Form N-PX Siren ETF Trust For: Jun 30
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E-mailUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23502 Siren ETF Trust (Exact name of registrant as specified in charter) 2600 Philmont Avenue, Suite 215 Huntingdon Valley, Pennsylvania 19006 (Address of principal executive offices) (Zip code) Javier Jimenez U.S. Bancorp Fund Services, LLC 2020 East Financial Way, Suite 100 Glendora, California 91741 (Name and address of agent for service) (855) 713-3837 Registrant's telephone number, including area code Date of fiscal year end: March 31 Date of reporting period: July 1, 2020 to June 30, 2021
Item 1. Proxy Voting Record. Siren DIVCON Dividend Defender ETF -------------------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Agenda Number: 935427749 -------------------------------------------------------------------------------------------------------------------------- Security: 00507V109 Meeting Type: Annual Meeting Date: 21-Jun-2021 Ticker: ATVI ISIN: US00507V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reveta Bowers Mgmt No vote 1B. Election of Director: Robert Corti Mgmt No vote 1C. Election of Director: Hendrik Hartong III Mgmt No vote 1D. Election of Director: Brian Kelly Mgmt No vote 1E. Election of Director: Robert Kotick Mgmt No vote 1F. Election of Director: Barry Meyer Mgmt No vote 1G. Election of Director: Robert Morgado Mgmt No vote 1H. Election of Director: Peter Nolan Mgmt No vote 1I. Election of Director: Dawn Ostroff Mgmt No vote 1J. Election of Director: Casey Wasserman Mgmt No vote 2. To provide advisory approval of our Mgmt No vote executive compensation. 3. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED Agenda Number: 935355556 -------------------------------------------------------------------------------------------------------------------------- Security: 001055102 Meeting Type: Annual Meeting Date: 03-May-2021 Ticker: AFL ISIN: US0010551028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt No vote next Annual Meeting: Daniel P. Amos 1B. Election of Director to serve until the Mgmt No vote next Annual Meeting: W. Paul Bowers 1C. Election of Director to serve until the Mgmt No vote next Annual Meeting: Toshihiko Fukuzawa 1D. Election of Director to serve until the Mgmt No vote next Annual Meeting: Thomas J. Kenny 1E. Election of Director to serve until the Mgmt No vote next Annual Meeting: Georgette D. Kiser 1F. Election of Director to serve until the Mgmt No vote next Annual Meeting: Karole F. Lloyd 1G. Election of Director to serve until the Mgmt No vote next Annual Meeting: Nobuchika Mori 1H. Election of Director to serve until the Mgmt No vote next Annual Meeting: Joseph L. Moskowitz 1I. Election of Director to serve until the Mgmt No vote next Annual Meeting: Barbara K. Rimer, DrPH 1J. Election of Director to serve until the Mgmt No vote next Annual Meeting: Katherine T. Rohrer 1K. Election of Director to serve until the Mgmt No vote next Annual Meeting: Melvin T. Stith 2. to consider the following non-binding Mgmt No vote advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2021 Annual Meeting of Shareholders and Proxy Statement". 3. to consider and act upon the ratification Mgmt No vote of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ARCONIC CORPORATION Agenda Number: 935382464 -------------------------------------------------------------------------------------------------------------------------- Security: 03966V107 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: ARNC ISIN: US03966V1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Frederick A. Mgmt No vote Henderson 1B. Election of Director: William F. Austen Mgmt No vote 1C. Election of Director: Christopher L. Ayers Mgmt No vote 1D. Election of Director: Margaret S. Billson Mgmt No vote 1E. Election of Director: Jacques Croisetiere Mgmt No vote 1F. Election of Director: Elmer L. Doty Mgmt No vote 1G. Election of Director: Carol S. Eicher Mgmt No vote 1H. Election of Director: Timothy D. Myers Mgmt No vote 1I. Election of Director: E. Stanley O'Neal Mgmt No vote 1J. Election of Director: Jeffrey Stafeil Mgmt No vote 2. Approve, on an advisory basis, the Mgmt No vote compensation of our named executive officers. 3. Approve, on an advisory basis, the Mgmt No vote frequency of advisory votes on the compensation of our named executive officers. 4. Approve the Amended and Restated Arconic Mgmt No vote Corporation 2020 Stock Incentive Plan. 5. Ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- AVANGRID, INC. Agenda Number: 935402355 -------------------------------------------------------------------------------------------------------------------------- Security: 05351W103 Meeting Type: Annual Meeting Date: 01-Jun-2021 Ticker: AGR ISIN: US05351W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ignacio S. Galan Mgmt No vote John Baldacci Mgmt No vote Daniel Alcain Lopez Mgmt No vote Dennis V. Arriola Mgmt No vote Pedro Azagra Blazquez Mgmt No vote Robert Duffy Mgmt No vote Teresa Herbert Mgmt No vote Patricia Jacobs Mgmt No vote John Lahey Mgmt No vote Jose A. Marra Rodriguez Mgmt No vote Santiago M. Garrido Mgmt No vote Jose Sainz Armada Mgmt No vote Alan Solomont Mgmt No vote Elizabeth Timm Mgmt No vote 2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt No vote AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. 3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt No vote COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF AN AMENDMENT TO THE AVANGRID, Mgmt No vote INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. Agenda Number: 935420656 -------------------------------------------------------------------------------------------------------------------------- Security: 086516101 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: BBY ISIN: US0865161014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Corie S. Barry Mgmt No vote 1B. Election of Director: Lisa M. Caputo Mgmt No vote 1C. Election of Director: J. Patrick Doyle Mgmt No vote 1D. Election of Director: David W. Kenny Mgmt No vote 1E. Election of Director: Mario J. Marte Mgmt No vote 1F. Election of Director: Karen A. McLoughlin Mgmt No vote 1G. Election of Director: Thomas L. Millner Mgmt No vote 1H. Election of Director: Claudia F. Munce Mgmt No vote 1I. Election of Director: Richelle P. Parham Mgmt No vote 1J. Election of Director: Steven E. Rendle Mgmt No vote 1K. Election of Director: Eugene A. Woods Mgmt No vote 2. To ratify the appointment of Deloitte & Mgmt No vote Touche LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. 3. To approve in a non-binding advisory vote Mgmt No vote our named executive officer compensation. 4. To vote on a shareholder proposal entitled Shr No vote "Right to Act by Written Consent". -------------------------------------------------------------------------------------------------------------------------- BROWN & BROWN, INC. Agenda Number: 935355772 -------------------------------------------------------------------------------------------------------------------------- Security: 115236101 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: BRO ISIN: US1152361010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. Hyatt Brown Mgmt No vote Hugh M. Brown Mgmt No vote J. Powell Brown Mgmt No vote L. L. Gellerstedt III Mgmt No vote James C. Hays Mgmt No vote Theodore J. Hoepner Mgmt No vote James S. Hunt Mgmt No vote Toni Jennings Mgmt No vote Timothy R.M. Main Mgmt No vote H. Palmer Proctor, Jr. Mgmt No vote Wendell S. Reilly Mgmt No vote Chilton D. Varner Mgmt No vote 2. To ratify the appointment of Deloitte & Mgmt No vote Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt No vote compensation of named executive officers. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935390132 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Wanda M. Austin Mgmt No vote 1B. Election of Director: John B. Frank Mgmt No vote 1C. Election of Director: Alice P. Gast Mgmt No vote 1D. Election of Director: Enrique Hernandez, Mgmt No vote Jr. 1E. Election of Director: Marillyn A. Hewson Mgmt No vote 1F. Election of Director: Jon M. Huntsman Jr. Mgmt No vote 1G. Election of Director: Charles W. Moorman IV Mgmt No vote 1H. Election of Director: Dambisa F. Moyo Mgmt No vote 1I. Election of Director: Debra Reed-Klages Mgmt No vote 1J. Election of Director: Ronald D. Sugar Mgmt No vote 1K. Election of Director: D. James Umpleby III Mgmt No vote 1L. Election of Director: Michael K. Wirth Mgmt No vote 2. Ratification of Appointment of Mgmt No vote PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. 3. Advisory Vote to Approve Named Executive Mgmt No vote Officer Compensation. 4. Reduce Scope 3 Emissions. Shr No vote 5. Report on Impacts of Net Zero 2050 Shr No vote Scenario. 6. Shift to Public Benefit Corporation. Shr No vote 7. Report on Lobbying. Shr No vote 8. Independent Chair. Shr No vote 9. Special Meetings. Shr No vote -------------------------------------------------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Agenda Number: 935348753 -------------------------------------------------------------------------------------------------------------------------- Security: 171340102 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: CHD ISIN: US1713401024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt No vote year: James R. Craigie 1B. Election of Director for a term of one Mgmt No vote year: Matthew T. Farrell 1C. Election of Director for a term of one Mgmt No vote year: Bradley C. Irwin 1D. Election of Director for a term of one Mgmt No vote year: Penry W. Price 1E. Election of Director for a term of one Mgmt No vote year: Susan G. Saideman 1F. Election of Director for a term of one Mgmt No vote year: Ravichandra K. Saligram 1G. Election of Director for a term of one Mgmt No vote year: Robert K. Shearer 1H. Election of Director for a term of one Mgmt No vote year: Janet S. Vergis 1I. Election of Director for a term of one Mgmt No vote year: Arthur B. Winkleblack 1J. Election of Director for a term of one Mgmt No vote year: Laurie J. Yoler 2. An advisory vote to approve compensation of Mgmt No vote our named executive officers. 3. Proposal to amend the Company's Amended and Mgmt No vote Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. 4. Proposal to amend the Company's Amended and Mgmt No vote Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. 5. Proposal to amend the Company's Amended and Mgmt No vote Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. 6. Ratification of the appointment of Deloitte Mgmt No vote & Touche LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Agenda Number: 935348400 -------------------------------------------------------------------------------------------------------------------------- Security: 25754A201 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: DPZ ISIN: US25754A2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David A. Brandon Mgmt No vote Richard E. Allison, Jr. Mgmt No vote C. Andrew Ballard Mgmt No vote Andrew B. Balson Mgmt No vote Corie S. Barry Mgmt No vote Diana F. Cantor Mgmt No vote Richard L. Federico Mgmt No vote James A. Goldman Mgmt No vote Patricia E. Lopez Mgmt No vote 2. Ratification of the selection of Mgmt No vote PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2021 fiscal year. 3. Advisory vote to approve the compensation Mgmt No vote of the named executive officers of the Company. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 935342270 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 24-Apr-2021 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott A. Satterlee Mgmt No vote 1B. Election of Director: Michael J. Ancius Mgmt No vote 1C. Election of Director: Stephen L. Eastman Mgmt No vote 1D. Election of Director: Daniel L. Florness Mgmt No vote 1E. Election of Director: Rita J. Heise Mgmt No vote 1F. Election of Director: Hsenghung Sam Hsu Mgmt No vote 1G. Election of Director: Daniel L. Johnson Mgmt No vote 1H. Election of Director: Nicholas J. Lundquist Mgmt No vote 1I. Election of Director: Reyne K. Wisecup Mgmt No vote 2. Ratification of the appointment of KPMG LLP Mgmt No vote as independent registered public accounting firm for the 2021 fiscal year. 3. Approval, by non-binding vote, of executive Mgmt No vote compensation. -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 935364783 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kimberly A. Casiano Mgmt No vote 1B. Election of Director: Anthony F. Earley, Mgmt No vote Jr. 1C. Election of Director: Alexandra Ford Mgmt No vote English 1D. Election of Director: James D. Farley, Jr. Mgmt No vote 1E. Election of Director: Henry Ford III Mgmt No vote 1F. Election of Director: William Clay Ford, Mgmt No vote Jr. 1G. Election of Director: William W. Helman IV Mgmt No vote 1H. Election of Director: Jon M. Huntsman, Jr. Mgmt No vote 1I. Election of Director: William E. Kennard Mgmt No vote 1J. Election of Director: Beth E. Mooney Mgmt No vote 1K. Election of Director: John L. Thornton Mgmt No vote 1L. Election of Director: John B. Veihmeyer Mgmt No vote 1M. Election of Director: Lynn M. Vojvodich Mgmt No vote 1N. Election of Director: John S. Weinberg Mgmt No vote 2. Ratification of Independent Registered Mgmt No vote Public Accounting Firm. 3. Say-on-Pay - An Advisory Vote to Approve Mgmt No vote the Compensation of the Named Executives. 4. Relating to Consideration of a Shr No vote Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. -------------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Agenda Number: 935412762 -------------------------------------------------------------------------------------------------------------------------- Security: 35671D857 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: FCX ISIN: US35671D8570 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: David P. Abney Mgmt No vote 1.2 Election of Director: Richard C. Adkerson Mgmt No vote 1.3 Election of Director: Robert W. Dudley Mgmt No vote 1.4 Election of Director: Lydia H. Kennard Mgmt No vote 1.5 Election of Director: Dustan E. McCoy Mgmt No vote 1.6 Election of Director: John J. Stephens Mgmt No vote 1.7 Election of Director: Frances Fragos Mgmt No vote Townsend 2. Ratification of the appointment of Ernst & Mgmt No vote Young LLP as our independent registered public accounting firm for 2021. 3. Approval, on an advisory basis, of the Mgmt No vote compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 935372829 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Abdulaziz F. Al Mgmt No vote Khayyal 1B. Election of Director: William E. Albrecht Mgmt No vote 1C. Election of Director: M. Katherine Banks Mgmt No vote 1D. Election of Director: Alan M. Bennett Mgmt No vote 1E. Election of Director: Milton Carroll Mgmt No vote 1F. Election of Director: Murry S. Gerber Mgmt No vote 1G. Election of Director: Patricia Hemingway Mgmt No vote Hall 1H. Election of Director: Robert A. Malone Mgmt No vote 1I. Election of Director: Jeffrey A. Miller Mgmt No vote 1J. Election of Director: Bhavesh V. Patel Mgmt No vote 2. Ratification of Selection of Principal Mgmt No vote Independent Public Accountants. 3. Advisory Approval of Executive Mgmt No vote Compensation. 4. Proposal to Amend and Restate the Mgmt No vote Halliburton Company Stock and Incentive Plan. 5. Proposal to Amend and Restate the Mgmt No vote Halliburton Company Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- HEICO CORPORATION Agenda Number: 935332508 -------------------------------------------------------------------------------------------------------------------------- Security: 422806208 Meeting Type: Annual Meeting Date: 19-Mar-2021 Ticker: HEIA ISIN: US4228062083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas M. Culligan Mgmt No vote Adolfo Henriques Mgmt No vote Mark H. Hildebrandt Mgmt No vote Eric A. Mendelson Mgmt No vote Laurans A. Mendelson Mgmt No vote Victor H. Mendelson Mgmt No vote Julie Neitzel Mgmt No vote Dr. Alan Schriesheim Mgmt No vote Frank J. Schwitter Mgmt No vote 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. -------------------------------------------------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Agenda Number: 935394990 -------------------------------------------------------------------------------------------------------------------------- Security: 443201108 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: HWM ISIN: US4432011082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James F. Albaugh Mgmt No vote 1B. Election of Director: Amy E. Alving Mgmt No vote 1C. Election of Director: Sharon R. Barner Mgmt No vote 1D. Election of Director: Joseph S. Cantie Mgmt No vote 1E. Election of Director: Robert F. Leduc Mgmt No vote 1F. Election of Director: David J. Miller Mgmt No vote 1G. Election of Director: Jody G. Miller Mgmt No vote 1H. Election of Director: Tolga I. Oal Mgmt No vote 1I. Election of Director: Nicole W. Piasecki Mgmt No vote 1J. Election of Director: John C. Plant Mgmt No vote 1K. Election of Director: Ulrich R. Schmidt Mgmt No vote 2. Ratification of the appointment of Mgmt No vote PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. 3. To approve, on an advisory basis, executive Mgmt No vote compensation. 4. Shareholder Proposal regarding an Shr No vote independent Board Chairman. -------------------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935353855 -------------------------------------------------------------------------------------------------------------------------- Security: 445658107 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: JBHT ISIN: US4456581077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Douglas G. Duncan Mgmt No vote 1B. Election of Director: Francesca M. Mgmt No vote Edwardson 1C. Election of Director: Wayne Garrison Mgmt No vote 1D. Election of Director: Sharilyn S. Gasaway Mgmt No vote 1E. Election of Director: Gary C. George Mgmt No vote 1F. Election of Director: Thad Hill Mgmt No vote 1G. Election of Director: J. Bryan Hunt, Jr. Mgmt No vote 1H. Election of Director: Gale V. King Mgmt No vote 1I. Election of Director: John N. Roberts III Mgmt No vote 1J. Election of Director: James L. Robo Mgmt No vote 1K. Election of Director: Kirk Thomspon Mgmt No vote 2. To approve an advisory resolution regarding Mgmt No vote the Company's compensation of its named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt No vote LLP as the Company's independent public accountants for calendar year 2021. -------------------------------------------------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES INC. Agenda Number: 935345694 -------------------------------------------------------------------------------------------------------------------------- Security: 502431109 Meeting Type: Annual Meeting Date: 23-Apr-2021 Ticker: LHX ISIN: US5024311095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Sallie B. Bailey 1B. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: William M. Brown 1C. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli 1D. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran 1E. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo 1F. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Roger B. Fradin 1G. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Lewis Hay III 1H. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Lewis Kramer 1I. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik 1J. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Rita S. Lane 1K. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Robert B. Millard 1L. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Lloyd W. Newton 2. Approval, in an Advisory Vote, of the Mgmt No vote Compensation of Named Executive Officers as Disclosed in the Proxy Statement. 3. Ratification of Appointment of Ernst & Mgmt No vote Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. -------------------------------------------------------------------------------------------------------------------------- LOEWS CORPORATION Agenda Number: 935359198 -------------------------------------------------------------------------------------------------------------------------- Security: 540424108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: L ISIN: US5404241086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ann E. Berman Mgmt No vote 1B. Election of Director: Joseph L. Bower Mgmt No vote 1C. Election of Director: Charles D. Davidson Mgmt No vote 1D. Election of Director: Charles M. Diker Mgmt No vote 1E. Election of Director: Paul J. Fribourg Mgmt No vote 1F. Election of Director: Walter L. Harris Mgmt No vote 1G. Election of Director: Philip A. Laskawy Mgmt No vote 1H. Election of Director: Susan P. Peters Mgmt No vote 1I. Election of Director: Andrew H. Tisch Mgmt No vote 1J. Election of Director: James S. Tisch Mgmt No vote 1K. Election of Director: Jonathan M. Tisch Mgmt No vote 1L. Election of Director: Anthony Welters Mgmt No vote 2. Approve, on an advisory basis, executive Mgmt No vote compensation. 3. Ratify Deloitte & Touche LLP as independent Mgmt No vote auditors. 4. Shareholder proposal requesting certain Shr No vote disclosures regarding political contributions, if presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Agenda Number: 935410491 -------------------------------------------------------------------------------------------------------------------------- Security: 57060D108 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: MKTX ISIN: US57060D1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard M. McVey Mgmt No vote 1B. Election of Director: Nancy Altobello Mgmt No vote 1C. Election of Director: Steven L. Begleiter Mgmt No vote 1D. Election of Director: Stephen P. Casper Mgmt No vote 1E. Election of Director: Jane Chwick Mgmt No vote 1F. Election of Director: Christopher R. Mgmt No vote Concannon 1G. Election of Director: William F. Cruger Mgmt No vote 1H. Election of Director: Kourtney Gibson Mgmt No vote 1I. Election of Director: Justin G. Gmelich Mgmt No vote 1J. Election of Director: Richard G. Ketchum Mgmt No vote 1K. Election of Director: Emily H. Portney Mgmt No vote 1L. Election of Director: Richard L. Prager Mgmt No vote 2. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt No vote compensation of the Company's named executive officers as disclosed in the 2021 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935381044 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt No vote 1B. Election of Director: Mary Ellen Coe Mgmt No vote 1C. Election of Director: Pamela J. Craig Mgmt No vote 1D. Election of Director: Kenneth C. Frazier Mgmt No vote 1E. Election of Director: Thomas H. Glocer Mgmt No vote 1F. Election of Director: Risa J. Mgmt No vote Lavizzo-Mourey 1G. Election of Director: Stephen L. Mayo Mgmt No vote 1H. Election of Director: Paul B. Rothman Mgmt No vote 1I. Election of Director: Patricia F. Russo Mgmt No vote 1J. Election of Director: Christine E. Seidman Mgmt No vote 1K. Election of Director: Inge G. Thulin Mgmt No vote 1L. Election of Director: Kathy J. Warden Mgmt No vote 1M. Election of Director: Peter C. Wendell Mgmt No vote 2. Non-binding advisory vote to approve the Mgmt No vote compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt No vote Company's independent registered public accounting firm for 2021. 4. Shareholder proposal concerning a Shr No vote shareholder right to act by written consent. 5. Shareholder proposal regarding access to Shr No vote COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION Agenda Number: 935344438 -------------------------------------------------------------------------------------------------------------------------- Security: 615369105 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: MCO ISIN: US6153691059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jorge A. Bermudez Mgmt No vote 1B. Election of Director: Therese Esperdy Mgmt No vote 1C. Election of Director: Robert Fauber Mgmt No vote 1D. Election of Director: Vincent A. Forlenza Mgmt No vote 1E. Election of Director: Kathryn M. Hill Mgmt No vote 1F. Election of Director: Lloyd W. Howell, Jr. Mgmt No vote 1G. Election of Director: Raymond W. McDaniel, Mgmt No vote Jr. 1H. Election of Director: Leslie F. Seidman Mgmt No vote 1I. Election of Director: Bruce Van Saun Mgmt No vote 2. Ratification of the appointment of KPMG LLP Mgmt No vote as independent registered public accounting firm of the Company for 2021. 3. Advisory resolution approving executive Mgmt No vote compensation. 4. Advisory "Say-on-Climate Plan" resolution Mgmt No vote approving the Company's 2020 Decarbonization Plan. -------------------------------------------------------------------------------------------------------------------------- MSCI INC. Agenda Number: 935348006 -------------------------------------------------------------------------------------------------------------------------- Security: 55354G100 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: MSCI ISIN: US55354G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Henry A. Fernandez Mgmt No vote 1B. Election of Director: Robert G. Ashe Mgmt No vote 1C. Election of Director: Wayne Edmunds Mgmt No vote 1D. Election of Director: Catherine R. Kinney Mgmt No vote 1E. Election of Director: Jacques P. Perold Mgmt No vote 1F. Election of Director: Sandy C. Rattray Mgmt No vote 1G. Election of Director: Linda H. Riefler Mgmt No vote 1H. Election of Director: Marcus L. Smith Mgmt No vote 1I. Election of Director: Paula Volent Mgmt No vote 2. To approve, by non-binding vote, our Mgmt No vote executive compensation, as described in these proxy materials. 3. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as independent auditor. -------------------------------------------------------------------------------------------------------------------------- NORDSON CORPORATION Agenda Number: 935328232 -------------------------------------------------------------------------------------------------------------------------- Security: 655663102 Meeting Type: Annual Meeting Date: 02-Mar-2021 Ticker: NDSN ISIN: US6556631025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. DeFord Mgmt No vote Arthur L. George, Jr. Mgmt No vote Frank M. Jaehnert Mgmt No vote Ginger M. Jones Mgmt No vote Jennifer A. Parmentier Mgmt No vote 2. To ratify the appointment of Ernst & Young Mgmt No vote LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2021. 3. Advisory vote to approve the compensation Mgmt No vote of our named executive officers. 4. To approve the Nordson Corporation 2021 Mgmt No vote Stock Incentive and Award Plan. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935329816 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Special Meeting Date: 11-Mar-2021 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the S&P Global Share Issuance. Mgmt No vote To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935381462 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marco Alvera Mgmt No vote 1b. Election of Director: William J. Amelio Mgmt No vote 1c. Election of Director: William D. Green Mgmt No vote 1d. Election of Director: Stephanie C. Hill Mgmt No vote 1e. Election of Director: Rebecca Jacoby Mgmt No vote 1f. Election of Director: Monique F. Leroux Mgmt No vote 1g. Election of Director: Ian P. Livingston Mgmt No vote 1h. Election of Director: Maria R. Morris Mgmt No vote 1i. Election of Director: Douglas L. Peterson Mgmt No vote 1j. Election of Director: Edward B. Rust, Jr. Mgmt No vote 1k. Election of Director: Kurt L. Schmoke Mgmt No vote 1l. Election of Director: Richard E. Thornburgh Mgmt No vote 2. Approve, on an advisory basis, the Mgmt No vote executive compensation program for the Company's named executive officers. 3. Ratify the selection of Ernst & Young LLP Mgmt No vote as our independent auditor for 2021. 4. Approve, on an advisory basis, the Mgmt No vote Company's Greenhouse Gas (GHG) Emissions Reduction Plan. 5. Shareholder proposal to transition to a Shr No vote Public Benefit Corporation. -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 935357586 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark S. Bartlett Mgmt No vote 1B. Election of Director: Mary K. Bush Mgmt No vote 1C. Election of Director: Dina Dublon Mgmt No vote 1D. Election of Director: Dr. Freeman A. Mgmt No vote Hrabowski, III 1E. Election of Director: Robert F. MacLellan Mgmt No vote 1F. Election of Director: Olympia J. Snowe Mgmt No vote 1G. Election of Director: Robert J. Stevens Mgmt No vote 1H. Election of Director: William J. Stromberg Mgmt No vote 1I. Election of Director: Richard R. Verma Mgmt No vote 1J. Election of Director: Sandra S. Wijnberg Mgmt No vote 1K. Election of Director: Alan D. Wilson Mgmt No vote 2. To approve, by a non-binding advisory vote, Mgmt No vote the compensation paid by the Company to its Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt No vote as our independent registered public accounting firm for 2021. 4. Stockholder proposal for a report on voting Shr No vote by our funds and portfolios on matters related to climate change. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Blinn Mgmt No vote 1B. Election of Director: Todd M. Bluedorn Mgmt No vote 1C. Election of Director: Janet F. Clark Mgmt No vote 1D. Election of Director: Carrie S. Cox Mgmt No vote 1E. Election of Director: Martin S. Craighead Mgmt No vote 1F. Election of Director: Jean M. Hobby Mgmt No vote 1G. Election of Director: Michael D. Hsu Mgmt No vote 1H. Election of Director: Ronald Kirk Mgmt No vote 1I. Election of Director: Pamela H. Patsley Mgmt No vote 1J. Election of Director: Robert E. Sanchez Mgmt No vote 1K. Election of Director: Richard K. Templeton Mgmt No vote 2. Board proposal regarding advisory approval Mgmt No vote of the Company's executive compensation. 3. Board proposal to ratify the appointment of Mgmt No vote Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. 4. Stockholder proposal to permit shareholder Shr No vote action by written consent. -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 935365874 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerard J. Arpey Mgmt No vote 1B. Election of Director: Ari Bousbib Mgmt No vote 1C. Election of Director: Jeffery H. Boyd Mgmt No vote 1D. Election of Director: Gregory D. Brenneman Mgmt No vote 1E. Election of Director: J. Frank Brown Mgmt No vote 1F. Election of Director: Albert P. Carey Mgmt No vote 1G. Election of Director: Helena B. Foulkes Mgmt No vote 1H. Election of Director: Linda R. Gooden Mgmt No vote 1I. Election of Director: Wayne M. Hewett Mgmt No vote 1J. Election of Director: Manuel Kadre Mgmt No vote 1K. Election of Director: Stephanie C. Linnartz Mgmt No vote 1L. Election of Director: Craig A. Menear Mgmt No vote 2. Ratification of the Appointment of KPMG Mgmt No vote LLP. 3. Advisory Vote to Approve Executive Mgmt No vote Compensation ("Say-on-Pay"). 4. Shareholder Proposal Regarding Amendment of Shr No vote Shareholder Written Consent Right. 5. Shareholder Proposal Regarding Political Shr No vote Contributions Congruency Analysis. 6. Shareholder Proposal Regarding Report on Shr No vote Prison Labor in the Supply Chain. -------------------------------------------------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Agenda Number: 935357396 -------------------------------------------------------------------------------------------------------------------------- Security: 500754106 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: KHC ISIN: US5007541064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gregory E. Abel Mgmt No vote 1B. Election of Director: Alexandre Behring Mgmt No vote 1C. Election of Director: John T. Cahill Mgmt No vote 1D. Election of Director: Joao M. Castro-Neves Mgmt No vote 1E. Election of Director: Lori Dickerson Fouche Mgmt No vote 1F. Election of Director: Timothy Kenesey Mgmt No vote 1G. Election of Director: Elio Leoni Sceti Mgmt No vote 1H. Election of Director: Susan Mulder Mgmt No vote 1I. Election of Director: Miguel Patricio Mgmt No vote 1J. Election of Director: John C. Pope Mgmt No vote 1K. Election of Director: Alexandre Van Damme Mgmt No vote 2. Advisory vote to approve executive Mgmt No vote compensation. 3. Ratification of the selection of Mgmt No vote PricewaterhouseCoopers LLP as our independent auditors for 2021. -------------------------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda Number: 935432889 -------------------------------------------------------------------------------------------------------------------------- Security: 501044101 Meeting Type: Annual Meeting Date: 24-Jun-2021 Ticker: KR ISIN: US5010441013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nora A. Aufreiter Mgmt No vote 1B. Election of Director: Kevin M. Brown Mgmt No vote 1C. Election of Director: Anne Gates Mgmt No vote 1D. Election of Director: Karen M. Hoguet Mgmt No vote 1E. Election of Director: W. Rodney McMullen Mgmt No vote 1F. Election of Director: Clyde R. Moore Mgmt No vote 1G. Election of Director: Ronald L. Sargent Mgmt No vote 1H. Election of Director: J. Amanda Sourry Knox Mgmt No vote 1I. Election of Director: Mark S. Sutton Mgmt No vote 1J. Election of Director: Ashok Vemuri Mgmt No vote 2. Approval, on an advisory basis, of Kroger's Mgmt No vote executive compensation. 3. Ratification of PricewaterhouseCoopers LLP, Mgmt No vote as auditors. 4. A shareholder proposal, if properly Shr No vote presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. -------------------------------------------------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Agenda Number: 935369050 -------------------------------------------------------------------------------------------------------------------------- Security: 743315103 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: PGR ISIN: US7433151039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Philip Bleser Mgmt No vote 1B. Election of Director: Stuart B. Burgdoerfer Mgmt No vote 1C. Election of Director: Pamela J. Craig Mgmt No vote 1D. Election of Director: Charles A. Davis Mgmt No vote 1E. Election of Director: Roger N. Farah Mgmt No vote 1F. Election of Director: Lawton W. Fitt Mgmt No vote 1G. Election of Director: Susan Patricia Mgmt No vote Griffith 1H. Election of Director: Devin C. Johnson Mgmt No vote 1I. Election of Director: Jeffrey D. Kelly Mgmt No vote 1J. Election of Director: Barbara R. Snyder Mgmt No vote 1K. Election of Director: Jan E. Tighe Mgmt No vote 1L. Election of Director: Kahina Van Dyke Mgmt No vote 2. Cast an advisory vote to approve our Mgmt No vote executive compensation program. 3. Ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan S. Armstrong Mgmt No vote 1B. Election of Director: Stephen W. Bergstrom Mgmt No vote 1C. Election of Director: Nancy K. Buese Mgmt No vote 1D. Election of Director: Stephen I. Chazen Mgmt No vote 1E. Election of Director: Charles I. Cogut Mgmt No vote 1F. Election of Director: Michael A. Creel Mgmt No vote 1G. Election of Director: Stacey H. Dore Mgmt No vote 1H. Election of Director: Vicki L. Fuller Mgmt No vote 1I. Election of Director: Peter A. Ragauss Mgmt No vote 1J. Election of Director: Rose M. Robeson Mgmt No vote 1K. Election of Director: Scott D. Sheffield Mgmt No vote 1L. Election of Director: Murray D. Smith Mgmt No vote 1M. Election of Director: William H. Spence Mgmt No vote 2. Approval, by nonbinding advisory vote, of Mgmt No vote the Company's executive compensation. 3. Ratification of Ernst & Young LLP as Mgmt No vote independent auditors for 2021. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt No vote 1B. Election of Director: Timothy P. Flynn Mgmt No vote 1C. Election of Director: Stephen J. Hemsley Mgmt No vote 1D. Election of Director: Michele J. Hooper Mgmt No vote 1E. Election of Director: F. William McNabb III Mgmt No vote 1F. Election of Director: Valerie C. Montgomery Mgmt No vote Rice, M.D. 1G. Election of Director: John H. Noseworthy, Mgmt No vote M.D. 1H. Election of Director: Gail R. Wilensky, Mgmt No vote Ph.D. 1I. Election of Director: Andrew Witty Mgmt No vote 2. Advisory approval of the Company's Mgmt No vote executive compensation. 3. Ratification of the appointment of Deloitte Mgmt No vote & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. 4. Approval of an amendment to the Mgmt No vote UnitedHealth Group 1993 Employee Stock Purchase Plan. 5. If properly presented at the 2021 Annual Shr No vote Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. -------------------------------------------------------------------------------------------------------------------------- WYNN RESORTS, LIMITED Agenda Number: 935362335 -------------------------------------------------------------------------------------------------------------------------- Security: 983134107 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: WYNN ISIN: US9831341071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Betsy S. Atkins Mgmt No vote Matthew O. Maddox Mgmt No vote Philip G. Satre Mgmt No vote Darnell O. Strom Mgmt No vote 2. To ratify the appointment of Ernst & Young Mgmt No vote LLP as our independent registered public accounting firm for 2021. 3. To approve, on a non-binding advisory Mgmt No vote basis, the compensation of our named executive officers as described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 935383252 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sanjay Khosla Mgmt No vote 1B. Election of Director: Antoinette R. Mgmt No vote Leatherberry 1C. Election of Director: Willie M. Reed Mgmt No vote 1D. Election of Director: Linda Rhodes Mgmt No vote 2. Advisory vote to approve our executive Mgmt No vote compensation (Say on Pay). 3. Ratification of appointment of KPMG LLP as Mgmt No vote our independent registered public accounting firm for 2021. 4. Shareholder proposal regarding simple Shr No vote majority vote. Siren DIVCON Leaders Dividend ETF -------------------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Agenda Number: 935427749 -------------------------------------------------------------------------------------------------------------------------- Security: 00507V109 Meeting Type: Annual Meeting Date: 21-Jun-2021 Ticker: ATVI ISIN: US00507V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reveta Bowers Mgmt No vote 1B. Election of Director: Robert Corti Mgmt No vote 1C. Election of Director: Hendrik Hartong III Mgmt No vote 1D. Election of Director: Brian Kelly Mgmt No vote 1E. Election of Director: Robert Kotick Mgmt No vote 1F. Election of Director: Barry Meyer Mgmt No vote 1G. Election of Director: Robert Morgado Mgmt No vote 1H. Election of Director: Peter Nolan Mgmt No vote 1I. Election of Director: Dawn Ostroff Mgmt No vote 1J. Election of Director: Casey Wasserman Mgmt No vote 2. To provide advisory approval of our Mgmt No vote executive compensation. 3. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED Agenda Number: 935355556 -------------------------------------------------------------------------------------------------------------------------- Security: 001055102 Meeting Type: Annual Meeting Date: 03-May-2021 Ticker: AFL ISIN: US0010551028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt No vote next Annual Meeting: Daniel P. Amos 1B. Election of Director to serve until the Mgmt No vote next Annual Meeting: W. Paul Bowers 1C. Election of Director to serve until the Mgmt No vote next Annual Meeting: Toshihiko Fukuzawa 1D. Election of Director to serve until the Mgmt No vote next Annual Meeting: Thomas J. Kenny 1E. Election of Director to serve until the Mgmt No vote next Annual Meeting: Georgette D. Kiser 1F. Election of Director to serve until the Mgmt No vote next Annual Meeting: Karole F. Lloyd 1G. Election of Director to serve until the Mgmt No vote next Annual Meeting: Nobuchika Mori 1H. Election of Director to serve until the Mgmt No vote next Annual Meeting: Joseph L. Moskowitz 1I. Election of Director to serve until the Mgmt No vote next Annual Meeting: Barbara K. Rimer, DrPH 1J. Election of Director to serve until the Mgmt No vote next Annual Meeting: Katherine T. Rohrer 1K. Election of Director to serve until the Mgmt No vote next Annual Meeting: Melvin T. Stith 2. to consider the following non-binding Mgmt No vote advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2021 Annual Meeting of Shareholders and Proxy Statement". 3. to consider and act upon the ratification Mgmt No vote of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- AMPHENOL CORPORATION Agenda Number: 935397782 -------------------------------------------------------------------------------------------------------------------------- Security: 032095101 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: APH ISIN: US0320951017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Stanley L. Clark Mgmt No vote 1.2 Election of Director: John D. Craig Mgmt No vote 1.3 Election of Director: David P. Falck Mgmt No vote 1.4 Election of Director: Edward G. Jepsen Mgmt No vote 1.5 Election of Director: Rita S. Lane Mgmt No vote 1.6 Election of Director: Robert A. Livingston Mgmt No vote 1.7 Election of Director: Martin H. Loeffler Mgmt No vote 1.8 Election of Director: R. Adam Norwitt Mgmt No vote 1.9 Election of Director: Anne Clarke Wolff Mgmt No vote 2. Ratify the Selection of Deloitte & Touche Mgmt No vote LLP as Independent Public Accountants. 3. Advisory Vote to Approve Compensation of Mgmt No vote Named Executive Officers. 4. Ratify and Approve the Amended and Restated Mgmt No vote 2017 Stock Purchase Option Plan for Key Employees of Amphenol and Subsidiaries. 5. Approve an Amendment to the Company's Mgmt No vote Certificate of Incorporation to Increase the Number of Authorized Shares. 6. Stockholder Proposal: Improve Our Catch-22 Shr No vote Proxy Access. -------------------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. Agenda Number: 935420656 -------------------------------------------------------------------------------------------------------------------------- Security: 086516101 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: BBY ISIN: US0865161014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Corie S. Barry Mgmt No vote 1B. Election of Director: Lisa M. Caputo Mgmt No vote 1C. Election of Director: J. Patrick Doyle Mgmt No vote 1D. Election of Director: David W. Kenny Mgmt No vote 1E. Election of Director: Mario J. Marte Mgmt No vote 1F. Election of Director: Karen A. McLoughlin Mgmt No vote 1G. Election of Director: Thomas L. Millner Mgmt No vote 1H. Election of Director: Claudia F. Munce Mgmt No vote 1I. Election of Director: Richelle P. Parham Mgmt No vote 1J. Election of Director: Steven E. Rendle Mgmt No vote 1K. Election of Director: Eugene A. Woods Mgmt No vote 2. To ratify the appointment of Deloitte & Mgmt No vote Touche LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. 3. To approve in a non-binding advisory vote Mgmt No vote our named executive officer compensation. 4. To vote on a shareholder proposal entitled Shr No vote "Right to Act by Written Consent". -------------------------------------------------------------------------------------------------------------------------- BROWN & BROWN, INC. Agenda Number: 935355772 -------------------------------------------------------------------------------------------------------------------------- Security: 115236101 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: BRO ISIN: US1152361010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. Hyatt Brown Mgmt No vote Hugh M. Brown Mgmt No vote J. Powell Brown Mgmt No vote L. L. Gellerstedt III Mgmt No vote James C. Hays Mgmt No vote Theodore J. Hoepner Mgmt No vote James S. Hunt Mgmt No vote Toni Jennings Mgmt No vote Timothy R.M. Main Mgmt No vote H. Palmer Proctor, Jr. Mgmt No vote Wendell S. Reilly Mgmt No vote Chilton D. Varner Mgmt No vote 2. To ratify the appointment of Deloitte & Mgmt No vote Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt No vote compensation of named executive officers. -------------------------------------------------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Agenda Number: 935348753 -------------------------------------------------------------------------------------------------------------------------- Security: 171340102 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: CHD ISIN: US1713401024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt No vote year: James R. Craigie 1B. Election of Director for a term of one Mgmt No vote year: Matthew T. Farrell 1C. Election of Director for a term of one Mgmt No vote year: Bradley C. Irwin 1D. Election of Director for a term of one Mgmt No vote year: Penry W. Price 1E. Election of Director for a term of one Mgmt No vote year: Susan G. Saideman 1F. Election of Director for a term of one Mgmt No vote year: Ravichandra K. Saligram 1G. Election of Director for a term of one Mgmt No vote year: Robert K. Shearer 1H. Election of Director for a term of one Mgmt No vote year: Janet S. Vergis 1I. Election of Director for a term of one Mgmt No vote year: Arthur B. Winkleblack 1J. Election of Director for a term of one Mgmt No vote year: Laurie J. Yoler 2. An advisory vote to approve compensation of Mgmt No vote our named executive officers. 3. Proposal to amend the Company's Amended and Mgmt No vote Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. 4. Proposal to amend the Company's Amended and Mgmt No vote Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. 5. Proposal to amend the Company's Amended and Mgmt No vote Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. 6. Ratification of the appointment of Deloitte Mgmt No vote & Touche LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- COGNEX CORPORATION Agenda Number: 935359720 -------------------------------------------------------------------------------------------------------------------------- Security: 192422103 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: CGNX ISIN: US1924221039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Election of Director for the term ending in Mgmt No vote 2024: Sachin Lawande 2. To ratify the selection of Grant Thornton Mgmt No vote LLP as Cognex's independent registered public accounting firm for fiscal year 2021. 3. To approve, on an advisory basis, the Mgmt No vote compensation of Cognex's named executive officers as described in the proxy statement including the Compensation Discussion and Analysis, compensation tables and narrative discussion ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 935374924 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Warren F. Bryant Mgmt No vote 1B. Election of Director: Michael M. Calbert Mgmt No vote 1C. Election of Director: Patricia D. Mgmt No vote Fili-Krushel 1D. Election of Director: Timothy I. McGuire Mgmt No vote 1E. Election of Director: William C. Rhodes, Mgmt No vote III 1F. Election of Director: Debra A. Sandler Mgmt No vote 1G. Election of Director: Ralph E. Santana Mgmt No vote 1H. Election of Director: Todd J. Vasos Mgmt No vote 2. To approve, on an advisory (non-binding) Mgmt No vote basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt No vote LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. 4. To approve the Dollar General Corporation Mgmt No vote 2021 Stock Incentive Plan. 5. To approve an amendment to the amended and Mgmt No vote restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. 6. To vote on a shareholder proposal regarding Shr No vote shareholders' ability to call special meetings of shareholders. -------------------------------------------------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Agenda Number: 935348400 -------------------------------------------------------------------------------------------------------------------------- Security: 25754A201 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: DPZ ISIN: US25754A2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David A. Brandon Mgmt No vote Richard E. Allison, Jr. Mgmt No vote C. Andrew Ballard Mgmt No vote Andrew B. Balson Mgmt No vote Corie S. Barry Mgmt No vote Diana F. Cantor Mgmt No vote Richard L. Federico Mgmt No vote James A. Goldman Mgmt No vote Patricia E. Lopez Mgmt No vote 2. Ratification of the selection of Mgmt No vote PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2021 fiscal year. 3. Advisory vote to approve the compensation Mgmt No vote of the named executive officers of the Company. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 935342270 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 24-Apr-2021 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott A. Satterlee Mgmt No vote 1B. Election of Director: Michael J. Ancius Mgmt No vote 1C. Election of Director: Stephen L. Eastman Mgmt No vote 1D. Election of Director: Daniel L. Florness Mgmt No vote 1E. Election of Director: Rita J. Heise Mgmt No vote 1F. Election of Director: Hsenghung Sam Hsu Mgmt No vote 1G. Election of Director: Daniel L. Johnson Mgmt No vote 1H. Election of Director: Nicholas J. Lundquist Mgmt No vote 1I. Election of Director: Reyne K. Wisecup Mgmt No vote 2. Ratification of the appointment of KPMG LLP Mgmt No vote as independent registered public accounting firm for the 2021 fiscal year. 3. Approval, by non-binding vote, of executive Mgmt No vote compensation. -------------------------------------------------------------------------------------------------------------------------- HEICO CORPORATION Agenda Number: 935332508 -------------------------------------------------------------------------------------------------------------------------- Security: 422806208 Meeting Type: Annual Meeting Date: 19-Mar-2021 Ticker: HEIA ISIN: US4228062083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas M. Culligan Mgmt No vote Adolfo Henriques Mgmt No vote Mark H. Hildebrandt Mgmt No vote Eric A. Mendelson Mgmt No vote Laurans A. Mendelson Mgmt No vote Victor H. Mendelson Mgmt No vote Julie Neitzel Mgmt No vote Dr. Alan Schriesheim Mgmt No vote Frank J. Schwitter Mgmt No vote 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 935369012 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick P. Gelsinger Mgmt No vote 1B. Election of Director: James J. Goetz Mgmt No vote 1C. Election of Director: Alyssa Henry Mgmt No vote 1D. Election of Director: Omar Ishrak Mgmt No vote 1E. Election of Director: Risa Lavizzo-Mourey Mgmt No vote 1F. Election of Director: Tsu-Jae King Liu Mgmt No vote 1G. Election of Director: Gregory D. Smith Mgmt No vote 1H. Election of Director: Dion J. Weisler Mgmt No vote 1I. Election of Director: Frank D. Yeary Mgmt No vote 2. Ratification of selection of Ernst & Young Mgmt No vote LLP as our independent registered public accounting firm for 2021. 3. Advisory vote to approve executive Mgmt No vote compensation of our listed officers. 4. Stockholder proposal on whether to allow Shr No vote stockholders to act by written consent, if properly presented at the meeting. 5. Stockholder proposal requesting a report on Shr No vote median pay gaps across race and gender, if properly presented at the meeting. 6. Stockholder proposal requesting a report on Shr No vote whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935353855 -------------------------------------------------------------------------------------------------------------------------- Security: 445658107 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: JBHT ISIN: US4456581077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Douglas G. Duncan Mgmt No vote 1B. Election of Director: Francesca M. Mgmt No vote Edwardson 1C. Election of Director: Wayne Garrison Mgmt No vote 1D. Election of Director: Sharilyn S. Gasaway Mgmt No vote 1E. Election of Director: Gary C. George Mgmt No vote 1F. Election of Director: Thad Hill Mgmt No vote 1G. Election of Director: J. Bryan Hunt, Jr. Mgmt No vote 1H. Election of Director: Gale V. King Mgmt No vote 1I. Election of Director: John N. Roberts III Mgmt No vote 1J. Election of Director: James L. Robo Mgmt No vote 1K. Election of Director: Kirk Thomspon Mgmt No vote 2. To approve an advisory resolution regarding Mgmt No vote the Company's compensation of its named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt No vote LLP as the Company's independent public accountants for calendar year 2021. -------------------------------------------------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES INC. Agenda Number: 935345694 -------------------------------------------------------------------------------------------------------------------------- Security: 502431109 Meeting Type: Annual Meeting Date: 23-Apr-2021 Ticker: LHX ISIN: US5024311095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Sallie B. Bailey 1B. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: William M. Brown 1C. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli 1D. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran 1E. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo 1F. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Roger B. Fradin 1G. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Lewis Hay III 1H. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Lewis Kramer 1I. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik 1J. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Rita S. Lane 1K. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Robert B. Millard 1L. Election of Director for a Term Expiring at Mgmt No vote the 2022 Annual Meeting of Shareholders: Lloyd W. Newton 2. Approval, in an Advisory Vote, of the Mgmt No vote Compensation of Named Executive Officers as Disclosed in the Proxy Statement. 3. Ratification of Appointment of Ernst & Mgmt No vote Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. -------------------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Agenda Number: 935410491 -------------------------------------------------------------------------------------------------------------------------- Security: 57060D108 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: MKTX ISIN: US57060D1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard M. McVey Mgmt No vote 1B. Election of Director: Nancy Altobello Mgmt No vote 1C. Election of Director: Steven L. Begleiter Mgmt No vote 1D. Election of Director: Stephen P. Casper Mgmt No vote 1E. Election of Director: Jane Chwick Mgmt No vote 1F. Election of Director: Christopher R. Mgmt No vote Concannon 1G. Election of Director: William F. Cruger Mgmt No vote 1H. Election of Director: Kourtney Gibson Mgmt No vote 1I. Election of Director: Justin G. Gmelich Mgmt No vote 1J. Election of Director: Richard G. Ketchum Mgmt No vote 1K. Election of Director: Emily H. Portney Mgmt No vote 1L. Election of Director: Richard L. Prager Mgmt No vote 2. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt No vote compensation of the Company's named executive officers as disclosed in the 2021 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935333586 -------------------------------------------------------------------------------------------------------------------------- Security: 579780206 Meeting Type: Annual Meeting Date: 31-Mar-2021 Ticker: MKC ISIN: US5797802064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt No vote ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2021) . -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935381044 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt No vote 1B. Election of Director: Mary Ellen Coe Mgmt No vote 1C. Election of Director: Pamela J. Craig Mgmt No vote 1D. Election of Director: Kenneth C. Frazier Mgmt No vote 1E. Election of Director: Thomas H. Glocer Mgmt No vote 1F. Election of Director: Risa J. Mgmt No vote Lavizzo-Mourey 1G. Election of Director: Stephen L. Mayo Mgmt No vote 1H. Election of Director: Paul B. Rothman Mgmt No vote 1I. Election of Director: Patricia F. Russo Mgmt No vote 1J. Election of Director: Christine E. Seidman Mgmt No vote 1K. Election of Director: Inge G. Thulin Mgmt No vote 1L. Election of Director: Kathy J. Warden Mgmt No vote 1M. Election of Director: Peter C. Wendell Mgmt No vote 2. Non-binding advisory vote to approve the Mgmt No vote compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt No vote Company's independent registered public accounting firm for 2021. 4. Shareholder proposal concerning a Shr No vote shareholder right to act by written consent. 5. Shareholder proposal regarding access to Shr No vote COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION Agenda Number: 935344438 -------------------------------------------------------------------------------------------------------------------------- Security: 615369105 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: MCO ISIN: US6153691059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jorge A. Bermudez Mgmt No vote 1B. Election of Director: Therese Esperdy Mgmt No vote 1C. Election of Director: Robert Fauber Mgmt No vote 1D. Election of Director: Vincent A. Forlenza Mgmt No vote 1E. Election of Director: Kathryn M. Hill Mgmt No vote 1F. Election of Director: Lloyd W. Howell, Jr. Mgmt No vote 1G. Election of Director: Raymond W. McDaniel, Mgmt No vote Jr. 1H. Election of Director: Leslie F. Seidman Mgmt No vote 1I. Election of Director: Bruce Van Saun Mgmt No vote 2. Ratification of the appointment of KPMG LLP Mgmt No vote as independent registered public accounting firm of the Company for 2021. 3. Advisory resolution approving executive Mgmt No vote compensation. 4. Advisory "Say-on-Climate Plan" resolution Mgmt No vote approving the Company's 2020 Decarbonization Plan. -------------------------------------------------------------------------------------------------------------------------- NORDSON CORPORATION Agenda Number: 935328232 -------------------------------------------------------------------------------------------------------------------------- Security: 655663102 Meeting Type: Annual Meeting Date: 02-Mar-2021 Ticker: NDSN ISIN: US6556631025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. DeFord Mgmt No vote Arthur L. George, Jr. Mgmt No vote Frank M. Jaehnert Mgmt No vote Ginger M. Jones Mgmt No vote Jennifer A. Parmentier Mgmt No vote 2. To ratify the appointment of Ernst & Young Mgmt No vote LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2021. 3. Advisory vote to approve the compensation Mgmt No vote of our named executive officers. 4. To approve the Nordson Corporation 2021 Mgmt No vote Stock Incentive and Award Plan. -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935402343 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert K. Burgess Mgmt No vote 1B. Election of Director: Tench Coxe Mgmt No vote 1C. Election of Director: John O. Dabiri Mgmt No vote 1D. Election of Director: Persis S. Drell Mgmt No vote 1E. Election of Director: Jen-Hsun Huang Mgmt No vote 1F. Election of Director: Dawn Hudson Mgmt No vote 1G. Election of Director: Harvey C. Jones Mgmt No vote 1H. Election of Director: Michael G. McCaffery Mgmt No vote 1I. Election of Director: Stephen C. Neal Mgmt No vote 1J. Election of Director: Mark L. Perry Mgmt No vote 1K. Election of Director: A. Brooke Seawell Mgmt No vote 1L. Election of Director: Aarti Shah Mgmt No vote 1M. Election of Director: Mark A. Stevens Mgmt No vote 2. Approval of our executive compensation. Mgmt No vote 3. Ratification of the selection of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. 4. Approval of an amendment to our charter to Mgmt No vote increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935329816 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Special Meeting Date: 11-Mar-2021 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the S&P Global Share Issuance. Mgmt No vote To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935381462 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marco Alvera Mgmt No vote 1b. Election of Director: William J. Amelio Mgmt No vote 1c. Election of Director: William D. Green Mgmt No vote 1d. Election of Director: Stephanie C. Hill Mgmt No vote 1e. Election of Director: Rebecca Jacoby Mgmt No vote 1f. Election of Director: Monique F. Leroux Mgmt No vote 1g. Election of Director: Ian P. Livingston Mgmt No vote 1h. Election of Director: Maria R. Morris Mgmt No vote 1i. Election of Director: Douglas L. Peterson Mgmt No vote 1j. Election of Director: Edward B. Rust, Jr. Mgmt No vote 1k. Election of Director: Kurt L. Schmoke Mgmt No vote 1l. Election of Director: Richard E. Thornburgh Mgmt No vote 2. Approve, on an advisory basis, the Mgmt No vote executive compensation program for the Company's named executive officers. 3. Ratify the selection of Ernst & Young LLP Mgmt No vote as our independent auditor for 2021. 4. Approve, on an advisory basis, the Mgmt No vote Company's Greenhouse Gas (GHG) Emissions Reduction Plan. 5. Shareholder proposal to transition to a Shr No vote Public Benefit Corporation. -------------------------------------------------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799 -------------------------------------------------------------------------------------------------------------------------- Security: 83088M102 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: SWKS ISIN: US83088M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alan S. Batey Mgmt No vote 1b. Election of Director: Kevin L. Beebe Mgmt No vote 1c. Election of Director: Timothy R. Furey Mgmt No vote 1d. Election of Director: Liam K. Griffin Mgmt No vote 1e. Election of Director: Christine King Mgmt No vote 1f. Election of Director: David P. McGlade Mgmt No vote 1g. Election of Director: Robert A. Schriesheim Mgmt No vote 1h. Election of Director: Kimberly S. Stevenson Mgmt No vote 2. To ratify the selection by the Company's Mgmt No vote Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2021. 3. To approve, on an advisory basis, the Mgmt No vote compensation of the Company's named executive officers, as described in the Company's Proxy Statement. 4. To approve the Company's Amended and Mgmt No vote Restated 2015 Long-Term Incentive Plan. 5. To approve a stockholder proposal regarding Shr No vote supermajority voting provisions. -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 935357586 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark S. Bartlett Mgmt No vote 1B. Election of Director: Mary K. Bush Mgmt No vote 1C. Election of Director: Dina Dublon Mgmt No vote 1D. Election of Director: Dr. Freeman A. Mgmt No vote Hrabowski, III 1E. Election of Director: Robert F. MacLellan Mgmt No vote 1F. Election of Director: Olympia J. Snowe Mgmt No vote 1G. Election of Director: Robert J. Stevens Mgmt No vote 1H. Election of Director: William J. Stromberg Mgmt No vote 1I. Election of Director: Richard R. Verma Mgmt No vote 1J. Election of Director: Sandra S. Wijnberg Mgmt No vote 1K. Election of Director: Alan D. Wilson Mgmt No vote 2. To approve, by a non-binding advisory vote, Mgmt No vote the compensation paid by the Company to its Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt No vote as our independent registered public accounting firm for 2021. 4. Stockholder proposal for a report on voting Shr No vote by our funds and portfolios on matters related to climate change. -------------------------------------------------------------------------------------------------------------------------- TERADYNE, INC. Agenda Number: 935359516 -------------------------------------------------------------------------------------------------------------------------- Security: 880770102 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: TER ISIN: US8807701029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a one Mgmt No vote year term: Michael A. Bradley 1B. Election of Director to serve for a one Mgmt No vote year term: Edwin J. Gillis 1C. Election of Director to serve for a one Mgmt No vote year term: Timothy E. Guertin 1D. Election of Director to serve for a one Mgmt No vote year term: Peter Herweck 1E. Election of Director to serve for a one Mgmt No vote year term: Mark E. Jagiela 1F. Election of Director to serve for a one Mgmt No vote year term: Mercedes Johnson 1G. Election of Director to serve for a one Mgmt No vote year term: Marilyn Matz 1H. Election of Director to serve for a one Mgmt No vote year term: Paul J. Tufano 2. To approve, in a non-binding, advisory Mgmt No vote vote, the compensation of the Company's named executive officers. 3. To approve an amendment to the Company's Mgmt No vote Articles of Organization to lower the voting requirement for shareholder approval of mergers, share exchanges and substantial sales of Company assets from a super-majority to a simple majority. 4. To approve an amendment to the Company's Mgmt No vote Articles of Organization to permit shareholders to act by a simple majority written consent, rather than by unanimous written consent. 5. To approve an amendment to the 1996 Mgmt No vote Employee Stock Purchase Plan to increase the aggregate number of shares of common stock that may be issued pursuant to the plan by 3,000,000 shares. 6. To approve the 2006 Equity and Cash Mgmt No vote Compensation Incentive Plan, as amended, to include, among other changes, a new total annual compensation cap for non-employee directors. 7. To ratify the selection of the firm of Mgmt No vote PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Blinn Mgmt No vote 1B. Election of Director: Todd M. Bluedorn Mgmt No vote 1C. Election of Director: Janet F. Clark Mgmt No vote 1D. Election of Director: Carrie S. Cox Mgmt No vote 1E. Election of Director: Martin S. Craighead Mgmt No vote 1F. Election of Director: Jean M. Hobby Mgmt No vote 1G. Election of Director: Michael D. Hsu Mgmt No vote 1H. Election of Director: Ronald Kirk Mgmt No vote 1I. Election of Director: Pamela H. Patsley Mgmt No vote 1J. Election of Director: Robert E. Sanchez Mgmt No vote 1K. Election of Director: Richard K. Templeton Mgmt No vote 2. Board proposal regarding advisory approval Mgmt No vote of the Company's executive compensation. 3. Board proposal to ratify the appointment of Mgmt No vote Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. 4. Stockholder proposal to permit shareholder Shr No vote action by written consent. -------------------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Agenda Number: 935387402 -------------------------------------------------------------------------------------------------------------------------- Security: 020002101 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: ALL ISIN: US0200021014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donald E. Brown Mgmt No vote 1B. Election of Director: Kermit R. Crawford Mgmt No vote 1C. Election of Director: Michael L. Eskew Mgmt No vote 1D. Election of Director: Richard T. Hume Mgmt No vote 1E. Election of Director: Margaret M. Keane Mgmt No vote 1F. Election of Director: Siddharth N. Mehta Mgmt No vote 1G. Election of Director: Jacques P. Perold Mgmt No vote 1H. Election of Director: Andrea Redmond Mgmt No vote 1I. Election of Director: Gregg M. Sherrill Mgmt No vote 1J. Election of Director: Judith A. Sprieser Mgmt No vote 1K. Election of Director: Perry M. Traquina Mgmt No vote 1L. Election of Director: Thomas J. Wilson Mgmt No vote 2. Advisory vote to approve the compensation Mgmt No vote of the named executives. 3. Ratification of the appointment of Deloitte Mgmt No vote & Touche LLP as Allstate's independent registered public accountant for 2021. 4. Shareholder proposal to amend proxy access. Shr No vote -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 935365874 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerard J. Arpey Mgmt No vote 1B. Election of Director: Ari Bousbib Mgmt No vote 1C. Election of Director: Jeffery H. Boyd Mgmt No vote 1D. Election of Director: Gregory D. Brenneman Mgmt No vote 1E. Election of Director: J. Frank Brown Mgmt No vote 1F. Election of Director: Albert P. Carey Mgmt No vote 1G. Election of Director: Helena B. Foulkes Mgmt No vote 1H. Election of Director: Linda R. Gooden Mgmt No vote 1I. Election of Director: Wayne M. Hewett Mgmt No vote 1J. Election of Director: Manuel Kadre Mgmt No vote 1K. Election of Director: Stephanie C. Linnartz Mgmt No vote 1L. Election of Director: Craig A. Menear Mgmt No vote 2. Ratification of the Appointment of KPMG Mgmt No vote LLP. 3. Advisory Vote to Approve Executive Mgmt No vote Compensation ("Say-on-Pay"). 4. Shareholder Proposal Regarding Amendment of Shr No vote Shareholder Written Consent Right. 5. Shareholder Proposal Regarding Political Shr No vote Contributions Congruency Analysis. 6. Shareholder Proposal Regarding Report on Shr No vote Prison Labor in the Supply Chain. -------------------------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda Number: 935432889 -------------------------------------------------------------------------------------------------------------------------- Security: 501044101 Meeting Type: Annual Meeting Date: 24-Jun-2021 Ticker: KR ISIN: US5010441013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nora A. Aufreiter Mgmt No vote 1B. Election of Director: Kevin M. Brown Mgmt No vote 1C. Election of Director: Anne Gates Mgmt No vote 1D. Election of Director: Karen M. Hoguet Mgmt No vote 1E. Election of Director: W. Rodney McMullen Mgmt No vote 1F. Election of Director: Clyde R. Moore Mgmt No vote 1G. Election of Director: Ronald L. Sargent Mgmt No vote 1H. Election of Director: J. Amanda Sourry Knox Mgmt No vote 1I. Election of Director: Mark S. Sutton Mgmt No vote 1J. Election of Director: Ashok Vemuri Mgmt No vote 2. Approval, on an advisory basis, of Kroger's Mgmt No vote executive compensation. 3. Ratification of PricewaterhouseCoopers LLP, Mgmt No vote as auditors. 4. A shareholder proposal, if properly Shr No vote presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. -------------------------------------------------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935342585 -------------------------------------------------------------------------------------------------------------------------- Security: 824348106 Meeting Type: Annual Meeting Date: 21-Apr-2021 Ticker: SHW ISIN: US8243481061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kerrii B. Anderson Mgmt No vote 1B. Election of Director: Arthur F. Anton Mgmt No vote 1C. Election of Director: Jeff M. Fettig Mgmt No vote 1D. Election of Director: Richard J. Kramer Mgmt No vote 1E. Election of Director: John G. Morikis Mgmt No vote 1F. Election of Director: Christine A. Poon Mgmt No vote 1G. Election of Director: Aaron M. Powell Mgmt No vote 1H. Election of Director: Michael H. Thaman Mgmt No vote 1I. Election of Director: Matthew Thornton III Mgmt No vote 1J. Election of Director: Steven H. Wunning Mgmt No vote 2. Advisory approval of the compensation of Mgmt No vote the named executives. 3. Ratification of the appointment of Ernst & Mgmt No vote Young LLP as our independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Agenda Number: 935363731 -------------------------------------------------------------------------------------------------------------------------- Security: 892356106 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: TSCO ISIN: US8923561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia T. Jamison Mgmt No vote Joy Brown Mgmt No vote Ricardo Cardenas Mgmt No vote Denise L. Jackson Mgmt No vote Thomas A. Kingsbury Mgmt No vote Ramkumar Krishnan Mgmt No vote Edna K. Morris Mgmt No vote Mark J. Weikel Mgmt No vote Harry A. Lawton III Mgmt No vote 2. To ratify the re-appointment of Ernst & Mgmt No vote Young LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2021. 3. Say on Pay - An advisory vote to approve Mgmt No vote executive compensation. 4. Stockholder Proposal titled "Transition to Shr No vote Public Benefit Corporation". -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt No vote 1B. Election of Director: Timothy P. Flynn Mgmt No vote 1C. Election of Director: Stephen J. Hemsley Mgmt No vote 1D. Election of Director: Michele J. Hooper Mgmt No vote 1E. Election of Director: F. William McNabb III Mgmt No vote 1F. Election of Director: Valerie C. Montgomery Mgmt No vote Rice, M.D. 1G. Election of Director: John H. Noseworthy, Mgmt No vote M.D. 1H. Election of Director: Gail R. Wilensky, Mgmt No vote Ph.D. 1I. Election of Director: Andrew Witty Mgmt No vote 2. Advisory approval of the Company's Mgmt No vote executive compensation. 3. Ratification of the appointment of Deloitte Mgmt No vote & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. 4. Approval of an amendment to the Mgmt No vote UnitedHealth Group 1993 Employee Stock Purchase Plan. 5. If properly presented at the 2021 Annual Shr No vote Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. -------------------------------------------------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 935356003 -------------------------------------------------------------------------------------------------------------------------- Security: 955306105 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: WST ISIN: US9553061055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Buthman Mgmt No vote 1B. Election of Director: William F. Feehery Mgmt No vote 1C. Election of Director: Robert Friel Mgmt No vote 1D. Election of Director: Eric M. Green Mgmt No vote 1E. Election of Director: Thomas W. Hofmann Mgmt No vote 1F. Election of Director: Deborah L. V. Keller Mgmt No vote 1G. Election of Director: Myla P. Lai-Goldman Mgmt No vote 1H. Election of Director: Douglas A. Michels Mgmt No vote 1I. Election of Director: Paolo Pucci Mgmt No vote 1J. Election of Director: Patrick J. Zenner Mgmt No vote 2. Advisory vote to approve named executive Mgmt No vote officer compensation. 3. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 935383252 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sanjay Khosla Mgmt No vote 1B. Election of Director: Antoinette R. Mgmt No vote Leatherberry 1C. Election of Director: Willie M. Reed Mgmt No vote 1D. Election of Director: Linda Rhodes Mgmt No vote 2. Advisory vote to approve our executive Mgmt No vote compensation (Say on Pay). 3. Ratification of appointment of KPMG LLP as Mgmt No vote our independent registered public accounting firm for 2021. 4. Shareholder proposal regarding simple Shr No vote majority vote. Siren Large Cap Blend Index ETF -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 935343412 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt For For year: Amy Banse 1B. Election of Director for a term of one Mgmt For For year: Melanie Boulden 1C. Election of Director for a term of one Mgmt For For year: Frank Calderoni 1D. Election of Director for a term of one Mgmt For For year: James Daley 1E. Election of Director for a term of one Mgmt For For year: Laura Desmond 1F. Election of Director for a term of one Mgmt For For year: Shantanu Narayen 1G. Election of Director for a term of one Mgmt For For year: Kathleen Oberg 1H. Election of Director for a term of one Mgmt For For year: Dheeraj Pandey 1I. Election of Director for a term of one Mgmt For For year: David Ricks 1J. Election of Director for a term of one Mgmt For For year: Daniel Rosensweig 1K. Election of Director for a term of one Mgmt For For year: John Warnock 2. Approve the Adobe Inc. 2019 Equity Mgmt For For Incentive Plan, as amended, to increase the available share reserve by 6 million shares. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on December 3, 2021. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Special Meeting Date: 07-Apr-2021 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of shares of common Mgmt For For stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. ("Xilinx") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the "AMD share issuance proposal"). 2. Approve the adjournment of the Special Mgmt For For Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John E. Caldwell Mgmt For For 1B. Election of Director: Nora M. Denzel Mgmt For For 1C. Election of Director: Mark Durcan Mgmt For For 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Joseph A. Householder Mgmt For For 1F. Election of Director: John W. Marren Mgmt For For 1G. Election of Director: Lisa T. Su Mgmt For For 1H. Election of Director: Abhi Y. Talwalkar Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935406264 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Larry Page Mgmt For For 1B. Election of Director: Sergey Brin Mgmt For For 1C. Election of Director: Sundar Pichai Mgmt For For 1D. Election of Director: John L. Hennessy Mgmt For For 1E. Election of Director: Frances H. Arnold Mgmt For For 1F. Election of Director: L. John Doerr Mgmt For For 1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1H. Election of Director: Ann Mather Mgmt For For 1I. Election of Director: Alan R. Mulally Mgmt For For 1J. Election of Director: K. Ram Shriram Mgmt For For 1K. Election of Director: Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For 4. A stockholder proposal regarding equal Shr Abstain Against shareholder voting, if properly presented at the meeting. 5. A stockholder proposal regarding the Shr Abstain Against nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. 6. A stockholder proposal regarding a report Shr Abstain Against on sustainability metrics, if properly presented at the meeting. 7. A stockholder proposal regarding a report Shr Abstain Against on takedown requests, if properly presented at the meeting. 8. A stockholder proposal regarding a report Shr Abstain Against on whistleblower policies and practices, if properly presented at the meeting. 9. A stockholder proposal regarding a report Shr Abstain Against on charitable contributions, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr Abstain Against on risks related to anticompetitive practices, if properly presented at the meeting. 11. A stockholder proposal regarding a Shr Abstain Against transition to a public benefit corporation, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935397592 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey P. Bezos Mgmt For For 1B. Election of Director: Keith B. Alexander Mgmt For For 1C. Election of Director: Jamie S. Gorelick Mgmt For For 1D. Election of Director: Daniel P. Mgmt For For Huttenlocher 1E. Election of Director: Judith A. McGrath Mgmt For For 1F. Election of Director: Indra K. Nooyi Mgmt For For 1G. Election of Director: Jonathan J. Mgmt For For Rubinstein 1H. Election of Director: Thomas O. Ryder Mgmt For For 1I. Election of Director: Patricia Q. Mgmt For For Stonesifer 1J. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Abstain Against CUSTOMER DUE DILIGENCE. 5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against INDEPENDENT BOARD CHAIR POLICY. 6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Abstain Against REPORTING ON GENDER/RACIAL PAY. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Abstain Against PROMOTION DATA. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Abstain Against PACKAGING MATERIALS. 9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Abstain Against AND EQUITY AUDIT REPORT. 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Abstain Against ALTERNATIVE DIRECTOR CANDIDATE POLICY. 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Abstain Against COMPETITION STRATEGY AND RISK. 12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Abstain Against ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Abstain Against REPORTING ON LOBBYING. 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Abstain Against CUSTOMER USE OF CERTAIN TECHNOLOGIES. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 935375382 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Dr. Wanda M. Austin 1B. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Mr. Robert A. Bradway 1C. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Dr. Brian J. Druker 1D. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Mr. Robert A. Eckert 1E. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Mr. Greg C. Garland 1F. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. 1G. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Dr. Tyler Jacks 1H. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Ms. Ellen J. Kullman 1I. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Ms. Amy E. Miles 1J. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Dr. Ronald D. Sugar 1K. Election of Director for a term of office Mgmt For For expiring at the 2022 annual meeting: Dr. R. Sanders Williams 2. Advisory vote to approve our executive Mgmt For For compensation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ASML HOLDINGS N.V. Agenda Number: 935388529 -------------------------------------------------------------------------------------------------------------------------- Security: N07059210 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: ASML ISIN: USN070592100 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3a Advisory vote on the remuneration report Mgmt For For for the Board of Management and the Supervisory Board for the financial year 2020. 3b Proposal to adopt the financial statements Mgmt For For of the Company for the financial year 2020, as prepared in accordance with Dutch law. 3d Proposal to adopt a dividend in respect of Mgmt For For the financial year 2020. 4a Proposal to discharge the members of the Mgmt For For Board of Management from liability for their responsibilities in the financial year 2020. 4b Proposal to discharge the members of the Mgmt For For Supervisory Board from liability for their responsibilities in the financial year 2020. 5 Proposal to approve the number of shares Mgmt For For for the Board of Management. 6 Proposal to adopt certain adjustments to Mgmt For For the Remuneration Policy for the Board of Management. 7 Proposal to adopt certain adjustments to Mgmt For For the Remuneration Policy for the Supervisory Board. 9a Proposal to appoint Ms. B. Conix as a Mgmt For For member of the Supervisory Board. 10 Proposal to appoint KPMG Accountants N.V. Mgmt For For as external auditor for the reporting year 2022. 11a Authorization to issue ordinary shares or Mgmt For For grant rights to subscribe for ordinary shares up to 5% for general purposes. 11b Authorization of the Board of Management to Mgmt For For restrict or exclude pre-emption rights in connection with agenda item 11 a). 11c Authorization to issue ordinary shares or Mgmt For For grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. 11d Authorization of the Board of Management to Mgmt For For restrict or exclude pre-emption rights in connection with agenda item 11 c). 12a Authorization to repurchase ordinary shares Mgmt For For up to 10% of the issued share capital. 12b Authorization to repurchase additional Mgmt For For ordinary shares up to 10% of the issued share capital. 13 Proposal to cancel ordinary shares. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 935347179 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William E. Kennard Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1C. Election of Director: Scott T. Ford Mgmt For For 1D. Election of Director: Glenn H. Hutchins Mgmt For For 1E. Election of Director: Debra L. Lee Mgmt For For 1F. Election of Director: Stephen J. Luczo Mgmt For For 1G. Election of Director: Michael B. Mgmt For For McCallister 1H. Election of Director: Beth E. Mooney Mgmt For For 1I. Election of Director: Matthew K. Rose Mgmt For For 1J. Election of Director: John T. Stankey Mgmt For For 1K. Election of Director: Cynthia B. Taylor Mgmt For For 1L. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent Mgmt For For auditors. 3. Advisory approval of executive Mgmt Abstain Against compensation. 4. Stockholder Right to Act by Written Shr Abstain Against Consent. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935345670 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1D. Election of Director: Pierre J.P. de Weck Mgmt For For 1E. Election of Director: Arnold W. Donald Mgmt For For 1F. Election of Director: Linda P. Hudson Mgmt For For 1G. Election of Director: Monica C. Lozano Mgmt For For 1H. Election of Director: Thomas J. May Mgmt For For 1I. Election of Director: Brian T. Moynihan Mgmt For For 1J. Election of Director: Lionel L. Nowell III Mgmt For For 1K. Election of Director: Denise L. Ramos Mgmt For For 1L. Election of Director: Clayton S. Rose Mgmt For For 1M. Election of Director: Michael D. White Mgmt For For 1N. Election of Director: Thomas D. Woods Mgmt For For 1O. Election of Director: R. David Yost Mgmt For For 1P. Election of Director: Maria T. Zuber Mgmt For For 2. Approving our executive compensation (an Mgmt For For advisory, nonbinding "Say on Pay" resolution). 3. Ratifying the appointment of our Mgmt For For independent registered public accounting firm for 2021. 4. Amending and restating the Bank of America Mgmt Abstain Against Corporation Key Employee Equity Plan. 5. Shareholder proposal requesting amendments Shr Abstain Against to our proxy access by law. 6. Shareholder proposal requesting amendments Shr Abstain Against to allow shareholders to act by written consent. 7. Shareholder proposal requesting a change in Shr Abstain Against organizational form. 8. Shareholder proposal requesting a racial Shr For Against equity audit. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935351128 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 01-May-2021 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Kenneth I. Chenault Mgmt For For Susan L. Decker Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Shareholder proposal regarding the Shr Abstain Against reporting of climate-related risks and opportunities. 3. Shareholder proposal regarding diversity Shr Abstain Against and inclusion reporting. -------------------------------------------------------------------------------------------------------------------------- BROADCOM INC Agenda Number: 935335768 -------------------------------------------------------------------------------------------------------------------------- Security: 11135F101 Meeting Type: Annual Meeting Date: 05-Apr-2021 Ticker: AVGO ISIN: US11135F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ms. Diane M. Bryant Mgmt For For 1B. Election of Director: Ms. Gayla J. Delly Mgmt For For 1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For 1D. Election of Director: Mr. Eddy W. Mgmt For For Hartenstein 1E. Election of Director: Mr. Check Kian Low Mgmt For For 1F. Election of Director: Ms. Justine F. Page Mgmt For For 1G. Election of Director: Dr. Henry Samueli Mgmt For For 1H. Election of Director: Mr. Hock E. Tan Mgmt For For 1I. Election of Director: Mr. Harry L. You Mgmt For For 2. Ratification of the appointment of Mgmt For For Pricewaterhouse-Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 31, 2021. 3. Approval of an amendment and restatement of Mgmt For For Broadcom's 2012 Stock Incentive Plan. 4. Advisory vote to approve compensation of Mgmt For For Broadcom's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599 -------------------------------------------------------------------------------------------------------------------------- Security: 16119P108 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: CHTR ISIN: US16119P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Lance Conn Mgmt For For 1B. Election of Director: Kim C. Goodman Mgmt For For 1C. Election of Director: Craig A. Jacobson Mgmt For For 1D. Election of Director: Gregory B. Maffei Mgmt For For 1E. Election of Director: John D. Markley, Jr. Mgmt For For 1F. Election of Director: David C. Merritt Mgmt For For 1G. Election of Director: James E. Meyer Mgmt For For 1H. Election of Director: Steven A. Miron Mgmt For For 1I. Election of Director: Balan Nair Mgmt For For 1J. Election of Director: Michael A. Newhouse Mgmt For For 1K. Election of Director: Mauricio Ramos Mgmt For For 1L. Election of Director: Thomas M. Rutledge Mgmt For For 1M. Election of Director: Eric L. Zinterhofer Mgmt For For 2. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. 3. Stockholder proposal regarding lobbying Shr Against For activities. 4. Stockholder proposal regarding Chairman of Shr Against For the Board and CEO roles. 5. Stockholder proposal regarding diversity Shr For Against and inclusion efforts. 6. Stockholder proposal regarding disclosure Shr Against For of greenhouse gas emissions. 7. Stockholder proposal regarding EEO-1 Shr For Against reports. -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 935407139 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: CMCSA ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt For For Madeline S. Bell Mgmt For For Naomi M. Bergman Mgmt For For Edward D. Breen Mgmt For For Gerald L. Hassell Mgmt For For Jeffrey A. Honickman Mgmt For For Maritza G. Montiel Mgmt For For Asuka Nakahara Mgmt For For David C. Novak Mgmt For For Brian L. Roberts Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratification of the appointment of our Mgmt For For independent auditors. 4. Shareholder Proposal: To conduct Shr Abstain Against independent investigation and report on risks posed by failing to prevent sexual harassment. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935381020 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory J. Goff Mgmt For * Kaisa Hietala Mgmt For * Alexander A. Karsner Mgmt For * Anders Runevad Mgmt For * MGT NOM. M.J. Angelakis Mgmt For * MGT NOM. Susan K. Avery Mgmt For * MGT NOM. Angela F Braly Mgmt For * MGT NOM. Ursula M Burns Mgmt For * MGT NOM. K. C. Frazier Mgmt For * MGT NOM. J. L. Hooley Mgmt For * MGT NOM. J. W. Ubben Mgmt For * MGT NOM. D. W. Woods Mgmt For * 2. Company proposal to ratify the appointment Mgmt For * of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's financial statements for 2021. 3. Company proposal to approve, on an advisory Mgmt Abstain * basis, the compensation of the Company's Named Executive Officers. 4. Independent Chairman Mgmt Abstain * 5. Special Shareholder Meetings Mgmt Abstain * 6. Report on Scenario Analysis Mgmt Abstain * 7. Report on Environment Expenditures Mgmt Abstain * 8. Report on Political Contributions Mgmt Abstain * 9. Report on Lobbying Mgmt Abstain * 10. Report on Climate Lobbying Mgmt Abstain * -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935395891 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt For For Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt For For Tracey T. Travis Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve an amendment to the director Mgmt For For compensation policy. 4. A shareholder proposal regarding dual class Shr Abstain Against capital structure. 5. A shareholder proposal regarding an Shr Abstain Against independent chair. 6. A shareholder proposal regarding child Shr Abstain Against exploitation. 7. A shareholder proposal regarding Shr Abstain Against human/civil rights expert on board. 8. A shareholder proposal regarding platform Shr Abstain Against misuse. 9. A shareholder proposal regarding public Shr Abstain Against benefit corporation. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 935369012 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick P. Gelsinger Mgmt For For 1B. Election of Director: James J. Goetz Mgmt For For 1C. Election of Director: Alyssa Henry Mgmt For For 1D. Election of Director: Omar Ishrak Mgmt For For 1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For 1F. Election of Director: Tsu-Jae King Liu Mgmt For For 1G. Election of Director: Gregory D. Smith Mgmt For For 1H. Election of Director: Dion J. Weisler Mgmt For For 1I. Election of Director: Frank D. Yeary Mgmt For For 2. Ratification of selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for 2021. 3. Advisory vote to approve executive Mgmt For For compensation of our listed officers. 4. Stockholder proposal on whether to allow Shr Abstain Against stockholders to act by written consent, if properly presented at the meeting. 5. Stockholder proposal requesting a report on Shr Abstain Against median pay gaps across race and gender, if properly presented at the meeting. 6. Stockholder proposal requesting a report on Shr Abstain Against whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- JD.COM, INC. Agenda Number: 935446016 -------------------------------------------------------------------------------------------------------------------------- Security: 47215P106 Meeting Type: Annual Meeting Date: 23-Jun-2021 Ticker: JD ISIN: US47215P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As a special resolution: Resolution No. 1 Mgmt For set out in the Notice of the Annual General Meeting to approve the adoption of the Company's dual foreign name. 2. As a special resolution: Resolution No. 2 Mgmt For For set out in the Notice of the Annual General Meeting to approve the adoption of the Second Amended and Restated Memorandum of Association and Articles of Association. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935345214 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary C. Beckerle Mgmt For For 1B. Election of Director: D. Scott Davis Mgmt For For 1C. Election of Director: Ian E. L. Davis Mgmt For For 1D. Election of Director: Jennifer A. Doudna Mgmt For For 1E. Election of Director: Alex Gorsky Mgmt For For 1F. Election of Director: Marillyn A. Hewson Mgmt For For 1G. Election of Director: Hubert Joly Mgmt For For 1H. Election of Director: Mark B. McClellan Mgmt For For 1I. Election of Director: Anne M. Mulcahy Mgmt For For 1J. Election of Director: Charles Prince Mgmt For For 1K. Election of Director: A. Eugene Washington Mgmt For For 1L. Election of Director: Mark A. Weinberger Mgmt For For 1M. Election of Director: Nadja Y. West Mgmt For For 1N. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. 4. Report on Government Financial Support and Shr Abstain Against Access to COVID-19 Vaccines and Therapeutics. 5. Independent Board Chair. Shr Abstain Against 6. Civil Rights Audit. Shr Abstain Against 7. Executive Compensation Bonus Deferral. Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935372285 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt For For 1B. Election of Director: Stephen B. Burke Mgmt For For 1C. Election of Director: Todd A. Combs Mgmt For For 1D. Election of Director: James S. Crown Mgmt For For 1E. Election of Director: James Dimon Mgmt For For 1F. Election of Director: Timothy P. Flynn Mgmt For For 1G. Election of Director: Mellody Hobson Mgmt For For 1H. Election of Director: Michael A. Neal Mgmt For For 1I. Election of Director: Phebe N. Novakovic Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Approval of Amended and Restated Long-Term Mgmt For For Incentive Plan effective May 18, 2021. 4. Ratification of independent registered Mgmt For For public accounting firm. 5. Improve shareholder written consent. Shr Against For 6. Racial equity audit and report. Shr Against For 7. Independent board chairman. Shr Against For 8. Political and electioneering expenditure Shr Against For congruency report. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935420644 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 22-Jun-2021 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ajay Banga Mgmt For For 1B. Election of Director: Merit E. Janow Mgmt For For 1C. Election of Director: Richard K. Davis Mgmt For For 1D. Election of Director: Steven J. Freiberg Mgmt For For 1E. Election of Director: Julius Genachowski Mgmt For For 1F. Election of Director: Choon Phong Goh Mgmt For For 1G. Election of Director: Oki Matsumoto Mgmt For For 1H. Election of Director: Michael Miebach Mgmt For For 1I. Election of Director: Youngme Moon Mgmt For For 1J. Election of Director: Rima Qureshi Mgmt For For 1K. Election of Director: Jose Octavio Reyes Mgmt For For Lagunes 1L. Election of Director: Gabrielle Sulzberger Mgmt For For 1M. Election of Director: Jackson Tai Mgmt For For 1N. Election of Director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. 4. Approval of the amendment and restatement Mgmt For For of the Mastercard Incorporated 2006 Long Term Incentive Plan. 5. Approval of the amendment and restatement Mgmt For For of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. 6. Approval of amendments to Mastercard's Mgmt For For Certificate of Incorporation to remove supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935381044 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Mary Ellen Coe Mgmt For For 1C. Election of Director: Pamela J. Craig Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Thomas H. Glocer Mgmt For For 1F. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey 1G. Election of Director: Stephen L. Mayo Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2021. 4. Shareholder proposal concerning a Shr Against For shareholder right to act by written consent. 5. Shareholder proposal regarding access to Shr Against For COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 935406252 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: NFLX ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director to hold office Mgmt For For until the 2024 Annual Meeting: Richard N. Barton 1B. Election of Class I Director to hold office Mgmt For For until the 2024 Annual Meeting: Rodolphe Belmer 1C. Election of Class I Director to hold office Mgmt For For until the 2024 Annual Meeting: Bradford L. Smith 1D. Election of Class I Director to hold office Mgmt For For until the 2024 Annual Meeting: Anne M. Sweeney 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 3. Advisory approval of the Company's Mgmt For For executive officer compensation. 4. Stockholder proposal entitled, "Proposal 4 Shr Abstain Against - Political Disclosures," if properly presented at the meeting. 5. Stockholder proposal entitled, "Proposal 5 Shr Abstain Against - Simple Majority Vote," if properly presented at the meeting. 6. Stockholder proposal entitled, "Stockholder Shr Abstain Against Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935402343 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert K. Burgess Mgmt For For 1B. Election of Director: Tench Coxe Mgmt For For 1C. Election of Director: John O. Dabiri Mgmt For For 1D. Election of Director: Persis S. Drell Mgmt For For 1E. Election of Director: Jen-Hsun Huang Mgmt For For 1F. Election of Director: Dawn Hudson Mgmt For For 1G. Election of Director: Harvey C. Jones Mgmt For For 1H. Election of Director: Michael G. McCaffery Mgmt For For 1I. Election of Director: Stephen C. Neal Mgmt For For 1J. Election of Director: Mark L. Perry Mgmt For For 1K. Election of Director: A. Brooke Seawell Mgmt For For 1L. Election of Director: Aarti Shah Mgmt For For 1M. Election of Director: Mark A. Stevens Mgmt For For 2. Approval of our executive compensation. Mgmt For For 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. 4. Approval of an amendment to our charter to Mgmt For For increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 935392617 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: PYPL ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rodney C. Adkins Mgmt For For 1B. Election of Director: Jonathan Christodoro Mgmt For For 1C. Election of Director: John J. Donahoe Mgmt For For 1D. Election of Director: David W. Dorman Mgmt For For 1E. Election of Director: Belinda J. Johnson Mgmt For For 1F. Election of Director: Gail J. McGovern Mgmt For For 1G. Election of Director: Deborah M. Messemer Mgmt For For 1H. Election of Director: David M. Moffett Mgmt For For 1I. Election of Director: Ann M. Sarnoff Mgmt For For 1J. Election of Director: Daniel H. Schulman Mgmt For For 1K. Election of Director: Frank D. Yeary Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditor for 2021. 4. Stockholder proposal - Stockholder right to Shr Abstain Against act by written consent. 5. Stockholder Proposal - Assessing Inclusion Shr Abstain Against in the Workplace. -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 935355342 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Segun Agbaje Mgmt For For 1B. Election of Director: Shona L. Brown Mgmt For For 1C. Election of Director: Cesar Conde Mgmt For For 1D. Election of Director: Ian Cook Mgmt For For 1E. Election of Director: Dina Dublon Mgmt For For 1F. Election of Director: Michelle Gass Mgmt For For 1G. Election of Director: Ramon L. Laguarta Mgmt For For 1H. Election of Director: Dave Lewis Mgmt For For 1I. Election of Director: David C. Page Mgmt For For 1J. Election of Director: Robert C. Pohlad Mgmt For For 1K. Election of Director: Daniel Vasella Mgmt For For 1L. Election of Director: Darren Walker Mgmt For For 1M. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2021. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal - Special Shareholder Shr Abstain Against Meeting Vote Threshold. 5. Shareholder Proposal - Report on Sugar and Shr Abstain Against Public Health. 6. Shareholder Proposal - Report on External Shr Abstain Against Public Health Costs. -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 935327569 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sylvia Acevedo Mgmt For For 1B. Election of Director: Mark Fields Mgmt For For 1C. Election of Director: Jeffrey W. Henderson Mgmt For For 1D. Election of Director: Gregory N. Johnson Mgmt For For 1E. Election of Director: Ann M. Livermore Mgmt For For 1F. Election of Director: Harish Manwani Mgmt For For 1G. Election of Director: Mark D. McLaughlin Mgmt For For 1H. Election of Director: Jamie S. Miller Mgmt For For 1I. Election of Director: Steve Mollenkopf Mgmt For For 1J. Election of Director: Clark T. Randt, Jr. Mgmt Abstain Against 1K. Election of Director: Irene B. Rosenfeld Mgmt For For 1L. Election of Director: Kornelis "Neil" Smit Mgmt For For 1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against 1N. Election of Director: Anthony J. Mgmt For For Vinciquerra 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. 3. To approve, on an advisory basis, our Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935416811 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: CRM ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc Benioff Mgmt For For 1B. Election of Director: Craig Conway Mgmt For For 1C. Election of Director: Parker Harris Mgmt For For 1D. Election of Director: Alan Hassenfeld Mgmt For For 1E. Election of Director: Neelie Kroes Mgmt For For 1F. Election of Director: Colin Powell Mgmt For For 1G. Election of Director: Sanford Robertson Mgmt For For 1H. Election of Director: John V. Roos Mgmt For For 1I. Election of Director: Robin Washington Mgmt For For 1J. Election of Director: Maynard Webb Mgmt For For 1K. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Mgmt For For Equity Incentive Plan to increase the number of shares reserved for issuance. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. 4. An advisory vote to approve the fiscal 2021 Mgmt For For compensation of our named executive officers. 5. A stockholder proposal requesting that the Shr Abstain Against Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935326935 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 17-Mar-2021 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard E. Allison, Mgmt For For Jr. 1B. Election of Director: Rosalind G. Brewer Mgmt For For (Withdrawn) 1C. Election of Director: Andrew Campion Mgmt For For 1D. Election of Director: Mary N. Dillon Mgmt For For 1E. Election of Director: Isabel Ge Mahe Mgmt For For 1F. Election of Director: Mellody Hobson Mgmt For For 1G. Election of Director: Kevin R. Johnson Mgmt For For 1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1I. Election of Director: Satya Nadella Mgmt For For 1J. Election of Director: Joshua Cooper Ramo Mgmt For For 1K. Election of Director: Clara Shih Mgmt For For 1L. Election of Director: Javier G. Teruel Mgmt For For 2. Advisory resolution to approve our Mgmt For For executive officer compensation. 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2021. 4. Employee Board Representation. Shr For Against -------------------------------------------------------------------------------------------------------------------------- T-MOBILE US, INC. Agenda Number: 935400921 -------------------------------------------------------------------------------------------------------------------------- Security: 872590104 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: TMUS ISIN: US8725901040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marcelo Claure Mgmt For For Srikant M. Datar Mgmt For For Bavan M. Holloway Mgmt For For Timotheus Hottges Mgmt For For Christian P. Illek Mgmt For For Raphael Kubler Mgmt For For Thorsten Langheim Mgmt For For Dominique Leroy Mgmt For For G. Michael Sievert Mgmt For For Teresa A. Taylor Mgmt For For Omar Tazi Mgmt For For Kelvin R. Westbrook Mgmt For For Michael Wilkens Mgmt For For 2. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Blinn Mgmt For For 1B. Election of Director: Todd M. Bluedorn Mgmt For For 1C. Election of Director: Janet F. Clark Mgmt For For 1D. Election of Director: Carrie S. Cox Mgmt For For 1E. Election of Director: Martin S. Craighead Mgmt For For 1F. Election of Director: Jean M. Hobby Mgmt For For 1G. Election of Director: Michael D. Hsu Mgmt For For 1H. Election of Director: Ronald Kirk Mgmt For For 1I. Election of Director: Pamela H. Patsley Mgmt For For 1J. Election of Director: Robert E. Sanchez Mgmt For For 1K. Election of Director: Richard K. Templeton Mgmt For For 2. Board proposal regarding advisory approval Mgmt For For of the Company's executive compensation. 3. Board proposal to ratify the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. 4. Stockholder proposal to permit shareholder Shr Abstain Against action by written consent. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 935342547 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Herbert A. Allen Mgmt For For 1B. Election of Director: Marc Bolland Mgmt For For 1C. Election of Director: Ana Botin Mgmt For For 1D. Election of Director: Christopher C. Davis Mgmt For For 1E. Election of Director: Barry Diller Mgmt For For 1F. Election of Director: Helene D. Gayle Mgmt For For 1G. Election of Director: Alexis M. Herman Mgmt For For 1H. Election of Director: Robert A. Kotick Mgmt For For 1I. Election of Director: Maria Elena Mgmt For For Lagomasino 1J. Election of Director: James Quincey Mgmt For For 1K. Election of Director: Caroline J. Tsay Mgmt For For 1L. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive Mgmt Abstain Against compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Independent Auditors. 4. Shareowner proposal on sugar and public Shr Abstain Against health. -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 935365874 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerard J. Arpey Mgmt For For 1B. Election of Director: Ari Bousbib Mgmt For For 1C. Election of Director: Jeffery H. Boyd Mgmt For For 1D. Election of Director: Gregory D. Brenneman Mgmt For For 1E. Election of Director: J. Frank Brown Mgmt For For 1F. Election of Director: Albert P. Carey Mgmt For For 1G. Election of Director: Helena B. Foulkes Mgmt For For 1H. Election of Director: Linda R. Gooden Mgmt For For 1I. Election of Director: Wayne M. Hewett Mgmt For For 1J. Election of Director: Manuel Kadre Mgmt For For 1K. Election of Director: Stephanie C. Linnartz Mgmt For For 1L. Election of Director: Craig A. Menear Mgmt For For 2. Ratification of the Appointment of KPMG Mgmt For For LLP. 3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay"). 4. Shareholder Proposal Regarding Amendment of Shr Against For Shareholder Written Consent Right. 5. Shareholder Proposal Regarding Political Shr Against For Contributions Congruency Analysis. 6. Shareholder Proposal Regarding Report on Shr Against For Prison Labor in the Supply Chain. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935328206 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 09-Mar-2021 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt For For 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Robert A. Chapek Mgmt For For 1E. Election of Director: Francis A. deSouza Mgmt For For 1F. Election of Director: Michael B.G. Froman Mgmt For For 1G. Election of Director: Robert A. Iger Mgmt For For 1H. Election of Director: Maria Elena Mgmt For For Lagomasino 1I. Election of Director: Mark G. Parker Mgmt For For 1J. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. 3. To approve the advisory resolution on Mgmt For For executive compensation. 4. Shareholder proposal requesting an annual Shr Against For report disclosing information regarding the Company's lobbying policies and activities. 5. Shareholder proposal requesting Shr Against For non-management employees on director nominee candidate lists. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Stephen J. Hemsley Mgmt For For 1D. Election of Director: Michele J. Hooper Mgmt For For 1E. Election of Director: F. William McNabb III Mgmt For For 1F. Election of Director: Valerie C. Montgomery Mgmt For For Rice, M.D. 1G. Election of Director: John H. Noseworthy, Mgmt For For M.D. 1H. Election of Director: Gail R. Wilensky, Mgmt For For Ph.D. 1I. Election of Director: Andrew Witty Mgmt For For 2. Advisory approval of the Company's Mgmt For For executive compensation. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. 4. Approval of an amendment to the Mgmt For For UnitedHealth Group 1993 Employee Stock Purchase Plan. 5. If properly presented at the 2021 Annual Shr Abstain Against Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 935364846 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Roxanne S. Austin Mgmt For For 1c. Election of Director: Mark T. Bertolini Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Hans E. Vestberg Mgmt For For 1i. Election of Director: Gregory G. Weaver Mgmt For For 2 Advisory Vote to Approve Executive Mgmt For For Compensation 3 Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4 Shareholder Action by Written Consent Shr Abstain Against 5 Amend Clawback Policy Shr Abstain Against 6 Shareholder Ratification of Annual Equity Shr Abstain Against Awards -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935404866 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt For For 1I. Election of Director: Steven S Reinemund Mgmt For For 1J. Election of Director: Randall L. Stephenson Mgmt For For 1K. Election of Director: S. Robson Walton Mgmt For For 1L. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants. 4. Report on Refrigerants Released from Shr Against For Operations. 5. Report on Lobbying Disclosures. Shr Against For 6. Report on Alignment of Racial Justice Goals Shr Against For and Starting Wages. 7. Create a Pandemic Workforce Advisory Shr Against For Council. 8. Report on Statement of the Purpose of a Shr Against For Corporation. -------------------------------------------------------------------------------------------------------------------------- ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926 -------------------------------------------------------------------------------------------------------------------------- Security: 98980L101 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: ZM ISIN: US98980L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jonathan Chadwick Mgmt For For Kimberly L. Hammonds Mgmt For For Dan Scheinman Mgmt For For 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending January 31, 2022. 3. To approve, on an advisory non-binding Mgmt For For basis, the compensation of our named executive officers as disclosed in our proxy statement. 4. To approve, on an advisory non-binding Mgmt Abstain Against basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. Siren Nasdaq NexGen Economy ETF -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Special Meeting Date: 07-Apr-2021 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of shares of common Mgmt No vote stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. ("Xilinx") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the "AMD share issuance proposal"). 2. Approve the adjournment of the Special Mgmt No vote Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John E. Caldwell Mgmt No vote 1B. Election of Director: Nora M. Denzel Mgmt No vote 1C. Election of Director: Mark Durcan Mgmt No vote 1D. Election of Director: Michael P. Gregoire Mgmt No vote 1E. Election of Director: Joseph A. Householder Mgmt No vote 1F. Election of Director: John W. Marren Mgmt No vote 1G. Election of Director: Lisa T. Su Mgmt No vote 1H. Election of Director: Abhi Y. Talwalkar Mgmt No vote 2. Ratify the appointment of Ernst & Young LLP Mgmt No vote as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt No vote compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935406264 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Larry Page Mgmt No vote 1B. Election of Director: Sergey Brin Mgmt No vote 1C. Election of Director: Sundar Pichai Mgmt No vote 1D. Election of Director: John L. Hennessy Mgmt No vote 1E. Election of Director: Frances H. Arnold Mgmt No vote 1F. Election of Director: L. John Doerr Mgmt No vote 1G. Election of Director: Roger W. Ferguson Jr. Mgmt No vote 1H. Election of Director: Ann Mather Mgmt No vote 1I. Election of Director: Alan R. Mulally Mgmt No vote 1J. Election of Director: K. Ram Shriram Mgmt No vote 1K. Election of Director: Robin L. Washington Mgmt No vote 2. Ratification of the appointment of Ernst & Mgmt No vote Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approval of Alphabet's 2021 Stock Plan. Mgmt No vote 4. A stockholder proposal regarding equal Shr No vote shareholder voting, if properly presented at the meeting. 5. A stockholder proposal regarding the Shr No vote nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. 6. A stockholder proposal regarding a report Shr No vote on sustainability metrics, if properly presented at the meeting. 7. A stockholder proposal regarding a report Shr No vote on takedown requests, if properly presented at the meeting. 8. A stockholder proposal regarding a report Shr No vote on whistleblower policies and practices, if properly presented at the meeting. 9. A stockholder proposal regarding a report Shr No vote on charitable contributions, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr No vote on risks related to anticompetitive practices, if properly presented at the meeting. 11. A stockholder proposal regarding a Shr No vote transition to a public benefit corporation, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935397592 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey P. Bezos Mgmt No vote 1B. Election of Director: Keith B. Alexander Mgmt No vote 1C. Election of Director: Jamie S. Gorelick Mgmt No vote 1D. Election of Director: Daniel P. Mgmt No vote Huttenlocher 1E. Election of Director: Judith A. McGrath Mgmt No vote 1F. Election of Director: Indra K. Nooyi Mgmt No vote 1G. Election of Director: Jonathan J. Mgmt No vote Rubinstein 1H. Election of Director: Thomas O. Ryder Mgmt No vote 1I. Election of Director: Patricia Q. Mgmt No vote Stonesifer 1J. Election of Director: Wendell P. Weeks Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote CUSTOMER DUE DILIGENCE. 5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr No vote INDEPENDENT BOARD CHAIR POLICY. 6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr No vote REPORTING ON GENDER/RACIAL PAY. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote PROMOTION DATA. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote PACKAGING MATERIALS. 9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr No vote AND EQUITY AUDIT REPORT. 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr No vote ALTERNATIVE DIRECTOR CANDIDATE POLICY. 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote COMPETITION STRATEGY AND RISK. 12. SHAREHOLDER PROPOSAL REQUESTING AN Shr No vote ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr No vote REPORTING ON LOBBYING. 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote CUSTOMER USE OF CERTAIN TECHNOLOGIES. -------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Agenda Number: 935357358 -------------------------------------------------------------------------------------------------------------------------- Security: 025816109 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: AXP ISIN: US0258161092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt No vote year: Thomas J. Baltimore 1B. Election of Director for a term of one Mgmt No vote year: Charlene Barshefsky 1C. Election of Director for a term of one Mgmt No vote year: John J. Brennan 1D. Election of Director for a term of one Mgmt No vote year: Peter Chernin 1E. Election of Director for a term of one Mgmt No vote year: Ralph de la Vega 1F. Election of Director for a term of one Mgmt No vote year: Michael O. Leavitt 1G. Election of Director for a term of one Mgmt No vote year: Theodore J. Leonsis 1H. Election of Director for a term of one Mgmt No vote year: Karen L. Parkhill 1I. Election of Director for a term of one Mgmt No vote year: Charles E. Phillips 1J. Election of Director for a term of one Mgmt No vote year: Lynn A. Pike 1K. Election of Director for a term of one Mgmt No vote year: Stephen J. Squeri 1L. Election of Director for a term of one Mgmt No vote year: Daniel L. Vasella 1M. Election of Director for a term of one Mgmt No vote year: Lisa W. Wardell 1N. Election of Director for a term of one Mgmt No vote year: Ronald A. Williams 1O. Election of Director for a term of one Mgmt No vote year: Christopher D. Young 2. Ratification of appointment of Mgmt No vote PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. 3. Approval, on an advisory basis, of the Mgmt No vote Company's executive compensation. 4. Shareholder proposal relating to action by Shr No vote written consent. 5. Shareholder proposal relating to annual Shr No vote report on diversity. -------------------------------------------------------------------------------------------------------------------------- AON PLC Agenda Number: 935399041 -------------------------------------------------------------------------------------------------------------------------- Security: G0403H108 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: AON ISIN: IE00BLP1HW54 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lester B. Knight Mgmt No vote 1B. Election of Director: Gregory C. Case Mgmt No vote 1C. Election of Director: Jin-Yong Cai Mgmt No vote 1D. Election of Director: Jeffrey C. Campbell Mgmt No vote 1E. Election of Director: Fulvio Conti Mgmt No vote 1F. Election of Director: Cheryl A. Francis Mgmt No vote 1G. Election of Director: J. Michael Losh Mgmt No vote 1H. Election of Director: Richard B. Myers Mgmt No vote 1I. Election of Director: Richard C. Notebaert Mgmt No vote 1J. Election of Director: Gloria Santona Mgmt No vote 1K. Election of Director: Byron O. Spruell Mgmt No vote 1L. Election of Director: Carolyn Y. Woo Mgmt No vote 2. Advisory vote to approve the compensation Mgmt No vote of the Company's named executive officers. 3. Ratify the appointment of Ernst & Young LLP Mgmt No vote as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Re-appoint Ernst & Young Chartered Mgmt No vote Accountants as the Company's statutory auditor under Irish law. 5. Authorize the Board or the Audit Committee Mgmt No vote of the Board to determine the remuneration of Ernst & Young Chartered Accountants, in its capacity as the Company's statutory auditor under Irish law. 6. Amend Article 190 of the Company's Articles Mgmt No vote of Association. 7. Authorize the Board to capitalize certain Mgmt No vote of the Company's non-distributable reserves. 8. Approve the creation of distributable Mgmt No vote profits by the reduction and cancellation of the amounts capitalized pursuant to the authority given under Proposal 7. -------------------------------------------------------------------------------------------------------------------------- ARGO BLOCKCHAIN PLC Agenda Number: 714261156 -------------------------------------------------------------------------------------------------------------------------- Security: G053A3104 Meeting Type: AGM Meeting Date: 24-Jun-2021 Ticker: ISIN: GB00BZ15CS02 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For AND AUDITED ACCOUNTS 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT 3 TO RE-APPOINT MARCO D'ATTANSIO AS DIRECTOR Mgmt For For OF THE COMPANY 4 TO RE-APPOINT PKF LITTLEJOHN LLP AS AUDITOR Mgmt For For 5 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For AUDITORS' REMUNERATION 6 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 7 TO DIS-APPLY PRE-EMPTION RIGHTS Mgmt For For 8 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- ATOS SE Agenda Number: 713839794 -------------------------------------------------------------------------------------------------------------------------- Security: F06116101 Meeting Type: MIX Meeting Date: 12-May-2021 Ticker: ISIN: FR0000051732 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 23 APR 2021:PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202104232101143-49 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU 1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING 2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING 3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 1,378,572,313.17 RETAINED EARNINGS: EUR 3,528,430,291.23 DISTRIBUTABLE INCOME: EUR 4,907,002,604.40 ALLOCATION: ORDINARY DIVIDENDS: EUR 98,945,910.90 (BASED ON 109,993,166 SHARES COMPOSING THE SHARE CAPITAL AS OF THE 31ST OF DECEMBER 2020, INCLUDING 53,265 TREASURY SHARES) RETAINED EARNINGS: EUR 4,808,056,693.50 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.90 PER SHARE (BASED ON 109,939,901 SHARES), ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON THE 18TH OF MAY 2021. FOLLOWING THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT WILL SHOW A NEW BALANCE OF EUR 10,999,316.60. THE AMOUNT CORRESPONDING TO THE TREASURY SHARES WILL BE ALLOCATED TO THE OTHER RESERVES ACCOUNT. FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.00 PER SHARE FOR FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR FISCAL YEAR 2017 4 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For APPOINTMENT OF MR VIVEK BADRINATH AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR 5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For APPOINTMENT OF MR BERTRAND MEUNIER AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR 6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For APPOINTMENT OF MRS AMINATA NIANE AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR 7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For APPOINTMENT OF MRS LYNN PAINE AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR 8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS AUTHORIZED FOR SAID FISCAL YEAR REFERRED TO THEREIN 9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR BERTRAND MEUNIER AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FINANCIAL YEAR 10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ELIE GIRARD AS MANAGING DIRECTOR FOR THE 2020 FINANCIAL YEAR 11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS IN ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE 12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For POLICY OF THE COMPENSATION APPLICABLE TO THE DIRECTORS 13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS 14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For POLICY OF THE COMPENSATION APPLICABLE TO THE MANAGING DIRECTOR 15 THE SHAREHOLDERS' MEETING GIVES A Mgmt For For FAVOURABLE OPINION ON THE AMBITION OF THE COMPANY AND ITS GROUP IN TERMS OF 'NET ZERO EMISSIONS' DECARBONISATION 16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,319,917,920.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES 17 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT 18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN OR ANY OTHER QUALIFIED EQUIVALENT PLAN, BY ISSUANCE OF SHARES OR OTHER EQUITY SECURITIES OF THE COMPANY, OR SECURITIES GIVING ACCESS TO EXISTING OR TO BE ISSUED SHARES OR OTHER EQUITY SECURITIES OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER CENT OF THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 24 GRANTED BY THE SHAREHOLDERS' MEETING OF THE 16TH OF JUNE 2020. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES 19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN FAVOUR OF (I) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES WITH THEIR HEAD OFFICE ABROAD, (II) AIF, UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE REFERRED IN (I), (III) ANY CREDIT INSTITUTION SETTING UP ON BEHALF OF THE COMPANY A SHAREHOLDING OR SAVINGS PLAN FOR THE PERSONS REFERRED IN (I) TO OFFER A SHAREHOLDING-EMPLOYEE SAVINGS PLAN SIMILAR TO THE PLAN GRANTED TO THE OTHER EMPLOYEES OF THE ATOS GROUP, BY ISSUANCE OF SHARES (PREFERENCE SHARES EXCLUDED), SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES), WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. DELEGATION FOR 18 MONTHS, FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 0.2 PER CENT OF THE SHARE CAPITAL AND COUNTING AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 24 GRANTED ON JUNE 16, 2020. ALL POWERS TO THE BOARD OF DIRECTORS 20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING OR TO BE ISSUED SHARES, IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND OR RELATED COMPANIES OR ECONOMIC INTEREST GROUPINGS. THEY MAY NOT REPRESENT MORE THAN 0.9 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE SHARES GRANTED TO THE MANAGING CORPORATE OFFICERS MAY NOT REPRESENT MORE THAN 0.09 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES 21 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For ARTICLES: NR 25: 'REGULATED AGREEMENTS', NR 28: 'PROVISIONS COMMON TO THE SHAREHOLDERS' MEETINGS', NR 33: 'DELIBERATIONS OF THE SHAREHOLDERS' MEETINGS', OF THE BYLAWS 22 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW -------------------------------------------------------------------------------------------------------------------------- BAIDU, INC. Agenda Number: 935333168 -------------------------------------------------------------------------------------------------------------------------- Security: 056752108 Meeting Type: Special Meeting Date: 01-Mar-2021 Ticker: BIDU ISIN: US0567521085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Change of Authorised Share Capital by Mgmt No vote One-to-Eighty Subdivision of Shares: By an Ordinary Resolution that each share classified as Class A ordinary shares, Class B ordinary shares and preferred shares of a par value of US$0.00005 each in the share capital of the Company (including authorised issued and unissued class A ordinary shares, class B ordinary shares and preferred shares) be sub-divided into 80 shares of a par value of US$0.000000625 each (the "Subdivision"), such that, following ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935345670 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt No vote 1B. Election of Director: Susan S. Bies Mgmt No vote 1C. Election of Director: Frank P. Bramble, Sr. Mgmt No vote 1D. Election of Director: Pierre J.P. de Weck Mgmt No vote 1E. Election of Director: Arnold W. Donald Mgmt No vote 1F. Election of Director: Linda P. Hudson Mgmt No vote 1G. Election of Director: Monica C. Lozano Mgmt No vote 1H. Election of Director: Thomas J. May Mgmt No vote 1I. Election of Director: Brian T. Moynihan Mgmt No vote 1J. Election of Director: Lionel L. Nowell III Mgmt No vote 1K. Election of Director: Denise L. Ramos Mgmt No vote 1L. Election of Director: Clayton S. Rose Mgmt No vote 1M. Election of Director: Michael D. White Mgmt No vote 1N. Election of Director: Thomas D. Woods Mgmt No vote 1O. Election of Director: R. David Yost Mgmt No vote 1P. Election of Director: Maria T. Zuber Mgmt No vote 2. Approving our executive compensation (an Mgmt No vote advisory, nonbinding "Say on Pay" resolution). 3. Ratifying the appointment of our Mgmt No vote independent registered public accounting firm for 2021. 4. Amending and restating the Bank of America Mgmt No vote Corporation Key Employee Equity Plan. 5. Shareholder proposal requesting amendments Shr No vote to our proxy access by law. 6. Shareholder proposal requesting amendments Shr No vote to allow shareholders to act by written consent. 7. Shareholder proposal requesting a change in Shr No vote organizational form. 8. Shareholder proposal requesting a racial Shr No vote equity audit. -------------------------------------------------------------------------------------------------------------------------- BARCLAYS PLC Agenda Number: 935386602 -------------------------------------------------------------------------------------------------------------------------- Security: 06738E204 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: BCS ISIN: US06738E2046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the reports of the Directors and Mgmt No vote Auditors and the audited accounts of the Company for the year ended 31 December 2020. 2. To approve the Directors' Remuneration Mgmt No vote Report for the year ended 31 December 2020. 3. That Julia Wilson be appointed a Director Mgmt No vote of the Company. 4. That Mike Ashley be reappointed a Director Mgmt No vote of the Company. 5. That Tim Breedon be reappointed a Director Mgmt No vote of the Company. 6. That Mohamed A. El-Erian be reappointed a Mgmt No vote Director of the Company. 7. That Dawn Fitzpatrick be reappointed a Mgmt No vote Director of the Company. 8. That Mary Francis be reappointed a Director Mgmt No vote of the Company. 9. That Crawford Gillies be reappointed a Mgmt No vote Director of the Company. 10. That Brian Gilvary be reappointed a Mgmt No vote Director of the Company. 11. That Nigel Higgins be reappointed a Mgmt No vote Director of the Company. 12. That Tushar Morzaria be reappointed a Mgmt No vote Director of the Company. 13. That Diane Schueneman be reappointed a Mgmt No vote Director of the Company. 14. That James Staley be reappointed a Director Mgmt No vote of the Company. 15. To reappoint KPMG LLP as Auditors. Mgmt No vote 16. To authorise the Board Audit Committee to Mgmt No vote set the remuneration of the Auditors. 17. To authorise the Company and its Mgmt No vote subsidiaries to make political donations and incur political expenditure. 18. To authorise the Directors to allot shares Mgmt No vote and equity securities. 19. To authorise the Directors to allot equity Mgmt No vote securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital. 20. To authorise the Directors to allot equity Mgmt No vote securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital in connection with an acquisition or specified capital investment. 21. To authorise the Directors to allot equity Mgmt No vote securities in relation to the issuance of contingent Equity Conversion Notes. 22. To authorise the Directors to allot equity Mgmt No vote securities for cash other than on a pro rata basis to shareholders in relation to the issuance of contingent Equity Conversion Notes. 23. To authorise the Company to purchase its Mgmt No vote own shares. 24. To authorise the Directors to call general Mgmt No vote meetings (other than an AGM) on not less than 14 clear days' notice. 25. To authorise the renewal of the Barclays Mgmt No vote Long Term Incentive Plan. 26. To authorise the renewal of the Barclays Mgmt No vote Group Share Value Plan. 27. To authorise the Directors to reintroduce a Mgmt No vote scrip dividend programme. 28. To adopt new Articles of Association of the Mgmt No vote Company. 29. Market Forces climate change resolution. Shr No vote -------------------------------------------------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD Agenda Number: 713895526 -------------------------------------------------------------------------------------------------------------------------- Security: Y0920U103 Meeting Type: AGM Meeting Date: 17-May-2021 Ticker: ISIN: HK2388011192 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0413/2021041300326.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0413/2021041300330.pdf 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 2 TO DECLARE A FINAL DIVIDEND OF HKD 0.795 Mgmt For For PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 3.A TO RE-ELECT MR LIN JINGZHEN AS A DIRECTOR Mgmt For For OF THE COMPANY 3.B TO RE-ELECT DR CHOI KOON SHUM AS A DIRECTOR Mgmt For For OF THE COMPANY 3.C TO RE-ELECT MR LAW YEE KWAN QUINN AS A Mgmt For For DIRECTOR OF THE COMPANY 4 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR 5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION 6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION 7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt For For AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 935349515 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: C ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ellen M. Costello Mgmt No vote 1B. Election of Director: Grace E. Dailey Mgmt No vote 1C. Election of Director: Barbara J. Desoer Mgmt No vote 1D. Election of Director: John C. Dugan Mgmt No vote 1E. Election of Director: Jane N. Fraser Mgmt No vote 1F. Election of Director: Duncan P. Hennes Mgmt No vote 1G. Election of Director: Peter B. Henry Mgmt No vote 1H. Election of Director: S. Leslie Ireland Mgmt No vote 1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt No vote IV 1J. Election of Director: Renee J. James Mgmt No vote 1K. Election of Director: Gary M. Reiner Mgmt No vote 1L. Election of Director: Diana L. Taylor Mgmt No vote 1M. Election of Director: James S. Turley Mgmt No vote 1N. Election of Director: Deborah C. Wright Mgmt No vote 1O. Election of Director: Alexander R. Mgmt No vote Wynaendts 1P. Election of Director: Ernesto Zedillo Ponce Mgmt No vote de Leon 2. Proposal to ratify the selection of KPMG Mgmt No vote LLP as Citi's independent registered public accounting firm for 2021. 3. Advisory vote to approve Citi's 2020 Mgmt No vote Executive Compensation. 4. Approval of additional authorized shares Mgmt No vote under the Citigroup 2019 Stock Incentive Plan. 5. Stockholder proposal requesting an Shr No vote amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. 6. Stockholder proposal requesting an Shr No vote Independent Board Chairman. 7. Stockholder proposal requesting Shr No vote non-management employees on director nominee candidate lists. 8. Stockholder proposal requesting a report Shr No vote disclosing information regarding Citi's lobbying payments, policies and activities. 9. Stockholder proposal requesting a racial Shr No vote equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. 10. Stockholder proposal requesting that the Shr No vote Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. -------------------------------------------------------------------------------------------------------------------------- CME GROUP INC. Agenda Number: 935359340 -------------------------------------------------------------------------------------------------------------------------- Security: 12572Q105 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: CME ISIN: US12572Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Equity Director: Terrence A. Mgmt No vote Duffy 1B. Election of Equity Director: Timothy S. Mgmt No vote Bitsberger 1C. Election of Equity Director: Charles P. Mgmt No vote Carey 1D. Election of Equity Director: Dennis H. Mgmt No vote Chookaszian 1E. Election of Equity Director: Bryan T. Mgmt No vote Durkin 1F. Election of Equity Director: Ana Dutra Mgmt No vote 1G. Election of Equity Director: Martin J. Mgmt No vote Gepsman 1H. Election of Equity Director: Larry G. Mgmt No vote Gerdes 1I. Election of Equity Director: Daniel R. Mgmt No vote Glickman 1J. Election of Equity Director: Daniel G. Kaye Mgmt No vote 1K. Election of Equity Director: Phyllis M. Mgmt No vote Lockett 1L. Election of Equity Director: Deborah J. Mgmt No vote Lucas 1M. Election of Equity Director: Terry L. Mgmt No vote Savage 1N. Election of Equity Director: Rahael Seifu Mgmt No vote 1O. Election of Equity Director: William R. Mgmt No vote Shepard 1P. Election of Equity Director: Howard J. Mgmt No vote Siegel 1Q. Election of Equity Director: Dennis A. Mgmt No vote Suskind 2. Ratification of the appointment of Ernst & Mgmt No vote Young as our independent registered public accounting firm for 2021. 3. Advisory vote on the compensation of our Mgmt No vote named executive officers. -------------------------------------------------------------------------------------------------------------------------- DAIMLER AG Agenda Number: 713616324 -------------------------------------------------------------------------------------------------------------------------- Security: D1668R123 Meeting Type: AGM Meeting Date: 31-Mar-2021 Ticker: ISIN: DE0007100000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2020 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 1.35 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For FISCAL YEAR 2020 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For FISCAL YEAR 2020 5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For 2021 5.2 RATIFY KPMG AG AS AUDITORS FOR THE 2022 Mgmt For For INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM 5.3 RATIFY KPMG AG AS AUDITORS OF THE FINAL Mgmt For For BALANCE SHEETS REQUIRED UNDER THE GERMAN REORGANIZATION ACT 6.1 ELECT ELIZABETH CENTONI TO THE SUPERVISORY Mgmt For For BOARD 6.2 ELECT BEN VAN BEURDEN TO THE SUPERVISORY Mgmt For For BOARD 6.3 ELECT MARTIN BRUDERMUELLER TO THE Mgmt For For SUPERVISORY BOARD 7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For 8 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION 9 AMEND ARTICLES RE: PLACE OF JURISDICTION Mgmt For For CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Agenda Number: 713832942 -------------------------------------------------------------------------------------------------------------------------- Security: D1882G119 Meeting Type: AGM Meeting Date: 19-May-2021 Ticker: ISIN: DE0005810055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2020 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 3.00 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For FISCAL YEAR 2020 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For FISCAL YEAR 2020 5.1 ELECT KARL-HEINZ FLOETHER TO THE Mgmt For For SUPERVISORY BOARD 5.2 ELECT ANDREAS GOTTSCHLING TO THE Mgmt For For SUPERVISORY BOARD 5.3 ELECT MARTIN JETTER TO THE SUPERVISORY Mgmt For For BOARD 5.4 ELECT BARBARA LAMBERT TO THE SUPERVISORY Mgmt For For BOARD 5.5 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt For For BOARD 5.6 ELECT CHARLES STONEHILL TO THE SUPERVISORY Mgmt For For BOARD 5.7 ELECT CLARA-CHRISTINA STREIT TO THE Mgmt For For SUPERVISORY BOARD 5.8 ELECT CHONG LEE TAN TO THE SUPERVISORY Mgmt For For BOARD 6 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt For For CAPITAL WITH PREEMPTIVE RIGHTS 7 APPROVE REMUNERATION POLICY Mgmt For For 8 AMEND ARTICLES RE: AGM LOCATION Mgmt For For 9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For AUDITORS FOR FISCAL YEAR 2021 CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- DIGITAL GARAGE,INC. Agenda Number: 714257486 -------------------------------------------------------------------------------------------------------------------------- Security: J1229F109 Meeting Type: AGM Meeting Date: 23-Jun-2021 Ticker: ISIN: JP3549070005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Hayashi, Kaoru 2.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Soda, Makoto 2.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Odori, Keizo 2.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Tanaka, Masashi 2.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Okuma, Masahito 2.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Shino, Hiroshi 2.7 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ito, Joichi 2.8 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Omura, Emi -------------------------------------------------------------------------------------------------------------------------- DOCUSIGN, INC. Agenda Number: 935397453 -------------------------------------------------------------------------------------------------------------------------- Security: 256163106 Meeting Type: Annual Meeting Date: 28-May-2021 Ticker: DOCU ISIN: US2561631068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Enrique Salem Mgmt No vote Peter Solvik Mgmt No vote Inhi Cho Suh Mgmt No vote Mary Agnes Wilderotter Mgmt No vote 2. Ratification of the selection of Mgmt No vote PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending January 31, 2022. 3. Approval, on an advisory basis, of our Mgmt No vote named executive officers' compensation. -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935395891 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt No vote Marc L. Andreessen Mgmt No vote Andrew W. Houston Mgmt No vote Nancy Killefer Mgmt No vote Robert M. Kimmitt Mgmt No vote Sheryl K. Sandberg Mgmt No vote Peter A. Thiel Mgmt No vote Tracey T. Travis Mgmt No vote Mark Zuckerberg Mgmt No vote 2. To ratify the appointment of Ernst & Young Mgmt No vote LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve an amendment to the director Mgmt No vote compensation policy. 4. A shareholder proposal regarding dual class Shr No vote capital structure. 5. A shareholder proposal regarding an Shr No vote independent chair. 6. A shareholder proposal regarding child Shr No vote exploitation. 7. A shareholder proposal regarding Shr No vote human/civil rights expert on board. 8. A shareholder proposal regarding platform Shr No vote misuse. 9. A shareholder proposal regarding public Shr No vote benefit corporation. -------------------------------------------------------------------------------------------------------------------------- FUJITSU LIMITED Agenda Number: 714250406 -------------------------------------------------------------------------------------------------------------------------- Security: J15708159 Meeting Type: AGM Meeting Date: 28-Jun-2021 Ticker: ISIN: JP3818000006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Tokita, Takahito Mgmt For For 1.2 Appoint a Director Furuta, Hidenori Mgmt For For 1.3 Appoint a Director Isobe, Takeshi Mgmt For For 1.4 Appoint a Director Yamamoto, Masami Mgmt For For 1.5 Appoint a Director Mukai, Chiaki Mgmt For For 1.6 Appoint a Director Abe, Atsushi Mgmt For For 1.7 Appoint a Director Kojo, Yoshiko Mgmt For For 1.8 Appoint a Director Scott Callon Mgmt For For 1.9 Appoint a Director Sasae, Kenichiro Mgmt For For 2 Appoint a Corporate Auditor Hirose, Yoichi Mgmt For For 3 Appoint a Substitute Corporate Auditor Mgmt For For Namba, Koichi 4 Approve Details of the Compensation to be Mgmt For For received by Directors 5 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors -------------------------------------------------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD Agenda Number: 714251092 -------------------------------------------------------------------------------------------------------------------------- Security: G37092106 Meeting Type: AGM Meeting Date: 29-Jun-2021 Ticker: ISIN: KYG370921069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A TO 1.E AND 2. THANK YOU 1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For 1.B ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt For For 1.C ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt For For 1.D ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For 1.E ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For 2 APPOINTMENT OF DAVIDSON & COMPANY LLP AS Mgmt For For AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE COMPANY'S AUDITOR 3 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For (THE "LTI PLAN") AS SET OUT IN SCHEDULE C TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (THE "INFORMATION CIRCULAR"), AS MORE PARTICULARLY DESCRIBED THEREIN 4 APPROVAL OF CERTAIN GRANTS PREVIOUSLY Mgmt For For ISSUED UNDER THE LTI PLAN, AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR CMMT 08 JUNE 2021: REGARDING RESOLUTION 5.I, Non-Voting NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL BE TREATED AS NOT MARKED. REGARDING RESOLUTION 5.II, NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL BE TREATED AS NOT MARKED. THANK YOU 5.I FOR THE PURPOSE OF DETERMINING THE Mgmt Against AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: IT IS NOT A U.S. RESIDENT 5.II FOR THE PURPOSE OF DETERMINING THE Mgmt Against AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS NOT A U.S. RESIDENT CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, PLEASE ALSO CHECK THE "YES" BOX IN 5(II) ABOVE CMMT IF YOU DO NOT COMPLETE THIS DECLARATION OF Non-Voting NON-U.S. STATUS OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THIS DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT (A) YOU ARE A U.S. RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS A U.S. RESIDENT. IF YOU CHECKED THE "NO" BOX IN 5(II) ABOVE INDICATING THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON THAT IS A U.S. RESIDENT, IT IS IMPORTANT THAT YOU ALSO COMPLETE, SIGN AND MAIL (USING THE RETURN ENVELOPE PROVIDED TO YOU) THE ADDITIONAL PAPER FORM OF DECLARATION OF BENEFICIAL OWNERSHIP (THE "BENEFICIAL OWNERSHIP DECLARATION") THAT HAS BEEN SENT TO YOU WITH THE MEETING MATERIALS. IF YOU DO NOT COMPLETE, SIGN AND MAIL THE BENEFICIAL OWNERSHIP DECLARATION, OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THE BENEFICIAL OWNERSHIP DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT ALL SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT OR BENEFIT OF A PERSON THAT IS A U.S. RESIDENT. IF YOU CHECKED THE "YES" BOX IN 5(II) ABOVE, YOU DO NOT NEED TO COMPLETE BENEFICIAL OWNERSHIP DECLARATION CMMT 08 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- GMO INTERNET INC. Agenda Number: 713654336 -------------------------------------------------------------------------------------------------------------------------- Security: J1822R104 Meeting Type: AGM Meeting Date: 20-Mar-2021 Ticker: ISIN: JP3152750000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Kumagai, Masatoshi 1.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Yasuda, Masashi 1.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Nishiyama, Hiroyuki 1.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ainoura, Issei 1.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ito, Tadashi 1.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Yamashita, Hirofumi 1.7 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Arisawa, Katsumi 1.8 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Horiuchi, Toshiaki 1.9 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Arai, Teruhiro 1.10 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Hayashi, Yasuo 1.11 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Kodama, Kimihiro 1.12 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Chujo, Ichiro 1.13 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Hashiguchi, Makoto 1.14 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Fukui, Atsuko 1.15 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Kaneko, Takehito 1.16 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Inagaki, Noriko 1.17 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Kawasaki, Yuki -------------------------------------------------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935339045 -------------------------------------------------------------------------------------------------------------------------- Security: 42824C109 Meeting Type: Annual Meeting Date: 14-Apr-2021 Ticker: HPE ISIN: US42824C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel Ammann Mgmt No vote 1B. Election of Director: Pamela L. Carter Mgmt No vote 1C. Election of Director: Jean M. Hobby Mgmt No vote 1D. Election of Director: George R. Kurtz Mgmt No vote 1E. Election of Director: Raymond J. Lane Mgmt No vote 1F. Election of Director: Ann M. Livermore Mgmt No vote 1G. Election of Director: Antonio F. Neri Mgmt No vote 1H. Election of Director: Charles H. Noski Mgmt No vote 1I. Election of Director: Raymond E. Ozzie Mgmt No vote 1J. Election of Director: Gary M. Reiner Mgmt No vote 1K. Election of Director: Patricia F. Russo Mgmt No vote 1L. Election of Director: Mary Agnes Mgmt No vote Wilderotter 2. Ratification of the appointment of the Mgmt No vote independent registered public accounting firm for the fiscal year ending October 31, 2021. 3. Approval of the Hewlett Packard Enterprise Mgmt No vote 2021 Stock Incentive Plan. 4. Advisory vote to approve executive Mgmt No vote compensation. 5. Advisory vote on the frequency of future Mgmt No vote advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- HITACHI,LTD. Agenda Number: 714218232 -------------------------------------------------------------------------------------------------------------------------- Security: J20454112 Meeting Type: AGM Meeting Date: 23-Jun-2021 Ticker: ISIN: JP3788600009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Ihara, Katsumi Mgmt For For 1.2 Appoint a Director Ravi Venkatesan Mgmt For For 1.3 Appoint a Director Cynthia Carroll Mgmt For For 1.4 Appoint a Director Joe Harlan Mgmt For For 1.5 Appoint a Director George Buckley Mgmt For For 1.6 Appoint a Director Louise Pentland Mgmt For For 1.7 Appoint a Director Mochizuki, Harufumi Mgmt For For 1.8 Appoint a Director Yamamoto, Takatoshi Mgmt For For 1.9 Appoint a Director Yoshihara, Hiroaki Mgmt For For 1.10 Appoint a Director Helmuth Ludwig Mgmt For For 1.11 Appoint a Director Kojima, Keiji Mgmt For For 1.12 Appoint a Director Seki, Hideaki Mgmt For For 1.13 Appoint a Director Higashihara, Toshiaki Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INFOSYS LIMITED Agenda Number: 935454936 -------------------------------------------------------------------------------------------------------------------------- Security: 456788108 Meeting Type: Annual Meeting Date: 19-Jun-2021 Ticker: INFY ISIN: US4567881085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Adoption of financial statements Mgmt No vote O2 Declaration of dividend Mgmt No vote O3 Appointment of U.B. Pravin Rao as a Mgmt No vote director liable to retire by rotation S4 Approval for the buyback of equity shares Mgmt No vote of the Company S5 Reappointment of Michael Gibbs as an Mgmt No vote independent director S6 Appointment of Bobby Parikh as an Mgmt No vote independent director S7 Appointment of Chitra Nayak as an Mgmt No vote independent director S8 Approval for changing the terms of Mgmt No vote remuneration of U.B. Pravin Rao, Chief Operating Officer and Whole-time Director -------------------------------------------------------------------------------------------------------------------------- ING GROEP N.V. Agenda Number: 935379570 -------------------------------------------------------------------------------------------------------------------------- Security: 456837103 Meeting Type: Annual Meeting Date: 26-Apr-2021 Ticker: ING ISIN: US4568371037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2D. Remuneration report for 2020 (advisory Mgmt No vote voting item). If you vote "in favour", you will cast a positive advisory vote on the Remuneration Report 2020. If you vote "against", you will cast a negative advisory vote on the Remuneration Report 2020. The result of the vote counts as a non-binding advisory vote. 2E. Financial Statements (annual accounts) for Mgmt No vote 2020(voting item). 3B. Dividend for 2020 (voting item). Mgmt No vote 4A. Discharge of the members and former members Mgmt No vote of the Executive Board in respect of their duties performed during the year 2020 (voting item). 4B. Discharge of the members and former members Mgmt No vote of the Supervisory Board in respect of their duties performed during the year 2020 (voting item). 5. Variable remuneration cap for selected Mgmt No vote global staff(voting item). 6. Amendments of the Articles of Association Mgmt No vote (voting item). 7A. Composition of the Executive Board: Mgmt No vote Reappointment of Steven van Rijswijk (voting item). 7B. Composition of the Executive Board: Mgmt No vote Appointment of Ljiljana Cortan (voting item). 8A. Composition of the Supervisory Board: Mgmt No vote Reappointment of Hans Wijers (voting item). 8B. Composition of the Supervisory Board: Mgmt No vote Reappointment of Margarete Haase (voting item). 8C. Composition of the Supervisory Board: Mgmt No vote Appointment of Lodewijk Hijmans van den Bergh(voting item). 9A. Authorization to issue ordinary shares Mgmt No vote (voting item). 9B. Authorization to issue ordinary shares, Mgmt No vote with or without pre-emptive rights of existing shareholders(voting item). 10. Authorization to acquire ordinary shares in Mgmt No vote the Company's own capital (voting item). -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 935369012 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick P. Gelsinger Mgmt No vote 1B. Election of Director: James J. Goetz Mgmt No vote 1C. Election of Director: Alyssa Henry Mgmt No vote 1D. Election of Director: Omar Ishrak Mgmt No vote 1E. Election of Director: Risa Lavizzo-Mourey Mgmt No vote 1F. Election of Director: Tsu-Jae King Liu Mgmt No vote 1G. Election of Director: Gregory D. Smith Mgmt No vote 1H. Election of Director: Dion J. Weisler Mgmt No vote 1I. Election of Director: Frank D. Yeary Mgmt No vote 2. Ratification of selection of Ernst & Young Mgmt No vote LLP as our independent registered public accounting firm for 2021. 3. Advisory vote to approve executive Mgmt No vote compensation of our listed officers. 4. Stockholder proposal on whether to allow Shr No vote stockholders to act by written consent, if properly presented at the meeting. 5. Stockholder proposal requesting a report on Shr No vote median pay gaps across race and gender, if properly presented at the meeting. 6. Stockholder proposal requesting a report on Shr No vote whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Annual Meeting Date: 14-May-2021 Ticker: ICE ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for term expiring in Mgmt No vote 2022: Hon. Sharon Y. Bowen 1B. Election of Director for term expiring in Mgmt No vote 2022: Shantella E. Cooper 1C. Election of Director for term expiring in Mgmt No vote 2022: Charles R. Crisp 1D. Election of Director for term expiring in Mgmt No vote 2022: Duriya M. Farooqui 1E. Election of Director for term expiring in Mgmt No vote 2022: The Rt. Hon. the Lord Hague of Richmond 1F. Election of Director for term expiring in Mgmt No vote 2022: Mark F. Mulhern 1G. Election of Director for term expiring in Mgmt No vote 2022: Thomas E. Noonan 1H. Election of Director for term expiring in Mgmt No vote 2022: Frederic V. Salerno 1I. Election of Director for term expiring in Mgmt No vote 2022: Caroline L. Silver 1J. Election of Director for term expiring in Mgmt No vote 2022: Jeffrey C. Sprecher 1K. Election of Director for term expiring in Mgmt No vote 2022: Judith A. Sprieser 1L. Election of Director for term expiring in Mgmt No vote 2022: Vincent Tese 2. To approve, by non-binding vote, the Mgmt No vote advisory resolution on executive compensation for named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt No vote LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. A stockholder proposal regarding adoption Shr No vote of a simple majority voting standard, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935346949 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for one year term: Mgmt No vote Thomas Buberl 1B. Election of Director for one year term: Mgmt No vote Michael L. Eskew 1C. Election of Director for one year term: Mgmt No vote David N. Farr 1D. Election of Director for one year term: Mgmt No vote Alex Gorsky 1E. Election of Director for one year term: Mgmt No vote Michelle J. Howard 1F. Election of Director for one year term: Mgmt No vote Arvind Krishna 1G. Election of Director for one year term: Mgmt No vote Andrew N. Liveris 1H. Election of Director for one year term: F. Mgmt No vote William McNabb III 1I. Election of Director for one year term: Mgmt No vote Martha E. Pollack 1J. Election of Director for one year term: Mgmt No vote Joseph R. Swedish 1K. Election of Director for one year term: Mgmt No vote Peter R. Voser 1L. Election of Director for one year term: Mgmt No vote Frederick H. Waddell 2. Ratification of Appointment of Independent Mgmt No vote Registered Public Accounting Firm. 3. Advisory Vote on Executive Compensation. Mgmt No vote 4. Stockholder Proposal to Have an Independent Shr No vote Board Chairman. 5. Stockholder Proposal on the Right to Act by Shr No vote Written Consent. 6. Stockholder Proposal Requesting the Company Shr No vote Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. -------------------------------------------------------------------------------------------------------------------------- JD.COM, INC. Agenda Number: 935446016 -------------------------------------------------------------------------------------------------------------------------- Security: 47215P106 Meeting Type: Annual Meeting Date: 23-Jun-2021 Ticker: JD ISIN: US47215P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As a special resolution: Resolution No. 1 Mgmt No vote set out in the Notice of the Annual General Meeting to approve the adoption of the Company's dual foreign name. 2. As a special resolution: Resolution No. 2 Mgmt No vote set out in the Notice of the Annual General Meeting to approve the adoption of the Second Amended and Restated Memorandum of Association and Articles of Association. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935372285 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt No vote 1B. Election of Director: Stephen B. Burke Mgmt No vote 1C. Election of Director: Todd A. Combs Mgmt No vote 1D. Election of Director: James S. Crown Mgmt No vote 1E. Election of Director: James Dimon Mgmt No vote 1F. Election of Director: Timothy P. Flynn Mgmt No vote 1G. Election of Director: Mellody Hobson Mgmt No vote 1H. Election of Director: Michael A. Neal Mgmt No vote 1I. Election of Director: Phebe N. Novakovic Mgmt No vote 1J. Election of Director: Virginia M. Rometty Mgmt No vote 2. Advisory resolution to approve executive Mgmt No vote compensation. 3. Approval of Amended and Restated Long-Term Mgmt No vote Incentive Plan effective May 18, 2021. 4. Ratification of independent registered Mgmt No vote public accounting firm. 5. Improve shareholder written consent. Shr No vote 6. Racial equity audit and report. Shr No vote 7. Independent board chairman. Shr No vote 8. Political and electioneering expenditure Shr No vote congruency report. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935420644 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 22-Jun-2021 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ajay Banga Mgmt No vote 1B. Election of Director: Merit E. Janow Mgmt No vote 1C. Election of Director: Richard K. Davis Mgmt No vote 1D. Election of Director: Steven J. Freiberg Mgmt No vote 1E. Election of Director: Julius Genachowski Mgmt No vote 1F. Election of Director: Choon Phong Goh Mgmt No vote 1G. Election of Director: Oki Matsumoto Mgmt No vote 1H. Election of Director: Michael Miebach Mgmt No vote 1I. Election of Director: Youngme Moon Mgmt No vote 1J. Election of Director: Rima Qureshi Mgmt No vote 1K. Election of Director: Jose Octavio Reyes Mgmt No vote Lagunes 1L. Election of Director: Gabrielle Sulzberger Mgmt No vote 1M. Election of Director: Jackson Tai Mgmt No vote 1N. Election of Director: Lance Uggla Mgmt No vote 2. Advisory approval of Mastercard's executive Mgmt No vote compensation. 3. Ratification of the appointment of Mgmt No vote PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. 4. Approval of the amendment and restatement Mgmt No vote of the Mastercard Incorporated 2006 Long Term Incentive Plan. 5. Approval of the amendment and restatement Mgmt No vote of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. 6. Approval of amendments to Mastercard's Mgmt No vote Certificate of Incorporation to remove supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- MIZUHO FINANCIAL GROUP,INC. Agenda Number: 714218509 -------------------------------------------------------------------------------------------------------------------------- Security: J4599L102 Meeting Type: AGM Meeting Date: 23-Jun-2021 Ticker: ISIN: JP3885780001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Sakai, Tatsufumi Mgmt For For 1.2 Appoint a Director Imai, Seiji Mgmt For For 1.3 Appoint a Director Umemiya, Makoto Mgmt For For 1.4 Appoint a Director Wakabayashi, Motonori Mgmt For For 1.5 Appoint a Director Kaminoyama, Nobuhiro Mgmt For For 1.6 Appoint a Director Sato, Yasuhiro Mgmt For For 1.7 Appoint a Director Hirama, Hisaaki Mgmt For For 1.8 Appoint a Director Kainaka, Tatsuo Mgmt For For 1.9 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For 1.10 Appoint a Director Sato, Ryoji Mgmt For For 1.11 Appoint a Director Tsukioka, Takashi Mgmt For For 1.12 Appoint a Director Yamamoto, Masami Mgmt For For 1.13 Appoint a Director Kobayashi, Izumi Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NASDAQ, INC. Agenda Number: 935416520 -------------------------------------------------------------------------------------------------------------------------- Security: 631103108 Meeting Type: Annual Meeting Date: 15-Jun-2021 Ticker: NDAQ ISIN: US6311031081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Melissa M. Arnoldi Mgmt No vote 1B. Election of Director: Charlene T. Begley Mgmt No vote 1C. Election of Director: Steven D. Black Mgmt No vote 1D. Election of Director: Adena T. Friedman Mgmt No vote 1E. Election of Director: Essa Kazim Mgmt No vote 1F. Election of Director: Thomas A. Kloet Mgmt No vote 1G. Election of Director: John D. Rainey Mgmt No vote 1H. Election of Director: Michael R. Splinter Mgmt No vote 1I. Election of Director: Jacob Wallenberg Mgmt No vote 1J. Election of Director: Alfred W. Zollar Mgmt No vote 2. Advisory vote to approve the company's Mgmt No vote executive compensation as presented in the proxy statement. 3. Ratification of the appointment of Ernst & Mgmt No vote Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. A Shareholder Proposal entitled "Adopt a Shr No vote Mainstream Shareholder Right-Written Consent". -------------------------------------------------------------------------------------------------------------------------- NTT DATA CORPORATION Agenda Number: 714177006 -------------------------------------------------------------------------------------------------------------------------- Security: J59031104 Meeting Type: AGM Meeting Date: 17-Jun-2021 Ticker: ISIN: JP3165700000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Homma, Yo 2.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Yamaguchi, Shigeki 2.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Fujiwara, Toshi 2.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Nishihata, Kazuhiro 2.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Suzuki, Masanori 2.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Sasaki, Yutaka 2.7 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Hirano, Eiji 2.8 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Fujii, Mariko 2.9 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Patrizio Mapelli 2.10 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Arimoto, Takeshi 2.11 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ike, Fumihiko 3 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Okada, Akihiko 4 Approve Details of the Performance-based Mgmt For For Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) 5 Approve Details of the Compensation to be Mgmt For For received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935402343 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert K. Burgess Mgmt No vote 1B. Election of Director: Tench Coxe Mgmt No vote 1C. Election of Director: John O. Dabiri Mgmt No vote 1D. Election of Director: Persis S. Drell Mgmt No vote 1E. Election of Director: Jen-Hsun Huang Mgmt No vote 1F. Election of Director: Dawn Hudson Mgmt No vote 1G. Election of Director: Harvey C. Jones Mgmt No vote 1H. Election of Director: Michael G. McCaffery Mgmt No vote 1I. Election of Director: Stephen C. Neal Mgmt No vote 1J. Election of Director: Mark L. Perry Mgmt No vote 1K. Election of Director: A. Brooke Seawell Mgmt No vote 1L. Election of Director: Aarti Shah Mgmt No vote 1M. Election of Director: Mark A. Stevens Mgmt No vote 2. Approval of our executive compensation. Mgmt No vote 3. Ratification of the selection of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. 4. Approval of an amendment to our charter to Mgmt No vote increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. -------------------------------------------------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Agenda Number: 935365470 -------------------------------------------------------------------------------------------------------------------------- Security: 690370101 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: OSTK ISIN: US6903701018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barclay F. Corbus Mgmt No vote Jonathan E. Johnson III Mgmt No vote 2. The ratification of the appointment of KPMG Mgmt No vote LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. The approval of the Overstock.com, Inc. Mgmt No vote 2021 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Agenda Number: 935365470 -------------------------------------------------------------------------------------------------------------------------- Security: 690370507 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: OSTKO ISIN: US6903705076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barclay F. Corbus Mgmt No vote Jonathan E. Johnson III Mgmt No vote 2. The ratification of the appointment of KPMG Mgmt No vote LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. The approval of the Overstock.com, Inc. Mgmt No vote 2021 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 935392617 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: PYPL ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rodney C. Adkins Mgmt No vote 1B. Election of Director: Jonathan Christodoro Mgmt No vote 1C. Election of Director: John J. Donahoe Mgmt No vote 1D. Election of Director: David W. Dorman Mgmt No vote 1E. Election of Director: Belinda J. Johnson Mgmt No vote 1F. Election of Director: Gail J. McGovern Mgmt No vote 1G. Election of Director: Deborah M. Messemer Mgmt No vote 1H. Election of Director: David M. Moffett Mgmt No vote 1I. Election of Director: Ann M. Sarnoff Mgmt No vote 1J. Election of Director: Daniel H. Schulman Mgmt No vote 1K. Election of Director: Frank D. Yeary Mgmt No vote 2. Advisory vote to approve named executive Mgmt No vote officer compensation. 3. Ratification of the appointment of Mgmt No vote PricewaterhouseCoopers LLP as our independent auditor for 2021. 4. Stockholder proposal - Stockholder right to Shr No vote act by written consent. 5. Stockholder Proposal - Assessing Inclusion Shr No vote in the Workplace. -------------------------------------------------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 713622327 -------------------------------------------------------------------------------------------------------------------------- Security: Y69790106 Meeting Type: AGM Meeting Date: 25-Mar-2021 Ticker: ISIN: CNE1000003X6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0223/2021022300801.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0223/2021022300791.pdf 1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2020 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2020 3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For OF THE COMPANY FOR THE YEAR 2020 AND ITS SUMMARY 4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For ACCOUNTS OF THE COMPANY FOR THE YEAR 2020 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2020 5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2020 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS 6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2021, APPOINTING ERNST & YOUNG HUA MING LLP AS THE PRC AUDITOR OF THE COMPANY AND ERNST & YOUNG AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO FIX THEIR REMUNERATION 7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For EVALUATION REPORT OF THE INDEPENDENT NON-EXECUTIVE DIRECTORS FOR THE YEAR 2020 8.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.04 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.05 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.06 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. SOOPAKIJ CHEARAVANONT AS A NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.07 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. YANG XIAOPING AS A NONEXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.08 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. WANG YONGJIAN AS A NONEXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.09 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For HUANG WEI AS A NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.10 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. OUYANG HUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.11 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. NG SING YIP AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.12 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. CHU YIYUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.13 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. LIU HONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For JIN LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 8.15 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For NG KONG PING ALBERT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD 9.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. GU LIJI AS AN INDEPENDENT SUPERVISOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE 9.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. HUANG BAOKUI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE 9.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MS. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE 10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS 11 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For REGARDING THE PROPOSED GRANT OF GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, THAT IS, THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE TOTAL H SHARES OF THE COMPANY IN ISSUE, REPRESENTING NO MORE THAN 8.15% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY, AT A RELEVANT PRICE REPRESENTS A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF A DISCOUNT OF 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF SHARES 12 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- PLUS500 LTD Agenda Number: 713600105 -------------------------------------------------------------------------------------------------------------------------- Security: M7S2CK109 Meeting Type: EGM Meeting Date: 16-Mar-2021 Ticker: ISIN: IL0011284465 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE, IN ADDITION TO SUBMITTING YOUR VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE PROVIDING THEM WITH THE SPECIFIC DISCLOSURE DETAILS INDICATING YOUR ACCOUNT INFORMATION AND WHERE YOUR PERSONAL INTEREST LIES. 1 TO ELECT TAMI GOTTLIEB AS AN EXTERNAL Mgmt For For DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A THREE YEAR TERM 2 TO APPROVE THE FEES PAYABLE TO TAMI Mgmt For For GOTTLIEB FOR HER SERVICES AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF 75,000 GBP 3 TO APPROVE AN INCREASE IN THE FEES PAYABLE Mgmt For For TO ANNE GRIM FOR HER SERVICES AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR 4 TO APPROVE THE FEES PAYABLE TO SIGALIA Mgmt For For HEIFETZ FOR HER SERVICES AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF 75,000 GBP GROSS PER ANNUM 5 TO AMEND ARTICLE 41 OF THE COMPANY'S Mgmt For For ARTICLES OF ASSOCIATION TO INCREASE THE MAXIMUM SIZE OF THE COMPANY'S BOARD OF DIRECTORS FROM EIGHT DIRECTORS TO NINE DIRECTORS -------------------------------------------------------------------------------------------------------------------------- PLUS500 LTD Agenda Number: 713728698 -------------------------------------------------------------------------------------------------------------------------- Security: M7S2CK109 Meeting Type: AGM Meeting Date: 04-May-2021 Ticker: ISIN: IL0011284465 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE, IN ADDITION TO SUBMITTING YOUR VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE PROVIDING THEM WITH THE SPECIFIC DISCLOSURE DETAILS INDICATING YOUR ACCOUNT INFORMATION AND WHERE YOUR PERSONAL INTEREST LIES. 1 TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY Mgmt For For ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS A DIRECTOR 2 TO RE-ELECT ELAD EVEN-CHEN, WHO RETIRES BY Mgmt For For ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS A DIRECTOR 3 TO RE-ELECT STEVE BALDWIN, WHO RETIRES BY Mgmt For For ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 4 TO RE-ELECT SIGALIA HEIFETZ, WHO RETIRES BY Mgmt For For ROTATION PURSUANT TO ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 5 TO ELECT PROF JACOB A. FRENKEL PURSUANT TO Mgmt For For ARTICLE 42 OF THE COMPANY'S ARTICLES OF ASSOCIATION, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR (IF ELECTED, PROF FRENKEL SHALL SERVE AS CHAIR OF THE COMPANY'S BOARD OF DIRECTORS FOLLOWING THE ANNUAL GENERAL MEETING) 6 TO RE-APPOINT KESSELMAN & KESSELMAN, A Mgmt For For MEMBER FIRM OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED, AS THE COMPANY'S INDEPENDENT EXTERNAL AUDITOR FOR 2021 7 TO AUTHORISE THE COMPANY'S BOARD OF Mgmt For For DIRECTORS (OR, THE AUDIT COMMITTEE, IF AUTHORISED BY THE BOARD OF DIRECTORS) TO FIX THE REMUNERATION OF THE COMPANY'S INDEPENDENT EXTERNAL AUDITOR 8 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF ASSOCIATION ("ARTICLES") TO ALLOT AND ISSUE UP TO 5,099,475 ORDINARY SHARES (REPRESENTING JUST UNDER 5 PER CENT. OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH AS IF ARTICLE 10(B) OF THE ARTICLES OF ASSOCIATION DID NOT APPLY TO SUCH ALLOTMENT. -THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES (AS THE CASE MAY BE) IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE RELEVANT AUTHORITY CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED 9 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT AND ISSUE UP TO 5,099,475 ORDINARY SHARES (REPRESENTING JUST UNDER 5 PER CENT. OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH AS IF ARTICLE 10(B) OF THE ARTICLES OF ASSOCIATION DID NOT APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES, TO BE USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. - THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES (AS THE CASE MAY BE) IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE RELEVANT AUTHORITY CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED 10 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt For For OF UP TO 10,198,950 ORDINARY SHARES (REPRESENTING JUST UNDER 10 PER CENT. OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH, PROVIDED THAT: A. THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NIS 0.01, SUCH MINIMUM PRICE BEING EXCLUSIVE OF ANY EXPENSES; B. THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105 PER CENT. OF THE AVERAGE OF THE MARKET VALUE FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE PLC DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE LONDON STOCK EXCHANGE AT THE TIME THE PURCHASE IS CARRIED OUT, SUCH MAXIMUM PRICE BEING EXCLUSIVE OF ANY EXPENSES; AND C. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. - UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY MAY BEFORE THE AUTHORITY EXPIRES MAKE AN OFFER OR ENTER INTO AN AGREEMENT TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY WHICH WOULD OR MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED 11 AS REQUIRED BY THE ISRAELI COMPANIES LAW, Mgmt For For 5759-1999 ("COMPANIES LAW"), TO RENEW THE COMPANY'S REMUNERATION POLICY FOR DIRECTORS AND EXECUTIVES, IN THE FORM ATTACHED HERETO AS ANNEX A 12 TO APPROVE THE FEES PAYABLE TO PROF JACOB Mgmt For For FRENKEL FOR HIS SERVICES AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF NIS 1,605,000 (APPROX. GBP 350,000) (PLUS VAT) GROSS PER ANNUM, EFFECTIVE AS OF THE DATE OF THE AGM, WHICH SHALL BE PAID TO PROF FRENKEL AS FOLLOWS: (A) NIS 1,260,000 (APPROX. GBP 275,000) AND VAT IN CASH, AND (B) NIS 345,000 (APPROX. GBP 75,000) BY THE ALLOTMENT OF ORDINARY SHARES OF THE COMPANY 13 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR DAVID ZRUIA, THE CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN INCREASE IN THE FEES PAYABLE TO MR ZRUIA, AS AN AMENDMENT TO HIS EMPLOYMENT CONTRACT, FOR HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR FROM NIS 1,520,000 (APPROX. GBP 343,000) TO NIS 2,060,000 (APPROX. GBP 450,000) GROSS PER ANNUM, EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT TO MR ZRUIA OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2021, WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)), AS SET FORTH IN THE EXPLANATORY NOTES. (C) THE GRANT TO MR ZRUIA OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)), THE EFFECTIVE GRANT DATE OF WHICH SHALL BE 1 JANUARY 2021, AS SET FORTH IN THE EXPLANATORY NOTES 14 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR ELAD EVEN-CHEN, THE CHIEF FINANCIAL OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN INCREASE IN THE SERVICE CONTRACT FEE PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR FROM NIS 1,700,000 (APPROX. GBP 384,000) TO NIS 2,060,000 (APPROX. GBP 450,000) (PLUS VAT) PER ANNUM, EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT TO EVEN-CHEN OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2021, WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE CONTRACT FEE (NIS 5,150,000 (APPROX. GBP 1,125,000) (PLUS VAT)), ALL AS SET FORTH IN THE EXPLANATORY NOTES. (C) THE GRANT TO EVEN-CHEN OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE CONTRACT FEE (NIS 5,150,000 (APPROX. GBP 1,125,000) (PLUS VAT)), THE EFFECTIVE GRANT DATE OF WHICH SHALL BE 1 JANUARY 2021, AS SET FORTH IN THE EXPLANATORY NOTES 15 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE A TAX BONUS PAYMENT OF NIS 4,250,000 (PLUS VAT) (APPROX. GBP 927,000), WHICH SHALL BE PAID TO EVEN-CHEN BY THE ALLOTMENT OF ORDINARY SHARES OF THE COMPANY FOR THE EXTRAORDINARY CONTRIBUTION AND COMMITMENT IN OBTAINING A HIGHLY BENEFICIAL APPROVAL FROM THE ISRAEL TAX AUTHORITY (ITA) AND THE ISRAEL INNOVATION AUTHORITY (IIA), THE EFFECTIVE PAYMENT DATE OF WHICH SHALL BE 1 JANUARY 2021, TO BE HELD BY EVEN-CHEN FOR A MINIMUM PERIOD OF TWO YEARS, AS SET FORTH IN THE EXPLANATORY NOTES 16 AS AN ADVISORY VOTE, TO APPROVE THE Mgmt For For DIRECTORS' REMUNERATION REPORT, IN THE FORM SET OUT ON PAGES 67 TO 75 OF THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 -------------------------------------------------------------------------------------------------------------------------- RAKUTEN,INC. Agenda Number: 713662484 -------------------------------------------------------------------------------------------------------------------------- Security: J64264104 Meeting Type: AGM Meeting Date: 30-Mar-2021 Ticker: ISIN: JP3967200001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Amend Articles to: Change Official Company Mgmt For For Name 2.1 Appoint a Director Mikitani, Hiroshi Mgmt For For 2.2 Appoint a Director Hosaka, Masayuki Mgmt For For 2.3 Appoint a Director Charles B. Baxter Mgmt For For 2.4 Appoint a Director Hyakuno, Kentaro Mgmt For For 2.5 Appoint a Director Kutaragi, Ken Mgmt For For 2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For 2.7 Appoint a Director Mitachi, Takashi Mgmt For For 2.8 Appoint a Director Murai, Jun Mgmt For For 2.9 Appoint a Director John V. Roos Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO LTD Agenda Number: 713616069 -------------------------------------------------------------------------------------------------------------------------- Security: 796050888 Meeting Type: AGM Meeting Date: 17-Mar-2021 Ticker: ISIN: US7960508882 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF AUDITED FINANCIAL STATEMENTS Mgmt For For (FY2020) 2.1.1 ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For APPOINTMENT OF DR. BYUNG-GOOK PARK 2.1.2 ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For APPOINTMENT OF DR. JEONG KIM 2.2.1 ELECTION OF EXECUTIVE DIRECTOR: APPOINTMENT Mgmt For For OF DR. KINAM KIM 2.2.2 ELECTION OF EXECUTIVE DIRECTOR: APPOINTMENT Mgmt For For OF HYUN-SUK KIM 2.2.3 ELECTION OF EXECUTIVE DIRECTOR: APPOINTMENT Mgmt For For OF DONG-JIN KOH 3 ELECTION OF INDEPENDENT DIRECTOR FOR AUDIT Mgmt For For COMMITTEE MEMBER: APPOINTMENT OF DR. SUN-UK KIM 4 APPROVAL OF DIRECTOR REMUNERATION LIMIT Mgmt For For (FY2021) -------------------------------------------------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Agenda Number: 935339691 -------------------------------------------------------------------------------------------------------------------------- Security: 796050888 Meeting Type: Annual Meeting Date: 17-Mar-2021 Ticker: SSNHZ ISIN: US7960508882 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Audited Financial Statements Mgmt No vote (FY2020). 2aa Election of Independent Director: Dr. Mgmt No vote Byung-Gook Park 2ab Election of Independent Director: Dr. Jeong Mgmt No vote Kim 2ba Election of Executive Director: Dr. Kinam Mgmt No vote Kim 2bb Election of Executive Director: Hyun-Suk Mgmt No vote Kim 2bc Election of Executive Director: Dong-Jin Mgmt No vote Koh 3. Election of Independent Director for Audit Mgmt No vote Committee Member Appointment of Dr. Sun-Uk Kim. 4. Approval of Director Remuneration Limit Mgmt No vote (FY2021)...(due to space limits, see proxy statement for full proposal). -------------------------------------------------------------------------------------------------------------------------- SAP SE Agenda Number: 935386688 -------------------------------------------------------------------------------------------------------------------------- Security: 803054204 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: SAP ISIN: US8030542042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Resolution on the appropriation of the Mgmt No vote retained earnings of fiscal year 2020. 3. Resolution on the formal approval of the Mgmt No vote acts of the Executive Board in fiscal year 2020. 4. Resolution on the formal approval of the Mgmt No vote acts of the Supervisory Board in fiscal year 2020. 5. Appointment of the auditors of the annual Mgmt No vote financial statements and group annual financial statements for fiscal year 2021. 6A. By-Election of Supervisory Board member: Dr Mgmt No vote Qi Lu 6B. By-Election of Supervisory Board member: Dr Mgmt No vote Rouven Westphal 7. Resolution on the granting of a new Mgmt No vote authorization of the Executive Board to issue convertible and/or warrant-linked bonds, profit-sharing rights and/or income bonds (or combinations of these instruments), the option to exclude shareholders' subscription rights, the cancellation of Contingent Capital I and the creation of new contingent capital and the corresponding amendment to Article 4 (7) of the Articles of Incorporation. 8. Amendment of Article 2 (1) of the Articles Mgmt No vote of Incorporation (Corporate Purpose). 9. Amendment of Article 18 (3) of the Articles Mgmt No vote of Incorporation (Right to Attend the General Meeting of Shareholders - Proof of Shareholding). -------------------------------------------------------------------------------------------------------------------------- SBI HOLDINGS,INC. Agenda Number: 714296224 -------------------------------------------------------------------------------------------------------------------------- Security: J6991H100 Meeting Type: AGM Meeting Date: 29-Jun-2021 Ticker: ISIN: JP3436120004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Kitao, Yoshitaka Mgmt For For 1.2 Appoint a Director Kawashima, Katsuya Mgmt For For 1.3 Appoint a Director Nakagawa, Takashi Mgmt For For 1.4 Appoint a Director Takamura, Masato Mgmt For For 1.5 Appoint a Director Morita, Shumpei Mgmt For For 1.6 Appoint a Director Yamada, Masayuki Mgmt For For 1.7 Appoint a Director Kusakabe, Satoe Mgmt For For 1.8 Appoint a Director Yoshida, Masaki Mgmt For For 1.9 Appoint a Director Sato, Teruhide Mgmt For For 1.10 Appoint a Director Takenaka, Heizo Mgmt For For 1.11 Appoint a Director Suzuki, Yasuhiro Mgmt For For 1.12 Appoint a Director Ito, Hiroshi Mgmt For For 1.13 Appoint a Director Takeuchi, Kanae Mgmt For For 1.14 Appoint a Director Fukuda, Junichi Mgmt For For 1.15 Appoint a Director Suematsu, Hiroyuki Mgmt For For 2 Appoint a Substitute Corporate Auditor Mgmt For For Wakatsuki, Tetsutaro -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 713501131 -------------------------------------------------------------------------------------------------------------------------- Security: D69671218 Meeting Type: AGM Meeting Date: 03-Feb-2021 Ticker: ISIN: DE0007236101 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 502455 DUE TO ADDITION OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2019/20 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 3.50 PER SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JOE KAESER FOR FISCAL 2019/20 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER ROLAND BUSCH FOR FISCAL 2019/20 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR FISCAL 2019/20 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER KLAUS HELMRICH FOR FISCAL 2019/20 3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020) FOR FISCAL 2019/20 3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER CEDRIK NEIKE FOR FISCAL 2019/20 3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020) FOR FISCAL 2019/20 3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER RALF THOMAS FOR FISCAL 2019/20 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JIM SNABE FOR FISCAL 2019/20 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER WERNER WENNING FOR FISCAL 2019/20 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER WERNER BRANDT FOR FISCAL 2019/20 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BETTINA HALLER FOR FISCAL 2019/20 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ROBERT KENSBOCK (UNTIL SEP. 25, 2020) FOR FISCAL 2019/20 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HARALD KERN FOR FISCAL 2019/20 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JUERGEN KERNER FOR FISCAL 2019/20 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NICOLA LEIBINGER-KAMMUELLER FOR FISCAL 2019/20 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BENOIT POTIER FOR FISCAL 2019/20 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HAGEN REIMER FOR FISCAL 2019/20 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NORBERT REITHOFER FOR FISCAL 2019/20 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NEMAT SHAFIK FOR FISCAL 2019/20 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NATHALIE VON SIEMENS FOR FISCAL 2019/20 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20 4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER DOROTHEA SIMON FOR FISCAL 2019/20 4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20 4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20 5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For FISCAL 2020/21 6.1 ELECT GRAZIA VITTADINI TO THE SUPERVISORY Mgmt For For BOARD 6.2 ELECT KASPER RORSTED TO THE SUPERVISORY Mgmt For For BOARD 6.3 REELECT JIM SNABE TO THE SUPERVISORY BOARD Mgmt For For 7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For 8 APPROVE CREATION OF EUR 90 MILLION POOL OF Mgmt For For CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN 9 AMEND AFFILIATION AGREEMENT WITH SIEMENS Mgmt For For BANK GMBH 10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 99% Against 1% Abstain Split SHAREHOLDER PROPOSAL: AMENDMENT TO THE ARTICLES OF ASSOCIATION OF SIEMENS AG -------------------------------------------------------------------------------------------------------------------------- SIEMENS ENERGY AG Agenda Number: 713453809 -------------------------------------------------------------------------------------------------------------------------- Security: D6T47E106 Meeting Type: AGM Meeting Date: 10-Feb-2021 Ticker: ISIN: DE000ENER6Y0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2019/20 2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For FISCAL 2019/20 3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For FISCAL 2019/20 4 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For FISCAL 2020/21 5.1 ELECT CHRISTINE BORTENLAENGER TO THE Mgmt For For SUPERVISORY BOARD 5.2 ELECT SIGMAR GABRIEL TO THE SUPERVISORY Mgmt For For BOARD 5.3 ELECT JOE KAESER TO THE SUPERVISORY BOARD Mgmt For For 5.4 ELECT HUBERT LIENHARD TO THE SUPERVISORY Mgmt For For BOARD 5.5 ELECT HILDEGARD MUELLER TO THE SUPERVISORY Mgmt For For BOARD 5.6 ELECT LAURENCE MULLIEZ TO THE SUPERVISORY Mgmt For For BOARD 5.7 ELECT MATTHIAS REBELLIUS TO THE SUPERVISORY Mgmt For For BOARD 5.8 ELECT RALF THOMAS TO THE SUPERVISORY BOARD Mgmt For For 5.9 ELECT GEISHA WILLIAMS TO THE SUPERVISORY Mgmt For For BOARD 5.10 ELECT RANDY ZWIRN TO THE SUPERVISORY BOARD Mgmt For For 6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For MANAGEMENT BOARD 7 APPROVE REMUNERATION POLICY FOR THE Mgmt For For SUPERVISORY BOARD CMMT 16 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU CMMT 21 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT 21 DEC 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 935345101 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: SBNY ISIN: US82669G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kathryn A. Byrne Mgmt No vote 1B. Election of Director: Maggie Timoney Mgmt No vote 1C. Election of Director: George Tsunis Mgmt No vote 2. To ratify the appointment of KPMG LLP, an Mgmt No vote independent registered public accounting firm, as the independent auditors for the year ending December 31, 2021. 3. Advisory vote on executive compensation. Mgmt No vote 4. Approval of the Bank's share repurchase Mgmt No vote plan. 5. Approval to amend the Bank's Organization Mgmt No vote Certificate to increase the authorized common stock of the Bank. 6. Approval to amend the 2004 Equity Plan to Mgmt No vote increase the number of shares of the Bank's common stock. -------------------------------------------------------------------------------------------------------------------------- SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420 -------------------------------------------------------------------------------------------------------------------------- Security: 82837P408 Meeting Type: Annual Meeting Date: 11-Jun-2021 Ticker: SI ISIN: US82837P4081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director for the term Mgmt No vote until 2024: Paul D. Colucci 1B. Election of Class III Director for the term Mgmt No vote until 2024: Thomas C. Dircks 1C. Election of Class III Director for the term Mgmt No vote until 2024: Colleen Sullivan 2. Ratify the appointment of Crowe LLP as the Mgmt No vote Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SQUARE, INC. Agenda Number: 935420860 -------------------------------------------------------------------------------------------------------------------------- Security: 852234103 Meeting Type: Annual Meeting Date: 15-Jun-2021 Ticker: SQ ISIN: US8522341036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Randy Garutti Mgmt No vote Mary Meeker Mgmt No vote Lawrence Summers Mgmt No vote Darren Walker Mgmt No vote 2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt No vote NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2021. 4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr No vote AT THE MEETING, REGARDING AN INDEPENDENT CHAIR. 5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr No vote AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. -------------------------------------------------------------------------------------------------------------------------- SWISSCOM AG Agenda Number: 713621969 -------------------------------------------------------------------------------------------------------------------------- Security: H8398N104 Meeting Type: OGM Meeting Date: 31-Mar-2021 Ticker: ISIN: CH0008742519 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND THE FINANCIAL STATEMENTS OF SWISSCOM LTD FOR THE FINANCIAL YEAR 2020 1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For REPORT 2020 2 APPROPRIATION OF THE RETAINED EARNINGS 2020 Mgmt For For AND DECLARATION OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES TO THE SHAREHOLDERS' MEETING A DIVIDEND OF CHF 22 GROSS PER SHARE (PRIOR YEAR: CHF 22). THE TOTAL DIVIDEND OF APPROX. CHF 1,140 MILLION IS BASED ON A PORTFOLIO OF 51,800,516 SHARES WITH A DIVIDEND ENTITLEMENT (AS OF 31 DECEMBER 2020). SUBJECT TO THE APPROVAL OF THE PROPOSAL BY THE SHAREHOLDERS' MEETING, AFTER DEDUCTING FEDERAL WITHHOLDING TAX OF 35%, A NET DIVIDEND OF CHF 14.30 PER SHARE WILL BE PAID OUT ON 8 APRIL 2021. THE LAST TRADING DAY WITH ENTITLEMENT TO RECEIVE A DIVIDEND IS 1 APRIL 2021. AS OF 6 APRIL 2021, THE SHARES WILL BE TRADED EX DIVIDEND 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4.1 RE-ELECTION OF ROLAND ABT TO THE BOARD OF Mgmt For For DIRECTORS 4.2 RE-ELECTION OF ALAIN CARRUPT TO THE BOARD Mgmt For For OF DIRECTORS 4.3 ELECTION OF GUUS DEKKERS TO THE BOARD OF Mgmt For For DIRECTORS 4.4 RE-ELECTION OF FRANK ESSER TO THE BOARD OF Mgmt For For DIRECTORS 4.5 RE-ELECTION OF BARBARA FREI TO THE BOARD OF Mgmt For For DIRECTORS 4.6 RE-ELECTION OF SANDRA LATHION-ZWEIFEL TO Mgmt For For THE BOARD OF DIRECTORS 4.7 RE-ELECTION OF ANNA MOSSBERG TO THE BOARD Mgmt For For OF DIRECTORS 4.8 RE-ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt For For BOARD OF DIRECTORS 4.9 ELECTION OF MICHAEL RECHSTEINER AS CHAIRMAN Mgmt For For TO THE BOARD OF DIRECTORS 5.1 RE-ELECTION OF ROLAND ABT TO THE Mgmt For For COMPENSATION COMMITTEE 5.2 RE-ELECTION OF FRANK ESSER TO THE Mgmt For For COMPENSATION COMMITTEE 5.3 RE-ELECTION OF BARBARA FREI TO THE Mgmt For For COMPENSATION COMMITTEE 5.4 ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt For For COMPENSATION COMMITTEE 5.5 RE-ELECTION OF RENZO SIMONI TO THE Mgmt For For COMPENSATION COMMITTEE 6.1 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS FOR 2022 6.2 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt For For MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2022 7 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For BOARD OF DIRECTORS PROPOSES THAT THE LAW FIRM REBER RECHTSANWALTE, ZURICH, BE RE-ELECTED AS INDEPENDENT PROXY FOR THE PERIOD OF TIME UNTIL THE CONCLUSION OF THE NEXT ORDINARY SHAREHOLDERS' MEETING 8 RE-ELECTION OF THE STATUTORY AUDITORS: THE Mgmt For For BOARD OF DIRECTORS PROPOSES THAT PRICEWATERHOUSECOOPERS AG, ZURICH, BE RE-ELECTED AS STATUTORY AUDITORS FOR THE 2021 FINANCIAL YEAR -------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049 -------------------------------------------------------------------------------------------------------------------------- Security: 874039100 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: TSM ISIN: US8740391003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) To accept 2020 Business Report and Mgmt No vote Financial Statements. 2) Based on recent amendments to the "Template Mgmt No vote of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". 3) To approve the issuance of employee Mgmt No vote restricted stock awards for year 2021. 4) DIRECTOR Mark Liu* Mgmt No vote C.C. Wei* Mgmt No vote F.C. Tseng* Mgmt No vote Ming-Hsin Kung*+ Mgmt No vote Sir Peter L. Bonfield# Mgmt No vote Kok-Choo Chen# Mgmt No vote Michael R. Splinter# Mgmt No vote Moshe N. Gavrielov# Mgmt No vote Yancey Hai# Mgmt No vote L. Rafael Reif# Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- TENCENT HOLDINGS LTD Agenda Number: 713856310 -------------------------------------------------------------------------------------------------------------------------- Security: G87572163 Meeting Type: AGM Meeting Date: 20-May-2021 Ticker: ISIN: KYG875721634 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0408/2021040802057.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0408/2021040802049.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR 'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 2 TO DECLARE A FINAL DIVIDEND Mgmt For For 3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For 3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE DIRECTORS' REMUNERATION 4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS AS AUDITOR 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ISSUE NEW SHARES 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES 7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- TENCENT HOLDINGS LTD Agenda Number: 714010410 -------------------------------------------------------------------------------------------------------------------------- Security: G87572163 Meeting Type: EGM Meeting Date: 20-May-2021 Ticker: ISIN: KYG875721634 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0423/2021042302014.pdf, CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt For For LITERATURE LIMITED -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Blinn Mgmt No vote 1B. Election of Director: Todd M. Bluedorn Mgmt No vote 1C. Election of Director: Janet F. Clark Mgmt No vote 1D. Election of Director: Carrie S. Cox Mgmt No vote 1E. Election of Director: Martin S. Craighead Mgmt No vote 1F. Election of Director: Jean M. Hobby Mgmt No vote 1G. Election of Director: Michael D. Hsu Mgmt No vote 1H. Election of Director: Ronald Kirk Mgmt No vote 1I. Election of Director: Pamela H. Patsley Mgmt No vote 1J. Election of Director: Robert E. Sanchez Mgmt No vote 1K. Election of Director: Richard K. Templeton Mgmt No vote 2. Board proposal regarding advisory approval Mgmt No vote of the Company's executive compensation. 3. Board proposal to ratify the appointment of Mgmt No vote Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. 4. Stockholder proposal to permit shareholder Shr No vote action by written consent. -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt No vote 1B. Election of Director: Drew G. Faust Mgmt No vote 1C. Election of Director: Mark A. Flaherty Mgmt No vote 1D. Election of Director: Ellen J. Kullman Mgmt No vote 1E. Election of Director: Lakshmi N. Mittal Mgmt No vote 1F. Election of Director: Adebayo O. Ogunlesi Mgmt No vote 1G. Election of Director: Peter Oppenheimer Mgmt No vote 1H. Election of Director: David M. Solomon Mgmt No vote 1I. Election of Director: Jan E. Tighe Mgmt No vote 1J. Election of Director: Jessica R. Uhl Mgmt No vote 1K. Election of Director: David A. Viniar Mgmt No vote 1L. Election of Director: Mark O. Winkelman Mgmt No vote 2. Advisory Vote to Approve Executive Mgmt No vote Compensation (Say on Pay). 3. Approval of The Goldman Sachs Amended and Mgmt No vote Restated Stock Incentive Plan (2021). 4. Ratification of PricewaterhouseCoopers LLP Mgmt No vote as our Independent Registered Public Accounting Firm for 2021. 5. Shareholder Proposal Regarding Shareholder Shr No vote Right to Act by Written Consent. 6. Shareholder Proposal Regarding a Report on Shr No vote the Effects of the Use of Mandatory Arbitration. 7. Shareholder Proposal Regarding Conversion Shr No vote to a Public Benefit Corporation. 8. Shareholder Proposal Regarding a Racial Shr No vote Equity Audit -------------------------------------------------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Agenda Number: 935424604 -------------------------------------------------------------------------------------------------------------------------- Security: 884903709 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: TRI ISIN: CA8849037095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR David Thomson Mgmt No vote Steve Hasker Mgmt No vote Kirk E. Arnold Mgmt No vote David W. Binet Mgmt No vote W. Edmund Clark, C.M. Mgmt No vote Michael E. Daniels Mgmt No vote Kirk Koenigsbauer Mgmt No vote Deanna Oppenheimer Mgmt No vote Vance K. Opperman Mgmt No vote Simon Paris Mgmt No vote Kim M. Rivera Mgmt No vote Barry Salzberg Mgmt No vote Peter J. Thomson Mgmt No vote Wulf von Schimmelmann Mgmt No vote 2 To appoint PricewaterhouseCoopers LLP as Mgmt No vote auditor and to authorize the directors to fix the auditor's remuneration. 3 To accept, on an advisory basis, the Mgmt No vote approach to executive compensation described in the accompanying Management Proxy Circular. 4 The shareholder proposal as set out in Shr No vote Appendix B of the accompanying Management Proxy Circular. -------------------------------------------------------------------------------------------------------------------------- TMX GROUP LTD Agenda Number: 713894827 -------------------------------------------------------------------------------------------------------------------------- Security: 87262K105 Meeting Type: MIX Meeting Date: 12-May-2021 Ticker: ISIN: CA87262K1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1 AND 2.A TO 2.L THANK YOU 1 APPOINTMENT OF KPMG LLP AS OUR AUDITOR AT A Mgmt For For REMUNERATION TO BE FIXED BY THE DIRECTORS. INFORMATION RESPECTING THE APPOINTMENT OF KPMG LLP MAY BE FOUND UNDER THE HEADING "APPOINT THE AUDITOR" ON PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR 2.A ELECTION OF DIRECTOR: LUC BERTRAND Mgmt For For 2.B ELECTION OF DIRECTOR: NICOLAS Mgmt For For DARVEAU-GARNEAU 2.C ELECTION OF DIRECTOR: MARIE GIGUERE Mgmt For For 2.D ELECTION OF DIRECTOR: MARTINE IRMAN Mgmt For For 2.E ELECTION OF DIRECTOR: MOE KERMANI Mgmt For For 2.F ELECTION OF DIRECTOR: WILLIAM LINTON Mgmt For For 2.G ELECTION OF DIRECTOR: AUDREY MASCARENHAS Mgmt For For 2.H ELECTION OF DIRECTOR: JOHN MCKENZIE Mgmt For For 2.I ELECTION OF DIRECTOR: KEVIN SULLIVAN Mgmt For For 2.J ELECTION OF DIRECTOR: CLAUDE TESSIER Mgmt For For 2.K ELECTION OF DIRECTOR: ERIC WETLAUFER Mgmt For For 2.L ELECTION OF DIRECTOR: CHARLES WINOGRAD Mgmt For For 3 APPROVAL ON AN ADVISORY BASIS OF THE Mgmt For For APPROACH TO OUR EXECUTIVE COMPENSATION WHICH IS DESCRIBED UNDER THE HEADING "VOTE ON OUR APPROACH TO EXECUTIVE COMPENSATION" ON PAGE 9 OF OUR MANAGEMENT INFORMATION CIRCULAR 4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: RESOLVED THAT: THE BOARD OF DIRECTORS REPORT TO SHAREHOLDERS ON THE EXTENT TO WHICH OUR COMPANY'S POLICIES AND PRACTICES REGARDING INDIGENOUS COMMUNITY RELATIONS, RECRUITMENT AND ADVANCEMENT OF INDIGENOUS EMPLOYEES, INTERNAL EDUCATION ON INDIGENOUS RECONCILIATION, AND PROCUREMENT FROM INDIGENOUS-OWNED BUSINESSES COMPARE TO OR ARE CERTIFIED BY EXTERNAL INDIGENOUS-LED STANDARDS OF PRACTICE -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935404866 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt No vote 1B. Election of Director: Timothy P. Flynn Mgmt No vote 1C. Election of Director: Sarah J. Friar Mgmt No vote 1D. Election of Director: Carla A. Harris Mgmt No vote 1E. Election of Director: Thomas W. Horton Mgmt No vote 1F. Election of Director: Marissa A. Mayer Mgmt No vote 1G. Election of Director: C. Douglas McMillon Mgmt No vote 1H. Election of Director: Gregory B. Penner Mgmt No vote 1I. Election of Director: Steven S Reinemund Mgmt No vote 1J. Election of Director: Randall L. Stephenson Mgmt No vote 1K. Election of Director: S. Robson Walton Mgmt No vote 1L. Election of Director: Steuart L. Walton Mgmt No vote 2. Advisory Vote to Approve Named Executive Mgmt No vote Officer Compensation. 3. Ratification of Ernst & Young LLP as Mgmt No vote Independent Accountants. 4. Report on Refrigerants Released from Shr No vote Operations. 5. Report on Lobbying Disclosures. Shr No vote 6. Report on Alignment of Racial Justice Goals Shr No vote and Starting Wages. 7. Create a Pandemic Workforce Advisory Shr No vote Council. 8. Report on Statement of the Purpose of a Shr No vote Corporation. -------------------------------------------------------------------------------------------------------------------------- XILINX, INC. Agenda Number: 935346735 -------------------------------------------------------------------------------------------------------------------------- Security: 983919101 Meeting Type: Special Meeting Date: 07-Apr-2021 Ticker: XLNX ISIN: US9839191015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to adopt the Agreement and Plan of Mgmt No vote Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the "merger agreement," among Advanced Micro Devices, Inc., which is referred to as "AMD," Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, which is referred to as "Merger Sub," and Xilinx, which proposal is referred to as the "Xilinx merger proposal". 2. Proposal to approve, on a non-binding Mgmt No vote advisory basis, the compensation that may be paid or become payable to Xilinx's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the "Xilinx compensation proposal". 3. Proposal to approve the adjournment of the Mgmt No vote Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Xilinx stockholders, which proposal is referred to as the "Xilinx adjournment proposal". -------------------------------------------------------------------------------------------------------------------------- Z HOLDINGS CORPORATION Agenda Number: 714218143 -------------------------------------------------------------------------------------------------------------------------- Security: J9894K105 Meeting Type: AGM Meeting Date: 18-Jun-2021 Ticker: ISIN: JP3933800009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Amend Articles to: Establish the Articles Mgmt For For Related to Shareholders Meeting held without specifying a venue 2.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Kawabe, Kentaro 2.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Idezawa, Takeshi 2.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Jungho Shin 2.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ozawa, Takao 2.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Masuda, Jun 2.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Oketani, Taku 3 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Usumi, Yoshio -------------------------------------------------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 713447868 -------------------------------------------------------------------------------------------------------------------------- Security: Y989DF109 Meeting Type: EGM Meeting Date: 29-Dec-2020 Ticker: ISIN: CNE100002QY7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/1210/2020121000823.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/1210/2020121000861.pdf 1.A THAT THE REVISED ANNUAL CAP FOR THE Mgmt Abstain Against CONTINUING CONNECTED TRANSACTIONS UNDER THE ONLINE PLATFORM COOPERATION FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED DECEMBER 11, 2020) (THE "CIRCULAR")) FOR THE YEAR ENDING DECEMBER 31, 2020 (THE "REVISED 2020 ANNUAL CAP"), BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED 1.B THAT THE NEW ONLINE PLATFORM COOPERATION Mgmt Abstain Against FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED 1.C THAT ANY ONE DIRECTOR OF THE COMPANY BE AND Mgmt Abstain Against ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND THINGS AND TO SIGN AND EXECUTE ALL SUCH OTHER OR FURTHER DOCUMENTS AND TO TAKE ALL SUCH STEPS AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE, APPROPRIATE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO OR OTHERWISE IN CONNECTION WITH THE NEW ONLINE PLATFORM COOPERATION FRAMEWORK AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND THE REVISED 2020 ANNUAL CAP 2.A THAT THE RULES OF THE PROPOSED SHARE OPTION Mgmt Abstain Against SCHEME OF ZHONGAN TECHNOLOGIES INTERNATIONAL GROUP LIMITED (AS SPECIFIED) (THE "ZATI SHARE OPTION SCHEME"), A COPY OF WHICH IS TABLED AT THE MEETING AND MARKED "A" AND INITIALED BY THE CHAIRMAN OF THE MEETING FOR IDENTIFICATION PURPOSE, BE AND IS HEREBY APPROVED AND ADOPTED; AND THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS AND TO ENTER INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS AS MAY BE NECESSARY OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE ZATI SHARE OPTION SCHEME 2.B THAT THE RULES OF THE PROPOSED SHARE OPTION Mgmt Abstain Against SCHEME OF ZA LIFE LIMITED (AS SPECIFIED) (THE "ZA LIFE SHARE OPTION SCHEME"), A COPY OF WHICH IS TABLED AT THE MEETING AND MARKED "B" AND INITIALED BY THE CHAIRMAN OF THE MEETING FOR IDENTIFICATION PURPOSE, BE AND IS HEREBY APPROVED AND ADOPTED; AND THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS AND TO ENTER INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS AS MAY BE NECESSARY OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE ZA LIFE SHARE OPTION SCHEME 2.C THAT THE RULES OF THE PROPOSED SHARE OPTION Mgmt Abstain Against SCHEME OF ZA TECH GLOBAL LIMITED CORPORATION (THE "ZA TECH SHARE OPTION SCHEME"), A COPY OF WHICH IS TABLED AT THE MEETING AND MARKED "C" AND INITIALED BY THE CHAIRMAN OF THE MEETING FOR IDENTIFICATION PURPOSE, BE AND IS HEREBY APPROVED AND ADOPTED; AND THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS AND TO ENTER INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS AS MAY BE NECESSARY OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE ZA TECH SHARE OPTION SCHEME 3 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For SHUANG ZHANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE THIRD SESSION OF THE BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 713734386 -------------------------------------------------------------------------------------------------------------------------- Security: Y989DF109 Meeting Type: AGM Meeting Date: 30-Apr-2021 Ticker: ISIN: CNE100002QY7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0326/2021032601204.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0326/2021032601198.pdf 1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For AUDITORS AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 4 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For OF AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2021: PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS PRC AUDITORS 5 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For XING JIANG AS AN EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE THIRD SESSION OF THE BOARD OF DIRECTORS 6 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For EVALUATION OF THE DIRECTORS OF THE COMPANY FOR THE YEAR 2020 7 TO CONSIDER AND APPROVE THE GRANT OF A Mgmt For For GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ISSUE SHARES 8 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For THE ARTICLES OF ASSOCIATION OF THE COMPANY CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO RECEIPT OF AUDITOR NAME FOR RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Siren ETF Trust By: /s/ Scott Freeze Scott Freeze, President and Principal Executive Officer Date: August 19, 2021
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