Form NPORT-P SPDR DOW JONES INDUSTRIA For: Jan 31

  
    NPORT-P
    false
    
      
      
        
          0001041130
          XXXXXXXX
        
      
      
      
      
      
    
  
  
    
      SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
      811-09170
      0001041130
      54930039F2SG3UG2OZ18
      PDR SERVICES LLC C/O NYSE EURONEXT
      11 WALL STREET
      New York
      
      10005
      212-656-4440
      N/A
      54930039F2SG3UG2OZ18
      2021-10-31
      2021-01-31
      N
    
    
      25514395884.14
      165950166.36
      25348445717.78
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      21778733.89000000
      N
      
        
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        Honeywell International Inc
        ISRPG12PN4EIEOEMW547
        
        438516106
        
          
        
        5559548.00000000
        NS
        USD
        1086168892.76000000
        4.284952635175
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Cisco Systems Inc/Delaware
        8E6NF1YAL0WT6CWXXV93
        
        17275R102
        
          
        
        5559548.00000000
        NS
        USD
        247844649.84000000
        0.977750875140
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        salesforce.com Inc
        RCGZFPDMRW58VJ54VR07
        
        79466L302
        
          
        
        5559548.00000000
        NS
        USD
        1254011646.88000000
        4.947094827200
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Dow Inc
        5493003S21INSLK2IP73
        
        260557103
        
          
        
        5559548.00000000
        NS
        USD
        288540541.20000000
        1.138296779268
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Johnson & Johnson
        549300G0CFPGEF6X2043
        
        478160104
        
          
        
        5559548.00000000
        NS
        USD
        906929065.24000000
        3.577848816994
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        McDonald's Corp
        UE2136O97NLB5BYP9H04
        
        580135101
        
          
        
        5559548.00000000
        NS
        USD
        1155496456.32000000
        4.558450917207
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        UnitedHealth Group Inc
        549300GHBMY8T5GXDE41
        
        91324P102
        
          
        
        5559548.00000000
        NS
        USD
        1854554021.84000000
        7.316243538116
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        International Business Machines Corp
        VGRQXHF3J8VDLUA7XE92
        
        459200101
        
          
        
        5559548.00000000
        NS
        USD
        662197762.28000000
        2.612380142169
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        3M Co
        LUZQVYP4VS22CLWDAR65
        
        88579Y101
        
          
        
        5559548.00000000
        NS
        USD
        976590201.68000000
        3.852663049060
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NIKE Inc
        787RXPR0UX0O0XUXPZ81
        
        654106103
        
          
        
        5559548.00000000
        NS
        USD
        742700017.32000000
        2.929962750335
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Walgreens Boots Alliance Inc
        549300RPTUOIXG4LIH86
        
        931427108
        
          
        
        5559548.00000000
        NS
        USD
        279367287.00000000
        1.102108153337
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Visa Inc
        549300JZ4OKEHW3DPJ59
        
        92826C839
        
          
        
        5559548.00000000
        NS
        USD
        1074382651.00000000
        4.238455733979
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Procter & Gamble Co/The
        2572IBTT8CCZW6AU4141
        
        742718109
        
          
        
        5559548.00000000
        NS
        USD
        712789649.08000000
        2.811965897301
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Microsoft Corp
        INR2EJN1ERAN0W5ZP974
        
        594918104
        
          
        
        5559548.00000000
        NS
        USD
        1289592754.08000000
        5.087462830809
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Chevron Corp
        N/A
        
        166764100
        
          
        
        5559548.00000000
        NS
        USD
        473673489.60000000
        1.868649048046
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Walt Disney Co/The
        549300GZKULIZ0WOW665
        
        254687106
        
          
        
        5559548.00000000
        NS
        USD
        934949187.16000000
        3.688388619836
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Walmart Inc
        Y87794H0US1R65VBXU25
        
        931142103
        
          
        
        5559548.00000000
        NS
        USD
        781060898.52000000
        3.081297004226
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Coca-Cola Co/The
        UWJKFUJFZ02DKWI3RY53
        
        191216100
        
          
        
        5559548.00000000
        NS
        USD
        267692236.20000000
        1.056049902153
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Amgen Inc
        62QBXGPJ34PQ72Z12S66
        
        031162100
        
          
        
        5559548.00000000
        NS
        USD
        1342241673.64000000
        5.295163611150
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Home Depot Inc/The
        QEKMOTMBBKA8I816DO57
        
        437076102
        
          
        
        5559548.00000000
        NS
        USD
        1505636789.36000000
        5.939759802723
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Intel Corp
        KNX4USFCNGPY45LOCE31
        
        458140100
        
          
        
        5559548.00000000
        NS
        USD
        308610509.48000000
        1.217473106303
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Goldman Sachs Group Inc/The
        784F5XWPLTWKTBV3E584
        
        38141G104
        
          
        
        5559548.00000000
        NS
        USD
        1507582631.16000000
        5.947436177921
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Verizon Communications Inc
        2S72QS2UO2OESLG6Y829
        
        92343V104
        
          
        
        5559548.00000000
        NS
        USD
        304385253.00000000
        1.200804405875
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Boeing Co/The
        RVHJWBXLJ1RFUBSY1F30
        
        097023105
        
          
        
        5559548.00000000
        NS
        USD
        1079608626.12000000
        4.259072284509
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Caterpillar Inc
        WRJR7GS4GTRECRRTVX92
        
        149123101
        
          
        
        5559548.00000000
        NS
        USD
        1016507756.32000000
        4.010138403109
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Apple Inc
        HWUPKR0MPOU8FGXBT394
        
        037833100
        
          
        
        5559548.00000000
        NS
        USD
        733637954.08000000
        2.894212774416
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Travelers Cos Inc/The
        549300Y650407RU8B149
        
        89417E109
        
          
        
        5559548.00000000
        NS
        USD
        757766392.40000000
        2.989399826863
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Merck & Co Inc
        4YV9Y5M8S0BRK1RP0397
        
        58933Y105
        
          
        
        5559548.00000000
        NS
        USD
        428474364.36000000
        1.690337818462
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        JPMorgan Chase & Co
        8I5DZWZKVSZI1NUHU748
        
        46625H100
        
          
        
        5559548.00000000
        NS
        USD
        715347041.16000000
        2.822054847561
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        American Express Co
        R4PP93JZOLY261QX3811
        
        025816109
        
          
        
        5559548.00000000
        NS
        USD
        646353050.48000000
        2.549872515562
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
    
    
      
      
      
    
    
      2021-02-26
      SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
      Daniel Foley
      Daniel Foley
      Assistant Treasurer
    
  
  XXXX

Table of Contents

Quarterly Report

January 31, 2021

 

SPDR^® Dow Jones Industrial Average^SM ETF Trust

A Unit Investment Trust

“Dow Jones Industrial Average^SM”, “DJIA^®”, “Dow Jones^®”, “The Dow^®” and “DIAMONDS^®” are trademarks and service marks of Standard & Poor’s Financial Services LLC and have been licensed for use by S&P Dow Jones Indices LLC (“S&P”) and sublicensed for use by State Street Global Advisors Fund Distributors, LLC. SPDR Dow Jones Industrial Average ETF Trust (the “Trust”), PDR Services LLC and NYSE Arca, Inc. are permitted to use these trademarks and service marks pursuant to separate sublicenses. The Trust is not sponsored, endorsed, sold or promoted by S&P, its affiliates or its third party licensors.

“SPDR^®” is a trademark of Standard & Poor’s Financial Services LLC and has been licensed for use by S&P and sublicensed for use by State Street Global Advisors Fund Distributors, LLC. No financial product offered by State Street Global Advisors Fund Distributors, LLC or its affiliates is sponsored, endorsed, sold or promoted by S&P, its affiliates or its third party licensors.

 

---

Table of Contents

SPDR Dow Jones Industrial Average ETF Trust

January 31, 2021

(Unaudited)

Table of Contents

 

Schedule of Investments (Unaudited)			1
Notes to Schedule of Investments (Unaudited)			2

---

Table of Contents

SPDR Dow Jones Industrial Average ETF Trust

SCHEDULE OF INVESTMENTS

January 31, 2021 (Unaudited)

 

 

 

Security Description		Shares				Value
COMMON STOCKS — 99.9%
3M Co.			5,480,612			$	962,724,304
American Express Co.			5,480,612				637,175,951
Amgen, Inc.			5,480,612				1,323,184,155
Apple, Inc.			5,480,612				723,221,560
Boeing Co.			5,480,612				1,064,280,044
Caterpillar, Inc.			5,480,612				1,002,075,098
Chevron Corp.			5,480,612				466,948,142
Cisco Systems, Inc.			5,480,612				244,325,683
Coca-Cola Co.			5,480,612				263,891,468
Dow, Inc.			5,480,612				284,443,763
Goldman Sachs Group, Inc.			5,480,612				1,486,177,556
Home Depot, Inc.			5,480,612				1,484,259,342
Honeywell International, Inc.			5,480,612				1,070,747,166
Intel Corp.			5,480,612				304,228,772
International Business Machines Corp.			5,480,612				652,795,695
Johnson & Johnson			5,480,612				894,052,236
JPMorgan Chase & Co.			5,480,612				705,190,346
McDonald’s Corp.			5,480,612				1,139,090,398
Merck & Co., Inc.			5,480,612				422,390,767
Microsoft Corp.			5,480,612				1,271,282,759
NIKE, Inc. Class B			5,480,612				732,154,957
Procter & Gamble Co.			5,480,612				702,669,265
salesforce.com, Inc. (a)			5,480,612				1,236,206,843
Travelers Cos., Inc.			5,480,612				747,007,416
UnitedHealth Group, Inc.			5,480,612				1,828,222,551
Verizon Communications, Inc.			5,480,612				300,063,507
Visa, Inc. Class A			5,480,612				1,059,128,269
Walgreens Boots Alliance, Inc.			5,480,612				275,400,753
Walmart, Inc.			5,480,612				769,971,180
Walt Disney Co. (a)			5,480,612				921,674,520
TOTAL COMMON STOCKS (Cost $25,330,724,017)						$	24,974,984,466

 

(a)	Non-income producing security.

 

The following table summarizes the value of the Trust’s investments according to the fair value hierarchy as of January 31, 2021.

 

Description		Level 1 — Quoted Prices				Level 2 — Other Significant Observable Inputs				Level 3 — Significant Unobservable Inputs				Total
ASSETS:
INVESTMENTS:
Common Stocks		$	24,974,984,466			$	—			$	—			$	24,974,984,466

 

See accompanying Notes to Schedule of Investments.

 

1

---

Table of Contents

SPDR Dow Jones Industrial Average ETF Trust

NOTES TO SCHEDULE OF INVESTMENTS

January 31, 2021 (Unaudited)

 

 

 

Security Valuation

The Trust’s investments are valued at fair value each day that the New York Stock Exchange (“NYSE”) is open and, for financial reporting purposes, as of the report date should the reporting period end on a day that the NYSE is not open. Fair value is generally defined as the price a fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. By its nature, a fair value price is a good faith estimate of the valuation in a current sale and may not reflect an actual market price. The investments of the Trust are valued pursuant to the policy and procedures developed by the Oversight Committee of the Trustee (the “Committee”). The Committee provides oversight of the valuation of investments for the Trust.

Valuation techniques used to value the Trust’s equity investments are as follows:

Equity investments (including preferred stocks) traded on a recognized securities exchange for which market quotations are readily available are valued at the last sale price or official closing price, as applicable, on the primary market or exchange on which they trade. Equity investments traded on a recognized exchange for which there were no sales on that day are valued at the last published sale price or at fair value.

In the event that prices or quotations are not readily available or that the application of these valuation methods results in a price for an investment that is deemed to be not representative of the fair value of such investment, fair value will be determined in good faith by the Committee, in accordance with the valuation policy and procedures approved by the Trustee.

Fair value pricing could result in a difference between the prices used to calculate the Trust’s net asset value (“NAV”) and the prices used by the Trust’s underlying index, Dow Jones Industrial Average (“DJIA”), which in turn could result in a difference between the Trust’s performance and the performance of the DJIA.

The Trustee values the Trust’s assets and liabilities at fair value using a hierarchy that prioritizes the inputs to valuation techniques, giving the highest priority to readily available unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements) when market prices are not readily available or reliable. The categorization of a value determined for an investment within the hierarchy is based upon the pricing transparency of the investment and is not necessarily an indication of the risk associated with the investment.

The three levels of the fair value hierarchy are as follows:

 

•

Level 1 — Unadjusted quoted prices in active markets for identical assets or liabilities;

 

•

Level 2 — Inputs other than quoted prices included within Level 1 that are observable for the assets or liabilities either directly or indirectly, including quoted prices for similar assets or liabilities in active markets, quoted prices for identical or similar assets or liabilities in markets that are not considered to be active, inputs other than quoted prices that are observable for the asset or liability (such as exchange rates, financing terms, interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market-corroborated inputs; and

 

•

Level 3 — Unobservable inputs for the asset or liability, including the Committee’s assumptions used in determining the fair value of investments.

Other information regarding the Trust is available in the Trust’s most recent report to shareholders. This information is also available on the Trust’s website at www.spdrs.com as well as on the website of the U.S. Securities and Exchange Commission at www.sec.gov.

 

2

---

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

---

You May Also Be Interested In

• Stocks close lower as Middle East tensions, Treasury yields weigh
• Shake Shack (SHAK) Announces Resignation of Jonathan Sokoloff from Board, Cuts Board Size to 10 from 11
• Planned Changes in the Management Boards of LHV Group and LHV Pank