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Form NPORT-P BlackRock Science & Tech For: Sep 30

November 25, 2020 11:46 AM EST

  
    NPORT-P
    false
    
      
      
        
          0001616678
          XXXXXXXX
        
      
      
      
      
      
    
  
  
    
      BlackRock Science and Technology Trust
      811-22991
      0001616678
      549300LK15IHMMH5IS84
      100 BELLEVUE PARKWAY
      WILMINGTON
      
      19809
      800-441-7762
      BlackRock Science and Technology Trust
      549300LK15IHMMH5IS84
      2020-12-31
      2020-09-30
      N
    
    
      1063116755.61
      28812833.42
      1034303922.19
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      2581157.62000000
      N
      
        
          
        
        
          
            
            
            
            
              
              
              
            
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        CREDIT SUISSE INTERNATIONAL
        E58DKGMJYYYJLN8C3868
        BRW894513 OCT20 STM FP CALL OCT20 26.0207 CALL
        000000000
        
          
        
        -31300.00000000
        NC
        
        -45748.20000000
        -0.00442309064
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              CREDIT SUISSE INTERNATIONAL
              E58DKGMJYYYJLN8C3868
            
            Call
            Written
            
              
                STMicroelectronics NV
                STMicroelectronics NV
                
                  
                
              
            
            1.00000000
            26.02070000
            EUR
            2020-10-22
            XXXX
            -15106.04000000
          
        
        
          N
          N
          N
        
      
      
        TRAX LTD
        N/A
        TRAX LTD
        000000000
        
          
        
        17065.00000000
        NS
        USD
        180718.35000000
        0.017472461055
        Long
        STIV
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CROWDSTRIKE HOLDINGS INC OCT20 131 CALL
        000000000
        
          
        
        -83.00000000
        NC
        USD
        -73040.00000000
        -0.00706175413
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Crowdstrike Holdings Inc
                Crowdstrike Holdings Inc
                
                  
                  
                
              
            
            100.00000000
            131.00000000
            USD
            2020-10-09
            XXXX
            -4752.26000000
          
        
        
          N
          N
          N
        
      
      
        Trumid Holdings, LLC, CLASS J-A
        N/A
        Trumid Holdings, LLC, CLASS J-A
        000000000
        
          
        
        5038.00000000
        NS
        USD
        1999783.72000000
        0.193345850972
        Long
        STIV
        CORP
        US
        
        Y
        
        3
        
          N
          N
          N
        
      
      
        Unity Software Inc
        N/A
        Unity Software Inc
        91332U101
        
          
        
        82957.00000000
        NS
        USD
        7240486.96000000
        0.700034758126
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADVANCED MICRO DEVICES INC OCT20 87.5 CALL
        000000000
        
          
        
        -158.00000000
        NC
        USD
        -24727.00000000
        -0.00239068995
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Advanced Micro Devices Inc
                Advanced Micro Devices Inc
                
                  
                  
                
              
            
            100.00000000
            87.50000000
            USD
            2020-10-16
            XXXX
            47992.61000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AUTODESK INC OCT20 252.5 CALL
        000000000
        
          
        
        -33.00000000
        NC
        USD
        -5874.00000000
        -0.00056791817
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Autodesk Inc
                Autodesk Inc
                
                  
                  
                
              
            
            100.00000000
            252.50000000
            USD
            2020-10-23
            XXXX
            29017.69000000
          
        
        
          N
          N
          N
        
      
      
        Apple Inc
        HWUPKR0MPOU8FGXBT394
        Apple Inc
        037833100
        
          
        
        387449.00000000
        NS
        USD
        44870468.69000000
        4.338228612243
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Online Ventures Pty Limited
        N/A
        Online Ventures Pty Limited
        000000000
        
          
        
        53642.00000000
        NS
        
        5877655.34000000
        0.568271589607
        Long
        EC
        CORP
        AU
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SKYWORKS SOLUTIONS INC OCT20 141 CALL
        000000000
        
          
        
        -70.00000000
        NC
        USD
        -60200.00000000
        -0.00582033952
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Skyworks Solutions Inc
                Skyworks Solutions Inc
                
                  
                  
                
              
            
            100.00000000
            141.00000000
            USD
            2020-10-23
            XXXX
            -32574.62000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        PAYPAL HOLDINGS INC OCT20 205 CALL
        000000000
        
          
        
        -148.00000000
        NC
        USD
        -25974.00000000
        -0.00251125413
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                PayPal Holdings Inc
                PayPal Holdings Inc
                
                  
                  
                
              
            
            100.00000000
            205.00000000
            USD
            2020-10-09
            XXXX
            80618.14000000
          
        
        
          N
          N
          N
        
      
      
        FlixMobility GmbH Series F
        N/A
        FlixMobility GmbH Series F
        000000000
        
          
        
        275.00000000
        NS
        
        2826227.41000000
        0.273249220984
        Long
        EP
        CORP
        DE
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        FACEBOOK INC OCT20 275 CALL
        000000000
        
          
        
        -9.00000000
        NC
        USD
        -126.00000000
        -0.00001218210
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Facebook Inc
                Facebook Inc
                
                  
                  
                
              
            
            100.00000000
            275.00000000
            USD
            2020-10-02
            XXXX
            7735.83000000
          
        
        
          N
          N
          N
        
      
      
        MercadoLibre Inc
        549300DKPDN9M5S8GB14
        MercadoLibre Inc
        58733R102
        
          
        
        13361.00000000
        NS
        USD
        14463015.28000000
        1.398333214223
        Long
        EC
        CORP
        US
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Alibaba Group Holding Ltd
        5493001NTNQJDH60PM02
        Alibaba Group Holding Ltd
        01609W102
        
          
        
        114300.00000000
        NS
        USD
        33601914.00000000
        3.248746647779
        Long
        EC
        CORP
        KY
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC OCT20 25 CALL
        000000000
        
          
        
        -121.00000000
        NC
        USD
        -17484.50000000
        -0.00169046057
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            25.00000000
            USD
            2020-10-09
            XXXX
            -7107.26000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AMAZON.COM INC OCT20 3250 CALL
        000000000
        
          
        
        -14.00000000
        NC
        USD
        -8365.00000000
        -0.00080875648
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Amazon.com Inc
                Amazon.com Inc
                
                  
                  
                
              
            
            100.00000000
            3250.00000000
            USD
            2020-10-02
            XXXX
            111249.48000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        PAYPAL HOLDINGS INC OCT20 192.5 CALL
        000000000
        
          
        
        -146.00000000
        NC
        USD
        -186880.00000000
        -0.01806819020
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                PayPal Holdings Inc
                PayPal Holdings Inc
                
                  
                  
                
              
            
            100.00000000
            192.50000000
            USD
            2020-10-30
            XXXX
            -93951.92000000
          
        
        
          N
          N
          N
        
      
      
        Jasper Infotech Private Ltd
        N/A
        Jasper Infotech Private Ltd
        000000000
        
          
        
        1054.00000000
        NS
        USD
        253887.52000000
        0.024546703783
        Long
        EC
        CORP
        IN
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        PAGSEGURO DIGITAL LTD OCT20 40 CALL
        000000000
        
          
        
        -291.00000000
        NC
        USD
        -20370.00000000
        -0.00196944046
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Pagseguro Digital Ltd
                Pagseguro Digital Ltd
                
                  
                
              
            
            100.00000000
            40.00000000
            USD
            2020-10-16
            XXXX
            14480.62000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        BANDWIDTH INC NOV20 150 CALL
        000000000
        
          
        
        -90.00000000
        NC
        USD
        -284850.00000000
        -0.02754026102
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Bandwidth Inc
                Bandwidth Inc
                
                  
                  
                
              
            
            100.00000000
            150.00000000
            USD
            2020-11-20
            XXXX
            -171743.81000000
          
        
        
          N
          N
          N
        
      
      
        SUSQUEHANNA FINANCIAL GROUP LLLP
        549300E8QX0ZMRDC2M81
        BRW7NFR44 OCT20 MPWR US CALL OCT20 281 CALL
        000000000
        
          
        
        -58.00000000
        NC
        USD
        -57689.00000000
        -0.00557756755
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              SUSQUEHANNA FINANCIAL GROUP LLLP
              549300E8QX0ZMRDC2M81
            
            Call
            Written
            
              
                Monolithic Power Systems Inc
                Monolithic Power Systems Inc
                
                  
                  
                
              
            
            100.00000000
            281.00000000
            USD
            2020-10-16
            XXXX
            32079.34000000
          
        
        
          N
          N
          N
        
      
      
        Chegg Inc
        549300AKX7O8JG0O3G77
        Chegg Inc
        163092109
        
          
        
        120357.00000000
        NS
        USD
        8598304.08000000
        0.831313107833
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        RINGCENTRAL INC OCT20 275 CALL
        000000000
        
          
        
        -55.00000000
        NC
        USD
        -75625.00000000
        -0.00731168067
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                RingCentral Inc
                RingCentral Inc
                
                  
                  
                
              
            
            100.00000000
            275.00000000
            USD
            2020-10-23
            XXXX
            -16789.27000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC OCT20 26 CALL
        000000000
        
          
        
        -63.00000000
        NC
        USD
        -13608.00000000
        -0.00131566744
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            26.00000000
            USD
            2020-10-30
            XXXX
            -4047.07000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8G2LW3 NOV20 268 HK CALL NOV20 20.0252 CALL
        000000000
        
          
        
        -297000.00000000
        NC
        
        -65452.06000000
        -0.00632812644
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Kingdee International Software Group Co Ltd
                Kingdee International Software Group Co Ltd
                
                  
                
              
            
            1.00000000
            20.02520000
            HKD
            2020-11-06
            XXXX
            -26792.99000000
          
        
        
          N
          N
          N
        
      
      
        Databricks, Inc. SERIES F
        N/A
        Databricks, Inc. SERIES F
        000000000
        
          
        
        93135.00000000
        NS
        USD
        4470480.00000000
        0.432221120319
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AUTODESK INC OCT20 250 CALL
        000000000
        
          
        
        -41.00000000
        NC
        USD
        -13017.50000000
        -0.00125857590
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Autodesk Inc
                Autodesk Inc
                
                  
                  
                
              
            
            100.00000000
            250.00000000
            USD
            2020-10-30
            XXXX
            25638.23000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TAL EDUCATION GROUP OCT20 80 CALL
        000000000
        
          
        
        -194.00000000
        NC
        USD
        -19400.00000000
        -0.00187565758
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                TAL Education Group
                TAL Education Group
                
                  
                  
                
              
            
            100.00000000
            80.00000000
            USD
            2020-10-16
            XXXX
            26363.58000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SHOPIFY INC OCT20 1030 CALL
        000000000
        
          
        
        -41.00000000
        NC
        USD
        -205000.00000000
        -0.01982009306
        N/A
        DE
        
        CA
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Shopify Inc
                Shopify Inc
                
                  
                
              
            
            100.00000000
            1030.00000000
            USD
            2020-10-23
            XXXX
            -3786.11000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TAIWAN SEMICONDUCTOR MANUFACTU OCT20 78.5 CALL
        000000000
        
          
        
        -212.00000000
        NC
        USD
        -60950.00000000
        -0.00589285206
        N/A
        DE
        
        TW
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Taiwan Semiconductor Manufacturing Co Ltd
                Taiwan Semiconductor Manufacturing Co Ltd
                
                  
                  
                
              
            
            100.00000000
            78.50000000
            USD
            2020-10-02
            XXXX
            17817.60000000
          
        
        
          N
          N
          N
        
      
      
        Avalara Inc
        N/A
        Avalara Inc
        05338G106
        
          
        
        81798.00000000
        NS
        USD
        10416157.32000000
        1.007069304923
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        MORGAN STANLEY & CO. INTERNATIONAL
        4PQUHN3JPFGFNF3BB653
        BRW7HLFR0 SEP20 ALU AU CALL SEP20 33.682 CALL
        000000000
        
          
        
        -44200.00000000
        NC
        
        -70851.14000000
        -0.00685012775
        N/A
        DE
        
        AU
        N
        
        2
        
          
            
              MORGAN STANLEY & CO. INTERNATIONAL
              4PQUHN3JPFGFNF3BB653
            
            Call
            Written
            
              
                Altium Ltd
                Altium Ltd
                
                  
                
              
            
            1.00000000
            33.68200000
            AUD
            2020-09-30
            XXXX
            -33446.21000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AMAZON.COM INC OCT20 3400 CALL
        000000000
        
          
        
        -12.00000000
        NC
        USD
        -29970.00000000
        -0.00289760092
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Amazon.com Inc
                Amazon.com Inc
                
                  
                  
                
              
            
            100.00000000
            3400.00000000
            USD
            2020-10-16
            XXXX
            159123.37000000
          
        
        
          N
          N
          N
        
      
      
        Okta Inc
        549300N8J06I8MRHU620
        Okta Inc
        679295105
        
          
        
        65832.00000000
        NS
        USD
        14078173.20000000
        1.361125380844
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        RingCentral Inc
        549300C8EH0H1614VE84
        RingCentral Inc
        76680R206
        
          
        
        41312.00000000
        NS
        USD
        11344688.32000000
        1.096842821206
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALPHABET INC NOV20 1525 CALL
        000000000
        
          
        
        -10.00000000
        NC
        USD
        -59550.00000000
        -0.00575749532
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alphabet Inc
                Alphabet Inc
                
                  
                  
                
              
            
            100.00000000
            1525.00000000
            USD
            2020-11-20
            XXXX
            -12772.69000000
          
        
        
          N
          N
          N
        
      
      
        CITIBANK NA
        E57ODZWZ7FF32TWEFA76
        BRW8S0YQ3 OCT20 3690 HK CALL OCT20 243.6 CALL
        000000000
        
          
        
        -96400.00000000
        NC
        
        -170325.42000000
        -0.01646763744
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              CITIBANK NA
              E57ODZWZ7FF32TWEFA76
            
            Call
            Written
            
              
                Meituan Dianping
                Meituan Dianping
                
                  
                
              
            
            1.00000000
            243.60000000
            HKD
            2020-10-27
            XXXX
            -53740.63000000
          
        
        
          N
          N
          N
        
      
      
        Postmates Inc, Series F
        N/A
        Postmates Inc, Series F
        000000000
        
          
        
        392275.00000000
        NS
        USD
        4985815.25000000
        0.482045474549
        Long
        STIV
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Advanced Micro Devices Inc
        R2I72C950HOYXII45366
        Advanced Micro Devices Inc
        007903107
        
          
        
        237360.00000000
        NS
        USD
        19461146.40000000
        1.881569428722
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Altium Ltd
        5299003MG7UFQSIFH576
        Altium Ltd
        000000000
        
          
        
        259235.00000000
        NS
        
        6740441.80000000
        0.651688701491
        Long
        EC
        CORP
        AU
        N
        
        2
        
          N
          N
          N
        
      
      
        Databricks, Inc.
        N/A
        Databricks, Inc.
        000000000
        
          
        
        19999.00000000
        NS
        USD
        959952.00000000
        0.092811404791
        Long
        EP
        CORP
        US
        
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ROKU INC OCT20 220 CALL
        000000000
        
          
        
        -110.00000000
        NC
        USD
        -42075.00000000
        -0.00406795324
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Roku Inc
                Roku Inc
                
                  
                  
                
              
            
            100.00000000
            220.00000000
            USD
            2020-10-30
            XXXX
            29727.47000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MONGODB INC OCT20 217.5 CALL
        000000000
        
          
        
        -49.00000000
        NC
        USD
        -110005.00000000
        -0.01063565530
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                MongoDB Inc
                MongoDB Inc
                
                  
                  
                
              
            
            100.00000000
            217.50000000
            USD
            2020-10-30
            XXXX
            -59596.67000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TESLA INC OCT20 403 CALL
        000000000
        
          
        
        -55.00000000
        NC
        USD
        -232650.00000000
        -0.02249338854
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                
              
            
            100.00000000
            403.00000000
            USD
            2020-10-16
            XXXX
            29799.13000000
          
        
        
          N
          N
          N
        
      
      
        CREDIT SUISSE INTERNATIONAL
        E58DKGMJYYYJLN8C3868
        BRW8PZQJ4 NOV20 STM FP CALL NOV20 26.7064 CALL
        000000000
        
          
        
        -27400.00000000
        NC
        
        -32134.41000000
        -0.00310686339
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              CREDIT SUISSE INTERNATIONAL
              E58DKGMJYYYJLN8C3868
            
            Call
            Written
            
              
                STMicroelectronics NV
                STMicroelectronics NV
                
                  
                
              
            
            1.00000000
            26.70640000
            EUR
            2020-11-04
            XXXX
            3643.01000000
          
        
        
          N
          N
          N
        
      
      
        Taiwan Semiconductor Manufacturing Co Ltd
        549300KB6NK5SBD14S87
        Taiwan Semiconductor Manufacturing Co Ltd
        874039100
        
          
        
        136608.00000000
        NS
        USD
        11074810.56000000
        1.070750126959
        Long
        EC
        CORP
        TW
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MARVELL TECHNOLOGY GROUP LTD OCT20 39.5 CALL
        000000000
        
          
        
        -376.00000000
        NC
        USD
        -41924.00000000
        -0.00405335405
        N/A
        DE
        
        BM
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Marvell Technology Group Ltd
                Marvell Technology Group Ltd
                
                  
                
              
            
            100.00000000
            39.50000000
            USD
            2020-10-09
            XXXX
            25186.21000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AVALARA INC NOV20 130 CALL
        000000000
        
          
        
        -154.00000000
        NC
        USD
        -160160.00000000
        -0.01548481027
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Avalara Inc
                Avalara Inc
                
                  
                  
                
              
            
            100.00000000
            130.00000000
            USD
            2020-11-20
            XXXX
            -30988.89000000
          
        
        
          N
          N
          N
        
      
      
        MongoDB Inc
        549300TPTG69WKWE1Z37
        MongoDB Inc
        60937P106
        
          
        
        29473.00000000
        NS
        USD
        6823294.23000000
        0.659699154534
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8E6DV7 NOV20 CHGG US CALL NOV20 70.962 CALL
        000000000
        
          
        
        -21200.00000000
        NC
        USD
        -111014.22000000
        -0.01073323010
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Chegg Inc
                Chegg Inc
                
                  
                  
                
              
            
            1.00000000
            70.96200000
            USD
            2020-11-16
            XXXX
            -15406.46000000
          
        
        
          N
          N
          N
        
      
      
        UBS AG
        BFM8T61CT2L1QCEMIK50
        BRW759005 SEP20 SOI FP CALL SEP20 102.5365 CALL
        000000000
        
          
        
        -8000.00000000
        NC
        
        -191001.45000000
        -0.01846666592
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              UBS AG
              BFM8T61CT2L1QCEMIK50
            
            Call
            Written
            
              
                SOITEC
                SOITEC
                
                  
                
              
            
            1.00000000
            102.53650000
            EUR
            2020-09-29
            XXXX
            -158081.90000000
          
        
        
          N
          N
          N
        
      
      
        Inphi Corp
        549300DCMERAAZFGT726
        Inphi Corp
        45772F107
        
          
        
        89383.00000000
        NS
        USD
        10033241.75000000
        0.970047733045
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADVANCED MICRO DEVICES INC OCT20 105 CALL
        000000000
        
          
        
        -30.00000000
        NC
        USD
        -420.00000000
        -0.00004060701
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Advanced Micro Devices Inc
                Advanced Micro Devices Inc
                
                  
                  
                
              
            
            100.00000000
            105.00000000
            USD
            2020-10-09
            XXXX
            8810.22000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TWILIO INC OCT20 255 CALL
        000000000
        
          
        
        -68.00000000
        NC
        USD
        -18190.00000000
        -0.00175867069
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Twilio Inc
                Twilio Inc
                
                  
                  
                
              
            
            100.00000000
            255.00000000
            USD
            2020-10-02
            XXXX
            69991.01000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW7HQQX4 SEP20 268 HK CALL SEP20 21.105 CALL
        000000000
        
          
        
        -583000.00000000
        NC
        
        -0.07000000
        -0.00000000676
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Kingdee International Software Group Co Ltd
                Kingdee International Software Group Co Ltd
                
                  
                
              
            
            1.00000000
            21.10500000
            HKD
            2020-09-30
            XXXX
            88444.83000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8PAAS6 NOV20 268 HK CALL NOV20 20.5055 CALL
        000000000
        
          
        
        -577000.00000000
        NC
        
        -109076.57000000
        -0.01054589155
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Kingdee International Software Group Co Ltd
                Kingdee International Software Group Co Ltd
                
                  
                
              
            
            1.00000000
            20.50550000
            HKD
            2020-11-04
            XXXX
            -36963.20000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC NOV20 27 CALL
        000000000
        
          
        
        -137.00000000
        NC
        USD
        -29866.00000000
        -0.00288754585
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            27.00000000
            USD
            2020-11-20
            XXXX
            -9180.62000000
          
        
        
          N
          N
          N
        
      
      
        Intuit Inc
        VI90HBPH7XSFMB9E4M29
        Intuit Inc
        461202103
        
          
        
        21499.00000000
        NS
        USD
        7013188.79000000
        0.678058802595
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Unqork Inc. SERIES C
        N/A
        Unqork Inc. SERIES C
        000000000
        
          
        
        1190.00000000
        NS
        USD
        1303259.80000000
        0.126003563559
        Long
        STIV
        CORP
        US
        
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MONGODB INC OCT20 252.5 CALL
        000000000
        
          
        
        -49.00000000
        NC
        USD
        -7472.50000000
        -0.00072246656
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                MongoDB Inc
                MongoDB Inc
                
                  
                  
                
              
            
            100.00000000
            252.50000000
            USD
            2020-10-09
            XXXX
            43605.77000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        OKTA INC OCT20 222.5 CALL
        000000000
        
          
        
        -17.00000000
        NC
        USD
        -11177.50000000
        -0.00108067848
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Okta Inc
                Okta Inc
                
                  
                  
                
              
            
            100.00000000
            222.50000000
            USD
            2020-10-23
            XXXX
            1251.22000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        PAYPAL HOLDINGS INC NOV20 195 CALL
        000000000
        
          
        
        -77.00000000
        NC
        USD
        -110880.00000000
        -0.01072025326
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                PayPal Holdings Inc
                PayPal Holdings Inc
                
                  
                  
                
              
            
            100.00000000
            195.00000000
            USD
            2020-11-20
            XXXX
            -39862.71000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        UNITY SOFTWARE INC OCT20 100 CALL
        000000000
        
          
        
        -145.00000000
        NC
        USD
        -47850.00000000
        -0.00462629977
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Unity Software Inc
                Unity Software Inc
                
                  
                  
                
              
            
            100.00000000
            100.00000000
            USD
            2020-10-16
            XXXX
            -15920.90000000
          
        
        
          N
          N
          N
        
      
      
        Xero Ltd
        254900UG5D8YST164N14
        Xero Ltd
        000000000
        
          
        
        112503.00000000
        NS
        
        8206537.13000000
        0.793435754611
        Long
        EC
        CORP
        NZ
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        COUPA SOFTWARE INC OCT20 262.5 CALL
        000000000
        
          
        
        -83.00000000
        NC
        USD
        -177205.00000000
        -0.01713277849
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Coupa Software Inc
                Coupa Software Inc
                
                  
                  
                
              
            
            100.00000000
            262.50000000
            USD
            2020-10-23
            XXXX
            -86233.46000000
          
        
        
          N
          N
          N
        
      
      
        TransferWise, Series A
        N/A
        TransferWise, Series A
        000000000
        
          
        
        11355.00000000
        NS
        USD
        1421986.65000000
        0.137482476812
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        VISA INC NOV20 210 CALL
        000000000
        
          
        
        -37.00000000
        NC
        USD
        -14707.50000000
        -0.00142197082
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Visa Inc
                Visa Inc
                
                  
                  
                
              
            
            100.00000000
            210.00000000
            USD
            2020-11-06
            XXXX
            -2904.24000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        RINGCENTRAL INC OCT20 300 CALL
        000000000
        
          
        
        -33.00000000
        NC
        USD
        -1485.00000000
        -0.00014357482
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                RingCentral Inc
                RingCentral Inc
                
                  
                  
                
              
            
            100.00000000
            300.00000000
            USD
            2020-10-02
            XXXX
            43283.71000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AVALARA INC OCT20 130 CALL
        000000000
        
          
        
        -135.00000000
        NC
        USD
        -58050.00000000
        -0.00561247025
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Avalara Inc
                Avalara Inc
                
                  
                  
                
              
            
            100.00000000
            130.00000000
            USD
            2020-10-16
            XXXX
            -3184.08000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MONGODB INC OCT20 235 CALL
        000000000
        
          
        
        -6.00000000
        NC
        USD
        -6420.00000000
        -0.00062070730
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                MongoDB Inc
                MongoDB Inc
                
                  
                  
                
              
            
            100.00000000
            235.00000000
            USD
            2020-10-23
            XXXX
            -415.35000000
          
        
        
          N
          N
          N
        
      
      
        CREDIT SUISSE INTERNATIONAL
        E58DKGMJYYYJLN8C3868
        BRW7JCCV2 SEP20 SOI FP CALL SEP20 109.798 CALL
        000000000
        
          
        
        -2400.00000000
        NC
        
        -37430.22000000
        -0.00361888021
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              CREDIT SUISSE INTERNATIONAL
              E58DKGMJYYYJLN8C3868
            
            Call
            Written
            
              
                SOITEC
                SOITEC
                
                  
                
              
            
            1.00000000
            109.79800000
            EUR
            2020-09-30
            XXXX
            -28352.92000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        FACEBOOK INC OCT20 270 CALL
        000000000
        
          
        
        -11.00000000
        NC
        USD
        -6682.50000000
        -0.00064608669
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Facebook Inc
                Facebook Inc
                
                  
                  
                
              
            
            100.00000000
            270.00000000
            USD
            2020-10-23
            XXXX
            8397.72000000
          
        
        
          N
          N
          N
        
      
      
        Alphabet Inc
        5493006MHB84DD0ZWV18
        Alphabet Inc
        02079K305
        
          
        
        15643.00000000
        NS
        USD
        22926380.80000000
        2.216600005872
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ACTIVISION BLIZZARD INC OCT20 85 CALL
        000000000
        
          
        
        -95.00000000
        NC
        USD
        -15580.00000000
        -0.00150632707
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Activision Blizzard Inc
                Activision Blizzard Inc
                
                  
                  
                
              
            
            100.00000000
            85.00000000
            USD
            2020-10-30
            XXXX
            4890.90000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        FAIR ISAAC CORP NOV20 450 CALL
        000000000
        
          
        
        -23.00000000
        NC
        USD
        -38755.00000000
        -0.00374696442
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Fair Isaac Corp
                Fair Isaac Corp
                
                  
                  
                
              
            
            100.00000000
            450.00000000
            USD
            2020-11-20
            XXXX
            18920.05000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SHOPIFY INC OCT20 975 CALL
        000000000
        
          
        
        -40.00000000
        NC
        USD
        -291400.00000000
        -0.02817353717
        N/A
        DE
        
        CA
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Shopify Inc
                Shopify Inc
                
                  
                
              
            
            100.00000000
            975.00000000
            USD
            2020-10-16
            XXXX
            -160753.94000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        INTUIT INC OCT20 360 CALL
        000000000
        
          
        
        -11.00000000
        NC
        USD
        -495.00000000
        -0.00004785827
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Intuit Inc
                Intuit Inc
                
                  
                  
                
              
            
            100.00000000
            360.00000000
            USD
            2020-10-16
            XXXX
            9283.94000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ELASTIC NV OCT20 105 CALL
        000000000
        
          
        
        -99.00000000
        NC
        USD
        -65340.00000000
        -0.00631729210
        N/A
        DE
        
        NL
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Elastic NV
                Elastic NV
                
                  
                
              
            
            100.00000000
            105.00000000
            USD
            2020-10-16
            XXXX
            -122.53000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TELADOC HEALTH INC OCT20 210 CALL
        000000000
        
          
        
        -98.00000000
        NC
        USD
        -134260.00000000
        -0.01298071070
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Teladoc Health Inc
                Teladoc Health Inc
                
                  
                  
                
              
            
            100.00000000
            210.00000000
            USD
            2020-10-09
            XXXX
            -18841.66000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        LAM RESEARCH CORP OCT20 345 CALL
        000000000
        
          
        
        -69.00000000
        NC
        USD
        -92287.50000000
        -0.00892266750
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Lam Research Corp
                Lam Research Corp
                
                  
                  
                
              
            
            100.00000000
            345.00000000
            USD
            2020-10-30
            XXXX
            9059.24000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADOBE INC OCT20 530 CALL
        000000000
        
          
        
        -30.00000000
        NC
        USD
        -8205.00000000
        -0.00079328713
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Adobe Inc
                Adobe Inc
                
                  
                  
                
              
            
            100.00000000
            530.00000000
            USD
            2020-10-16
            XXXX
            105434.91000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        NETEASE INC OCT20 480 CALL
        000000000
        
          
        
        -25.00000000
        NC
        USD
        -24750.00000000
        -0.00239291367
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                NetEase Inc
                NetEase Inc
                
                  
                  
                
              
            
            100.00000000
            480.00000000
            USD
            2020-10-30
            XXXX
            21486.09000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        APPLE INC OCT20 120 CALL
        000000000
        
          
        
        -232.00000000
        NC
        USD
        -50924.00000000
        -0.00492350448
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Apple Inc
                Apple Inc
                
                  
                  
                
              
            
            100.00000000
            120.00000000
            USD
            2020-10-16
            XXXX
            53113.08000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TWILIO INC OCT20 250 CALL
        000000000
        
          
        
        -92.00000000
        NC
        USD
        -96370.00000000
        -0.00931737741
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Twilio Inc
                Twilio Inc
                
                  
                  
                
              
            
            100.00000000
            250.00000000
            USD
            2020-10-16
            XXXX
            -16780.96000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADVANCED MICRO DEVICES INC OCT20 92 CALL
        000000000
        
          
        
        -356.00000000
        NC
        USD
        -52510.00000000
        -0.00507684432
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Advanced Micro Devices Inc
                Advanced Micro Devices Inc
                
                  
                  
                
              
            
            100.00000000
            92.00000000
            USD
            2020-10-23
            XXXX
            53491.72000000
          
        
        
          N
          N
          N
        
      
      
        Trumid Holdings, LLC CLASS J-B
        N/A
        Trumid Holdings, LLC CLASS J-B
        000000000
        
          
        
        5038.00000000
        NS
        USD
        1999783.72000000
        0.193345850972
        Long
        STIV
        CORP
        US
        
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        OKTA INC OCT20 227.5 CALL
        000000000
        
          
        
        -17.00000000
        NC
        USD
        -2660.50000000
        -0.00025722613
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Okta Inc
                Okta Inc
                
                  
                  
                
              
            
            100.00000000
            227.50000000
            USD
            2020-10-09
            XXXX
            11819.16000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        NETFLIX INC OCT20 550 CALL
        000000000
        
          
        
        -17.00000000
        NC
        USD
        -2720.00000000
        -0.00026297879
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Netflix Inc
                Netflix Inc
                
                  
                  
                
              
            
            100.00000000
            550.00000000
            USD
            2020-10-09
            XXXX
            31748.76000000
          
        
        
          N
          N
          N
        
      
      
        UBS AG
        BFM8T61CT2L1QCEMIK50
        BRW8GSNG9 NOV20 ASML NA CALL NOV20 324.3002 CALL
        000000000
        
          
        
        -7000.00000000
        NC
        
        -72840.33000000
        -0.00704244936
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              UBS AG
              BFM8T61CT2L1QCEMIK50
            
            Call
            Written
            
              
                ASML Holding NV
                ASML Holding NV
                
                  
                
              
            
            1.00000000
            324.30020000
            EUR
            2020-11-06
            XXXX
            13246.53000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        NETEASE INC NOV20 475 CALL
        000000000
        
          
        
        -27.00000000
        NC
        USD
        -40095.00000000
        -0.00387652015
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                NetEase Inc
                NetEase Inc
                
                  
                  
                
              
            
            100.00000000
            475.00000000
            USD
            2020-11-06
            XXXX
            -304.25000000
          
        
        
          N
          N
          N
        
      
      
        Meituan Dianping
        21380033K525E5JLIA77
        Meituan Dianping
        000000000
        
          
        
        576096.00000000
        NS
        
        18147762.74000000
        1.754587056150
        Long
        EC
        CORP
        KY
        
        N
        
        2
        
          N
          N
          N
        
      
      
        Shopify Inc
        549300HGQ43STJLLP808
        Shopify Inc
        82509L107
        
          
        
        19206.00000000
        NS
        USD
        19647161.82000000
        1.899554028413
        Long
        EC
        CORP
        CA
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ROKU INC OCT20 175 CALL
        000000000
        
          
        
        -18.00000000
        NC
        USD
        -35190.00000000
        -0.00340228817
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Roku Inc
                Roku Inc
                
                  
                  
                
              
            
            100.00000000
            175.00000000
            USD
            2020-10-23
            XXXX
            -12518.34000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        STONECO LTD OCT20 57 CALL
        000000000
        
          
        
        -169.00000000
        NC
        USD
        -4647.50000000
        -0.00044933601
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                StoneCo Ltd
                StoneCo Ltd
                
                  
                
              
            
            100.00000000
            57.00000000
            USD
            2020-10-09
            XXXX
            16114.25000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZOOM VIDEO COMMUNICATIONS INC OCT20 440 CALL
        000000000
        
          
        
        -50.00000000
        NC
        USD
        -253250.00000000
        -0.02448506619
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Zoom Video Communications Inc
                Zoom Video Communications Inc
                
                  
                  
                
              
            
            100.00000000
            440.00000000
            USD
            2020-10-23
            XXXX
            -144596.70000000
          
        
        
          N
          N
          N
        
      
      
        Tesla Inc
        54930043XZGB27CTOV49
        Tesla Inc
        88160R101
        
          
        
        29130.00000000
        NS
        USD
        12497061.30000000
        1.208258136886
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        APPLE INC OCT20 132.5 CALL
        000000000
        
          
        
        -232.00000000
        NC
        USD
        -1624.00000000
        -0.00015701381
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Apple Inc
                Apple Inc
                
                  
                  
                
              
            
            100.00000000
            132.50000000
            USD
            2020-10-09
            XXXX
            189899.71000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZOOM VIDEO COMMUNICATIONS INC OCT20 530 CALL
        000000000
        
          
        
        -30.00000000
        NC
        USD
        -50550.00000000
        -0.00488734490
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Zoom Video Communications Inc
                Zoom Video Communications Inc
                
                  
                  
                
              
            
            100.00000000
            530.00000000
            USD
            2020-10-30
            XXXX
            18778.89000000
          
        
        
          N
          N
          N
        
      
      
        TransferWise (Seed Preferred)
        N/A
        TransferWise (Seed Preferred)
        000000000
        
          
        
        9603.00000000
        NS
        USD
        1202583.69000000
        0.116269856876
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALPHABET INC OCT20 1635 CALL
        000000000
        
          
        
        -15.00000000
        NC
        USD
        -1575.00000000
        -0.00015227632
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alphabet Inc
                Alphabet Inc
                
                  
                  
                
              
            
            100.00000000
            1635.00000000
            USD
            2020-10-09
            XXXX
            96268.98000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW88CCZ3 OCT20 3769 JP CALL OCT20 10969.0219 CALL
        000000000
        
          
        
        -11700.00000000
        NC
        
        -71539.13000000
        -0.00691664494
        N/A
        DE
        
        JP
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                GMO Payment Gateway Inc
                GMO Payment Gateway Inc
                
                  
                
              
            
            1.00000000
            10969.02190000
            JPY
            2020-10-22
            XXXX
            -31253.63000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALIBABA GROUP HOLDING LTD OCT20 285 CALL
        000000000
        
          
        
        -58.00000000
        NC
        USD
        -83810.00000000
        -0.00810303414
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alibaba Group Holding Ltd
                Alibaba Group Holding Ltd
                
                  
                  
                
              
            
            100.00000000
            285.00000000
            USD
            2020-10-16
            XXXX
            10022.77000000
          
        
        
          N
          N
          N
        
      
      
        BARCLAYS BANK PLC
        G5GSEF7VJP5I7OUK5573
        BRW7JB7J7 SEP20 ASML NA CALL SEP20 320.32 CALL
        000000000
        
          
        
        -12900.00000000
        NC
        
        -0.01000000
        -0.00000000096
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              BARCLAYS BANK PLC
              G5GSEF7VJP5I7OUK5573
            
            Call
            Written
            
              
                ASML Holding NV
                ASML Holding NV
                
                  
                
              
            
            1.00000000
            320.32000000
            EUR
            2020-09-30
            XXXX
            127680.73000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        VISA INC OCT20 210 CALL
        000000000
        
          
        
        -65.00000000
        NC
        USD
        -6240.00000000
        -0.00060330429
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Visa Inc
                Visa Inc
                
                  
                  
                
              
            
            100.00000000
            210.00000000
            USD
            2020-10-16
            XXXX
            28425.01000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        OKTA INC NOV20 220 CALL
        000000000
        
          
        
        -91.00000000
        NC
        USD
        -121940.00000000
        -0.01178957145
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Okta Inc
                Okta Inc
                
                  
                  
                
              
            
            100.00000000
            220.00000000
            USD
            2020-11-20
            XXXX
            -56316.16000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        UNITY SOFTWARE INC OCT20 90 CALL
        000000000
        
          
        
        -145.00000000
        NC
        USD
        -87000.00000000
        -0.00841145413
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Unity Software Inc
                Unity Software Inc
                
                  
                  
                
              
            
            100.00000000
            90.00000000
            USD
            2020-10-16
            XXXX
            -36629.63000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        YANDEX NV OCT20 64.5 CALL
        000000000
        
          
        
        -245.00000000
        NC
        USD
        -105350.00000000
        -0.01018559417
        N/A
        DE
        
        NL
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Yandex NV
                Yandex NV
                
                  
                
              
            
            100.00000000
            64.50000000
            USD
            2020-10-30
            XXXX
            -42199.16000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        STONECO LTD OCT20 55 CALL
        000000000
        
          
        
        -166.00000000
        NC
        USD
        -34860.00000000
        -0.00337038265
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                StoneCo Ltd
                StoneCo Ltd
                
                  
                
              
            
            100.00000000
            55.00000000
            USD
            2020-10-30
            XXXX
            12604.10000000
          
        
        
          N
          N
          N
        
      
      
        TransferWise, Series B
        N/A
        TransferWise, Series B
        000000000
        
          
        
        3261.00000000
        NS
        USD
        408375.03000000
        0.039483078545
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SERVICENOW INC NOV20 480 CALL
        000000000
        
          
        
        -42.00000000
        NC
        USD
        -158130.00000000
        -0.01528854301
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                ServiceNow Inc
                ServiceNow Inc
                
                  
                  
                
              
            
            100.00000000
            480.00000000
            USD
            2020-11-20
            XXXX
            -16263.54000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SHOPIFY INC OCT20 1090 CALL
        000000000
        
          
        
        -12.00000000
        NC
        USD
        -12840.00000000
        -0.00124141460
        N/A
        DE
        
        CA
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Shopify Inc
                Shopify Inc
                
                  
                
              
            
            100.00000000
            1090.00000000
            USD
            2020-10-09
            XXXX
            79427.48000000
          
        
        
          N
          N
          N
        
      
      
        Think & Learn Private Limited
        N/A
        Think & Learn Private Limited
        000000000
        
          
        
        997.00000000
        NS
        
        1515194.06000000
        0.146494084329
        Long
        STIV
        CORP
        IN
        
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SALESFORCE.COM INC OCT20 280 CALL
        000000000
        
          
        
        -65.00000000
        NC
        USD
        -715.00000000
        -0.00006912861
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                salesforce.com Inc
                salesforce.com Inc
                
                  
                  
                
              
            
            100.00000000
            280.00000000
            USD
            2020-10-02
            XXXX
            81643.88000000
          
        
        
          N
          N
          N
        
      
      
        Cadence Design Systems Inc
        GCT7RXJOGLXPV0NXZY22
        Cadence Design Systems Inc
        127387108
        
          
        
        77759.00000000
        NS
        USD
        8291442.17000000
        0.801644660927
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        PSIQUANTUM CORP, SERIES C
        N/A
        PSIQUANTUM CORP, SERIES C
        000000000
        
          
        
        690003.00000000
        NS
        USD
        3187813.86000000
        0.308208621432
        Long
        STIV
        RF
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8PAAR8 NOV20 1833 HK CALL NOV20 115.3638 CALL
        000000000
        
          
        
        -82700.00000000
        NC
        
        -12038.15000000
        -0.00116388904
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Ping An Healthcare and Technology Co Ltd
                Ping An Healthcare and Technology Co Ltd
                
                  
                
              
            
            1.00000000
            115.36380000
            HKD
            2020-11-04
            XXXX
            29673.33000000
          
        
        
          N
          N
          N
        
      
      
        Microsoft Corp
        INR2EJN1ERAN0W5ZP974
        Microsoft Corp
        594918104
        
          
        
        199647.00000000
        NS
        USD
        41991753.51000000
        4.059904696202
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Lam Research Corp
        549300I4GMO6D34U1T02
        Lam Research Corp
        512807108
        
          
        
        36164.00000000
        NS
        USD
        11997407.00000000
        1.159949869918
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Think & Learn Private Limited, SERIES F
        N/A
        Think & Learn Private Limited, SERIES F
        000000000
        
          
        
        1054.00000000
        NS
        
        3043458.00000000
        0.294251808845
        Long
        STIV
        CORP
        IN
        
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SALESFORCE.COM INC OCT20 270 CALL
        000000000
        
          
        
        -11.00000000
        NC
        USD
        -4306.50000000
        -0.00041636697
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                salesforce.com Inc
                salesforce.com Inc
                
                  
                  
                
              
            
            100.00000000
            270.00000000
            USD
            2020-10-23
            XXXX
            1525.10000000
          
        
        
          N
          N
          N
        
      
      
        GOLDMAN SACHS INTERNATIONAL
        W22LROWP2IHZNBB6K528
        BRW8YX1J6 NOV20 SOI FP CALL NOV20 127.816 CALL
        000000000
        
          
        
        -8000.00000000
        NC
        
        -33402.81000000
        -0.00322949659
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              GOLDMAN SACHS INTERNATIONAL
              W22LROWP2IHZNBB6K528
            
            Call
            Written
            
              
                SOITEC
                SOITEC
                
                  
                
              
            
            1.00000000
            127.81600000
            EUR
            2020-11-10
            XXXX
            2028.66000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AMAZON.COM INC OCT20 3450 CALL
        000000000
        
          
        
        -14.00000000
        NC
        USD
        -7875.00000000
        -0.00076138162
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Amazon.com Inc
                Amazon.com Inc
                
                  
                  
                
              
            
            100.00000000
            3450.00000000
            USD
            2020-10-09
            XXXX
            247098.76000000
          
        
        
          N
          N
          N
        
      
      
        BlackRock Liquidity Funds
        5493007YVNX55LTRQ706
        BlackRock Liquidity Funds: T-Fund, Institutional Shares
        09248U718
        
          
        
        2316076.34000000
        NS
        USD
        2316076.34000000
        0.223926090804
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CREE INC OCT20 64 CALL
        000000000
        
          
        
        -99.00000000
        NC
        USD
        -33165.00000000
        -0.00320650432
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Cree Inc
                Cree Inc
                
                  
                  
                
              
            
            100.00000000
            64.00000000
            USD
            2020-10-23
            XXXX
            -10220.85000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ATLASSIAN CORP PLC OCT20 175 CALL
        000000000
        
          
        
        -6.00000000
        NC
        USD
        -4380.00000000
        -0.00042347320
        N/A
        DE
        
        GB
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Atlassian Corp PLC
                Atlassian Corp PLC
                
                  
                
              
            
            100.00000000
            175.00000000
            USD
            2020-10-02
            XXXX
            -1393.48000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MICROSOFT CORP OCT20 232.5 CALL
        000000000
        
          
        
        -69.00000000
        NC
        USD
        -517.50000000
        -0.00005003364
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Microsoft Corp
                Microsoft Corp
                
                  
                  
                
              
            
            100.00000000
            232.50000000
            USD
            2020-10-09
            XXXX
            80355.33000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SQUARE INC OCT20 165 CALL
        000000000
        
          
        
        -200.00000000
        NC
        USD
        -93500.00000000
        -0.00903989610
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Square Inc
                Square Inc
                
                  
                  
                
              
            
            100.00000000
            165.00000000
            USD
            2020-10-09
            XXXX
            63962.47000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ATLASSIAN CORP PLC OCT20 180 CALL
        000000000
        
          
        
        -159.00000000
        NC
        USD
        -89835.00000000
        -0.00868555151
        N/A
        DE
        
        GB
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Atlassian Corp PLC
                Atlassian Corp PLC
                
                  
                
              
            
            100.00000000
            180.00000000
            USD
            2020-10-09
            XXXX
            -30884.80000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SHOPIFY INC NOV20 1010 CALL
        000000000
        
          
        
        -13.00000000
        NC
        USD
        -132145.00000000
        -0.01277622535
        N/A
        DE
        
        CA
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Shopify Inc
                Shopify Inc
                
                  
                
              
            
            100.00000000
            1010.00000000
            USD
            2020-11-20
            XXXX
            -57489.51000000
          
        
        
          N
          N
          N
        
      
      
        C3 AI INC  SERIES H
        N/A
        C3 AI INC  SERIES H
        000000000
        
          
        
        1415000.00000000
        NS
        USD
        7513650.00000000
        0.726445084351
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW7HMBT8 SEP20 6723 JP CALL SEP20 691.6 CALL
        000000000
        
          
        
        -13300.00000000
        NC
        
        -9256.34000000
        -0.00089493424
        N/A
        DE
        
        JP
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Renesas Electronics Corp
                Renesas Electronics Corp
                
                  
                
              
            
            1.00000000
            691.60000000
            JPY
            2020-09-30
            XXXX
            -5367.01000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ROKU INC OCT20 160 CALL
        000000000
        
          
        
        -21.00000000
        NC
        USD
        -60690.00000000
        -0.00586771438
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Roku Inc
                Roku Inc
                
                  
                  
                
              
            
            100.00000000
            160.00000000
            USD
            2020-10-02
            XXXX
            -47089.81000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        NETFLIX INC OCT20 520 CALL
        000000000
        
          
        
        -15.00000000
        NC
        USD
        -13725.00000000
        -0.00132697940
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Netflix Inc
                Netflix Inc
                
                  
                  
                
              
            
            100.00000000
            520.00000000
            USD
            2020-10-16
            XXXX
            16334.54000000
          
        
        
          N
          N
          N
        
      
      
        Klarna Holdings AB
        N/A
        Klarna Holdings AB
        000000000
        
          
        
        26430.00000000
        NS
        
        11167127.63000000
        1.079675653395
        Long
        EC
        CORP
        SE
        Y
        
        3
        
          N
          N
          N
        
      
      
        Twilio Inc
        5493004W8TRGD63APX93
        Twilio Inc
        90138F102
        
          
        
        90099.00000000
        NS
        USD
        22262561.91000000
        2.152419751330
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        TransferWise, Series D
        N/A
        TransferWise, Series D
        000000000
        
          
        
        504.00000000
        NS
        USD
        63115.92000000
        0.006102260529
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TWILIO INC NOV20 260 CALL
        000000000
        
          
        
        -56.00000000
        NC
        USD
        -106120.00000000
        -0.01026004037
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Twilio Inc
                Twilio Inc
                
                  
                  
                
              
            
            100.00000000
            260.00000000
            USD
            2020-11-20
            XXXX
            -38765.67000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CROWDSTRIKE HOLDINGS INC OCT20 120 CALL
        000000000
        
          
        
        -35.00000000
        NC
        USD
        -65537.50000000
        -0.00633638707
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Crowdstrike Holdings Inc
                Crowdstrike Holdings Inc
                
                  
                  
                
              
            
            100.00000000
            120.00000000
            USD
            2020-10-16
            XXXX
            -46956.99000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SALESFORCE.COM INC OCT20 250 CALL
        000000000
        
          
        
        -75.00000000
        NC
        USD
        -65250.00000000
        -0.00630859059
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                salesforce.com Inc
                salesforce.com Inc
                
                  
                  
                
              
            
            100.00000000
            250.00000000
            USD
            2020-10-16
            XXXX
            33561.88000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ROKU INC OCT20 175 CALL
        000000000
        
          
        
        -117.00000000
        NC
        USD
        -206505.00000000
        -0.01996560155
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Roku Inc
                Roku Inc
                
                  
                  
                
              
            
            100.00000000
            175.00000000
            USD
            2020-10-16
            XXXX
            -99128.96000000
          
        
        
          N
          N
          N
        
      
      
        Visa Inc
        549300JZ4OKEHW3DPJ59
        Visa Inc
        92826C839
        
          
        
        102690.00000000
        NS
        USD
        20534919.30000000
        1.985385422934
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Renesas Electronics Corp
        5299000EPC47VJQOFB81
        Renesas Electronics Corp
        000000000
        
          
        
        1084400.00000000
        NS
        
        7959106.26000000
        0.769513301578
        Long
        EC
        CORP
        JP
        N
        
        2
        
          N
          N
          N
        
      
      
        UBS AG
        BFM8T61CT2L1QCEMIK50
        BRW8GTEL6 NOV20 SOI FP CALL NOV20 129.368 CALL
        000000000
        
          
        
        -1600.00000000
        NC
        
        -5203.98000000
        -0.00050313838
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              UBS AG
              BFM8T61CT2L1QCEMIK50
            
            Call
            Written
            
              
                SOITEC
                SOITEC
                
                  
                
              
            
            1.00000000
            129.36800000
            EUR
            2020-11-06
            XXXX
            2100.06000000
          
        
        
          N
          N
          N
        
      
      
        Ping An Healthcare and Technology Co Ltd
        2549009NW1LO017CP285
        Ping An Healthcare and Technology Co Ltd
        000000000
        
          
        
        488078.00000000
        NS
        
        6297598.25000000
        0.608873089900
        Long
        EC
        CORP
        KY
        
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TELADOC HEALTH INC OCT20 230 CALL
        000000000
        
          
        
        -78.00000000
        NC
        USD
        -6435.00000000
        -0.00062215755
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Teladoc Health Inc
                Teladoc Health Inc
                
                  
                  
                
              
            
            100.00000000
            230.00000000
            USD
            2020-10-02
            XXXX
            56569.22000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZOOM VIDEO COMMUNICATIONS INC OCT20 430 CALL
        000000000
        
          
        
        -27.00000000
        NC
        USD
        -142965.00000000
        -0.01382233953
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Zoom Video Communications Inc
                Zoom Video Communications Inc
                
                  
                  
                
              
            
            100.00000000
            430.00000000
            USD
            2020-10-16
            XXXX
            -3409.70000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        APPLE INC OCT20 121 CALL
        000000000
        
          
        
        -124.00000000
        NC
        USD
        -32426.00000000
        -0.00313505530
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Apple Inc
                Apple Inc
                
                  
                  
                
              
            
            100.00000000
            121.00000000
            USD
            2020-10-23
            XXXX
            14381.94000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        FACEBOOK INC NOV20 270 CALL
        000000000
        
          
        
        -37.00000000
        NC
        USD
        -45140.00000000
        -0.00436428781
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Facebook Inc
                Facebook Inc
                
                  
                  
                
              
            
            100.00000000
            270.00000000
            USD
            2020-11-06
            XXXX
            -8980.09000000
          
        
        
          N
          N
          N
        
      
      
        Adyen NV
        724500973ODKK3IFQ447
        Adyen NV
        000000000
        
          
        
        5298.00000000
        NS
        
        9772070.71000000
        0.944796833923
        Long
        EC
        CORP
        NL
        N
        
        2
        
          N
          N
          N
        
      
      
        MORGAN STANLEY & CO. INTERNATIONAL
        4PQUHN3JPFGFNF3BB653
        BRW87RDM9 OCT20 SOI FP CALL OCT20 108.9575 CALL
        000000000
        
          
        
        -8000.00000000
        NC
        
        -136572.61000000
        -0.01320430166
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              MORGAN STANLEY & CO. INTERNATIONAL
              4PQUHN3JPFGFNF3BB653
            
            Call
            Written
            
              
                SOITEC
                SOITEC
                
                  
                
              
            
            1.00000000
            108.95750000
            EUR
            2020-10-21
            XXXX
            -100733.48000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        PAYCOM SOFTWARE INC NOV20 310 CALL
        000000000
        
          
        
        -70.00000000
        NC
        USD
        -183050.00000000
        -0.01769789286
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Paycom Software Inc
                Paycom Software Inc
                
                  
                  
                
              
            
            100.00000000
            310.00000000
            USD
            2020-11-20
            XXXX
            -108560.65000000
          
        
        
          N
          N
          N
        
      
      
        Adobe Inc
        FU4LY2G4933NH2E1CP29
        Adobe Inc
        00724F101
        
          
        
        42310.00000000
        NS
        USD
        20750093.30000000
        2.006189172720
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        TAL Education Group
        5493003PJZS0EC085V72
        TAL Education Group
        874080104
        
          
        
        109038.00000000
        NS
        USD
        8291249.52000000
        0.801626034874
        Long
        EC
        CORP
        KY
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        BANDWIDTH INC OCT20 150 CALL
        000000000
        
          
        
        -90.00000000
        NC
        USD
        -233100.00000000
        -0.02253689607
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Bandwidth Inc
                Bandwidth Inc
                
                  
                  
                
              
            
            100.00000000
            150.00000000
            USD
            2020-10-16
            XXXX
            -170118.63000000
          
        
        
          N
          N
          N
        
      
      
        Zoom Video Communications Inc
        549300T9GCHU0ODOM055
        Zoom Video Communications Inc
        98980L101
        
          
        
        20649.00000000
        NS
        USD
        9707301.39000000
        0.938534717092
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Atlassian Corp PLC
        549300AGBII4MWBVJY22
        Atlassian Corp PLC
        000000000
        
          
        
        49062.00000000
        NS
        USD
        8918980.98000000
        0.862317234678
        Long
        EC
        CORP
        GB
        
        N
        
        1
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8EJXF2 OCT20 6723 JP CALL OCT20 839.95 CALL
        000000000
        
          
        
        -206200.00000000
        NC
        
        -22574.98000000
        -0.00218262538
        N/A
        DE
        
        JP
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Renesas Electronics Corp
                Renesas Electronics Corp
                
                  
                
              
            
            1.00000000
            839.95000000
            JPY
            2020-10-27
            XXXX
            18108.61000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZSCALER INC OCT20 160 CALL
        000000000
        
          
        
        -76.00000000
        NC
        USD
        -2812.00000000
        -0.00027187366
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Zscaler Inc
                Zscaler Inc
                
                  
                  
                
              
            
            100.00000000
            160.00000000
            USD
            2020-10-09
            XXXX
            69403.32000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MICROSOFT CORP NOV20 217.5 CALL
        000000000
        
          
        
        -92.00000000
        NC
        USD
        -64630.00000000
        -0.00624864690
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Microsoft Corp
                Microsoft Corp
                
                  
                  
                
              
            
            100.00000000
            217.50000000
            USD
            2020-11-06
            XXXX
            -8256.94000000
          
        
        
          N
          N
          N
        
      
      
        TransferWise, Series C
        N/A
        TransferWise, Series C
        000000000
        
          
        
        1824.00000000
        NS
        USD
        228419.52000000
        0.022084371440
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MARVELL TECHNOLOGY GROUP LTD OCT20 38.5 CALL
        000000000
        
          
        
        -414.00000000
        NC
        USD
        -57753.00000000
        -0.00558375529
        N/A
        DE
        
        BM
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Marvell Technology Group Ltd
                Marvell Technology Group Ltd
                
                  
                
              
            
            100.00000000
            38.50000000
            USD
            2020-10-02
            XXXX
            4248.02000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC OCT20 24.5 CALL
        000000000
        
          
        
        -265.00000000
        NC
        USD
        -49157.50000000
        -0.00475271329
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            24.50000000
            USD
            2020-10-09
            XXXX
            -27892.84000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALIBABA GROUP HOLDING LTD NOV20 280 CALL
        000000000
        
          
        
        -126.00000000
        NC
        USD
        -329490.00000000
        -0.03185620714
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alibaba Group Holding Ltd
                Alibaba Group Holding Ltd
                
                  
                  
                
              
            
            100.00000000
            280.00000000
            USD
            2020-11-20
            XXXX
            -72576.13000000
          
        
        
          N
          N
          N
        
      
      
        Credo Technology Group Holding Ltd,SERIES D
        N/A
        Credo Technology Group Holding Ltd,SERIES D
        000000000
        
          
        
        1001382.00000000
        NS
        USD
        4996896.18000000
        0.483116816324
        Long
        STIV
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CROWDSTRIKE HOLDINGS INC OCT20 155 CALL
        000000000
        
          
        
        -79.00000000
        NC
        USD
        -23937.00000000
        -0.00231431008
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Crowdstrike Holdings Inc
                Crowdstrike Holdings Inc
                
                  
                  
                
              
            
            100.00000000
            155.00000000
            USD
            2020-10-30
            XXXX
            7309.33000000
          
        
        
          N
          N
          N
        
      
      
        TransferWise, Series E
        N/A
        TransferWise, Series E
        000000000
        
          
        
        53.00000000
        NS
        USD
        6637.19000000
        0.000641705968
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MICROSOFT CORP NOV20 220 CALL
        000000000
        
          
        
        -73.00000000
        NC
        USD
        -52012.50000000
        -0.00502874434
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Microsoft Corp
                Microsoft Corp
                
                  
                  
                
              
            
            100.00000000
            220.00000000
            USD
            2020-11-20
            XXXX
            -3716.18000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TAIWAN SEMICONDUCTOR MANUFACTU OCT20 85 CALL
        000000000
        
          
        
        -74.00000000
        NC
        USD
        -3515.00000000
        -0.00033984208
        N/A
        DE
        
        TW
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Taiwan Semiconductor Manufacturing Co Ltd
                Taiwan Semiconductor Manufacturing Co Ltd
                
                  
                  
                
              
            
            100.00000000
            85.00000000
            USD
            2020-10-09
            XXXX
            12486.76000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TAIWAN SEMICONDUCTOR MANUFACTU OCT20 80 CALL
        000000000
        
          
        
        -168.00000000
        NC
        USD
        -59640.00000000
        -0.00576619683
        N/A
        DE
        
        TW
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Taiwan Semiconductor Manufacturing Co Ltd
                Taiwan Semiconductor Manufacturing Co Ltd
                
                  
                  
                
              
            
            100.00000000
            80.00000000
            USD
            2020-10-16
            XXXX
            1676.96000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CREE INC OCT20 67.5 CALL
        000000000
        
          
        
        -226.00000000
        NC
        USD
        -18645.00000000
        -0.00180266163
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Cree Inc
                Cree Inc
                
                  
                  
                
              
            
            100.00000000
            67.50000000
            USD
            2020-10-16
            XXXX
            33326.80000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        YANDEX NV OCT20 67 CALL
        000000000
        
          
        
        -35.00000000
        NC
        USD
        -1050.00000000
        -0.00010151754
        N/A
        DE
        
        NL
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Yandex NV
                Yandex NV
                
                  
                
              
            
            100.00000000
            67.00000000
            USD
            2020-10-02
            XXXX
            9461.72000000
          
        
        
          N
          N
          N
        
      
      
        BARCLAYS BANK PLC
        G5GSEF7VJP5I7OUK5573
        BRW70VJK7 SEP20 DHER GY CALL SEP20 101.09 CALL
        000000000
        
          
        
        -9200.00000000
        NC
        
        -0.01000000
        -0.00000000096
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              BARCLAYS BANK PLC
              G5GSEF7VJP5I7OUK5573
            
            Call
            Written
            
              
                Delivery Hero SE
                Delivery Hero SE
                
                  
                
              
            
            1.00000000
            101.09000000
            EUR
            2020-09-29
            XXXX
            75156.92000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADVANCED MICRO DEVICES INC NOV20 87.5 CALL
        000000000
        
          
        
        -160.00000000
        NC
        USD
        -86800.00000000
        -0.00839211745
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Advanced Micro Devices Inc
                Advanced Micro Devices Inc
                
                  
                  
                
              
            
            100.00000000
            87.50000000
            USD
            2020-11-20
            XXXX
            -25559.08000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        FACEBOOK INC OCT20 260 CALL
        000000000
        
          
        
        -87.00000000
        NC
        USD
        -77212.50000000
        -0.00746516554
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Facebook Inc
                Facebook Inc
                
                  
                  
                
              
            
            100.00000000
            260.00000000
            USD
            2020-10-16
            XXXX
            28100.73000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW7HMBV3 SEP20 3769 JP CALL SEP20 11653.5209 CALL
        000000000
        
          
        
        -14400.00000000
        NC
        
        0.00000000
        0.000000
        N/A
        DE
        
        JP
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                GMO Payment Gateway Inc
                GMO Payment Gateway Inc
                
                  
                
              
            
            1.00000000
            11653.52090000
            JPY
            2020-09-30
            XXXX
            58425.28000000
          
        
        
          N
          N
          N
        
      
      
        Netflix Inc
        549300Y7VHGU0I7CE873
        Netflix Inc
        64110L106
        
          
        
        13669.00000000
        NS
        USD
        6834910.07000000
        0.660822213216
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        CREDIT SUISSE INTERNATIONAL
        E58DKGMJYYYJLN8C3868
        BRW8PZQH8 NOV20 TMV GY CALL NOV20 44.2178 CALL
        000000000
        
          
        
        -11300.00000000
        NC
        
        -14601.58000000
        -0.00141173011
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              CREDIT SUISSE INTERNATIONAL
              E58DKGMJYYYJLN8C3868
            
            Call
            Written
            
              
                TeamViewer AG
                TeamViewer AG
                
                  
                
              
            
            1.00000000
            44.21780000
            EUR
            2020-11-04
            XXXX
            5539.31000000
          
        
        
          N
          N
          N
        
      
      
        CITIBANK NA
        E57ODZWZ7FF32TWEFA76
        BRW8PZZB1 NOV20 SOI FP CALL NOV20 127.102 CALL
        000000000
        
          
        
        -6000.00000000
        NC
        
        -23703.93000000
        -0.00229177609
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              CITIBANK NA
              E57ODZWZ7FF32TWEFA76
            
            Call
            Written
            
              
                SOITEC
                SOITEC
                
                  
                
              
            
            1.00000000
            127.10200000
            EUR
            2020-11-04
            XXXX
            3742.37000000
          
        
        
          N
          N
          N
        
      
      
        Mastercard Inc
        AR5L2ODV9HN37376R084
        Mastercard Inc
        57636Q104
        
          
        
        74378.00000000
        NS
        USD
        25152408.26000000
        2.431819866518
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TESLA INC OCT20 500 CALL
        000000000
        
          
        
        -12.00000000
        NC
        USD
        -9270.00000000
        -0.00089625494
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                
              
            
            100.00000000
            500.00000000
            USD
            2020-10-16
            XXXX
            34052.32000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALIBABA GROUP HOLDING LTD OCT20 275 CALL
        000000000
        
          
        
        -26.00000000
        NC
        USD
        -49920.00000000
        -0.00482643437
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alibaba Group Holding Ltd
                Alibaba Group Holding Ltd
                
                  
                  
                
              
            
            100.00000000
            275.00000000
            USD
            2020-10-02
            XXXX
            -21270.48000000
          
        
        
          N
          N
          N
        
      
      
        Roku Inc
        549300KR6ITU0YIR1T71
        Roku Inc
        77543R102
        
          
        
        48457.00000000
        NS
        USD
        9148681.60000000
        0.884525467198
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        OKTA INC NOV20 230 CALL
        000000000
        
          
        
        -105.00000000
        NC
        USD
        -77437.50000000
        -0.00748691930
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Okta Inc
                Okta Inc
                
                  
                  
                
              
            
            100.00000000
            230.00000000
            USD
            2020-11-06
            XXXX
            20896.70000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        VISA INC OCT20 202.5 CALL
        000000000
        
          
        
        -40.00000000
        NC
        USD
        -2600.00000000
        -0.00025137679
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Visa Inc
                Visa Inc
                
                  
                  
                
              
            
            100.00000000
            202.50000000
            USD
            2020-10-02
            XXXX
            15910.15000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC OCT20 25 CALL
        000000000
        
          
        
        -60.00000000
        NC
        USD
        -10170.00000000
        -0.00098326998
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            25.00000000
            USD
            2020-10-16
            XXXX
            -4064.28000000
          
        
        
          N
          N
          N
        
      
      
        SUSQUEHANNA FINANCIAL GROUP LLLP
        549300E8QX0ZMRDC2M81
        BRW7QCAZ7 OCT20 CDNS US CALL OCT20 109.67 CALL
        000000000
        
          
        
        -131.00000000
        NC
        USD
        -26467.24000000
        -0.00255894224
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              SUSQUEHANNA FINANCIAL GROUP LLLP
              549300E8QX0ZMRDC2M81
            
            Call
            Written
            
              
                Cadence Design Systems Inc
                Cadence Design Systems Inc
                
                  
                  
                
              
            
            100.00000000
            109.67000000
            USD
            2020-10-16
            XXXX
            42473.15000000
          
        
        
          N
          N
          N
        
      
      
        ServiceNow Inc
        549300HJTQM36M0E1G39
        ServiceNow Inc
        81762P102
        
          
        
        28435.00000000
        NS
        USD
        13790975.00000000
        1.333358087901
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADVANCED MICRO DEVICES INC OCT20 85.5 CALL
        000000000
        
          
        
        -126.00000000
        NC
        USD
        -59535.00000000
        -0.00575604507
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Advanced Micro Devices Inc
                Advanced Micro Devices Inc
                
                  
                  
                
              
            
            100.00000000
            85.50000000
            USD
            2020-10-30
            XXXX
            -16701.15000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TESLA INC OCT20 360 CALL
        000000000
        
          
        
        -55.00000000
        NC
        USD
        -380600.00000000
        -0.03679769474
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                
              
            
            100.00000000
            360.00000000
            USD
            2020-10-02
            XXXX
            -173744.69000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZOOM VIDEO COMMUNICATIONS INC NOV20 490 CALL
        000000000
        
          
        
        -47.00000000
        NC
        USD
        -166145.00000000
        -0.01606346030
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Zoom Video Communications Inc
                Zoom Video Communications Inc
                
                  
                  
                
              
            
            100.00000000
            490.00000000
            USD
            2020-11-06
            XXXX
            33307.26000000
          
        
        
          N
          N
          N
        
      
      
        Pagseguro Digital Ltd
        N/A
        Pagseguro Digital Ltd
        000000000
        
          
        
        145648.00000000
        NS
        USD
        5492386.08000000
        0.531022455021
        Long
        EC
        CORP
        KY
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Nuvia, Inc. SERIES B
        N/A
        Nuvia, Inc. SERIES B
        000000000
        
          
        
        935352.00000000
        NS
        USD
        3000001.24000000
        0.290050262368
        Long
        EP
        CORP
        US
        
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALPHABET INC OCT20 1535 CALL
        000000000
        
          
        
        -14.00000000
        NC
        USD
        -25130.00000000
        -0.00242965336
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alphabet Inc
                Alphabet Inc
                
                  
                  
                
              
            
            100.00000000
            1535.00000000
            USD
            2020-10-23
            XXXX
            34544.59000000
          
        
        
          N
          N
          N
        
      
      
        Ensogo Ltd
        N/A
        Ensogo Ltd
        000000000
        
          
        
        173282.00000000
        NS
        
        1.24000000
        0.000000119887
        Long
        EC
        CORP
        AU
        N
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZSCALER INC OCT20 145 CALL
        000000000
        
          
        
        -81.00000000
        NC
        USD
        -58522.50000000
        -0.00565815315
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Zscaler Inc
                Zscaler Inc
                
                  
                  
                
              
            
            100.00000000
            145.00000000
            USD
            2020-10-30
            XXXX
            -9861.67000000
          
        
        
          N
          N
          N
        
      
      
        Bandwidth Inc
        549300QC70JB7MUGXM66
        Bandwidth Inc
        05988J103
        
          
        
        50261.00000000
        NS
        USD
        8774062.77000000
        0.848306052192
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Xiaoju Kuaizhi Inc., Series A-17
        N/A
        Xiaoju Kuaizhi Inc., Series A-17
        000000000
        
          
        
        110003.00000000
        NS
        USD
        5387946.94000000
        0.520924925875
        Long
        EP
        CORP
        CN
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SERVICENOW INC OCT20 460 CALL
        000000000
        
          
        
        -40.00000000
        NC
        USD
        -103400.00000000
        -0.00999706157
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                ServiceNow Inc
                ServiceNow Inc
                
                  
                  
                
              
            
            100.00000000
            460.00000000
            USD
            2020-10-02
            XXXX
            -34445.96000000
          
        
        
          N
          N
          N
        
      
      
        MORGAN STANLEY & CO. INTERNATIONAL
        4PQUHN3JPFGFNF3BB653
        BRW8P78G2 NOV20 ALU AU CALL NOV20 36.2038 CALL
        000000000
        
          
        
        -7800.00000000
        NC
        
        -8281.93000000
        -0.00080072499
        N/A
        DE
        
        AU
        N
        
        2
        
          
            
              MORGAN STANLEY & CO. INTERNATIONAL
              4PQUHN3JPFGFNF3BB653
            
            Call
            Written
            
              
                Altium Ltd
                Altium Ltd
                
                  
                
              
            
            1.00000000
            36.20380000
            AUD
            2020-11-04
            XXXX
            -2077.35000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW7PVGX5 OCT20 1833 HK CALL OCT20 120.6465 CALL
        000000000
        
          
        
        -92400.00000000
        NC
        
        -35.91000000
        -0.00000347190
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Ping An Healthcare and Technology Co Ltd
                Ping An Healthcare and Technology Co Ltd
                
                  
                
              
            
            1.00000000
            120.64650000
            HKD
            2020-10-07
            XXXX
            56404.03000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ATLASSIAN CORP PLC OCT20 180 CALL
        000000000
        
          
        
        -4.00000000
        NC
        USD
        -2960.00000000
        -0.00028618280
        N/A
        DE
        
        GB
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Atlassian Corp PLC
                Atlassian Corp PLC
                
                  
                
              
            
            100.00000000
            180.00000000
            USD
            2020-10-16
            XXXX
            -103.33000000
          
        
        
          N
          N
          N
        
      
      
        Samsung SDI Co Ltd
        9884002AESDO4YW87G32
        Samsung SDI Co Ltd
        000000000
        
          
        
        18473.00000000
        NS
        
        6824265.33000000
        0.659793043765
        Long
        EC
        CORP
        KR
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SERVICENOW INC OCT20 480 CALL
        000000000
        
          
        
        -17.00000000
        NC
        USD
        -31960.00000000
        -0.00309000085
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                ServiceNow Inc
                ServiceNow Inc
                
                  
                  
                
              
            
            100.00000000
            480.00000000
            USD
            2020-10-16
            XXXX
            -14318.41000000
          
        
        
          N
          N
          N
        
      
      
        Square Inc
        549300OHIIUWSTIZME52
        Square Inc
        852234103
        
          
        
        144512.00000000
        NS
        USD
        23490425.60000000
        2.271133764074
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MARVELL TECHNOLOGY GROUP LTD OCT20 41.5 CALL
        000000000
        
          
        
        -34.00000000
        NC
        USD
        -2601.00000000
        -0.00025147347
        N/A
        DE
        
        BM
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Marvell Technology Group Ltd
                Marvell Technology Group Ltd
                
                  
                
              
            
            100.00000000
            41.50000000
            USD
            2020-10-23
            XXXX
            2558.77000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        AUTODESK INC OCT20 260 CALL
        000000000
        
          
        
        -68.00000000
        NC
        USD
        -340.00000000
        -0.00003287234
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Autodesk Inc
                Autodesk Inc
                
                  
                  
                
              
            
            100.00000000
            260.00000000
            USD
            2020-10-02
            XXXX
            38061.11000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8HDH37 NOV20 035720 KS CALL NOV20 382130 CALL
        000000000
        
          
        
        -2000.00000000
        NC
        USD
        -20699.22000000
        -0.00200127057
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Kakao Corp
                Kakao Corp
                
                  
                
              
            
            1.00000000
            382130.00000000
            USD
            2020-11-06
            XXXX
            3183.58000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        COUPA SOFTWARE INC NOV20 280 CALL
        000000000
        
          
        
        -74.00000000
        NC
        USD
        -151700.00000000
        -0.01466686887
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Coupa Software Inc
                Coupa Software Inc
                
                  
                  
                
              
            
            100.00000000
            280.00000000
            USD
            2020-11-20
            XXXX
            -59367.49000000
          
        
        
          N
          N
          N
        
      
      
        MORGAN STANLEY & CO. INTERNATIONAL
        4PQUHN3JPFGFNF3BB653
        BRW7V0C10 OCT20 3690 HK CALL OCT20 269.152 CALL
        000000000
        
          
        
        -105300.00000000
        NC
        
        -47109.92000000
        -0.00455474633
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              MORGAN STANLEY & CO. INTERNATIONAL
              4PQUHN3JPFGFNF3BB653
            
            Call
            Written
            
              
                Meituan Dianping
                Meituan Dianping
                
                  
                
              
            
            1.00000000
            269.15200000
            HKD
            2020-10-15
            XXXX
            185309.97000000
          
        
        
          N
          N
          N
        
      
      
        PayPal Holdings Inc
        5493005X2GO78EFZ3E94
        PayPal Holdings Inc
        70450Y103
        
          
        
        106075.00000000
        NS
        USD
        20899957.25000000
        2.020678526070
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        UBS AG
        BFM8T61CT2L1QCEMIK50
        BRW8S0YS9 OCT20 700 HK CALL OCT20 534.975 CALL
        000000000
        
          
        
        -68000.00000000
        NC
        
        -119339.18000000
        -0.01153811538
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              UBS AG
              BFM8T61CT2L1QCEMIK50
            
            Call
            Written
            
              
                Tencent Holdings Ltd
                Tencent Holdings Ltd
                
                  
                
              
            
            1.00000000
            534.97500000
            HKD
            2020-10-27
            XXXX
            -60816.91000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CADENCE DESIGN SYSTEMS INC NOV20 110 CALL
        000000000
        
          
        
        -141.00000000
        NC
        USD
        -71205.00000000
        -0.00688434013
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Cadence Design Systems Inc
                Cadence Design Systems Inc
                
                  
                  
                
              
            
            100.00000000
            110.00000000
            USD
            2020-11-20
            XXXX
            -27698.95000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        LAM RESEARCH CORP OCT20 327.5 CALL
        000000000
        
          
        
        -27.00000000
        NC
        USD
        -30780.00000000
        -0.00297591446
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Lam Research Corp
                Lam Research Corp
                
                  
                  
                
              
            
            100.00000000
            327.50000000
            USD
            2020-10-09
            XXXX
            -10036.07000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ELASTIC NV NOV20 110 CALL
        000000000
        
          
        
        -98.00000000
        NC
        USD
        -77910.00000000
        -0.00753260220
        N/A
        DE
        
        NL
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Elastic NV
                Elastic NV
                
                  
                
              
            
            100.00000000
            110.00000000
            USD
            2020-11-20
            XXXX
            -23587.98000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ACTIVISION BLIZZARD INC OCT20 81.5 CALL
        000000000
        
          
        
        -77.00000000
        NC
        USD
        -18711.00000000
        -0.00180904273
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Activision Blizzard Inc
                Activision Blizzard Inc
                
                  
                  
                
              
            
            100.00000000
            81.50000000
            USD
            2020-10-23
            XXXX
            5072.57000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC OCT20 25 CALL
        000000000
        
          
        
        -136.00000000
        NC
        USD
        -15844.00000000
        -0.00153185148
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            25.00000000
            USD
            2020-10-02
            XXXX
            -9586.21000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        RINGCENTRAL INC OCT20 300 CALL
        000000000
        
          
        
        -38.00000000
        NC
        USD
        -28310.00000000
        -0.00273710651
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                RingCentral Inc
                RingCentral Inc
                
                  
                  
                
              
            
            100.00000000
            300.00000000
            USD
            2020-10-30
            XXXX
            -254.00000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SQUARE INC OCT20 155 CALL
        000000000
        
          
        
        -215.00000000
        NC
        USD
        -318200.00000000
        -0.03076465177
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Square Inc
                Square Inc
                
                  
                  
                
              
            
            100.00000000
            155.00000000
            USD
            2020-10-30
            XXXX
            -137281.78000000
          
        
        
          N
          N
          N
        
      
      
        Farmer's Business Network, Inc SERIES F
        N/A
        Farmer's Business Network, Inc SERIES F
        000000000
        
          
        
        90750.00000000
        NS
        USD
        3000195.00000000
        0.290068995740
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        RINGCENTRAL INC OCT20 287.5 CALL
        000000000
        
          
        
        -18.00000000
        NC
        USD
        -14130.00000000
        -0.00136613617
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                RingCentral Inc
                RingCentral Inc
                
                  
                  
                
              
            
            100.00000000
            287.50000000
            USD
            2020-10-23
            XXXX
            7825.27000000
          
        
        
          N
          N
          N
        
      
      
        SambaNova Systems, Inc. SERIES C
        N/A
        SambaNova Systems, Inc. SERIES C
        000000000
        
          
        
        187300.00000000
        NS
        USD
        10398896.00000000
        1.005400422148
        Long
        STIV
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Amazon.com Inc
        ZXTILKJKG63JELOEG630
        Amazon.com Inc
        023135106
        
          
        
        11201.00000000
        NS
        USD
        35268924.73000000
        3.409918881030
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADOBE INC OCT20 485 CALL
        000000000
        
          
        
        -35.00000000
        NC
        USD
        -76125.00000000
        -0.00736002236
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Adobe Inc
                Adobe Inc
                
                  
                  
                
              
            
            100.00000000
            485.00000000
            USD
            2020-10-23
            XXXX
            -30329.52000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADOBE INC OCT20 495 CALL
        000000000
        
          
        
        -35.00000000
        NC
        USD
        -30625.00000000
        -0.00296092853
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Adobe Inc
                Adobe Inc
                
                  
                  
                
              
            
            100.00000000
            495.00000000
            USD
            2020-10-09
            XXXX
            45190.82000000
          
        
        
          N
          N
          N
        
      
      
        Tencent Music Entertainment Group
        213800XTZK2GOHQTYK41
        Tencent Music Entertainment Group
        88034P109
        
          
        
        387074.00000000
        NS
        USD
        5717082.98000000
        0.552746910975
        Long
        EC
        CORP
        KY
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Crowdstrike Holdings Inc
        549300YBY08K9KM4HX32
        Crowdstrike Holdings Inc
        22788C105
        
          
        
        56369.00000000
        NS
        USD
        7740591.08000000
        0.748386515214
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Elastic NV
        N/A
        Elastic NV
        000000000
        
          
        
        56525.00000000
        NS
        USD
        6098482.25000000
        0.589621881843
        Long
        EC
        CORP
        NL
        
        N
        
        1
        
          N
          N
          N
        
      
      
        MORGAN STANLEY & CO. INTERNATIONAL
        4PQUHN3JPFGFNF3BB653
        BRW7QTVL8 OCT20 ALU AU CALL OCT20 37.2632 CALL
        000000000
        
          
        
        -37400.00000000
        NC
        
        -12563.88000000
        -0.00121471839
        N/A
        DE
        
        AU
        N
        
        2
        
          
            
              MORGAN STANLEY & CO. INTERNATIONAL
              4PQUHN3JPFGFNF3BB653
            
            Call
            Written
            
              
                Altium Ltd
                Altium Ltd
                
                  
                
              
            
            1.00000000
            37.26320000
            AUD
            2020-10-14
            XXXX
            19760.05000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        INTUIT INC OCT20 347.5 CALL
        000000000
        
          
        
        -32.00000000
        NC
        USD
        -1760.00000000
        -0.00017016275
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Intuit Inc
                Intuit Inc
                
                  
                  
                
              
            
            100.00000000
            347.50000000
            USD
            2020-10-09
            XXXX
            42079.49000000
          
        
        
          N
          N
          N
        
      
      
        Kingdee International Software Group Co Ltd
        529900SWRZN94C5SZO63
        Kingdee International Software Group Co Ltd
        000000000
        
          
        
        4123000.00000000
        NS
        
        10754033.98000000
        1.039736362715
        Long
        EC
        CORP
        KY
        
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADOBE INC NOV20 515 CALL
        000000000
        
          
        
        -18.00000000
        NC
        USD
        -26640.00000000
        -0.00257564526
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Adobe Inc
                Adobe Inc
                
                  
                  
                
              
            
            100.00000000
            515.00000000
            USD
            2020-11-06
            XXXX
            2176.84000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        VISA INC OCT20 207.5 CALL
        000000000
        
          
        
        -37.00000000
        NC
        USD
        -12709.50000000
        -0.00122879742
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Visa Inc
                Visa Inc
                
                  
                  
                
              
            
            100.00000000
            207.50000000
            USD
            2020-10-30
            XXXX
            -321.71000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MARVELL TECHNOLOGY GROUP LTD OCT20 41 CALL
        000000000
        
          
        
        -386.00000000
        NC
        USD
        -45162.00000000
        -0.00436641484
        N/A
        DE
        
        BM
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Marvell Technology Group Ltd
                Marvell Technology Group Ltd
                
                  
                
              
            
            100.00000000
            41.00000000
            USD
            2020-10-30
            XXXX
            19281.23000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TWILIO INC OCT20 265 CALL
        000000000
        
          
        
        -45.00000000
        NC
        USD
        -15300.00000000
        -0.00147925572
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Twilio Inc
                Twilio Inc
                
                  
                  
                
              
            
            100.00000000
            265.00000000
            USD
            2020-10-09
            XXXX
            40868.71000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZSCALER INC OCT20 134 CALL
        000000000
        
          
        
        -164.00000000
        NC
        USD
        -168920.00000000
        -0.01633175668
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Zscaler Inc
                Zscaler Inc
                
                  
                  
                
              
            
            100.00000000
            134.00000000
            USD
            2020-10-23
            XXXX
            -46529.83000000
          
        
        
          N
          N
          N
        
      
      
        Kakao Corp
        988400FTKUBQXKVZP434
        Kakao Corp
        000000000
        
          
        
        47217.00000000
        NS
        
        14682294.39000000
        1.419533859923
        Long
        EC
        CORP
        KR
        N
        
        2
        
          N
          N
          N
        
      
      
        Fair Isaac Corp
        RI6HET5SJUEY30V1PS26
        Fair Isaac Corp
        303250104
        
          
        
        12734.00000000
        NS
        USD
        5416788.92000000
        0.523713466012
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Unqork Inc.  Series B
        N/A
        Unqork Inc.  Series B
        000000000
        
          
        
        7027.00000000
        NS
        USD
        7695829.86000000
        0.744058849134
        Long
        STIV
        RF
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CREE INC OCT20 67 CALL
        000000000
        
          
        
        -95.00000000
        NC
        USD
        -6175.00000000
        -0.00059701987
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Cree Inc
                Cree Inc
                
                  
                  
                
              
            
            100.00000000
            67.00000000
            USD
            2020-10-09
            XXXX
            10421.88000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SKYWORKS SOLUTIONS INC OCT20 145 CALL
        000000000
        
          
        
        -96.00000000
        NC
        USD
        -67200.00000000
        -0.00649712319
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Skyworks Solutions Inc
                Skyworks Solutions Inc
                
                  
                  
                
              
            
            100.00000000
            145.00000000
            USD
            2020-10-30
            XXXX
            -27655.51000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MASTERCARD INC OCT20 370 CALL
        000000000
        
          
        
        -39.00000000
        NC
        USD
        -2925.00000000
        -0.00028279888
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Mastercard Inc
                Mastercard Inc
                
                  
                  
                
              
            
            100.00000000
            370.00000000
            USD
            2020-10-09
            XXXX
            17124.58000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        YANDEX NV NOV20 70 CALL
        000000000
        
          
        
        -41.00000000
        NC
        USD
        -11172.50000000
        -0.00108019507
        N/A
        DE
        
        NL
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Yandex NV
                Yandex NV
                
                  
                
              
            
            100.00000000
            70.00000000
            USD
            2020-11-20
            XXXX
            4928.76000000
          
        
        
          N
          N
          N
        
      
      
        MORGAN STANLEY & CO. INTERNATIONAL
        4PQUHN3JPFGFNF3BB653
        BRW88CQ47 OCT20 700 HK CALL OCT20 538.581 CALL
        000000000
        
          
        
        -66900.00000000
        NC
        
        -93701.71000000
        -0.00905939811
        N/A
        DE
        
        HK
        N
        
        2
        
          
            
              MORGAN STANLEY & CO. INTERNATIONAL
              4PQUHN3JPFGFNF3BB653
            
            Call
            Written
            
              
                Tencent Holdings Ltd
                Tencent Holdings Ltd
                
                  
                
              
            
            1.00000000
            538.58100000
            HKD
            2020-10-22
            XXXX
            19259.91000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MASTERCARD INC OCT20 340 CALL
        000000000
        
          
        
        -38.00000000
        NC
        USD
        -25840.00000000
        -0.00249829856
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Mastercard Inc
                Mastercard Inc
                
                  
                  
                
              
            
            100.00000000
            340.00000000
            USD
            2020-10-16
            XXXX
            3286.45000000
          
        
        
          N
          N
          N
        
      
      
        Monolithic Power Systems Inc
        529900TB7O85LSZ1XU31
        Monolithic Power Systems Inc
        609839105
        
          
        
        33117.00000000
        NS
        USD
        9259844.37000000
        0.895273059623
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        TRAX LTD
        N/A
        TRAX LTD
        000000000
        
          
        
        106667.00000000
        NS
        USD
        5990418.72000000
        0.579173934419
        Long
        EP
        RF
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Cree Inc
        549300OGU88P3AW3TO93
        Cree Inc
        225447101
        
          
        
        120271.00000000
        NS
        USD
        7666073.54000000
        0.741181907515
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Autodesk Inc
        FRKKVKAIQEF3FCSTPG55
        Autodesk Inc
        052769106
        
          
        
        40617.00000000
        NS
        USD
        9382933.17000000
        0.907173700949
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MICROSOFT CORP OCT20 230 CALL
        000000000
        
          
        
        -5.00000000
        NC
        USD
        -212.50000000
        -0.00002054521
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Microsoft Corp
                Microsoft Corp
                
                  
                  
                
              
            
            100.00000000
            230.00000000
            USD
            2020-10-16
            XXXX
            6366.80000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TELADOC HEALTH INC OCT20 220 CALL
        000000000
        
          
        
        -49.00000000
        NC
        USD
        -62965.00000000
        -0.00608766907
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Teladoc Health Inc
                Teladoc Health Inc
                
                  
                  
                
              
            
            100.00000000
            220.00000000
            USD
            2020-10-23
            XXXX
            -32116.99000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8E8D76 NOV20 IPHI US CALL NOV20 111 CALL
        000000000
        
          
        
        -16100.00000000
        NC
        USD
        -119302.13000000
        -0.01153453326
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Inphi Corp
                Inphi Corp
                
                  
                  
                
              
            
            1.00000000
            111.00000000
            USD
            2020-11-10
            XXXX
            -7407.13000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALPHABET INC OCT20 1510 CALL
        000000000
        
          
        
        -16.00000000
        NC
        USD
        -42560.00000000
        -0.00411484468
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alphabet Inc
                Alphabet Inc
                
                  
                  
                
              
            
            100.00000000
            1510.00000000
            USD
            2020-10-23
            XXXX
            1167.92000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MASTERCARD INC OCT20 335 CALL
        000000000
        
          
        
        -40.00000000
        NC
        USD
        -46900.00000000
        -0.00453445056
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Mastercard Inc
                Mastercard Inc
                
                  
                  
                
              
            
            100.00000000
            335.00000000
            USD
            2020-10-23
            XXXX
            -22044.34000000
          
        
        
          N
          N
          N
        
      
      
        Innovium, Inc SERIES F
        N/A
        Innovium, Inc SERIES F
        000000000
        
          
        
        296062.00000000
        NS
        USD
        2913250.08000000
        0.281662866929
        Long
        EP
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Avidxchange, Inc.
        N/A
        Avidxchange, Inc.
        000000000
        
          
        
        41257.00000000
        NS
        USD
        2022005.57000000
        0.195494334558
        Long
        EC
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Ant Financial Series C
        N/A
        Ant Financial Series C
        000000000
        
          
        
        1157373.00000000
        NS
        USD
        9525179.79000000
        0.920926585082
        Long
        EP
        CORP
        CN
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ACTIVISION BLIZZARD INC OCT20 82.5 CALL
        000000000
        
          
        
        -78.00000000
        NC
        USD
        -12441.00000000
        -0.00120283794
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Activision Blizzard Inc
                Activision Blizzard Inc
                
                  
                  
                
              
            
            100.00000000
            82.50000000
            USD
            2020-10-16
            XXXX
            2205.79000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8HDH29 NOV20 006400 KS CALL NOV20 458865 CALL
        000000000
        
          
        
        -6400.00000000
        NC
        USD
        -69493.70000000
        -0.00671888586
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Samsung SDI Co Ltd
                Samsung SDI Co Ltd
                
                  
                
              
            
            1.00000000
            458865.00000000
            USD
            2020-11-06
            XXXX
            13537.98000000
          
        
        
          N
          N
          N
        
      
      
        GMO Payment Gateway Inc
        353800Q6U21E2PM83F86
        GMO Payment Gateway Inc
        000000000
        
          
        
        74300.00000000
        NS
        
        7959208.24000000
        0.769523161349
        Long
        EC
        CORP
        JP
        N
        
        2
        
          N
          N
          N
        
      
      
        Yandex NV
        549300GGZHJ5Q1B18P93
        Yandex NV
        000000000
        
          
        
        160240.00000000
        NS
        USD
        10455660.00000000
        1.010888557578
        Long
        EC
        CORP
        NL
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        INTUIT INC OCT20 320 CALL
        000000000
        
          
        
        -32.00000000
        NC
        USD
        -44800.00000000
        -0.00433141546
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Intuit Inc
                Intuit Inc
                
                  
                  
                
              
            
            100.00000000
            320.00000000
            USD
            2020-10-23
            XXXX
            -23576.01000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ACTIVISION BLIZZARD INC OCT20 86.5 CALL
        000000000
        
          
        
        -130.00000000
        NC
        USD
        -910.00000000
        -0.00008798187
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Activision Blizzard Inc
                Activision Blizzard Inc
                
                  
                  
                
              
            
            100.00000000
            86.50000000
            USD
            2020-10-02
            XXXX
            27242.23000000
          
        
        
          N
          N
          N
        
      
      
        INNOVIUM INC SERIES E
        N/A
        INNOVIUM INC SERIES E
        000000000
        
          
        
        353478.00000000
        NS
        USD
        3029306.46000000
        0.292883590114
        Long
        STIV
        RF
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        CHEGG INC OCT20 85 CALL
        000000000
        
          
        
        -209.00000000
        NC
        USD
        -3135.00000000
        -0.00030310239
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Chegg Inc
                Chegg Inc
                
                  
                  
                
              
            
            100.00000000
            85.00000000
            USD
            2020-10-16
            XXXX
            79995.89000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC OCT20 24 CALL
        000000000
        
          
        
        -264.00000000
        NC
        USD
        -64284.00000000
        -0.00621519445
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            24.00000000
            USD
            2020-10-16
            XXXX
            -39530.78000000
          
        
        
          N
          N
          N
        
      
      
        SOITEC
        969500ZR92SQCU9TST26
        SOITEC
        000000000
        
          
        
        74283.00000000
        NS
        
        10696425.22000000
        1.034166553033
        Long
        EC
        CORP
        FR
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MASTERCARD INC NOV20 345 CALL
        000000000
        
          
        
        -31.00000000
        NC
        USD
        -42315.00000000
        -0.00409115725
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Mastercard Inc
                Mastercard Inc
                
                  
                  
                
              
            
            100.00000000
            345.00000000
            USD
            2020-11-20
            XXXX
            10562.52000000
          
        
        
          N
          N
          N
        
      
      
        Paycom Software Inc
        254900LSB0HNJUDC6Q18
        Paycom Software Inc
        70432V102
        
          
        
        20090.00000000
        NS
        USD
        6254017.00000000
        0.604659507309
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        StoneCo Ltd
        549300O1A9LEF0XZCR35
        StoneCo Ltd
        000000000
        
          
        
        167534.00000000
        NS
        USD
        8860873.26000000
        0.856699183856
        Long
        EC
        CORP
        KY
        
        N
        
        1
        
          N
          N
          N
        
      
      
        ASML Holding NV
        724500Y6DUVHQD6OXN27
        ASML Holding NV
        000000000
        
          
        
        35871.00000000
        NS
        
        13249773.82000000
        1.281032928111
        Long
        EC
        CORP
        NL
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TWILIO INC OCT20 255 CALL
        000000000
        
          
        
        -58.00000000
        NC
        USD
        -61480.00000000
        -0.00594409425
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Twilio Inc
                Twilio Inc
                
                  
                  
                
              
            
            100.00000000
            255.00000000
            USD
            2020-10-23
            XXXX
            -711.02000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALIBABA GROUP HOLDING LTD OCT20 272.5 CALL
        000000000
        
          
        
        -62.00000000
        NC
        USD
        -163370.00000000
        -0.01579516392
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alibaba Group Holding Ltd
                Alibaba Group Holding Ltd
                
                  
                  
                
              
            
            100.00000000
            272.50000000
            USD
            2020-10-30
            XXXX
            -92127.38000000
          
        
        
          N
          N
          N
        
      
      
        STMicroelectronics NV
        213800Z8NOHIKRI42W10
        STMicroelectronics NV
        000000000
        
          
        
        293649.00000000
        NS
        
        9006213.43000000
        0.870751162862
        Long
        EC
        CORP
        NL
        
        N
        
        2
        
          N
          N
          N
        
      
      
        Zscaler Inc
        529900MZ0RTK1BWRNF46
        Zscaler Inc
        98980G102
        
          
        
        91823.00000000
        NS
        USD
        12918577.87000000
        1.249011783949
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ALIBABA GROUP HOLDING LTD OCT20 290 CALL
        000000000
        
          
        
        -130.00000000
        NC
        USD
        -172575.00000000
        -0.01668513444
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Alibaba Group Holding Ltd
                Alibaba Group Holding Ltd
                
                  
                  
                
              
            
            100.00000000
            290.00000000
            USD
            2020-10-23
            XXXX
            -59605.64000000
          
        
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8G2LU7 NOV20 XRO AU CALL NOV20 95.3191 CALL
        000000000
        
          
        
        -21000.00000000
        NC
        
        -125120.27000000
        -0.01209705071
        N/A
        DE
        
        AU
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Xero Ltd
                Xero Ltd
                
                  
                
              
            
            1.00000000
            95.31910000
            AUD
            2020-11-06
            XXXX
            -81348.65000000
          
        
        
          N
          N
          N
        
      
      
        GOLDMAN SACHS INTERNATIONAL
        W22LROWP2IHZNBB6K528
        BRW8YX1K3 NOV20 DHER GY CALL NOV20 102.7417 CALL
        000000000
        
          
        
        -9200.00000000
        NC
        
        -41642.30000000
        -0.00402611834
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              GOLDMAN SACHS INTERNATIONAL
              W22LROWP2IHZNBB6K528
            
            Call
            Written
            
              
                Delivery Hero SE
                Delivery Hero SE
                
                  
                
              
            
            1.00000000
            102.74170000
            EUR
            2020-11-10
            XXXX
            9290.98000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        VISA INC NOV20 215 CALL
        000000000
        
          
        
        -27.00000000
        NC
        USD
        -9112.50000000
        -0.00088102730
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Visa Inc
                Visa Inc
                
                  
                  
                
              
            
            100.00000000
            215.00000000
            USD
            2020-11-20
            XXXX
            19115.55000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MICROSOFT CORP OCT20 212.5 CALL
        000000000
        
          
        
        -76.00000000
        NC
        USD
        -20254.00000000
        -0.00195822519
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Microsoft Corp
                Microsoft Corp
                
                  
                  
                
              
            
            100.00000000
            212.50000000
            USD
            2020-10-09
            XXXX
            15219.30000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNOWFLAKE INC NOV20 300 CALL
        000000000
        
          
        
        -30.00000000
        NC
        USD
        -50550.00000000
        -0.00488734490
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snowflake Inc
                Snowflake Inc
                
                  
                  
                
              
            
            100.00000000
            300.00000000
            USD
            2020-11-20
            XXXX
            -5230.58000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        NETFLIX INC OCT20 510 CALL
        000000000
        
          
        
        -15.00000000
        NC
        USD
        -40162.50000000
        -0.00388304628
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Netflix Inc
                Netflix Inc
                
                  
                  
                
              
            
            100.00000000
            510.00000000
            USD
            2020-10-30
            XXXX
            -7872.01000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MERCADOLIBRE INC NOV20 1150 CALL
        000000000
        
          
        
        -21.00000000
        NC
        USD
        -106050.00000000
        -0.01025327253
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                MercadoLibre Inc
                MercadoLibre Inc
                
                  
                  
                
              
            
            100.00000000
            1150.00000000
            USD
            2020-11-06
            XXXX
            7860.18000000
          
        
        
          N
          N
          N
        
      
      
        BARCLAYS BANK PLC
        G5GSEF7VJP5I7OUK5573
        BRW894596 OCT20 TMV GY CALL OCT20 42.43 CALL
        000000000
        
          
        
        -26500.00000000
        NC
        
        -46390.72000000
        -0.00448521164
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              BARCLAYS BANK PLC
              G5GSEF7VJP5I7OUK5573
            
            Call
            Written
            
              
                TeamViewer AG
                TeamViewer AG
                
                  
                
              
            
            1.00000000
            42.43000000
            EUR
            2020-10-22
            XXXX
            5163.12000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TESLA INC OCT20 475 CALL
        000000000
        
          
        
        -13.00000000
        NC
        USD
        -9457.50000000
        -0.00091438307
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                
              
            
            100.00000000
            475.00000000
            USD
            2020-10-09
            XXXX
            41841.52000000
          
        
        
          N
          N
          N
        
      
      
        Coupa Software Inc
        549300Q95ICR2GFL2K37
        Coupa Software Inc
        22266L106
        
          
        
        45108.00000000
        NS
        USD
        12370417.92000000
        1.196013826749
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TAL EDUCATION GROUP NOV20 82.5 CALL
        000000000
        
          
        
        -187.00000000
        NC
        USD
        -52827.50000000
        -0.00510754130
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                TAL Education Group
                TAL Education Group
                
                  
                  
                
              
            
            100.00000000
            82.50000000
            USD
            2020-11-20
            XXXX
            13137.95000000
          
        
        
          N
          N
          N
        
      
      
        Tencent Holdings Ltd
        254900N4SLUMW4XUYY11
        Tencent Holdings Ltd
        000000000
        
          
        
        385400.00000000
        NS
        
        26031214.86000000
        2.516785859699
        Long
        EC
        CORP
        KY
        
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        YANDEX NV OCT20 64.5 CALL
        000000000
        
          
        
        -245.00000000
        NC
        USD
        -86975.00000000
        -0.00840903704
        N/A
        DE
        
        NL
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Yandex NV
                Yandex NV
                
                  
                
              
            
            100.00000000
            64.50000000
            USD
            2020-10-23
            XXXX
            -23152.92000000
          
        
        
          N
          N
          N
        
      
      
        BARCLAYS BANK PLC
        G5GSEF7VJP5I7OUK5573
        BRW7JB799 SEP20 DHER GY CALL SEP20 101.74 CALL
        000000000
        
          
        
        -25400.00000000
        NC
        
        -0.04000000
        -0.00000000386
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              BARCLAYS BANK PLC
              G5GSEF7VJP5I7OUK5573
            
            Call
            Written
            
              
                Delivery Hero SE
                Delivery Hero SE
                
                  
                
              
            
            1.00000000
            101.74000000
            EUR
            2020-09-30
            XXXX
            174021.74000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        INPHI CORP OCT20 120 CALL
        000000000
        
          
        
        -151.00000000
        NC
        USD
        -20007.50000000
        -0.00193439274
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Inphi Corp
                Inphi Corp
                
                  
                  
                
              
            
            100.00000000
            120.00000000
            USD
            2020-10-16
            XXXX
            57418.19000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TELADOC HEALTH INC OCT20 230 CALL
        000000000
        
          
        
        -50.00000000
        NC
        USD
        -42250.00000000
        -0.00408487283
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Teladoc Health Inc
                Teladoc Health Inc
                
                  
                  
                
              
            
            100.00000000
            230.00000000
            USD
            2020-10-23
            XXXX
            113.77000000
          
        
        
          N
          N
          N
        
      
      
        ZoomInfo Technologies Inc
        N/A
        ZoomInfo Technologies Inc
        98980F104
        
          
        
        241571.00000000
        NS
        USD
        10385137.29000000
        1.004070183550
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MONOLITHIC POWER SYSTEMS INC NOV20 260 CALL
        000000000
        
          
        
        -55.00000000
        NC
        USD
        -169125.00000000
        -0.01635157678
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Monolithic Power Systems Inc
                Monolithic Power Systems Inc
                
                  
                  
                
              
            
            100.00000000
            260.00000000
            USD
            2020-11-20
            XXXX
            -95934.59000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MICROSOFT CORP OCT20 207.5 CALL
        000000000
        
          
        
        -8.00000000
        NC
        USD
        -7380.00000000
        -0.00071352335
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Microsoft Corp
                Microsoft Corp
                
                  
                  
                
              
            
            100.00000000
            207.50000000
            USD
            2020-10-30
            XXXX
            -2742.33000000
          
        
        
          N
          N
          N
        
      
      
        Snap Inc
        549300JNC0L6VP8A2Q35
        Snap Inc
        83304A106
        
          
        
        317203.00000000
        NS
        USD
        8282170.33000000
        0.800748228089
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        APPLE INC OCT20 120 CALL
        000000000
        
          
        
        -186.00000000
        NC
        USD
        -74400.00000000
        -0.00719324353
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Apple Inc
                Apple Inc
                
                  
                  
                
              
            
            100.00000000
            120.00000000
            USD
            2020-10-30
            XXXX
            -14458.10000000
          
        
        
          N
          N
          N
        
      
      
        Activision Blizzard Inc
        549300TPQQDBP9GNOF40
        Activision Blizzard Inc
        00507V109
        
          
        
        108779.00000000
        NS
        USD
        8805660.05000000
        0.851360984047
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        GitLab Inc., Series E
        N/A
        GitLab Inc., Series E
        000000000
        
          
        
        156500.00000000
        NS
        USD
        3341275.00000000
        0.323045763272
        Long
        STIV
        RF
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        JP MORGAN CHASE BANK
        7H6GLXDRUGQFU57RNE97
        BRW8MVR22 NOV20 035720 KS CALL NOV20 370230.8726 CALL
        000000000
        
          
        
        -7400.00000000
        NC
        USD
        -102066.20000000
        -0.00986810528
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              JP MORGAN CHASE BANK
              7H6GLXDRUGQFU57RNE97
            
            Call
            Written
            
              
                Kakao Corp
                Kakao Corp
                
                  
                
              
            
            1.00000000
            370230.87260000
            USD
            2020-11-04
            XXXX
            -40502.57000000
          
        
        
          N
          N
          N
        
      
      
        CREDIT SUISSE INTERNATIONAL
        E58DKGMJYYYJLN8C3868
        BRW8FTMA2 NOV20 TME US CALL NOV20 15.938 CALL
        000000000
        
          
        
        -69800.00000000
        NC
        USD
        -24775.51000000
        -0.00239538006
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              CREDIT SUISSE INTERNATIONAL
              E58DKGMJYYYJLN8C3868
            
            Call
            Written
            
              
                Tencent Music Entertainment Group
                Tencent Music Entertainment Group
                
                  
                  
                
              
            
            1.00000000
            15.93800000
            USD
            2020-11-09
            XXXX
            30575.89000000
          
        
        
          N
          N
          N
        
      
      
        Teladoc Health Inc
        549300I2PVFBC9MFAC61
        Teladoc Health Inc
        87918A105
        
          
        
        49332.00000000
        NS
        USD
        10815547.68000000
        1.045683715198
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TESLA INC OCT20 425 CALL
        000000000
        
          
        
        -26.00000000
        NC
        USD
        -102050.00000000
        -0.00986653901
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                
              
            
            100.00000000
            425.00000000
            USD
            2020-10-23
            XXXX
            -5842.34000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        LAM RESEARCH CORP OCT20 335 CALL
        000000000
        
          
        
        -30.00000000
        NC
        USD
        -29700.00000000
        -0.00287149641
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Lam Research Corp
                Lam Research Corp
                
                  
                  
                
              
            
            100.00000000
            335.00000000
            USD
            2020-10-16
            XXXX
            -10461.00000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        FACEBOOK INC OCT20 267.5 CALL
        000000000
        
          
        
        -17.00000000
        NC
        USD
        -17977.50000000
        -0.00173812547
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Facebook Inc
                Facebook Inc
                
                  
                  
                
              
            
            100.00000000
            267.50000000
            USD
            2020-10-30
            XXXX
            -4029.27000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SQUARE INC OCT20 172.5 CALL
        000000000
        
          
        
        -90.00000000
        NC
        USD
        -4635.00000000
        -0.00044812747
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Square Inc
                Square Inc
                
                  
                  
                
              
            
            100.00000000
            172.50000000
            USD
            2020-10-02
            XXXX
            41178.31000000
          
        
        
          N
          N
          N
        
      
      
        Marvell Technology Group Ltd
        8DF36O58U3QIHUCGZB18
        Marvell Technology Group Ltd
        000000000
        
          
        
        343206.00000000
        NS
        USD
        13625278.20000000
        1.317337961085
        Long
        EC
        CORP
        BM
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        FAIR ISAAC CORP OCT20 440 CALL
        000000000
        
          
        
        -21.00000000
        NC
        USD
        -15750.00000000
        -0.00152276324
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Fair Isaac Corp
                Fair Isaac Corp
                
                  
                  
                
              
            
            100.00000000
            440.00000000
            USD
            2020-10-16
            XXXX
            10242.47000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        SNAP INC OCT20 25.5 CALL
        000000000
        
          
        
        -64.00000000
        NC
        USD
        -14112.00000000
        -0.00136439587
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Snap Inc
                Snap Inc
                
                  
                  
                
              
            
            100.00000000
            25.50000000
            USD
            2020-10-23
            XXXX
            -3951.31000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ADOBE INC OCT20 500 CALL
        000000000
        
          
        
        -31.00000000
        NC
        USD
        -51925.00000000
        -0.00502028454
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Adobe Inc
                Adobe Inc
                
                  
                  
                
              
            
            100.00000000
            500.00000000
            USD
            2020-10-30
            XXXX
            17262.91000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MONGODB INC OCT20 240 CALL
        000000000
        
          
        
        -58.00000000
        NC
        USD
        -37700.00000000
        -0.00364496345
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                MongoDB Inc
                MongoDB Inc
                
                  
                  
                
              
            
            100.00000000
            240.00000000
            USD
            2020-10-16
            XXXX
            19549.98000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MICROSOFT CORP OCT20 212.5 CALL
        000000000
        
          
        
        -76.00000000
        NC
        USD
        -43130.00000000
        -0.00416995421
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Microsoft Corp
                Microsoft Corp
                
                  
                  
                
              
            
            100.00000000
            212.50000000
            USD
            2020-10-23
            XXXX
            7618.96000000
          
        
        
          N
          N
          N
        
      
      
        BARCLAYS BANK PLC
        G5GSEF7VJP5I7OUK5573
        BRW7JBR63 SEP20 TMV GY CALL SEP20 45.04 CALL
        000000000
        
          
        
        -23000.00000000
        NC
        
        -0.02000000
        -0.00000000193
        N/A
        DE
        
        DE
        N
        
        2
        
          
            
              BARCLAYS BANK PLC
              G5GSEF7VJP5I7OUK5573
            
            Call
            Written
            
              
                TeamViewer AG
                TeamViewer AG
                
                  
                
              
            
            1.00000000
            45.04000000
            EUR
            2020-09-30
            XXXX
            48846.34000000
          
        
        
          N
          N
          N
        
      
      
        Skyworks Solutions Inc
        549300WZ3ORQ2BVKBD96
        Skyworks Solutions Inc
        83088M102
        
          
        
        47575.00000000
        NS
        USD
        6922162.50000000
        0.669258073134
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Snowflake Inc
        254900CJNSY1K7T53Z16
        Snowflake Inc
        833445109
        
          
        
        8644.00000000
        NS
        USD
        2169644.00000000
        0.209768517111
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NetEase Inc
        5299004AF4DSJDB0PA32
        NetEase Inc
        64110W102
        
          
        
        15079.00000000
        NS
        USD
        6855968.93000000
        0.662858254997
        Long
        EC
        CORP
        KY
        
        N
        
        1
        
          N
          N
          N
        
      
      
        TeamViewer AG
        3912000FZ0R0KEK9JS42
        TeamViewer AG
        000000000
        
          
        
        169717.00000000
        NS
        
        8370413.63000000
        0.809279888669
        Long
        EC
        CORP
        DE
        N
        
        2
        
          N
          N
          N
        
      
      
        TransferWise
        N/A
        TransferWise
        000000000
        
          
        
        27945.00000000
        NS
        USD
        3499552.35000000
        0.338348552579
        Long
        EC
        CORP
        US
        Y
        
        3
        
          N
          N
          N
        
      
      
        Facebook Inc
        BQ4BKCS1HXDV9HN80Z93
        Facebook Inc
        30303M102
        
          
        
        46152.00000000
        NS
        USD
        12087208.80000000
        1.168632211546
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TAIWAN SEMICONDUCTOR MANUFACTU OCT20 80.5 CALL
        000000000
        
          
        
        -277.00000000
        NC
        USD
        -121187.50000000
        -0.01171681721
        N/A
        DE
        
        TW
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Taiwan Semiconductor Manufacturing Co Ltd
                Taiwan Semiconductor Manufacturing Co Ltd
                
                  
                  
                
              
            
            100.00000000
            80.50000000
            USD
            2020-10-30
            XXXX
            -42684.80000000
          
        
        
          N
          N
          N
        
      
      
        Delivery Hero SE
        529900C3EX1FZGE48X78
        Delivery Hero SE
        000000000
        
          
        
        98747.00000000
        NS
        
        11330156.67000000
        1.095437852155
        Long
        EC
        CORP
        DE
        N
        
        2
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        ZOOMINFO TECHNOLOGIES INC OCT20 45 CALL
        000000000
        
          
        
        -423.00000000
        NC
        USD
        -61335.00000000
        -0.00593007516
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                ZoomInfo Technologies Inc
                ZoomInfo Technologies Inc
                
                  
                  
                
              
            
            100.00000000
            45.00000000
            USD
            2020-10-16
            XXXX
            39237.05000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TELADOC HEALTH INC OCT20 220 CALL
        000000000
        
          
        
        -98.00000000
        NC
        USD
        -103390.00000000
        -0.00999609474
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Teladoc Health Inc
                Teladoc Health Inc
                
                  
                  
                
              
            
            100.00000000
            220.00000000
            USD
            2020-10-16
            XXXX
            -29008.25000000
          
        
        
          N
          N
          N
        
      
      
        UBS AG
        BFM8T61CT2L1QCEMIK50
        BRW8E1F12 NOV20 ZI US CALL NOV20 35.25 CALL
        000000000
        
          
        
        -42300.00000000
        NC
        USD
        -344530.96000000
        -0.03331041801
        N/A
        DE
        
        US
        N
        
        2
        
          
            
              UBS AG
              BFM8T61CT2L1QCEMIK50
            
            Call
            Written
            
              
                ZoomInfo Technologies Inc
                ZoomInfo Technologies Inc
                
                  
                  
                
              
            
            1.00000000
            35.25000000
            USD
            2020-11-05
            XXXX
            -249322.12000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        MERCADOLIBRE INC OCT20 1040 CALL
        000000000
        
          
        
        -25.00000000
        NC
        USD
        -209125.00000000
        -0.02021891201
        N/A
        DE
        
        US
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                MercadoLibre Inc
                MercadoLibre Inc
                
                  
                  
                
              
            
            100.00000000
            1040.00000000
            USD
            2020-10-30
            XXXX
            -93652.20000000
          
        
        
          N
          N
          N
        
      
      
        salesforce.com Inc
        RCGZFPDMRW58VJ54VR07
        salesforce.com Inc
        79466L302
        
          
        
        43202.00000000
        NS
        USD
        10857526.64000000
        1.049742382974
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TAIWAN SEMICONDUCTOR MANUFACTU OCT20 83 CALL
        000000000
        
          
        
        -20.00000000
        NC
        USD
        -5420.00000000
        -0.00052402392
        N/A
        DE
        
        TW
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Taiwan Semiconductor Manufacturing Co Ltd
                Taiwan Semiconductor Manufacturing Co Ltd
                
                  
                  
                
              
            
            100.00000000
            83.00000000
            USD
            2020-10-23
            XXXX
            61.12000000
          
        
        
          N
          N
          N
        
      
      
        Options Clearing Corp.
        549300CII6SLYGKNHA04
        TENCENT MUSIC ENTERTAINMENT GR OCT20 18 CALL
        000000000
        
          
        
        -656.00000000
        NC
        USD
        -2624.00000000
        -0.00025369719
        N/A
        DE
        
        KY
        N
        
        1
        
          
            
              Options Clearing Corp.
              549300CII6SLYGKNHA04
            
            Call
            Written
            
              
                Tencent Music Entertainment Group
                Tencent Music Entertainment Group
                
                  
                  
                
              
            
            100.00000000
            18.00000000
            USD
            2020-10-16
            XXXX
            83809.40000000
          
        
        
          N
          N
          N
        
      
    
    
      
    
    
      2020-10-30
      BlackRock Science and Technology Trust
      Ann Frechette
      Ann Frechette
      Assistant Treasurer
    
  
  XXXX



Consolidated Schedule of Investments  (unaudited)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

 

Automobiles — 1.2%

 

Tesla, Inc.(a)(b)

    29,130     $ 12,497,061  
   

 

 

 
Banks — 1.1%  

Klarna Holdings AB, (Acquired 08/07/19, Cost: $7,971,978)(c)(d)

    26,430       11,167,128  
   

 

 

 
Diversified Consumer Services(a)(b) — 1.6%  

Chegg, Inc.

    120,357       8,598,304  

TAL Education Group, ADR

    109,038       8,291,250  
   

 

 

 
      16,889,554  
Diversified Financial Services — 0.4%  

TransferWise, (Acquired 06/03/19, Cost: $2,471,478)(c)(d)

    27,945       3,499,552  
   

 

 

 
Diversified Telecommunication Services — 0.9%  

Bandwidth, Inc., Class A(a)(b)

    50,261       8,774,063  
   

 

 

 
Electronic Equipment, Instruments & Components — 0.7%  

Samsung SDI Co. Ltd.

    18,473       6,824,265  
   

 

 

 
Entertainment(a) — 3.6%  

Activision Blizzard, Inc.

    108,779       8,805,660  

NetEase, Inc., ADR

    15,079       6,855,969  

Netflix, Inc.(b)

    13,669       6,834,910  

Roku, Inc.(b)

    48,457       9,148,682  

Tencent Music Entertainment Group, ADR(b)

    387,074       5,717,083  
   

 

 

 
      37,362,304  
Health Care Technology(b) — 1.6%  

Ping An Healthcare and Technology Co. Ltd.(e)

    488,078       6,297,598  

Teladoc Health, Inc.(a)

    48,402       10,611,655  
   

 

 

 
      16,909,253  
Interactive Media & Services — 10.1%  

Alphabet, Inc., Class A(a)(b)

    15,503       22,721,197  

Facebook, Inc., Class A(a)(b)

    46,152       12,087,209  

Kakao Corp.

    47,217       14,682,294  

Snap, Inc., Class A(a)(b)

    317,203       8,282,170  

Tencent Holdings Ltd.

    385,400       26,031,215  

Yandex NV, Class A(a)(b)

    160,240       10,455,660  

ZoomInfo Technologies, Inc., Class A(a)(b)

    241,571       10,385,137  
   

 

 

 
      104,644,882  
Internet & Direct Marketing Retail — 10.9%  

Alibaba Group Holding Ltd., ADR(a)(b)

    114,300       33,601,914  

Amazon.com, Inc.(a)(b)

    11,136       35,064,257  

Delivery Hero SE(b)(e)

    98,747       11,330,157  

Ensogo Ltd.(b)(c)

    173,282       1  

Jasper Infotech Private Ltd., (Acquired 08/08/15, Cost: $1,998,435)(c)(d)

    1,054       253,888  

Meituan Dianping, Class B(b)

    576,096       18,147,763  

MercadoLibre, Inc.(a)(b)

    13,361       14,463,015  
   

 

 

 
      112,860,995  
IT Services — 19.0%  

Adyen NV(b)(e)

    5,298       9,772,071  

GMO Payment Gateway, Inc.

    74,300       7,959,208  

Mastercard, Inc., Class A(a)

    74,075       25,049,943  

MongoDB, Inc.(a)(b)

    29,473       6,823,294  

Okta, Inc.(a)(b)

    65,832       14,078,173  

Pagseguro Digital Ltd., Class A(a)(b)

    145,648       5,492,386  

PayPal Holdings, Inc.(a)(b)

    106,075       20,899,957  
Security   Shares     Value  
IT Services (continued)  

Shopify, Inc., Class A(a)(b)

    19,006     $ 19,442,568  

Snowflake, Inc., Class A(a)(b)

    8,644       2,169,644  

Square, Inc., Class A(a)(b)

    144,512       23,490,425  

StoneCo Ltd., Class A(a)(b)

    167,534       8,860,873  

TRAX Ltd., (Acquired 09/12/19, Cost: $4,000,012)(c)(d)

    106,667       5,990,419  

Trumid Holdings LLC, Class J-A(c)

    5,038       1,999,784  

Trumid Holdings LLC, Class J-B(c)

    5,038       1,999,784  

Twilio, Inc., Class A(a)(b)

    89,272       22,058,218  

Visa, Inc., Class A(a)

    102,176       20,432,135  
   

 

 

 
      196,518,882  
Semiconductors & Semiconductor Equipment — 12.7%  

Advanced Micro Devices, Inc.(a)(b)

    236,104       19,358,167  

ASML Holding NV

    35,871       13,249,774  

Cree, Inc.(a)(b)

    120,271       7,666,074  

Inphi Corp.(a)(b)

    89,383       10,033,242  

Lam Research Corp.(a)

    36,164       11,997,407  

Marvell Technology Group Ltd.(a)

    343,206       13,625,278  

Monolithic Power Systems, Inc.(a)

    33,117       9,259,844  

Renesas Electronics Corp.(b)

    1,084,400       7,959,106  

Skyworks Solutions, Inc.(a)

    47,575       6,922,163  

SOITEC(b)

    74,283       10,696,425  

STMicroelectronics NV

    293,649       9,006,213  

Taiwan Semiconductor Manufacturing Co. Ltd., ADR(a)

    136,608       11,074,811  
   

 

 

 
      130,848,504  
Software — 24.4%  

Adobe, Inc.(a)(b)

    42,101       20,647,594  

Altium Ltd.

    259,235       6,740,442  

Atlassian Corp. PLC, Class A(a)(b)

    49,062       8,918,981  

Autodesk, Inc.(a)(b)

    40,617       9,382,933  

Avalara, Inc.(a)(b)

    81,798       10,416,157  

Cadence Design Systems, Inc.(a)(b)

    77,759       8,291,442  

Coupa Software, Inc.(a)(b)

    45,108       12,370,418  

Crowdstrike Holdings, Inc., Class A(a)(b)

    56,369       7,740,591  

Databricks, Inc., (Acquired 07/24/20, Cost: $960,476)(c)(d)

    19,999       959,952  

Elastic NV(a)(b)

    56,525       6,098,482  

Fair Isaac Corp.(a)(b)

    12,734       5,416,789  

Intuit, Inc.(a)

    22,130       7,219,027  

Kingdee International Software Group Co. Ltd.(b)

    4,123,000       10,754,034  

Microsoft Corp.(a)

    199,157       41,888,692  

Online Ventures Pty Ltd., (Acquired 01/21/20, Cost: $6,160,136)(c)(d)

    53,642       5,877,655  

Paycom Software, Inc.(a)(b)

    20,090       6,254,017  

RingCentral, Inc., Class A(a)(b)

    41,312       11,344,688  

salesforce.com, Inc.(a)(b)

    43,202       10,857,527  

ServiceNow, Inc.(a)(b)

    28,435       13,790,975  

TeamViewer AG(b)(e)

    169,717       8,370,414  

Think & Learn Private Ltd., (Acquired 09/30/20, Cost: $1,524,948)(c)(d)

    997       1,515,194  

Unity Software, Inc.(b)

    82,957       7,240,487  

Xero Ltd.(b)

    112,503       8,206,537  

Zoom Video Communications, Inc., Class A(a)(b)

    20,211       9,501,393  

Zscaler, Inc.(a)(b)

    91,823       12,918,578  
   

 

 

 
      252,722,999  
 

 

 

CONSOLIDATED SCHEDULE OF INVESTMENTS

  1


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Technology Hardware, Storage & Peripherals — 4.3%

 

Apple, Inc.(a)

    387,449     $ 44,870,469  
   

 

 

 

Total Common Stocks — 92.5%
(Cost: $310,592,564)

 

    956,389,911  
   

 

 

 

Preferred Securities

   

Preferred Stocks — 8.3%(c)(d)

   
Diversified Financial Services — 0.3%  

TransferWise

   

Series A, (Acquired 06/03/19, Cost: $1,004,242)

    11,355       1,421,987  

Series B, (Acquired 06/03/19, Cost: $288,407)

    3,261       408,375  

Series C, (Acquired 06/03/19, Cost: $161,315)

    1,824       228,419  

Series D, (Acquired 06/03/19, Cost: $44,579)

    504       63,116  

Series E, (Acquired 06/03/19, Cost: $4,688)

    53       6,637  

TransferWise (Seed Preferred), (Acquired 06/03/19, Cost: $849,295)

    9,603       1,202,584  
   

 

 

 
      3,331,118  
Electronic Equipment, Instruments & Components — 0.5%  

Credo Technology Group Holding Ltd., Series D, (Acquired 03/20/20, Cost: $5,000,001)

    1,001,382       4,996,896  
   

 

 

 
Food Products — 0.3%  

Farmer’s Business Network, Inc, Series F, (Acquired 07/31/20, Cost: $2,999,886)

    90,750       3,000,195  
   

 

 

 
Internet & Direct Marketing Retail — 0.5%  

Postmates, Inc., Series F, (Acquired 01/08/19, Cost: $3,130,002)

    392,275       4,985,815  
   

 

 

 
Road & Rail — 1.7%  

Ant Financial, Series C, (Acquired 05/18/18, Cost: $6,492,863)

    1,157,373       9,525,180  

FlixMobility GmbH, Series F, (Acquired 07/26/19, Cost: $5,482,937)

    275       2,826,227  

Xiaoju Kuaizhi, Inc., Series A-17, (Acquired 07/28/15, Cost: $3,016,964)

    110,003       5,387,947  
   

 

 

 
      17,739,354  
Semiconductors & Semiconductor Equipment — 2.2%  

Innovium, Inc., Series E, (Acquired 08/21/19, Cost: $3,000,003)

    353,478       3,029,307  

Innovium, Inc., Series F, (Acquired 06/10/20, Cost: $2,999,996)

    296,062       2,913,250  

Nuvia Inc, Series B, (Acquired 09/17/20, Cost: $2,999,998)

    935,352       3,000,001  

Psiquantum Corp., Series C, (Acquired 09/09/19, Cost: $3,200,234)

    690,003       3,187,814  

SambaNova Systems, Inc., Series C, (Acquired 02/20/20, Cost: $9,972,126)

    187,300       10,398,896  
   

 

 

 
      22,529,268  
Software — 2.8%  

Avidxchange, Inc., (Acquired 07/29/20, Cost: $2,022,088)

    41,257       2,022,005  

C3 AI, Inc., Series H, (Acquired 08/14/19, Cost: $7,129,478)

    1,415,000       7,513,650  

Databricks, Inc., Series F, (Acquired 10/22/19, Cost: $3,999,999)

    93,135       4,470,480  
Security   Shares     Value  

Software (continued)

 

GitLab, Inc., Series E, (Acquired 09/10/19, Cost: $2,915,501)

    156,500     $ 3,341,275  

Think & Learn Private Ltd., Series F, (Acquired 09/30/20, Cost: $3,052,975)

    1,054       3,043,458  

Unqork, Inc, Series C, (Acquired 09/18/20, Cost: $1,303,260)

    1,190       1,303,260  

Unqork, Inc., Series B, (Acquired 09/19/19, Cost: $3,198,416)

    7,027       7,695,830  
   

 

 

 
      29,389,958  
   

 

 

 

Total Preferred Stocks — 8.3%

      85,972,604  
   

 

 

 

Total Preferred Securities — 8.3%
(Cost: $74,269,253)

      85,972,604  
   

 

 

 

Warrants

 

IT Services — 0.0%

 

TRAX Ltd., (Acquired 09/12/19, Cost: $0)(c)(d)

    17,065       180,718  
   

 

 

 

Total Warrants — 0.0%
(Cost: $ — )

      180,718  
   

 

 

 

Total Long-Term Investments — 100.8%
(Cost: $384,861,817)

      1,042,543,233  
   

 

 

 

Short-Term Securities

   

Money Market Funds — 0.2%

   

BlackRock Liquidity Funds, T-Fund, Institutional Class, 0.02%(f)(g)

    2,316,076       2,316,076  
   

 

 

 

Total Short-Term Securities — 0.2%
(Cost: $2,316,076)

 

    2,316,076  
   

 

 

 

Total Investments Before Options Written — 101.0%
(Cost: $387,177,893)

 

    1,044,859,309  
   

 

 

 

Options Written — (1.4)%
(Premiums Received: $(13,668,303))

 

    (13,850,487
   

 

 

 

Total Investments, Net of Options Written — 99.6%
(Cost: $373,509,590)

 

    1,031,008,822  

Other Assets Less Liabilities — 0.4%

 

    3,646,619  
   

 

 

 

Net Assets — 100.0%

    $ 1,034,655,441  
   

 

 

 

 

(a) 

All or a portion of the security has been pledged and/or segregated as collateral in connection with outstanding exchange-traded options written.

(b) 

Non-income producing security.

(c) 

Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.

(d) 

Restricted security as to resale, excluding 144A securities. The Trust held restricted securities with a current value of $115,417,110, representing 11.16% of its net assets as of period end, and an original cost of $99,356,716.

(e) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(f) 

Affiliate of the Trust.

(g) 

Annualized 7-day yield as of period end.

 

 

 

2  


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Trust during the period ended September 30, 2020, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer    Value at
12/31/19
     Purchases
at Cost
     Proceeds
from Sales
     Net
Realized
Gain (Loss)
     Change in
Unrealized
Appreciation
(Depreciation)
     Value at
09/30/20
     Shares
Held at
09/30/20
     Income      Capital Gain
Distributions
from
Underlying
Funds
 

BlackRock Liquidity Funds, T-Fund, Institutional Class

   $ 8,881,516      $ —        $ (6,565,440 )(a)     $ —        $ —        $ 2,316,076        2,316,076      $ 25,712      $ —    

SL Liquidity Series, LLC, Money Market Series

     —          495 (a)       —          (495      —          —          —          24,063 (b)       —    
           

 

 

    

 

 

    

 

 

       

 

 

    

 

 

 
            $ (495    $ —        $ 2,316,076         $ 49,775      $ —    
           

 

 

    

 

 

    

 

 

       

 

 

    

 

 

 

 

  (a)

Represents net amount purchased (sold).

 
  (b)

All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

For Trust compliance purposes, the Trust’s industry classifications refer to one or more of the industry sub-classifications used by one or more widely recognized market indexes or rating group indexes, and/or as defined by the investment adviser. These definitions may not apply for purposes of this report, which may combine such industry sub-classifications for reporting ease.

Derivative Financial Instruments Outstanding as of Period End

Exchange-Traded Options Written

 

Description    Number of
Contracts
       Expiration
Date
       Exercise Price       

Notional

Amount (000)

       Value  
Call                                                   

Alibaba Group Holding Ltd., ADR

     26          10/02/20        USD     275.00        USD     764        $ (49,920

Amazon.com, Inc.

     14          10/02/20        USD     3,250.00        USD     4,408          (8,365

Atlassian Corp. PLC, Class A

     6          10/02/20        USD     175.00        USD     109          (4,380

Autodesk, Inc.

     68          10/02/20        USD     260.00        USD     1,571          (340

Marvell Technology Group Ltd.

     207          10/02/20        USD     38.50        USD     822          (28,876

RingCentral, Inc., Class A

     17          10/02/20        USD     300.00        USD     467          (765

ServiceNow, Inc.

     40          10/02/20        USD     460.00        USD     1,940          (103,400

Snap, Inc., Class A

     136          10/02/20        USD     25.00        USD     355          (15,844

Square, Inc., Class A

     90          10/02/20        USD     172.50        USD     1,463          (4,635

Taiwan Semiconductor Manufacturing Co. Ltd., ADR

     212          10/02/20        USD     78.50        USD     1,719          (60,950

Teladoc Health, Inc.

     78          10/02/20        USD     230.00        USD     1,710          (6,435

Tesla, Inc.

     55          10/02/20        USD     360.00        USD     2,360          (380,600

Twilio, Inc., Class A

     68          10/02/20        USD     255.00        USD     1,680          (18,190

Visa, Inc., Class A

     40          10/02/20        USD     202.50        USD     800          (2,600

Yandex NV, Class A

     35          10/02/20        USD     67.00        USD     228          (1,050

Adobe, Inc.

     35          10/09/20        USD     495.00        USD     1,716          (30,625

Advanced Micro Devices, Inc.

     30          10/09/20        USD     105.00        USD     246          (420

Alphabet, Inc., Class A

     15          10/09/20        USD     1,635.00        USD     2,198          (1,575

Amazon.com, Inc.

     14          10/09/20        USD     3,450.00        USD     4,408          (7,875

Apple, Inc.

     232          10/09/20        USD     132.50        USD     2,687          (1,624

Atlassian Corp. PLC, Class A

     159          10/09/20        USD     180.00        USD     2,890          (89,835

Cree, Inc.

     95          10/09/20        USD     67.00        USD     606          (6,175

Crowdstrike Holdings, Inc., Class A

     83          10/09/20        USD     131.00        USD     1,140          (73,040

Intuit, Inc.

     32          10/09/20        USD     347.50        USD     1,044          (1,760

Lam Research Corp.

     27          10/09/20        USD     327.50        USD     896          (30,780

Marvell Technology Group Ltd.

     376          10/09/20        USD     39.50        USD     1,493          (41,924

Mastercard, Inc., Class A

     39          10/09/20        USD     370.00        USD     1,319          (2,925

Microsoft Corp.

     69          10/09/20        USD     232.50        USD     1,451          (518

Microsoft Corp.

     76          10/09/20        USD     212.50        USD     1,599          (20,254

MongoDB, Inc.

     49          10/09/20        USD     252.50        USD     1,134          (7,473

Netflix, Inc.

     17          10/09/20        USD     550.00        USD     850          (2,720

Okta, Inc.

     17          10/09/20        USD     227.50        USD     364          (2,661

PayPal Holdings, Inc.

     148          10/09/20        USD     205.00        USD     2,916          (25,974

Shopify, Inc., Class A

     12          10/09/20        USD     1,090.00        USD     1,228          (12,840

Snap, Inc., Class A

     265          10/09/20        USD     24.50        USD     692          (49,157

Snap, Inc., Class A

     121          10/09/20        USD     25.00        USD     316          (17,484

Square, Inc., Class A

     200          10/09/20        USD     165.00        USD     3,251          (93,500

 

 

CONSOLIDATED SCHEDULE OF INVESTMENTS

  3


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts
       Expiration
Date
       Exercise Price       

Notional

Amount (000)

       Value  
Call (continued)                                                   

StoneCo Ltd., Class A

     169          10/09/20        USD     57.00        USD     894        $ (4,648

Taiwan Semiconductor Manufacturing Co. Ltd., ADR

     74          10/09/20        USD     85.00        USD     600          (3,515

Teladoc Health, Inc.

     98          10/09/20        USD     210.00        USD     2,149          (134,260

Tesla, Inc.

     13          10/09/20        USD     475.00        USD     558          (9,458

Twilio, Inc., Class A

     45          10/09/20        USD     265.00        USD     1,112          (15,300

Zscaler, Inc.

     76          10/09/20        USD     160.00        USD     1,069          (2,812

Activision Blizzard, Inc.

     78          10/16/20        USD     82.50        USD     631          (12,441

Adobe, Inc.

     30          10/16/20        USD     530.00        USD     1,471          (8,205

Advanced Micro Devices, Inc.

     158          10/16/20        USD     87.50        USD     1,295          (24,727

Alibaba Group Holding Ltd., ADR

     58          10/16/20        USD     285.00        USD     1,705          (83,810

Amazon.com, Inc.

     12          10/16/20        USD     3,400.00        USD     3,778          (29,970

Apple, Inc.

     232          10/16/20        USD     120.00        USD     2,687          (50,924

Atlassian Corp. PLC, Class A

     4          10/16/20        USD     180.00        USD     73          (2,960

Avalara, Inc.

     135          10/16/20        USD     130.00        USD     1,719          (58,050

Bandwidth, Inc., Class A

     90          10/16/20        USD     150.00        USD     1,571          (233,100

Cadence Design Systems, Inc.

     131          10/16/20        USD     109.67        USD     1,397          (26,467

Chegg, Inc.

     209          10/16/20        USD     85.00        USD     1,493          (3,135

Cree, Inc.

     226          10/16/20        USD     67.50        USD     1,441          (18,645

Crowdstrike Holdings, Inc., Class A

     35          10/16/20        USD     120.00        USD     481          (65,537

Elastic NV

     99          10/16/20        USD     105.00        USD     1,068          (65,340

Facebook, Inc., Class A

     87          10/16/20        USD     260.00        USD     2,279          (77,212

Fair Isaac Corp.

     21          10/16/20        USD     440.00        USD     893          (15,750

Inphi Corp.

     151          10/16/20        USD     120.00        USD     1,695          (20,007

Intuit, Inc.

     11          10/16/20        USD     360.00        USD     359          (495

Lam Research Corp.

     30          10/16/20        USD     335.00        USD     995          (29,700

Mastercard, Inc., Class A

     38          10/16/20        USD     340.00        USD     1,285          (25,840

Microsoft Corp.

     5          10/16/20        USD     230.00        USD     105          (213

MongoDB, Inc.

     58          10/16/20        USD     240.00        USD     1,343          (37,700

Monolithic Power Systems, Inc.

     58          10/16/20        USD     281.00        USD     1,622          (57,689

Netflix, Inc.

     15          10/16/20        USD     520.00        USD     750          (13,725

Pagseguro Digital Ltd., Class A

     291          10/16/20        USD     40.00        USD     1,097          (20,370

Roku, Inc.

     117          10/16/20        USD     175.00        USD     2,209          (206,505

salesforce.com, Inc.

     75          10/16/20        USD     250.00        USD     1,885          (65,250

ServiceNow, Inc.

     17          10/16/20        USD     480.00        USD     824          (31,960

Shopify, Inc., Class A

     40          10/16/20        USD     975.00        USD     4,092          (291,400

Snap, Inc., Class A

     60          10/16/20        USD     25.00        USD     157          (10,170

Snap, Inc., Class A

     264          10/16/20        USD     24.00        USD     689          (64,284

Taiwan Semiconductor Manufacturing Co. Ltd., ADR

     168          10/16/20        USD     80.00        USD     1,362          (59,640

TAL Education Group, ADR

     194          10/16/20        USD     80.00        USD     1,475          (19,400

Teladoc Health, Inc.

     98          10/16/20        USD     220.00        USD     2,149          (103,390

Tencent Music Entertainment Group, ADR

     656          10/16/20        USD     18.00        USD     969          (2,624

Tesla, Inc.

     55          10/16/20        USD     403.00        USD     2,360          (232,650

Tesla, Inc.

     12          10/16/20        USD     500.00        USD     515          (9,270

Twilio, Inc., Class A

     92          10/16/20        USD     250.00        USD     2,273          (96,370

Unity Software, Inc.

     145          10/16/20        USD     100.00        USD     1,266          (47,850

Unity Software, Inc.

     145          10/16/20        USD     90.00        USD     1,266          (87,000

Visa, Inc., Class A

     65          10/16/20        USD     210.00        USD     1,300          (6,240

Zoom Video Communications, Inc., Class A

     27          10/16/20        USD     430.00        USD     1,269          (142,965

ZoomInfo Technologies, Inc., Class A

     423          10/16/20        USD     45.00        USD     1,818          (61,335

Activision Blizzard, Inc.

     77          10/23/20        USD     81.50        USD     623          (18,711

Adobe, Inc.

     35          10/23/20        USD     485.00        USD     1,716          (76,125

Advanced Micro Devices, Inc.

     356          10/23/20        USD     92.00        USD     2,919          (52,510

Alibaba Group Holding Ltd., ADR

     130          10/23/20        USD     290.00        USD     3,822          (172,575

Alphabet, Inc., Class A

     14          10/23/20        USD     1,535.00        USD     2,052          (25,130

Alphabet, Inc., Class A

     16          10/23/20        USD     1,510.00        USD     2,345          (42,560

Apple, Inc.

     124          10/23/20        USD     121.00        USD     1,436          (32,426

Autodesk, Inc.

     33          10/23/20        USD     252.50        USD     762          (5,874

Coupa Software, Inc.

     83          10/23/20        USD     262.50        USD     2,276          (177,205

Cree, Inc.

     99          10/23/20        USD     64.00        USD     631          (33,165

Facebook, Inc., Class A

     11          10/23/20        USD     270.00        USD     288          (6,683

Intuit, Inc.

     32          10/23/20        USD     320.00        USD     1,044          (44,800

Marvell Technology Group Ltd.

     34          10/23/20        USD     41.50        USD     135          (2,601

 

 

4  


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts
       Expiration
Date
       Exercise Price       

Notional

Amount (000)

       Value  
Call (continued)                                                   

Mastercard, Inc., Class A

     40          10/23/20        USD     335.00        USD     1,353        $ (46,900

Microsoft Corp.

     76          10/23/20        USD     212.50        USD     1,599          (43,130

MongoDB, Inc.

     6          10/23/20        USD     235.00        USD     139          (6,420

Okta, Inc.

     17          10/23/20        USD     222.50        USD     364          (11,178

RingCentral, Inc., Class A

     18          10/23/20        USD     287.50        USD     494          (14,130

RingCentral, Inc., Class A

     55          10/23/20        USD     275.00        USD     1,510          (75,625

Roku, Inc.

     18          10/23/20        USD     175.00        USD     340          (35,190

salesforce.com, Inc.

     11          10/23/20        USD     270.00        USD     276          (4,307

Shopify, Inc., Class A

     41          10/23/20        USD     1,030.00        USD     4,194          (205,000

Skyworks Solutions, Inc.

     70          10/23/20        USD     141.00        USD     1,018          (60,200

Snap, Inc., Class A

     64          10/23/20        USD     25.50        USD     167          (14,112

Taiwan Semiconductor Manufacturing Co. Ltd., ADR

     20          10/23/20        USD     83.00        USD     162          (5,420

Teladoc Health, Inc.

     49          10/23/20        USD     220.00        USD     1,074          (62,965

Teladoc Health, Inc.

     50          10/23/20        USD     230.00        USD     1,096          (42,250

Tesla, Inc.

     26          10/23/20        USD     425.00        USD     1,115          (102,050

Twilio, Inc., Class A

     58          10/23/20        USD     255.00        USD     1,433          (61,480

Yandex NV, Class A

     245          10/23/20        USD     64.50        USD     1,599          (86,975

Zoom Video Communications, Inc., Class A

     50          10/23/20        USD     440.00        USD     2,351          (253,250

Zscaler, Inc.

     164          10/23/20        USD     134.00        USD     2,307          (168,920

Activision Blizzard, Inc.

     95          10/30/20        USD     85.00        USD     769          (15,580

Adobe, Inc.

     31          10/30/20        USD     500.00        USD     1,520          (51,925

Advanced Micro Devices, Inc.

     126          10/30/20        USD     85.50        USD     1,033          (59,535

Alibaba Group Holding Ltd., ADR

     62          10/30/20        USD     272.50        USD     1,823          (163,370

Apple, Inc.

     186          10/30/20        USD     120.00        USD     2,154          (74,400

Autodesk, Inc.

     41          10/30/20        USD     250.00        USD     947          (13,018

Crowdstrike Holdings, Inc., Class A

     79          10/30/20        USD     155.00        USD     1,085          (23,937

Facebook, Inc., Class A

     17          10/30/20        USD     267.50        USD     445          (17,977

Lam Research Corp.

     69          10/30/20        USD     345.00        USD     2,289          (92,287

Marvell Technology Group Ltd.

     386          10/30/20        USD     41.00        USD     1,532          (45,162

MercadoLibre, Inc.

     25          10/30/20        USD     1,040.00        USD     2,706          (209,125

Microsoft Corp.

     8          10/30/20        USD     207.50        USD     168          (7,380

MongoDB, Inc.

     49          10/30/20        USD     217.50        USD     1,134          (110,005

NetEase, Inc., ADR

     25          10/30/20        USD     480.00        USD     1,137          (24,750

Netflix, Inc.

     15          10/30/20        USD     510.00        USD     750          (40,162

PayPal Holdings, Inc.

     146          10/30/20        USD     192.50        USD     2,877          (186,880

RingCentral, Inc., Class A

     38          10/30/20        USD     300.00        USD     1,044          (28,310

Roku, Inc.

     110          10/30/20        USD     220.00        USD     2,077          (42,075

Skyworks Solutions, Inc.

     96          10/30/20        USD     145.00        USD     1,397          (67,200

Snap, Inc., Class A

     63          10/30/20        USD     26.00        USD     164          (13,608

Square, Inc., Class A

     215          10/30/20        USD     155.00        USD     3,495          (318,200

StoneCo Ltd., Class A

     166          10/30/20        USD     55.00        USD     878          (34,860

Taiwan Semiconductor Manufacturing Co. Ltd., ADR

     277          10/30/20        USD     80.50        USD     2,246          (121,187

Visa, Inc., Class A

     37          10/30/20        USD     207.50        USD     740          (12,710

Yandex NV, Class A

     245          10/30/20        USD     64.50        USD     1,599          (105,350

Zoom Video Communications, Inc., Class A

     30          10/30/20        USD     530.00        USD     1,410          (50,550

Zscaler, Inc.

     81          10/30/20        USD     145.00        USD     1,140          (58,522

Activision Blizzard, Inc.

     130          11/06/20        USD     85.50        USD     1,052          (40,365

Adobe, Inc.

     18          11/06/20        USD     515.00        USD     883          (26,640

Facebook, Inc., Class A

     37          11/06/20        USD     270.00        USD     969          (45,140

Marvell Technology Group Ltd.

     104          11/06/20        USD     40.50        USD     413          (14,508

MercadoLibre, Inc.

     21          11/06/20        USD     1,150.00        USD     2,273          (106,050

Microsoft Corp.

     92          11/06/20        USD     217.50        USD     1,935          (64,630

NetEase, Inc., ADR

     27          11/06/20        USD     475.00        USD     1,228          (40,095

Okta, Inc.

     105          11/06/20        USD     230.00        USD     2,245          (77,437

RingCentral, Inc., Class A

     16          11/06/20        USD     300.00        USD     439          (17,200

salesforce.com, Inc.

     65          11/06/20        USD     270.00        USD     1,634          (45,175

Visa, Inc., Class A

     37          11/06/20        USD     210.00        USD     740          (14,708

Zoom Video Communications, Inc., Class A

     47          11/06/20        USD     490.00        USD     2,210          (166,145

Advanced Micro Devices, Inc.

     160          11/20/20        USD     87.50        USD     1,312          (86,800

Alibaba Group Holding Ltd., ADR

     126          11/20/20        USD     280.00        USD     3,704          (329,490

Alphabet, Inc., Class A

     10          11/20/20        USD     1,525.00        USD     1,466          (59,550

Avalara, Inc.

     154          11/20/20        USD     130.00        USD     1,961          (160,160

 

 

CONSOLIDATED SCHEDULE OF INVESTMENTS

  5


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts
       Expiration
Date
       Exercise Price       

Notional

Amount (000)

       Value  
Call (continued)                                                   

Bandwidth, Inc., Class A

     90          11/20/20        USD     150.00        USD     1,571        $ (284,850

Cadence Design Systems, Inc.

     141          11/20/20        USD     110.00        USD     1,503          (71,205

Coupa Software, Inc.

     74          11/20/20        USD     280.00        USD     2,029          (151,700

Elastic NV

     98          11/20/20        USD     110.00        USD     1,057          (77,910

Facebook, Inc., Class A

     9          11/20/20        USD     290.00        USD     236          (6,840

Fair Isaac Corp.

     23          11/20/20        USD     450.00        USD     978          (38,755

Marvell Technology Group Ltd.

     103          11/20/20        USD     41.00        USD     409          (21,424

Mastercard, Inc., Class A

     31          11/20/20        USD     345.00        USD     1,048          (42,315

Microsoft Corp.

     73          11/20/20        USD     220.00        USD     1,535          (52,012

Monolithic Power Systems, Inc.

     55          11/20/20        USD     260.00        USD     1,538          (169,125

Okta, Inc.

     91          11/20/20        USD     220.00        USD     1,946          (121,940

Paycom Software Inc.

     70          11/20/20        USD     310.00        USD     2,179          (183,050

PayPal Holdings, Inc.

     77          11/20/20        USD     195.00        USD     1,517          (110,880

Roku, Inc.

     21          11/20/20        USD     195.00        USD     396          (37,485

ServiceNow, Inc.

     42          11/20/20        USD     480.00        USD     2,037          (158,130

Shopify, Inc., Class A

     13          11/20/20        USD     1,010.00        USD     1,330          (132,145

Snap, Inc., Class A

     137          11/20/20        USD     27.00        USD     358          (29,866

Snowflake, Inc., Class A

     30          11/20/20        USD     300.00        USD     753          (50,550

TAL Education Group, ADR

     187          11/20/20        USD     82.50        USD     1,422          (52,827

Twilio, Inc., Class A

     56          11/20/20        USD     260.00        USD     1,384          (106,120

Visa, Inc., Class A

     27          11/20/20        USD     215.00        USD     540          (9,113

Yandex NV, Class A

     41          11/20/20        USD     70.00        USD     268          (11,173
                          

 

 

 
                           $ (11,089,237
                          

 

 

 

OTC Options Written

 

Description    Counterparty    Number of
Contracts
     Expiration
Date
     Exercise Price      Notional
Amount (000)
     Value  
Call                                                

Ping An Healthcare and Technology Co. Ltd.

   JPMorgan Chase Bank N.A.      92,400        10/07/20      HKD     120.65      HKD     9,240      $ (36

Altium Ltd.

   Morgan Stanley & Co. International PLC      37,400        10/14/20      AUD     37.26      AUD     1,358        (12,565

Meituan Dianping, Class B

   Morgan Stanley & Co. International PLC      105,300        10/15/20      HKD     269.15      HKD     25,708        (47,110

SOITEC

   Morgan Stanley & Co. International PLC      8,000        10/21/20      EUR     108.96      EUR     982        (136,573

GMO Payment Gateway, Inc.

   JPMorgan Chase Bank N.A.      11,700        10/22/20      JPY     10,969.02      JPY     132,183        (71,539

STMicroelectronics NV

   Credit Suisse International      31,300        10/22/20      EUR     26.02      EUR     819        (45,748

TeamViewer AG

   Barclays Bank PLC      26,500        10/22/20      EUR     42.43      EUR     1,115        (46,391

Tencent Holdings Ltd.

   Morgan Stanley & Co. International PLC      66,900        10/22/20      HKD     538.58      HKD     35,020        (93,702

Meituan Dianping, Class B

   Citibank N.A.      96,400        10/27/20      HKD     243.60      HKD     23,535        (170,325

Renesas Electronics Corp.

   JPMorgan Chase Bank N.A.      206,200        10/27/20      JPY     839.95      JPY     159,614        (22,575

Tencent Holdings Ltd.

   UBS AG      68,000        10/27/20      HKD     534.97      HKD     35,596        (119,339

Altium Ltd.

   Morgan Stanley & Co. International PLC      7,800        11/04/20      AUD     36.20      AUD     283        (8,282

Kakao Corp.

   JPMorgan Chase Bank N.A.      7,400        11/04/20      USD     370,230.87      USD     2,691,085        (102,066

Kingdee International Software Group Co. Ltd.

   JPMorgan Chase Bank N.A.      577,000        11/04/20      HKD     20.51      HKD     11,664        (109,077

Ping An Healthcare and Technology Co. Ltd.

   JPMorgan Chase Bank N.A.      82,700        11/04/20      HKD     115.36      HKD     8,270        (12,038

SOITEC

   Citibank N.A.      6,000        11/04/20      EUR     127.10      EUR     737        (23,704

STMicroelectronics NV

   Credit Suisse International      27,400        11/04/20      EUR     26.71      EUR     717        (32,134

TeamViewer AG

   Credit Suisse International      11,300        11/04/20      EUR     44.22      EUR     475        (14,602

ZoomInfo Technologies, Inc., Class A

   UBS AG      42,300        11/05/20      USD     35.25      USD     1,818        (344,531

ASML Holding NV

   UBS AG      7,000        11/06/20      EUR     324.30      EUR     2,203        (72,840

Kakao Corp.

   JPMorgan Chase Bank N.A.      2,000        11/06/20      USD     382,130.00      USD     727,320        (20,699

Kingdee International Software Group Co. Ltd.

   JPMorgan Chase Bank N.A.      297,000        11/06/20      HKD     20.03      HKD     6,004        (65,452

Samsung CDI Co. Ltd.

   JPMorgan Chase Bank N.A.      6,400        11/06/20      USD     458,865.00      USD     2,765,022        (69,494

SOITEC

   UBS AG      1,600        11/06/20      EUR     129.37      EUR     196        (5,204

Xero Ltd.

   JPMorgan Chase Bank N.A.      21,000        11/06/20      AUD     95.32      AUD     2,139        (125,120

Tencent Music Entertainment Group, ADR

   Credit Suisse International      69,800        11/09/20      USD     15.94      USD     1,031        (24,775

Adyen NV

   Barclays Bank PLC      1,900        11/10/20      EUR     1,658.59      EUR     2,989        (88,389

Delivery Hero SE

   Goldman Sachs International      9,200        11/10/20      EUR     102.74      EUR     900        (41,642

Inphi Corp.

   JPMorgan Chase Bank N.A.      16,100        11/10/20      USD     111.00      USD     1,807        (119,302

 

 

6  


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

 

OTC Options Written (continued)

 

Description    Counterparty    Number of
Contracts
     Expiration
Date
     Exercise Price      Notional
Amount (000)
     Value  
Call (continued)                                                    

SOITEC

   Goldman Sachs International      8,000        11/10/20        EUR       127.82        EUR       982      $ (33,403

GMO Payment Gateway, Inc.

   UBS AG      14,400        11/12/20        JPY       11,631.82        JPY       162,687        (58,014

TeamViewer AG

   Credit Suisse International      21,700        11/12/20        EUR       43.49        EUR       913        (39,852

Xero Ltd.

   Morgan Stanley & Co. International PLC      18,300        11/12/20        AUD       104.78        AUD       1,864        (33,015

Charles Schwab Corp.

   JPMorgan Chase Bank N.A.      21,200        11/16/20        USD       70.96        USD       1,514        (111,014

Altium Ltd.

   Morgan Stanley & Co. International PLC      45,500        11/18/20        AUD       37.00        AUD       1,652        (37,458

Kingdee International Software Group Co. Ltd.

   JPMorgan Chase Bank N.A.      569,000        11/18/20        HKD       21.13        HKD       11,502        (78,008

ASML Holding NV

   Morgan Stanley & Co. International PLC      12,800        11/19/20        EUR       323.23        EUR       4,028        (162,375

Delivery Hero SE

   Goldman Sachs International      25,400        11/19/20        EUR       103.30        EUR       2,486        (150,006

SOITEC

   UBS AG      2,400        11/19/20        EUR       126.79        EUR       295        (12,851
                     

 

 

 
                      $ (2,761,250
                     

 

 

 

Fair Value Hierarchy as of Period End

Various inputs are used in determining the fair value of financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows:

 

   

Level 1 – Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that the Trust has the ability to access

 

   

Level 2 – Other observable inputs (including, but not limited to, quoted prices for similar assets or liabilities in markets that are active, quoted prices for identical or similar assets or liabilities in markets that are not active, inputs other than quoted prices that are observable for the assets or liabilities (such as interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market–corroborated inputs)

 

   

Level 3 – Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available (including the BlackRock Global Valuation Methodologies Committee’s (the “Global Valuation Committee’s”) assumptions used in determining the fair value of financial instruments)

The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the fair value hierarchy classification is determined based on the lowest level input that is significant to the fair value measurement in its entirety. Investments classified within Level 3 have significant unobservable inputs used by the Global Valuation Committee in determining the price for Fair Valued Investments. Level 3 investments include equity or debt issued by privately held companies or funds. There may not be a secondary market, and/or there are a limited number of investors. The categorization of a value determined for financial instruments is based on the pricing transparency of the financial instruments and is not necessarily an indication of the risks associated with investing in those securities. For information about the Trust’s policy regarding valuation of financial instruments, refer to its most recent financial statements.

The following tables summarize the Trust’s investments and derivative financial instruments categorized in the disclosure hierarchy. The breakdown of the Trust’s investments into major categories is disclosed in the Consolidated Schedule of Investments above.

 

      Level 1        Level 2        Level 3        Total  

Assets

                 

Investments

                 

Long-Term Investments

                 

Common Stocks

                 

Automobiles

   $ 12,497,061        $        $        $ 12,497,061  

Banks

                       11,167,128          11,167,128  

Diversified Consumer Services

     16,889,554                            16,889,554  

Diversified Financial Services

                       3,499,552          3,499,552  

Diversified Telecommunication Services

     8,774,063                            8,774,063  

Electronic Equipment, Instruments & Components

              6,824,265                   6,824,265  

Entertainment

     37,362,304                            37,362,304  

Health Care Technology

     10,611,655          6,297,598                   16,909,253  

Interactive Media & Services

     63,931,373          40,713,509                   104,644,882  

Internet & Direct Marketing Retail

     83,129,186          29,477,920          253,889          112,860,995  

IT Services

     168,797,616          17,731,279          9,989,987          196,518,882  

Semiconductors & Semiconductor Equipment

     89,936,986          40,911,518                   130,848,504  

Software

     210,298,771          34,071,427          8,352,801          252,722,999  

Technology Hardware, Storage & Peripherals

     44,870,469                            44,870,469  

 

 

CONSOLIDATED SCHEDULE OF INVESTMENTS

  7


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

 

Fair Value Hierarchy as of Period End (continued)

      Level 1        Level 2        Level 3        Total  

Preferred Securities

                 

Preferred Stocks

   $        $        $ 85,972,604        $ 85,972,604  

Warrants

                       180,718          180,718  

Short-Term Securities

                 

Money Market Funds

     2,316,076                            2,316,076  
  

 

 

      

 

 

      

 

 

      

 

 

 
   $ 749,415,114        $ 176,027,516        $ 119,416,679          1,044,859,309  
  

 

 

      

 

 

      

 

 

      

 

 

 

Derivative Financial Instruments(a)

                 

Liabilities

                 

Equity Contracts

   $ (11,005,081      $ (2,845,406      $        $ (13,850,487
  

 

 

      

 

 

      

 

 

      

 

 

 

 

  (a)

Derivative financial instruments are options written. Options written are shown at value.

 

A reconciliation of Level 3 financial instruments is presented when the Trust had a significant amount of Level 3 investments at the beginning and/or end of the period in relation to net assets. The following table is a reconciliation of Level 3 investments for which significant unobservable inputs were used in determining fair value:

 

      Common
Stocks
     Preferred
Stocks
     Warrants      Total  

Assets

           

Opening balance, as of December 31, 2019

   $ 11,498,561      $ 47,488,016      $ 19,454      $ 59,006,031  

Transfers into Level 3

                           

Transfers out of Level 3

                           

Accrued discounts/premiums

                           

Net realized gain (loss)

                           

Net change in unrealized appreciation (depreciation)(a)

     5,114,693        8,130,677        161,264        13,406,634  

Purchases

     16,650,103        30,353,911               47,004,014  

Sales

                           
  

 

 

    

 

 

    

 

 

    

 

 

 

Closing balance, as of September 30, 2020

   $ 33,263,357      $ 85,972,604      $ 180,718      $ 119,416,679  
  

 

 

    

 

 

    

 

 

    

 

 

 

Net change in unrealized appreciation (depreciation) on investments still held at September 30, 2020(a)

   $ 5,114,693      $ 8,130,677      $ 161,264      $ 13,406,634  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

  (a)

Any difference between net change in unrealized appreciation (depreciation) and net change in unrealized appreciation (depreciation) on investments still held at September 30, 2020 is generally due to investments no longer held or categorized as Level 3 at period end.

 

The following table summarizes the valuation approaches used and unobservable inputs utilized by the BlackRock Global Valuation Methodologies Committee (the “Global Valuation Committee”) to determine the value of certain of the Trust’s Level 3 investments as of period end. The table does not include Level 3 investments with values based upon unadjusted third party pricing information in the amount of $3,999,569. A significant change in the third party information could result in a significantly lower or higher value of such Level 3 investments.

 

      Value     Valuation
Approach
  Unobservable Inputs    Range of
Unobservable
Inputs
Utilized(a)
     Weighted
Average of
Unobservable
Inputs
 

Assets

            

Common Stocks(b)(c)

   $ 29,263,788     Market   Revenue Multiple      5.75x - 10.64x        7.59x  
       Recent Transactions      -        -  

Preferred Stocks(d)(e)(f)

     85,972,604     Market   Revenue Multiple      2.50x - 21.50x        7.74x  
       EBITDA Multiple      19.50x        -  
       Volatility      39% - 61%        53%  
       Time to Exit      3.0 - 5.0        3.3  
       Recent Transactions      -        -  
     Income   Discount Rate      14%        -  

Warrants

     180,718     Market   Revenue Multiple      9.08x        -  
       Volatility      44%        -  
       Time to Exit      0.5        -  

 

 

8  


Consolidated Schedule of Investments  (unaudited) (continued)

September 30, 2020

  

BlackRock Science and Technology Trust (BST)

 

      Value     Valuation
Approach
    Unobservable
Inputs
     Range of
Unobservable
Inputs
Utilized(a)
     Weighted
Average of
Unobservable
Inputs
 
   $ 115,417,110            
  

 

 

           

 

  (a)

A significant change in unobservable input would have resulted in a correlated (inverse) significant change to value.

 
  (b)

For the period end September 30, 2020, the valuation technique for investments classified as Common Stocks amounting to $11,167,128 changed to Transaction Price approach. The investments were previously valued utilizing Current Value Method. The change was due to consideration of the information that was available at the time the investments were valued.

 
  (c)

For the period end September 30, 2020, the valuation technique for investments classified as Common Stocks amounting to $5,990,419 changed to Transaction Price approach. The investments were previously valued utilizing Option Pricing Model approach. The change was due to consideration of the information that was available at the time the investments were valued.

 
  (d)

For the period end September 30, 2020, the valuation technique for investments classified as Preferred Stocks amounting to $4,985,815 changed to Transaction Price Approach. The investments were previously valued utilizing Current Value Method. The change was due to consideration of the information that was available at the time the investments were valued.

 
  (e)

For the period end September 30, 2020, the valuation technique for investments classified as Preferred Stocks amounting to $7,695,830 changed to Transaction Price Approach. The investments were previously valued utilizing Option Pricing Model approach. The change was due to consideration of the information that was available at the time the investments were valued.

 
  (f)

For the period end September 30, 2020, the valuation technique for investments classified as Preferred Stocks amounting to $15,727,824 changed to Current Value Method. The investments were previously valued utilizing Transaction Price Approach. The change was due to consideration of the information that was available at the time the investments were valued.

 

 

Currency Abbreviation
AUD    Australian Dollar
EUR    Euro
HKD    Hong Kong Dollar
JPY    Japanese Yen
USD    United States Dollar
Portfolio Abbreviation
ADR    American Depositary Receipt
CDI    CREST Depository Interest
OTC    Over-the-Counter

 

 

CONSOLIDATED SCHEDULE OF INVESTMENTS

  9


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