC INVESTMENTS LLC 014 B000005 8-66195 014 A000006 SOLEBURY CAPITAL, LLC 014 B000006 8-67548 015 A000001 State Street Bank and Trust Company 015 B000001 C 015 C010001 Boston 015 C020001 MA 015 C030001 02111 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 275 019 C000000 BLKRKADVSR 020 A000001 BANK OF AMERICA CORP 020 B000001 56-0906609 020 C000001 3 021 000000 3 022 A000001 BLACKROCK LIQUIDITY FUNDS, MUNICASH 022 B000001 52-0983343 022 C000001 47963 022 D000001 44509 022 A000002 MORGAN STANLEY CO INCORPORATED 022 B000002 36-3145972 022 C000002 9056 022 D000002 7801 022 A000003 BANK OF AMERICA CORP 022 B000003 56-0906609 022 C000003 4660 022 D000003 9088 022 A000004 PERSHING LLC 022 B000004 13-2741729 022 C000004 2527 022 D000004 6731 022 A000005 NATIONAL FINANCIAL SERVICES LLC 022 B000005 04-3523567 022 C000005 8514 022 D000005 0 022 A000006 CITIGROUP GLOBAL MARKETS INC 022 B000006 11-2418191 022 C000006 2665 022 D000006 4412 022 A000007 GOLDMAN SACHS & CO 022 B000007 13-5108880 022 C000007 5180 022 D000007 892 022 A000008 JEFFERIES & COMPANY, INC. 022 B000008 95-2622990 022 C000008 4103 022 D000008 0 022 A000009 DAVIDSON D.A. & COMPANY INC. 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ANDREWS TITLE CFO
[LOGO OF BLACKROCK] Rule 10f-3 Transaction Form Acquisition of Securities During Affiliated Underwritings PARTICIPATING FUNDS . U.S. Registered Funds (Name of Fund, Aladdin Ticker): ISHARES NATIONAL MUNI BOND ETF (ISHMUNI) ISHARES NEW YORK MUNI BOND ETF (ISHNY) BlackRock MuniHoldings New York Quality Fund, Inc. (MHN) BlackRock MuniYield New York Quality Fund, Inc. (MYN) BlackRock New York Municipal Opportunities Fund of BLK Multi-State Muni (BR-NYMO) THE OFFERING KEY CHARACTERISTICS (COMPLETE ALL FIELDS) Date of 09-27-2017 Offering Commencement: Security Type: BND/MUNI Issuer New York City Municipal Water Finance Authority Selling Underwriter Raymond James & Associates,Inc Affiliated Underwriter(s) [X] PNC Capital Markets LLC [_] Other: List of Underwriter(s) Raymond James & Associates,Inc.,Blaylock Van,LLC,Barclays Capital Inc.,Siebert Cisneros Shank & Co.,L.L.C.,Bank of America Merrill Lynch,Citigroup Global Markets Inc,Fidelity Capital Markets,Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC,Jefferies LLC,Loop Capital Markets,Morgan Stanley & Co. LLC,Ramirez & Co.,Inc.,RBC Capital Markets,Roosevelt & Cross,Inc.,TD Securities (USA) LLC,U.S. Bancorp Investments Inc., Wells Fargo Securities (trade name for Wells Fargo,Bank N.A. Municipal Products Group),Academy Securities,Cabrera Capital Markets,LLC,Mesirow Financial Inc.,Mischler Financial Group,Inc.,PNC Capital Markets LLC, Rice Financial Products Company,Stifel,Nicolaus & Company,Inc.,Williams Capital Group L.P TRANSACTION DETAILS Date of Purchase 09-27-2017 Purchase Price/Share $116.683 Total Commission, Spread or Profit 0.484% (PER SHARE / % OF PAR) $124.574 $121.555 1. Aggregate Principal Amount Purchased (a+b) $9,610,000 a. US Registered Funds (Appendix attached with individual Fund/Client purchase) $7,500,000 Page 1 of 2 Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] b. Other BlackRock Clients $ 2,110,000 2. Aggregate Principal Amount of Offering $383,975,000 FUND RATIO [Divide Sum of #1 by #2] Must be less than 0.25 0.02439 Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] LEGAL REQUIREMENTS OFFERING TYPE (CHECK ONE) The securities fall into one of the following transaction types (see Definitions): [_] U.S. Registered Public Offering... [Issuer must have 3 years of continuous operations] [_] Eligible Rule 144A Offering....... [Issuer must have 3 years of continuous operations] [X] Eligible Municipal Securities [_] Eligible Foreign Offering......... [Issuer must have 3 years of continuous operations] [_] Government Securities Offering.... [Issuer must have 3 years of continuous operations] TIMING AND PRICE (CHECK ONE OR BOTH) [X] The securities were purchased before the end of the first day on which any sales were made, at a price that was not more than the price paid by each other purchaser of securities in that offering or in any concurrent offering of the securities; and [_] If the securities are offered for subscription upon exercise of rights, the securities were purchased on or before the fourth day before the day on which the rights offering terminated. FIRM COMMITMENT OFFERING (CHECK ONE) [X] YES The securities were offered pursuant to an underwriting or similar [_] NO agreement under which the underwriters were committed to purchase all of the securities being offered, except those purchased by others pursuant to a rights offering, if the underwriters purchased any of the securities. NO BENEFIT TO AFFILIATED UNDERWRITER (CHECK ONE) [X] YES No affiliated underwriter was a direct or indirect participant in, or [_] NO benefited directly or indirectly from, the transaction. Completed by: Arushi Bhasin Date: 10-05-2017 -------------------------------- ------------ Global Syndicate Team Member Approved by: Steven DeLaura Date: 10-05-2017 -------------------------------- ------------ Global Syndicate Team Member Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] DEFINITIONS TERM DEFINITION Fund Ratio Number appearing at the bottom of page 1 of 2 of the Rule 10f-3 Report form. It is the sum of the Funds' participation in the offering by the Funds and other accounts managed by BlackRock divided by the total amount of the offering. Eligible Foreign Offering The securities are sold in a public offering conducted under the laws of a country other than the United States and (a) the offering is subject to regulation in such country by a "foreign financial regulatory authority," as defined in Section 2(a)(50) of the Investment Company Act of 1940; (b) the securities were offered at a fixed price to all purchasers in the offering (except for any rights to purchase securities that are required by law to be granted to existing security holders of the issuer); (c) financial statements, prepared and audited as required or permitted by the appropriate foreign financial regulatory authority in such country, for the two years prior to the offering, were made available to the public and prospective purchasers in connection with the offering; and (d) if the issuer is a "domestic issuer," i.e., other than a foreign government, a national of any foreign country, or a corporation or other organization incorporated or organized under the laws of any foreign country, it (1) has a class of securities registered pursuant to section 12(b) or 12(g) of the Securities Exchange Act of 1934 or is required to file reports pursuant to section 15(d) of that act, and (2) has filed all the material required to be filed pursuant to section 13(a) or 15(d) of that act for a period of at least 12 months immediately preceding the sale of securities (or for such shorter period that the issuer was required to file such material) Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] TERM DEFINITION Eligible Municipal Securities The securities: (a) are direct obligations of, or obligations guaranteed as to principal or interest by, a State or any political subdivision thereof, or any agency or instrumentality of a State or any political subdivision thereof, or any municipal corporate instrumentality of one or more States, or any security which is an industrial development bond (as defined in section 103(c)(2) of Title 26) the interest on which is excludable from gross income under certain provisions of the Internal Revenue Code; (b) are sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time; and (c) either (1) are subject to no greater than moderate credit risk; or (2) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, the securities are subject to a minimal or low amount of credit risk. Also, purchases of municipal securities may not be designated as group sales or otherwise allocated to the account of any prohibited seller (i.e., an affiliated underwriter). Eligible Rule 144A Offering The securities are sold in an offering where (a) the securities are offered or sold in transactions exempt from registration under Section 4(2) of the Securities Act of 1933, Rule 144A thereunder, or Rules 501-508 thereunder; (b) the securities were sold to persons that the seller and any person acting on behalf of the seller reasonably believe to include qualified institutional buyers, as defined in Rule 144A ("QIBs"); and (c) the seller and any person acting on behalf of the seller reasonably believe that the securities are eligible for resale to other QIBs pursuant to Rule 144A. Government Securities Offering The security is issued or guaranteed as to principal or interest by the United States, or by a person controlled or supervised by and acting as an instrumentality of the Government of the United States pursuant to authority granted by the Congress of the United States; or any certificate of deposit for any of the foregoing. Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] TERM DEFINITION U.S. Registered Public Offering. The securities offered are registered under the Securities Act of 1933 that are being offered to the public.
[LOGO OF BLACKROCK] Rule 10f-3 Transaction Form Acquisition of Securities During Affiliated Underwritings PARTICIPATING FUNDS . U.S. Registered Funds (Name of Fund, Aladdin Ticker): ISHARES NATIONAL MUNI BOND ETF (ISHMUNI) ISHARES NEW YORK MUNI BOND ETF (ISHNY) BlackRock Municipal Income Investment Quality Trust (BAF) BlackRock Allocation Target Shares : Series E Portfolio (BATSE) BlackRock Municipal Income Investment Trust (BBF) BlackRock New York Municipal Income Trust II (BFY) BlackRock New York Municipal Income Trust (BNY) BlackRock New York Municipal Bond Trust (BQH) BlackRock National Municipal Fund of BlackRock Municipal Bond Fund, Inc. (BR-NATL) BlackRock New York Municipal Opportunities Fund of BLK Multi-State Muni (BR-NYMO) BlackRock Strategic Municipal Trust (BSD) BlackRock New York Municipal Income Quality Trust (BSE) BlackRock Long-Term Municipal Advantage Trust (BTA) BlackRock MuniYield Investment Quality Fund (MFT) BlackRock MuniHoldings New York Quality Fund, Inc. (MHN) BlackRock Muni New York Intermediate Duration Fund, Inc. (MNE) BlackRock MuniYield New York Quality Fund, Inc. (MYN) THE OFFERING KEY CHARACTERISTICS (COMPLETE ALL FIELDS) Date of 11-22-2017 Offering Commencement: Security Type: BND/MUNI Issuer Metropolitan Transportation Authority transportation revenue refunding Selling Underwriter Merrill Lynch, Pierce, Fenner & Smith Incorporated Affiliated Underwriter(s) [X] PNC Capital Markets LLC [_] Other: List of Underwriter(s) Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Williams Capital Group L.P.,PNC Capital Markets LLC, Drexel Hamilton, LLC, Jefferies LLC, Loop Capital Markets, Morgan Stanley & Co. LLC, RBC Capital Markets, Ramirez & Co., Inc., Siebert Cisneros Shank & Co. L.L.C, Academy Securities, Alamo Capital WMBE, Barclays Capital Inc.,Blaylock Van, LLC, BNY Mellon Capital Markets, Cabrera Capital Markets, LLC, Fidelity Capital Markets, FTN Financial Capital Markets, KeyBanc Capital Markets, Raymond James & Associates, Inc., Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] Rice Financial Products Company, Stern Brothers & Co., Stifel, Nicolaus & Company, Inc., TD Securities (USA) LLC. TRANSACTION DETAILS Date of Purchase 11-22-2017 Purchase Price/Share $106.127 Total Commission, Spread or Profit 0.445 (PER SHARE / % OF PAR) $ 46.041 $118.666 $105.946 $117.399 $120.005 $122.332 $ 75.083 $120.261 1. Aggregate Principal Amount Purchased (a+b) $ 123,355,000 a. US Registered Funds (Appendix attached with individual Fund/Client purchase) $ 114,115,000 b. Other BlackRock Clients 9,240,000 2. Aggregate Principal Amount of Offering $2,021,461,604.50 FUND RATIO [Divide Sum of #1 by #2] Must be less than 0.25 0.06102 Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] LEGAL REQUIREMENTS OFFERING TYPE (CHECK ONE) The securities fall into one of the following transaction types (see Definitions): [_] U.S. Registered Public Offering... [Issuer must have 3 years of continuous operations] [_] Eligible Rule 144A Offering....... [Issuer must have 3 years of continuous operations] [X] Eligible Municipal Securities [_] Eligible Foreign Offering......... [Issuer must have 3 years of continuous operations] [_] Government Securities Offering.... [Issuer must have 3 years of continuous operations] TIMING AND PRICE (CHECK ONE OR BOTH) [X] The securities were purchased before the end of the first day on which any sales were made, at a price that was not more than the price paid by each other purchaser of securities in that offering or in any concurrent offering of the securities; and [_] If the securities are offered for subscription upon exercise of rights, the securities were purchased on or before the fourth day before the day on which the rights offering terminated. FIRM COMMITMENT OFFERING (CHECK ONE) [X] YES The securities were offered pursuant to an underwriting or similar [_] NO agreement under which the underwriters were committed to purchase all of the securities being offered, except those purchased by others pursuant to a rights offering, if the underwriters purchased any of the securities. NO BENEFIT TO AFFILIATED UNDERWRITER (CHECK ONE) [X] YES No affiliated underwriter was a direct or indirect participant in, or [_] NO benefited directly or indirectly from, the transaction. Completed by: Alisha Khan Date: 12-08-2017 -------------------------------- ------------ Global Syndicate Team Member Approved by: Steven DeLaura Date: 12-08-2017 -------------------------------- ------------ Global Syndicate Team Member Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] DEFINITIONS TERM DEFINITION Fund Ratio Number appearing at the bottom of page 1 of 2 of the Rule 10f-3 Report form. It is the sum of the Funds' participation in the offering by the Funds and other accounts managed by BlackRock divided by the total amount of the offering. Eligible Foreign Offering The securities are sold in a public offering conducted under the laws of a country other than the United States and (a) the offering is subject to regulation in such country by a "foreign financial regulatory authority," as defined in Section 2(a)(50) of the Investment Company Act of 1940; (b) the securities were offered at a fixed price to all purchasers in the offering (except for any rights to purchase securities that are required by law to be granted to existing security holders of the issuer); (c) financial statements, prepared and audited as required or permitted by the appropriate foreign financial regulatory authority in such country, for the two years prior to the offering, were made available to the public and prospective purchasers in connection with the offering; and (d) if the issuer is a "domestic issuer," i.e., other than a foreign government, a national of any foreign country, or a corporation or other organization incorporated or organized under the laws of any foreign country, it (1) has a class of securities registered pursuant to section 12(b) or 12(g) of the Securities Exchange Act of 1934 or is required to file reports pursuant to section 15(d) of that act, and (2) has filed all the material required to be filed pursuant to section 13(a) or 15(d) of that act for a period of at least 12 months immediately preceding the sale of securities (or for such shorter period that the issuer was required to file such material) Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] TERM DEFINITION Eligible Municipal Securities The securities: (a) are direct obligations of, or obligations guaranteed as to principal or interest by, a State or any political subdivision thereof, or any agency or instrumentality of a State or any political subdivision thereof, or any municipal corporate instrumentality of one or more States, or any security which is an industrial development bond (as defined in section 103(c)(2) of Title 26) the interest on which is excludable from gross income under certain provisions of the Internal Revenue Code; (b) are sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time; and (c) either (1) are subject to no greater than moderate credit risk; or (2) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, the securities are subject to a minimal or low amount of credit risk. Also, purchases of municipal securities may not be designated as group sales or otherwise allocated to the account of any prohibited seller (i.e., an affiliated underwriter). Eligible Rule 144A Offering The securities are sold in an offering where (a) the securities are offered or sold in transactions exempt from registration under Section 4(2) of the Securities Act of 1933, Rule 144A thereunder, or Rules 501-508 thereunder; (b) the securities were sold to persons that the seller and any person acting on behalf of the seller reasonably believe to include qualified institutional buyers, as defined in Rule 144A ("QIBs"); and (c) the seller and any person acting on behalf of the seller reasonably believe that the securities are eligible for resale to other QIBs pursuant to Rule 144A. Government Securities Offering The security is issued or guaranteed as to principal or interest by the United States, or by a person controlled or supervised by and acting as an instrumentality of the Government of the United States pursuant to authority granted by the Congress of the United States; or any certificate of deposit for any of the foregoing. Rule 10f-3 Report - Definitions [LOGO OF BLACKROCK] TERM DEFINITION U.S. Registered Public Offering. The securities offered are registered under the Securities Act of 1933 that are being offered to the public.
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