Form N-PX PRUDENTIAL INVESTMENT For: Jun 30
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United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08085
Prudential Investment Portfolios, Inc. 10
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: October 31
Date of reporting period: 7/1/2018 through 6/30/2019
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-08085
Registrant Name: Prudential Investment Portfolios, Inc. 10
Reporting Period: 07/01/2018 - 06/30/2019
PGIM Jennison Equity Income Fund - Sub-Adviser: Jennison
| ABBOTT
LABORATORIES Meeting Date: APR 26, 2019 Record Date: FEB 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ABT
Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert J. Alpern | Management | For | For |
| 1.2 | Elect Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Sally E. Blount | Management | For | For |
| 1.4 | Elect Michelle A. Kumbier | Management | For | For |
| 1.5 | Elect Edward M. Liddy | Management | For | For |
| 1.6 | Elect Nancy McKinstry | Management | For | For |
| 1.7 | Elect Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect William A. Osborn | Management | For | For |
| 1.9 | Elect Samuel C. Scott III | Management | For | For |
| 1.10 | Elect Daniel J. Starks | Management | For | For |
| 1.11 | Elect John G. Stratton | Management | For | For |
| 1.12 | Elect Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Miles D. White | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| ADVANCED MICRO
DEVICES, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AMD
Security ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John E. Caldwell | Management | For | For |
| 2 | Elect Nora M. Denzel | Management | For | For |
| 3 | Elect D. Mark Durcan | Management | For | For |
| 4 | Elect Joseph A. Householder | Management | For | For |
| 5 | Elect John W. Marren | Management | For | For |
| 6 | Elect Lisa T. Su | Management | For | For |
| 7 | Elect Abhijit Y. Talwalkar | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Approval of Amendment to the 2004 Equity Incentive Plan | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| AKZO NOBEL
N.V. Meeting Date: NOV 13, 2018 Record Date: OCT 16, 2018 Meeting Type: SPECIAL | ||||
| Ticker: AKZA
Security ID: N01803100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amendments to Articles Regarding Share Capital | Management | For | For |
| 2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| AKZO NOBEL
N.V. Meeting Date: APR 25, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AKZA
Security ID: N01803308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 2 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 3 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 4 | Accounts and Reports | Management | For | For |
| 5 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 6 | Allocation of Profits/Dividends | Management | For | For |
| 7 | Ratification of Management Board Acts | Management | For | For |
| 8 | Ratification of Supervisory Board Acts | Management | For | For |
| 9 | Elect Jolanda Poots-Bijl to the Supervisory Board | Management | For | For |
| 10 | Elect Dick Sluimers to the Supervisory Board | Management | For | For |
| 11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 12 | Authority to Suppress Preemptive Rights | Management | For | For |
| 13 | Authority to Repurchase Shares | Management | For | For |
| 14 | Cancellation of Shares | Management | For | For |
| 15 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| ALLERGAN PLC
Meeting Date: MAY 01, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AGN
Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nesli Basgoz | Management | For | Against |
| 2 | Elect Joseph H. Boccuzi | Management | For | Against |
| 3 | Elect Christopher W. Bodine | Management | For | Against |
| 4 | Elect Adriane M. Brown | Management | For | Against |
| 5 | Elect Christopher J. Coughlin | Management | For | Against |
| 6 | Elect Carol Anthony Davidson | Management | For | Against |
| 7 | Elect Thomas C. Freyman | Management | For | Against |
| 8 | Elect Michael E. Greenberg | Management | For | Against |
| 9 | Elect Robert J. Hugin | Management | For | Against |
| 10 | Elect Peter J. McDonnell | Management | For | Against |
| 11 | Elect Brenton L. Saunders | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor and Authority to Set Fees | Management | For | Against |
| 14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Against |
| 15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
| AMEREN
CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AEE
Security ID: 023608102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Warner L. Baxter | Management | For | For |
| 2 | Elect Catherine S. Brune | Management | For | For |
| 3 | Elect J. Edward Coleman | Management | For | For |
| 4 | Elect Ward H. Dickson | Management | For | For |
| 5 | Elect Noelle K. Eder | Management | For | For |
| 6 | Elect Ellen M. Fitzsimmons | Management | For | For |
| 7 | Elect Rafael Flores | Management | For | For |
| 8 | Elect Richard J. Harshman | Management | For | For |
| 9 | Elect Craig S. Ivey | Management | For | For |
| 10 | Elect James C. Johnson | Management | For | For |
| 11 | Elect Steven H. Lipstein | Management | For | For |
| 12 | Elect Stephen R. Wilson | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Transaction of Other Business | Management | For | Against |
| AMERICAN
EXPRESS COMPANY Meeting Date: MAY 07, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AXP
Security ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Charlene Barshefsky | Management | For | For |
| 2 | Elect John J. Brennan | Management | For | For |
| 3 | Elect Peter Chernin | Management | For | For |
| 4 | Elect Ralph de la Vega | Management | For | For |
| 5 | Elect Anne M. A. Lauvergeon | Management | For | For |
| 6 | Elect Micheal O. Leavitt | Management | For | For |
| 7 | Elect Theodore J. Leonsis | Management | For | For |
| 8 | Elect Stephen J. Squeri | Management | For | For |
| 9 | Elect Daniel L. Vasella | Management | For | For |
| 10 | Elect Ronald A. Williams | Management | For | For |
| 11 | Elect Christopher D. Young | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Excluding EPS in Executive Compensation | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
| AMERICAN TOWER
CORPORATION Meeting Date: MAY 21, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AMT
Security ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Raymond P. Dolan | Management | For | For |
| 2 | Elect Robert D. Hormats | Management | For | For |
| 3 | Elect Gustavo Lara Cantu | Management | For | For |
| 4 | Elect Grace D. Lieblein | Management | For | For |
| 5 | Elect Craig Macnab | Management | For | For |
| 6 | Elect JoAnn A. Reed | Management | For | For |
| 7 | Elect Pamela D.A. Reeve | Management | For | For |
| 8 | Elect David E. Sharbutt | Management | For | For |
| 9 | Elect James D. Taiclet, Jr. | Management | For | For |
| 10 | Elect Samme L. Thompson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ANGLO AMERICAN
PLC Meeting Date: APR 30, 2019 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: AAL
Security ID: G03764134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Elect Marcelo H. Bastos | Management | For | For |
| 4 | Elect Ian R. Ashby | Management | For | For |
| 5 | Elect Stuart Chambers | Management | For | For |
| 6 | Elect Mark Cutifani | Management | For | For |
| 7 | Elect Nolitha V. Fakude | Management | For | For |
| 8 | Elect Byron Grote | Management | For | For |
| 9 | Elect Tony O'Neill | Management | For | For |
| 10 | Elect Stephen T. Pearce | Management | For | For |
| 11 | Elect Mphu Ramatlapeng | Management | For | For |
| 12 | Elect Jim Rutherford | Management | For | For |
| 13 | Elect Anne Stevens | Management | For | For |
| 14 | Appointment of Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Remuneration Report (Advisory) | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Repurchase Shares | Management | For | For |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| APPLE INC.
Meeting Date: MAR 01, 2019 Record Date: JAN 02, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AAPL
Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Robert A. Iger | Management | For | For |
| 5 | Elect Andrea Jung | Management | For | For |
| 6 | Elect Arthur D. Levinson | Management | For | For |
| 7 | Elect Ronald D. Sugar | Management | For | For |
| 8 | Elect Susan L. Wagner | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| ASTRAZENECA
PLC Meeting Date: APR 26, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AZN
Security ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Appointment of Auditor | Management | For | For |
| 4 | Authority to Set Auditor's Fees | Management | For | For |
| 5 | Elect Leif Johansson | Management | For | For |
| 6 | Elect Pascal Soriot | Management | For | For |
| 7 | Elect Marc Dunoyer | Management | For | For |
| 8 | Elect Genevieve B. Berger | Management | For | For |
| 9 | Elect Philip Broadley | Management | For | For |
| 10 | Elect Graham Chipchase | Management | For | For |
| 11 | Elect Deborah DiSanzo | Management | For | For |
| 12 | Elect Sheri McCoy | Management | For | For |
| 13 | Elect Tony SK MOK | Management | For | For |
| 14 | Elect Nazneen Rahman | Management | For | For |
| 15 | Elect Marcus Wallenberg | Management | For | For |
| 16 | Remuneration Report (Advisory) | Management | For | For |
| 17 | Authorisation of Political Donations | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 21 | Authority to Repurchase Shares | Management | For | For |
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| ATLANTIA
S.P.A. Meeting Date: APR 18, 2019 Record Date: APR 09, 2019 Meeting Type: ORDINARY | ||||
| Ticker: ATL
Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 3 | Accounts and Reports; Allocation of Profits/Dividends | Management | For | For |
| 4 | Increase in Auditor's Fees | Management | For | For |
| 5 | Authority to Repurchase and Reissue Shares | Management | For | For |
| 6 | Board Size | Management | For | For |
| 7 | Non-Voting Agenda Item | Management | None | Do Not Vote |
| 8 | List Presented by Sintonia S.p.A. | Management | For | Do Not Vote |
| 9 | List Presented by Group of Institutional Investors Representing 1.2% of Share Capital | Management | For | For |
| 10 | Elect Fabio Cerchiai | Management | For | For |
| 11 | Directors' Fees | Management | For | For |
| 12 | Remuneration Policy | Management | For | For |
| 13 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| BANK OF
AMERICA CORPORATION Meeting Date: APR 24, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BAC
Security ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sharon L. Allen | Management | For | For |
| 2 | Elect Susan S. Bies | Management | For | For |
| 3 | Elect Jack O. Bovender, Jr. | Management | For | For |
| 4 | Elect Frank P. Bramble, Sr. | Management | For | For |
| 5 | Elect Pierre J. P. de Weck | Management | For | For |
| 6 | Elect Arnold W. Donald | Management | For | For |
| 7 | Elect Linda P. Hudson | Management | For | For |
| 8 | Elect Monica C. Lozano | Management | For | For |
| 9 | Elect Thomas J. May | Management | For | For |
| 10 | Elect Brian T. Moynihan | Management | For | For |
| 11 | Elect Lionel L. Nowell, III | Management | For | For |
| 12 | Elect Clayton S. Rose | Management | For | For |
| 13 | Elect Michael D. White | Management | For | For |
| 14 | Elect Thomas D. Woods | Management | For | For |
| 15 | Elect R. David Yost | Management | For | For |
| 16 | Elect Maria T. Zuber | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Ratification of Auditor | Management | For | For |
| 19 | Amendment to the Key Employee Equity Plan | Management | For | For |
| 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
| BB&T
CORPORATION Meeting Date: APR 30, 2019 Record Date: FEB 20, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BBT
Security ID: 054937107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jennifer S. Banner | Management | For | For |
| 2 | Elect K. David Boyer, Jr. | Management | For | For |
| 3 | Elect Anna R. Cablik | Management | For | For |
| 4 | Elect Patrick C. Graney III | Management | For | For |
| 5 | Elect I. Patricia Henry | Management | For | For |
| 6 | Elect Kelly S. King | Management | For | For |
| 7 | Elect Louis B. Lynn | Management | For | For |
| 8 | Elect Easter Maynard | Management | For | For |
| 9 | Elect Charles A. Patton | Management | For | For |
| 10 | Elect Nido R. Qubein | Management | For | For |
| 11 | Elect William J. Reuter | Management | For | For |
| 12 | Elect Tollie W. Rich, Jr. | Management | For | For |
| 13 | Elect Christine Sears | Management | For | For |
| 14 | Elect Thomas E. Skains | Management | For | For |
| 15 | Elect Thomas N. Thompson | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| BHP BILLITON
LIMITED Meeting Date: NOV 08, 2018 Record Date: SEP 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BHP
Security ID: 088606108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Management | For | For |
| 2 | Appointment of Auditor | Management | For | For |
| 3 | Authority to Set Auditor's Fees | Management | For | For |
| 4 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 5 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 6 | Authority to Repurchase Shares | Management | For | For |
| 7 | Remuneration Report (Advisory - UK) | Management | For | For |
| 8 | Remuneration Report (Advisory - AUS) | Management | For | For |
| 9 | Equity Grant (CEO Andrew Mackenzie) | Management | For | For |
| 10 | Change in Company Name | Management | For | For |
| 11 | Re-elect Terry Bowen | Management | For | For |
| 12 | Re-elect Malcolm Broomhead | Management | For | For |
| 13 | Re-elect Anita Frew | Management | For | For |
| 14 | Re-elect Carolyn Hewson | Management | For | For |
| 15 | Re-elect Andrew Mackenzie | Management | For | For |
| 16 | Re-elect Lindsay Maxsted | Management | For | For |
| 17 | Re-elect John Mogford | Management | For | For |
| 18 | Re-elect Shriti Vadera | Management | For | For |
| 19 | Re-elect Ken MacKenzie | Management | For | For |
| BOSTON
PROPERTIES, INC. Meeting Date: MAY 21, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BXP
Security ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kelly A. Ayotte | Management | For | For |
| 2 | Elect Bruce W. Duncan | Management | For | For |
| 3 | Elect Karen E. Dykstra | Management | For | For |
| 4 | Elect Carol B. Einiger | Management | For | For |
| 5 | Elect Diane J. Hoskins | Management | For | For |
| 6 | Elect Joel I. Klein | Management | For | For |
| 7 | Elect Douglas T. Linde | Management | For | For |
| 8 | Elect Matthew J. Lustig | Management | For | For |
| 9 | Elect Owen D. Thomas | Management | For | For |
| 10 | Elect David A. Twardock | Management | For | For |
| 11 | Elect William H. Walton III | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Approval of the Non-Employee Director Compensation Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| BP PLC
Meeting Date: MAY 21, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BP
Security ID: 055622104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Elect Robert W. Dudley | Management | For | For |
| 4 | Elect Brian Gilvary | Management | For | For |
| 5 | Elect Nils Andersen | Management | For | For |
| 6 | Elect Alison J. Carnwath | Management | For | For |
| 7 | Elect Pamela Daley | Management | For | For |
| 8 | Elect Ian E.L. Davis | Management | For | For |
| 9 | Elect Dame Ann Dowling | Management | For | For |
| 10 | Elect Helge Lund | Management | For | For |
| 11 | Elect Melody B. Meyer | Management | For | For |
| 12 | Elect Brendan R. Nelson | Management | For | For |
| 13 | Elect Paula Rosput Reynolds | Management | For | For |
| 14 | Elect John Sawers | Management | For | For |
| 15 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 16 | Authorisation of Political Donations | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 20 | Authority to Repurchase Shares | Management | For | For |
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| 22 | Shareholder Proposal Regarding Climate Change Reporting | Shareholder | For | Against |
| 23 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
| BRISTOL-MYERS
SQUIBB COMPANY Meeting Date: APR 12, 2019 Record Date: MAR 01, 2019 Meeting Type: SPECIAL | ||||
| Ticker: BMY
Security ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Celgene Transaction | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| BROADCOM INC.
Meeting Date: APR 01, 2019 Record Date: FEB 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AVGO
Security ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hock E. Tan | Management | For | For |
| 2 | Elect Dr. Henry S. Samueli | Management | For | For |
| 3 | Elect Eddy W. Hartenstein | Management | For | For |
| 4 | Elect Diane M. Bryant | Management | For | For |
| 5 | Elect Gayla J. Delly | Management | For | For |
| 6 | Elect Check Kian Low | Management | For | For |
| 7 | Elect Peter J. Marks | Management | For | For |
| 8 | Elect Harry L. You | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Amendment to the Employee Share Purchase Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| CHENIERE
ENERGY, INC. Meeting Date: MAY 16, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LNG
Security ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect G. Andrea Botta | Management | For | For |
| 2 | Elect Jack A. Fusco | Management | For | For |
| 3 | Elect Vicky A. Bailey | Management | For | For |
| 4 | Elect Nuno Brandolini | Management | For | For |
| 5 | Elect David I. Foley | Management | For | For |
| 6 | Elect David B. Kilpatrick | Management | For | For |
| 7 | Elect Andrew Langham | Management | For | For |
| 8 | Elect Courtney R. Mather | Management | For | For |
| 9 | Elect Donald F. Robillard, Jr. | Management | For | For |
| 10 | Elect Neal A. Shear | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| CHUBB LIMITED
Meeting Date: MAY 16, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CB
Security ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Disposable Profit | Management | For | For |
| 3 | Distribution of a Dividend out of Legal Reserves | Management | For | For |
| 4 | Ratification of Board Acts | Management | For | For |
| 5 | Election of Statutory Auditors | Management | For | For |
| 6 | Appointment of Auditor | Management | For | For |
| 7 | Appointment of Special Auditor | Management | For | For |
| 8 | Elect Evan G. Greenberg | Management | For | For |
| 9 | Elect Robert M. Hernandez | Management | For | For |
| 10 | Elect Michael G. Atieh | Management | For | For |
| 11 | Elect Sheila P. Burke | Management | For | For |
| 12 | Elect James I. Cash, Jr. | Management | For | For |
| 13 | Elect Mary A. Cirillo | Management | For | For |
| 14 | Elect Michael P. Connors | Management | For | Against |
| 15 | Elect John A. Edwardson | Management | For | For |
| 16 | Elect Kimberly Ross | Management | For | For |
| 17 | Elect Robert W. Scully | Management | For | For |
| 18 | Elect Eugene B. Shanks, Jr. | Management | For | For |
| 19 | Elect Theodore Shasta | Management | For | For |
| 20 | Elect David H. Sidwell | Management | For | For |
| 21 | Elect Olivier Steimer | Management | For | For |
| 22 | Elect Evan G. Greenberg | Management | For | For |
| 23 | Elect Michael P. Connors | Management | For | Against |
| 24 | Elect Mary A. Cirillo | Management | For | For |
| 25 | Elect John A. Edwardson | Management | For | For |
| 26 | Elect Robert M. Hernandez | Management | For | For |
| 27 | Appointment of Independent Proxy (Switzerland) | Management | For | For |
| 28 | Board Compensation | Management | For | For |
| 29 | Executive Compensation | Management | For | For |
| 30 | Advisory Vote on Executive Compensation | Management | For | For |
| 31 | Additional or Amended Proposals | Management | For | Against |
| CISCO SYSTEMS,
INC. Meeting Date: DEC 12, 2018 Record Date: OCT 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CSCO
Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect M. Michele Burns | Management | For | For |
| 2 | Elect Michael D. Capellas | Management | For | For |
| 3 | Elect Mark Garrett | Management | For | For |
| 4 | Elect Kristina M. Johnson | Management | For | For |
| 5 | Elect Roderick C. McGeary | Management | For | For |
| 6 | Elect Charles H. Robbins | Management | For | For |
| 7 | Elect Arun Sarin | Management | For | For |
| 8 | Elect Brenton L. Saunders | Management | For | For |
| 9 | Elect Steven M. West | Management | For | For |
| 10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
| CME GROUP INC.
Meeting Date: NOV 29, 2018 Record Date: SEP 06, 2018 Meeting Type: SPECIAL | ||||
| Ticker: CME
Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elimination of Class B Director Election Rights | Management | For | Against |
| CME GROUP INC.
Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CME
Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Terrence A. Duffy | Management | For | For |
| 2 | Elect Timothy S. Bitsberger | Management | For | For |
| 3 | Elect Charles P. Carey | Management | For | For |
| 4 | Elect Dennis H. Chookaszian | Management | For | For |
| 5 | Elect Ana Dutra | Management | For | For |
| 6 | Elect Martin J. Gepsman | Management | For | For |
| 7 | Elect Larry G. Gerdes | Management | For | For |
| 8 | Elect Daniel R. Glickman | Management | For | For |
| 9 | Elect Daniel G. Kaye | Management | For | For |
| 10 | Elect Phyllis M. Lockett | Management | For | For |
| 11 | Elect Deborah J. Lucas | Management | For | For |
| 12 | Elect Alex J. Pollock | Management | For | For |
| 13 | Elect Terry L. Savage | Management | For | For |
| 14 | Elect William R. Shepard | Management | For | For |
| 15 | Elect Howard J. Siegel | Management | For | For |
| 16 | Elect Michael Spencer | Management | For | For |
| 17 | Elect Dennis A. Suskind | Management | For | For |
| 18 | Ratification of Auditor | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| CONAGRA
BRANDS, INC. Meeting Date: SEP 21, 2018 Record Date: JUL 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CAG
Security ID: 205887102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anil Arora | Management | For | For |
| 1.2 | Elect Thomas K. Brown | Management | For | For |
| 1.3 | Elect Stephen G. Butler | Management | For | For |
| 1.4 | Elect Sean M. Connolly | Management | For | For |
| 1.5 | Elect Joie Gregor | Management | For | For |
| 1.6 | Elect Rajive Johri | Management | For | For |
| 1.7 | Elect Richard H. Lenny | Management | For | For |
| 1.8 | Elect Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Craig P. Omtvedt | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| DIAGEO PLC
Meeting Date: SEP 20, 2018 Record Date: AUG 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DGE
Security ID: 25243Q205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Allocation of Profits/Dividends | Management | For | For |
| 4 | Elect Susan Kilsby | Management | For | For |
| 5 | Elect Lord Mervyn Davies | Management | For | For |
| 6 | Elect Javier Ferran | Management | For | For |
| 7 | Elect HO Kwon Ping | Management | For | For |
| 8 | Elect Nicola Mendelsohn | Management | For | For |
| 9 | Elect Ivan Menezes | Management | For | For |
| 10 | Elect Kathryn A. Mikells | Management | For | For |
| 11 | Elect Alan Stewart | Management | For | For |
| 12 | Appointment of Auditor | Management | For | For |
| 13 | Authority to Set Auditor's Fees | Management | For | For |
| 14 | Authorisation of Political Donations | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Amendments to Articles | Management | For | For |
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| DUKE ENERGY
CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DUK
Security ID: 26441C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael G. Browning | Management | For | For |
| 1.2 | Elect Annette K. Clayton | Management | For | For |
| 1.3 | Elect Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Robert M. Davis | Management | For | For |
| 1.5 | Elect Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Lynn J. Good | Management | For | For |
| 1.7 | Elect John T. Herron | Management | For | For |
| 1.8 | Elect William E. Kennard | Management | For | For |
| 1.9 | Elect E. Marie McKee | Management | For | For |
| 1.10 | Elect Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Marya M. Rose | Management | For | For |
| 1.12 | Elect Carlos A. Saladrigas | Management | For | For |
| 1.13 | Elect Thomas E. Skains | Management | For | For |
| 1.14 | Elect William E. Webster, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 5 | Shareholder Report Regarding Lobbying Report | Shareholder | Against | Against |
| 6 | Shareholder Report Regarding Health Effects of Coal | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Report on Environmental Activities | Shareholder | Against | Against |
| DXC TECHNOLOGY
COMPANY Meeting Date: AUG 15, 2018 Record Date: JUN 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DXC
Security ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mukesh Aghi | Management | For | For |
| 2 | Elect Amy E. Alving | Management | For | For |
| 3 | Elect David L. Herzog | Management | For | For |
| 4 | Elect Sachin S. Lawande | Management | For | For |
| 5 | Elect J. Michael Lawrie | Management | For | For |
| 6 | Elect Mary Louise Krakauer | Management | For | For |
| 7 | Elect Julio A. Portalatin | Management | For | For |
| 8 | Elect Peter Rutland | Management | For | For |
| 9 | Elect Manoj P. Singh | Management | For | For |
| 10 | Elect Robert F. Woods | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| EDISON
INTERNATIONAL Meeting Date: APR 25, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EIX
Security ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeanne Beliveau-Dunn | Management | For | For |
| 2 | Elect Michael C. Camunez | Management | For | For |
| 3 | Elect Vanessa C.L. Chang | Management | For | For |
| 4 | Elect James T. Morris | Management | For | For |
| 5 | Elect Timothy T. O'Toole | Management | For | For |
| 6 | Elect Pedro J. Pizarro | Management | For | For |
| 7 | Elect Linda G. Stuntz | Management | For | For |
| 8 | Elect William P. Sullivan | Management | For | For |
| 9 | Elect Ellen O. Tauscher | Management | For | For |
| 10 | Elect Peter J. Taylor | Management | For | For |
| 11 | Elect Keith Trent | Management | For | For |
| 12 | Elect Brett White | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| ELANCO ANIMAL
HEALTH INCORPORATED Meeting Date: MAY 08, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ELAN
Security ID: 28414H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kapila K. Anand | Management | For | For |
| 2 | Elect John P. Bilbrey | Management | For | For |
| 3 | Elect R. David Hoover | Management | For | For |
| 4 | Elect Lawrence E. Kurzius | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ELI LILLY AND
COMPANY Meeting Date: MAY 06, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LLY
Security ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ralph Alvarez | Management | For | For |
| 2 | Elect Carolyn R. Bertozzi | Management | For | For |
| 3 | Elect Juan R. Luciano | Management | For | For |
| 4 | Elect Kathi P. Seifert | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Repeal of Classified Board | Management | For | For |
| 8 | Elimination of Supermajority Requirement | Management | For | For |
| 9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| EMERSON
ELECTRIC CO. Meeting Date: FEB 05, 2019 Record Date: NOV 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EMR
Security ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clemens A.H. Borsig | Management | For | For |
| 1.2 | Elect Joshua B. Bolten | Management | For | For |
| 1.3 | Elect Lori M. Lee | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| EXELON
CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EXC
Security ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Anthony K. Anderson | Management | For | For |
| 2 | Elect Ann C. Berzin | Management | For | For |
| 3 | Elect M. Laurie Brlas | Management | For | For |
| 4 | Elect Christopher M. Crane | Management | For | For |
| 5 | Elect Yves C. de Balmann | Management | For | For |
| 6 | Elect Nicholas DeBenedictis | Management | For | For |
| 7 | Elect Linda P. Jojo | Management | For | For |
| 8 | Elect Paul L. Joskow | Management | For | For |
| 9 | Elect Robert J. Lawless | Management | For | For |
| 10 | Elect Richard W. Mies | Management | For | For |
| 11 | Elect Mayo A. Shattuck III | Management | For | For |
| 12 | Elect Stephen D. Steinour | Management | For | Against |
| 13 | Elect John F. Young | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Report on Environmental Activities | Shareholder | Against | Against |
| FEDEX
CORPORATION Meeting Date: SEP 24, 2018 Record Date: JUL 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FDX
Security ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John A. Edwardson | Management | For | For |
| 2 | Elect Marvin R. Ellison | Management | For | For |
| 3 | Elect Susan Patricia Griffith | Management | For | For |
| 4 | Elect John Chris Inglis | Management | For | For |
| 5 | Elect Kimberly A. Jabal | Management | For | For |
| 6 | Elect Shirley Ann Jackson | Management | For | For |
| 7 | Elect R. Brad Martin | Management | For | For |
| 8 | Elect Joshua Cooper Ramo | Management | For | For |
| 9 | Elect Susan C. Schwab | Management | For | For |
| 10 | Elect Frederick W. Smith | Management | For | For |
| 11 | Elect David P. Steiner | Management | For | For |
| 12 | Elect Paul S. Walsh | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| FOOT LOCKER,
INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: FL
Security ID: 344849104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Maxine K. Clark | Management | For | For |
| 2 | Elect Alan D. Feldman | Management | For | For |
| 3 | Elect Richard A. Johnson | Management | For | For |
| 4 | Elect Guillermo G. Marmol | Management | For | For |
| 5 | Elect Matthew M. McKenna | Management | For | For |
| 6 | Elect Steven Oakland | Management | For | For |
| 7 | Elect Ulice Payne, Jr. | Management | For | For |
| 8 | Elect Cheryl Nido Turpin | Management | For | For |
| 9 | Elect Kimberly Underhill | Management | For | For |
| 10 | Elect Dona D. Young | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| HONEYWELL
INTERNATIONAL INC. Meeting Date: APR 29, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: HON
Security ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Darius Adamczyk | Management | For | For |
| 2 | Elect Duncan B. Angove | Management | For | For |
| 3 | Elect William S. Ayer | Management | For | For |
| 4 | Elect Kevin Burke | Management | For | For |
| 5 | Elect Jaime Chico Pardo | Management | For | For |
| 6 | Elect D. Scott Davis | Management | For | For |
| 7 | Elect Linnet F. Deily | Management | For | For |
| 8 | Elect Judd Gregg | Management | For | For |
| 9 | Elect Clive Hollick | Management | For | For |
| 10 | Elect Grace D. Lieblein | Management | For | For |
| 11 | Elect George Paz | Management | For | For |
| 12 | Elect Robin L. Washington | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| JPMORGAN CHASE
& CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: JPM
Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Stephen B. Burke | Management | For | For |
| 4 | Elect Todd A. Combs | Management | For | For |
| 5 | Elect James S. Crown | Management | For | For |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| 8 | Elect Mellody Hobson | Management | For | For |
| 9 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 10 | Elect Michael A. Neal | Management | For | For |
| 11 | Elect Lee R. Raymond | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| KEURIG DR
PEPPER INC. Meeting Date: JUN 07, 2019 Record Date: APR 10, 2019 Meeting Type: ANNUAL | ||||
| Ticker: KDP
Security ID: 49271V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert J. Gamgort | Management | For | For |
| 2 | Elect Olivier Goudet | Management | For | For |
| 3 | Elect Peter Harf | Management | For | Against |
| 4 | Elect Genevieve Hovde | Management | For | For |
| 5 | Elect Anna-Lena Kamenetzky | Management | For | For |
| 6 | Elect Paul S. Michaels | Management | For | For |
| 7 | Elect Pamela H. Patsley | Management | For | For |
| 8 | Elect Gerhard Pleuhs | Management | For | For |
| 9 | Elect Fabien Simon | Management | For | For |
| 10 | Elect Robert S. Singer | Management | For | For |
| 11 | Elect Dirk Van de Put | Management | For | For |
| 12 | Elect Larry D. Young | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Approval of the 2019 Omnibus Incentive Plan | Management | For | For |
| LOWE'S
COMPANIES, INC. Meeting Date: MAY 31, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LOW
Security ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ralph Alvarez | Management | For | For |
| 1.2 | Elect David H. Batchelder | Management | For | For |
| 1.3 | Elect Angela F. Braly | Management | For | For |
| 1.4 | Elect Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Marvin R. Ellison | Management | For | For |
| 1.8 | Elect James H. Morgan | Management | For | For |
| 1.9 | Elect Brian C. Rogers | Management | For | For |
| 1.10 | Elect Bertram L. Scott | Management | For | For |
| 1.11 | Elect Lisa W. Wardell | Management | For | For |
| 1.12 | Elect Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| MARVELL
TECHNOLOGY GROUP LTD. Meeting Date: JUN 28, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MRVL
Security ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William Tudor Brown | Management | For | For |
| 2 | Elect Brad W. Buss | Management | For | For |
| 3 | Elect Edward H. Frank | Management | For | For |
| 4 | Elect Richard S. Hill | Management | For | For |
| 5 | Elect Oleg Khaykin | Management | For | Against |
| 6 | Elect Bethany Mayer | Management | For | For |
| 7 | Elect Donna Morris | Management | For | For |
| 8 | Elect Matthew J. Murphy | Management | For | For |
| 9 | Elect Michael G. Strachan | Management | For | For |
| 10 | Elect Robert E. Switz | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| MCDONALD'S
CORPORATION Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MCD
Security ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd H. Dean | Management | For | For |
| 2 | Elect Stephen J. Easterbrook | Management | For | For |
| 3 | Elect Robert A. Eckert | Management | For | For |
| 4 | Elect Margaret H. Georgiadis | Management | For | For |
| 5 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Richard H. Lenny | Management | For | For |
| 7 | Elect John Mulligan | Management | For | For |
| 8 | Elect Sheila A. Penrose | Management | For | For |
| 9 | Elect John W. Rogers, Jr. | Management | For | For |
| 10 | Elect Paul S. Walsh | Management | For | For |
| 11 | Elect Miles D. White | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment Regarding Board Size | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| MERCK &
CO., INC. Meeting Date: MAY 28, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MRK
Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Leslie A. Brun | Management | For | For |
| 2 | Elect Thomas R. Cech | Management | For | For |
| 3 | Elect Mary Ellen Coe | Management | For | For |
| 4 | Elect Pamela J. Craig | Management | For | For |
| 5 | Elect Kenneth C. Frazier | Management | For | For |
| 6 | Elect Thomas H. Glocer | Management | For | For |
| 7 | Elect Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Paul B. Rothman | Management | For | For |
| 9 | Elect Patricia F. Russo | Management | For | For |
| 10 | Elect Inge G. Thulin | Management | For | For |
| 11 | Elect Wendell P. Weeks | Management | For | Against |
| 12 | Elect Peter C. Wendell | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the 2019 Stock Incentive Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| METLIFE, INC.
Meeting Date: JUN 18, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MET
Security ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cheryl W. Grise | Management | For | For |
| 2 | Elect Carlos M. Gutierrez | Management | For | For |
| 3 | Elect Gerald L. Hassell | Management | For | For |
| 4 | Elect David L. Herzog | Management | For | For |
| 5 | Elect R. Glenn Hubbard | Management | For | For |
| 6 | Elect Edward J. Kelly, III | Management | For | For |
| 7 | Elect William E. Kennard | Management | For | For |
| 8 | Elect Michel A. Khalaf | Management | For | For |
| 9 | Elect James M. Kilts | Management | For | For |
| 10 | Elect Catherine R. Kinney | Management | For | For |
| 11 | Elect Diana McKenzie | Management | For | For |
| 12 | Elect Denise M. Morrison | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| MFA FINANCIAL,
INC. Meeting Date: MAY 22, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MFA
Security ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Brodsky | Management | For | For |
| 2 | Elect Richard J. Byrne | Management | For | For |
| 3 | Elect Francis J. Oelerich III | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| MICROSOFT
CORPORATION Meeting Date: NOV 28, 2018 Record Date: SEP 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MSFT
Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Reid G. Hoffman | Management | For | For |
| 3 | Elect Hugh F. Johnston | Management | For | For |
| 4 | Elect Teri L. List-Stoll | Management | For | For |
| 5 | Elect Satya Nadella | Management | For | For |
| 6 | Elect Charles H. Noski | Management | For | For |
| 7 | Elect Helmut G. W. Panke | Management | For | For |
| 8 | Elect Sandra E. Peterson | Management | For | For |
| 9 | Elect Penny S. Pritzker | Management | For | For |
| 10 | Elect Charles W. Scharf | Management | For | For |
| 11 | Elect Arne M. Sorenson | Management | For | For |
| 12 | Elect John W. Stanton | Management | For | For |
| 13 | Elect John W. Thompson | Management | For | For |
| 14 | Elect Padmasree Warrior | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| MOELIS &
COMPANY Meeting Date: JUN 05, 2019 Record Date: APR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MC
Security ID: 60786M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kenneth Moelis | Management | For | For |
| 1.2 | Elect Navid Mahmoodzadegan | Management | For | For |
| 1.3 | Elect Jeffrey Raich | Management | For | For |
| 1.4 | Elect Eric Cantor | Management | For | For |
| 1.5 | Elect Elizabeth Crain | Management | For | For |
| 1.6 | Elect John A. Allison IV | Management | For | For |
| 1.7 | Elect Yolanda Richardson | Management | For | For |
| 1.8 | Elect Kenneth L. Shropshire | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Transaction of Other Business | Management | For | Against |
| MONDELEZ
INTERNATIONAL, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ
Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lewis W.K. Booth | Management | For | For |
| 2 | Elect Charles E. Bunch | Management | For | For |
| 3 | Elect Debra A. Crew | Management | For | For |
| 4 | Elect Lois D. Juliber | Management | For | For |
| 5 | Elect Mark D. Ketchum | Management | For | For |
| 6 | Elect Peter W. May | Management | For | For |
| 7 | Elect Jorge S. Mesquita | Management | For | For |
| 8 | Elect Joseph Neubauer | Management | For | For |
| 9 | Elect Fredric G. Reynolds | Management | For | For |
| 10 | Elect Christiana Smith Shi | Management | For | For |
| 11 | Elect Patrick T. Siewert | Management | For | For |
| 12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 13 | Elect Dirk Van de Put | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Deforestation in Cocoa Supply Chain | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
| NIKE, INC.
Meeting Date: SEP 20, 2018 Record Date: JUL 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NKE
Security ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect John C. Lechleiter | Management | For | For |
| 1.3 | Elect Michelle Peluso | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 4 | Ratification of Auditor | Management | For | For |
| NOKIA CORP
Meeting Date: MAY 21, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA
Security ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Ratification of Board and CEO Acts | Management | For | For |
| 4 | Directors' Fees | Management | For | For |
| 5 | Board Size | Management | For | For |
| 6.1 | Elect Sari Baldauf | Management | For | For |
| 6.2 | Elect Bruce Brown | Management | For | For |
| 6.3 | Elect Jeannette Horan | Management | For | For |
| 6.4 | Elect Edward Kozel | Management | For | For |
| 6.5 | Elect Elizabeth Nelson | Management | For | For |
| 6.6 | Elect Olivier Piou | Management | For | For |
| 6.7 | Elect Risto Siilasmaa | Management | For | For |
| 6.8 | Elect Soren Skou | Management | For | For |
| 6.9 | Elect Carla Smits-Nusteling | Management | For | For |
| 6.10 | Elect Kari Stadigh | Management | For | For |
| 7 | Appointment of Auditor for the Financial Year 2019 | Management | For | For |
| 8 | Appointment of Auditor for the Financial Year 2020 | Management | For | For |
| 9 | Authority to Set Auditor's Fees | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
| NRG ENERGY,
INC. Meeting Date: APR 25, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NRG
Security ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Spencer Abraham | Management | For | For |
| 2 | Elect Matthew Carter, Jr. | Management | For | For |
| 3 | Elect Lawrence S. Coben | Management | For | For |
| 4 | Elect Heather Cox | Management | For | For |
| 5 | Elect Terry G. Dallas | Management | For | For |
| 6 | Elect Mauricio Gutierrez | Management | For | For |
| 7 | Elect William E. Hantke | Management | For | For |
| 8 | Elect Paul W. Hobby | Management | For | For |
| 9 | Elect Anne C. Schaumburg | Management | For | For |
| 10 | Elect Thomas H. Weidemeyer | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Against |
| PFIZER INC.
Meeting Date: APR 25, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PFE
Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ronald E. Blaylock | Management | For | For |
| 2 | Elect Albert Bourla | Management | For | For |
| 3 | Elect W. Don Cornwell | Management | For | For |
| 4 | Elect Joseph J. Echevarria | Management | For | For |
| 5 | Elect Helen H. Hobbs | Management | For | For |
| 6 | Elect James M. Kilts | Management | For | For |
| 7 | Elect Dan R. Littman | Management | For | For |
| 8 | Elect Shantanu Narayen | Management | For | For |
| 9 | Elect Suzanne Nora Johnson | Management | For | For |
| 10 | Elect Ian C. Read | Management | For | For |
| 11 | Elect James C. Smith | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve the 2019 Stock Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Right To Act By Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
| PHILIP MORRIS
INTERNATIONAL INC. Meeting Date: MAY 01, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PM
Security ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Andre Calantzopoulos | Management | For | For |
| 2 | Elect Louis C. Camilleri | Management | For | Against |
| 3 | Elect Massimo Ferragamo | Management | For | For |
| 4 | Elect Werner Geissler | Management | For | For |
| 5 | Elect Lisa A. Hook | Management | For | For |
| 6 | Elect Jennifer Xin-Zhe Li | Management | For | For |
| 7 | Elect Jun Makihara | Management | For | For |
| 8 | Elect Kalpana Morparia | Management | For | For |
| 9 | Elect Lucio A. Noto | Management | For | For |
| 10 | Elect Frederik Paulsen | Management | For | Against |
| 11 | Elect Robert B. Polet | Management | For | For |
| 12 | Elect Stephen M. Wolf | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| QUALCOMM, INC.
Meeting Date: MAR 12, 2019 Record Date: JAN 14, 2019 Meeting Type: ANNUAL | ||||
| Ticker: QCOM
Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Barbara T. Alexander | Management | For | For |
| 2 | Elect Mark Fields | Management | For | For |
| 3 | Elect Jeffrey W. Henderson | Management | For | For |
| 4 | Elect Ann M. Livermore | Management | For | For |
| 5 | Elect Harish M. Manwani | Management | For | For |
| 6 | Elect Mark D. McLaughlin | Management | For | For |
| 7 | Elect Steven M. Mollenkopf | Management | For | For |
| 8 | Elect Clark T. Randt, Jr. | Management | For | For |
| 9 | Elect Francisco Ros | Management | For | For |
| 10 | Elect Irene B. Rosenfeld | Management | For | For |
| 11 | Elect Neil Smit | Management | For | Against |
| 12 | Elect Anthony J. Vinciquerra | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| REPUBLIC
SERVICES, INC. Meeting Date: MAY 17, 2019 Record Date: MAR 19, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RSG
Security ID: 760759100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Manuel Kadre | Management | For | For |
| 2 | Elect Tomago Collins | Management | For | For |
| 3 | Elect Thomas W. Handley | Management | For | For |
| 4 | Elect Jennifer M Kirk | Management | For | For |
| 5 | Elect Michael Larson | Management | For | For |
| 6 | Elect Kim S. Pegula | Management | For | For |
| 7 | Elect Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Donald W. Slager | Management | For | For |
| 9 | Elect James P. Snee | Management | For | For |
| 10 | Elect John M. Trani | Management | For | For |
| 11 | Elect Sandra M Volpe | Management | For | For |
| 12 | Elect Katharine Weymouth | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ROSS STORES,
INC. Meeting Date: MAY 22, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ROST
Security ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Balmuth | Management | For | For |
| 2 | Elect K. Gunnar Bjorklund | Management | For | For |
| 3 | Elect Michael J. Bush | Management | For | For |
| 4 | Elect Norman A. Ferber | Management | For | For |
| 5 | Elect Sharon D. Garrett | Management | For | For |
| 6 | Elect Stephen D. Milligan | Management | For | Against |
| 7 | Elect George P. Orban | Management | For | For |
| 8 | Elect Michael O'Sullivan | Management | For | For |
| 9 | Elect Gregory L. Quesnel | Management | For | For |
| 10 | Elect Barbara Rentler | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Climate Change Report | Shareholder | Against | Against |
| ROYAL DUTCH
SHELL PLC Meeting Date: MAY 21, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RDSB
Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Elect Neil A.P. Carson | Management | For | For |
| 4 | Elect Ben Van Beurden | Management | For | For |
| 5 | Elect Ann F. Godbehere | Management | For | For |
| 6 | Elect Euleen GOH Yiu Kiang | Management | For | For |
| 7 | Elect Charles O. Holliday, Jr. | Management | For | For |
| 8 | Elect Catherine J. Hughes | Management | For | For |
| 9 | Elect Gerard Kleisterlee | Management | For | For |
| 10 | Elect Roberto Egydio Setubal | Management | For | For |
| 11 | Elect Sir Nigel Sheinwald | Management | For | For |
| 12 | Elect Linda G. Stuntz | Management | For | For |
| 13 | Elect Jessica Uhl | Management | For | For |
| 14 | Elect Gerrit Zalm | Management | For | For |
| 15 | Appointment of Auditor | Management | For | For |
| 16 | Authority to Set Auditor's Fees | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Amendments to Articles | Management | For | For |
| 20 | Authority to Repurchase Shares | Management | For | For |
| 21 | Authorisation of Political Donations | Management | For | For |
| 22 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
| SAFRAN SA
Meeting Date: NOV 27, 2018 Record Date: NOV 22, 2018 Meeting Type: MIX | ||||
| Ticker: SAF
Security ID: F4035A557 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 4 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 5 | Authority to Repurchase and Reissue Shares | Management | For | For |
| 6 | Merger by Absorption of Zodiac Aerospace | Management | For | For |
| 7 | Amendments to Articles Regarding Share Ownership Rights | Management | For | For |
| 8 | Authorisation of Legal Formalities | Management | For | For |
| SAFRAN SA
Meeting Date: MAY 23, 2019 Record Date: MAY 20, 2019 Meeting Type: MIX | ||||
| Ticker: SAF
Security ID: F4035A557 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| 4 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | For |
| 5 | Consolidated Accounts and Reports | Management | For | For |
| 6 | Allocation of Profits/Dividends | Management | For | For |
| 7 | Elect Ross McInnes | Management | For | For |
| 8 | Elect Phillipe Petitcolin | Management | For | For |
| 9 | Elect Jean-Lou Chameau | Management | For | For |
| 10 | Elect Laurent Guillot | Management | For | For |
| 11 | Ratification of Co-Option of Caroline Laurent | Management | For | For |
| 12 | Elect Vincent Imbert | Management | For | For |
| 13 | Remuneration of Ross McInnes, Chair | Management | For | For |
| 14 | Remuneration of Philippe Petitcolin, CEO | Management | For | For |
| 15 | Remuneration Policy (Chair) | Management | For | For |
| 16 | Remuneration Policy (CEO) | Management | For | For |
| 17 | Authority to Repurchase and Reissue Shares | Management | For | For |
| 18 | Amendments to Article Regarding Directors Representing Employee Shareholders | Management | For | For |
| 19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Management | For | For |
| 20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | For |
| 21 | Authority to Increase Capital in Case of Exchange Offer | Management | For | For |
| 22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Management | For | For |
| 23 | Greenshoe | Management | For | For |
| 24 | Authority to Increase Capital Through Capitalisations | Management | For | For |
| 25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights (During Public Takeover) | Management | For | For |
| 26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (During Public Takeover) | Management | For | Against |
| 27 | Authority to Increase Capital in Case of Exchange Offer (During Public Takeover) | Management | For | Against |
| 28 | Authority to Issue Shares and Convertible Debt Through Private Placement (During Public Takeover) | Management | For | Against |
| 29 | Greenshoe (During Public Takeover) | Management | For | Against |
| 30 | Authority to Increase Capital Through Capitalisations (During Public Takeover) | Management | For | Against |
| 31 | Employee Stock Purchase Plan | Management | For | For |
| 32 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
| 33 | Authority to Issue Performance Shares | Management | For | For |
| 34 | Authorisation of Legal Formalities | Management | For | For |
| 35 | Non-Voting Meeting Note | Management | None | Do Not Vote |
| STARWOOD
PROPERTY TRUST, INC. Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: STWD
Security ID: 85571B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Richard D. Bronson | Management | For | For |
| 1.2 | Elect Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Camille J. Douglas | Management | For | For |
| 1.4 | Elect Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Fred S. Ridley | Management | For | For |
| 1.6 | Elect Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Strauss Zelnick | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| SUNTRUST
BANKS, INC. Meeting Date: APR 23, 2019 Record Date: FEB 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: STI
Security ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Agnes Bundy Scanlan | Management | For | For |
| 2 | Elect Dallas S. Clement | Management | For | For |
| 3 | Elect Paul D. Donahue | Management | For | For |
| 4 | Elect Paul R. Garcia | Management | For | For |
| 5 | Elect Donna S. Morea | Management | For | For |
| 6 | Elect David M. Ratcliffe | Management | For | Against |
| 7 | Elect William H. Rogers, Jr. | Management | For | For |
| 8 | Elect Frank P. Scruggs, Jr. | Management | For | For |
| 9 | Elect Bruce L. Tanner | Management | For | For |
| 10 | Elect Steven C. Voorhees | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| TAPESTRY, INC.
Meeting Date: NOV 08, 2018 Record Date: SEP 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TPR
Security ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Darrell Cavens | Management | For | For |
| 2 | Elect David Denton | Management | For | For |
| 3 | Elect Anne Gates | Management | For | For |
| 4 | Elect Andrea Guerra | Management | For | For |
| 5 | Elect Susan J. Kropf | Management | For | For |
| 6 | Elect Annabelle Yu Long | Management | For | For |
| 7 | Elect Victor Luis | Management | For | For |
| 8 | Elect Ivan Menezes | Management | For | For |
| 9 | Elect William R. Nuti | Management | For | For |
| 10 | Elect Jide J. Zeitlin | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | 2018 Stock Incentive Plan | Management | For | For |
| THE BOEING
COMPANY Meeting Date: APR 29, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BA
Security ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert A. Bradway | Management | For | For |
| 2 | Elect David L. Calhoun | Management | For | For |
| 3 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Lynn J. Good | Management | For | For |
| 6 | Elect Nikki R Haley | Management | For | For |
| 7 | Elect Lawrence W. Kellner | Management | For | For |
| 8 | Elect Caroline B. Kennedy | Management | For | For |
| 9 | Elect Edward M. Liddy | Management | For | For |
| 10 | Elect Dennis A. Muilenburg | Management | For | For |
| 11 | Elect Susan C. Schwab | Management | For | For |
| 12 | Elect Ronald A. Williams | Management | For | For |
| 13 | Elect Mike S. Zafirovski | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
| THE COCA-COLA
COMPANY Meeting Date: APR 24, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: KO
Security ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Herbert A. Allen | Management | For | For |
| 2 | Elect Ronald W. Allen | Management | For | For |
| 3 | Elect Marc Bolland | Management | For | For |
| 4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Management | For | For |
| 5 | Elect Christopher C. Davis | Management | For | For |
| 6 | Elect Barry Diller | Management | For | For |
| 7 | Elect Helene D. Gayle | Management | For | For |
| 8 | Elect Alexis M. Herman | Management | For | For |
| 9 | Elect Robert A. Kotick | Management | For | For |
| 10 | Elect Maria Elena Lagomasino | Management | For | For |
| 11 | Elect James Quincey | Management | For | For |
| 12 | Elect Caroline J. Tsay | Management | For | For |
| 13 | Elect David B. Weinberg | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Against |
| THE WILLIAMS
COMPANIES, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WMB
Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Alan S. Armstrong | Management | For | For |
| 2 | Elect Stephen W. Bergstrom | Management | For | For |
| 3 | Elect Nancy K. Buese | Management | For | For |
| 4 | Elect Stephen I. Chazen | Management | For | For |
| 5 | Elect Charles I. Cogut | Management | For | For |
| 6 | Elect Kathleen B. Cooper | Management | For | For |
| 7 | Elect Michael A. Creel | Management | For | For |
| 8 | Elect Vicki L Fuller | Management | For | For |
| 9 | Elect Peter A. Ragauss | Management | For | For |
| 10 | Elect Scott D. Sheffield | Management | For | For |
| 11 | Elect Murray D. Smith | Management | For | For |
| 12 | Elect William H. Spence | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| THERMO FISHER
SCIENTIFIC INC. Meeting Date: MAY 22, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: TMO
Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Marc N. Casper | Management | For | For |
| 2 | Elect Nelson J. Chai | Management | For | For |
| 3 | Elect C. Martin Harris | Management | For | For |
| 4 | Elect Tyler Jacks | Management | For | For |
| 5 | Elect Judy C. Lewent | Management | For | For |
| 6 | Elect Thomas J. Lynch | Management | For | For |
| 7 | Elect Jim P. Manzi | Management | For | For |
| 8 | Elect James C. Mullen | Management | For | Against |
| 9 | Elect Lars Rebien Sorensen | Management | For | For |
| 10 | Elect Scott M. Sperling | Management | For | For |
| 11 | Elect Elaine S. Ullian | Management | For | For |
| 12 | Elect Dion J. Weisler | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| TWENTY-FIRST
CENTURY FOX, INC. Meeting Date: JUL 27, 2018 Record Date: MAY 29, 2018 Meeting Type: SPECIAL | ||||
| Ticker: FOXA
Security ID: 90130A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Disney Merger | Management | For | For |
| 2 | RemainCo Distribution | Management | For | For |
| UNION PACIFIC
CORPORATION Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: UNP
Security ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect William J. DeLaney | Management | For | For |
| 4 | Elect David B. Dillon | Management | For | For |
| 5 | Elect Lance M. Fritz | Management | For | For |
| 6 | Elect Deborah C. Hopkins | Management | For | For |
| 7 | Elect Jane H. Lute | Management | For | For |
| 8 | Elect Michael R. McCarthy | Management | For | For |
| 9 | Elect Thomas F. McLarty III | Management | For | For |
| 10 | Elect Bhavesh V. Patel | Management | For | For |
| 11 | Elect Jose H. Villarreal | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| VERIZON
COMMUNICATIONS INC. Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: VZ
Security ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Shellye L. Archambeau | Management | For | For |
| 2 | Elect Mark T. Bertolini | Management | For | For |
| 3 | Elect Vittorio Colao | Management | For | For |
| 4 | Elect Melanie L. Healey | Management | For | For |
| 5 | Elect Clarence Otis, Jr. | Management | For | For |
| 6 | Elect Daniel H. Schulman | Management | For | Against |
| 7 | Elect Rodney E. Slater | Management | For | For |
| 8 | Elect Kathryn A. Tesija | Management | For | For |
| 9 | Elect Hans Vestberg | Management | For | For |
| 10 | Elect Gregory G. Weaver | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Executive Deferral Plan | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against |
| WALMART INC.
Meeting Date: JUN 05, 2019 Record Date: APR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WMT
Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cesar Conde | Management | For | For |
| 2 | Elect Stephen J. Easterbrook | Management | For | For |
| 3 | Elect Timothy P. Flynn | Management | For | For |
| 4 | Elect Sarah J. Friar | Management | For | For |
| 5 | Elect Carla A. Harris | Management | For | For |
| 6 | Elect Thomas W. Horton | Management | For | For |
| 7 | Elect Marissa A. Mayer | Management | For | For |
| 8 | Elect C. Douglas McMillon | Management | For | For |
| 9 | Elect Gregory B. Penner | Management | For | For |
| 10 | Elect Steven S Reinemund | Management | For | For |
| 11 | Elect S. Robson Walton | Management | For | For |
| 12 | Elect Steuart Walton | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| ZIMMER BIOMET
HOLDINGS, INC. Meeting Date: MAY 10, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ZBH
Security ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Christopher B. Begley | Management | For | For |
| 2 | Elect Betsy J. Bernard | Management | For | For |
| 3 | Elect Gail K. Boudreaux | Management | For | For |
| 4 | Elect Michael J. Farrell | Management | For | For |
| 5 | Elect Larry C. Glasscock | Management | For | For |
| 6 | Elect Robert A. Hagemann | Management | For | For |
| 7 | Elect Bryan C Hanson | Management | For | For |
| 8 | Elect Arthur J. Higgins | Management | For | Against |
| 9 | Elect Maria Teresa Hilado | Management | For | For |
| 10 | Elect Syed Jafry | Management | For | For |
| 11 | Elect Michael W. Michelson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
PGIM QMA Mid-Cap Value Fund Sub-Adviser: QMA
| ACADIA
HEALTHCARE COMPANY, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ACHC
Security ID: 00404A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William F. Grieco | Management | For | For |
| 2 | Elect Reeve B. Waud | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 5 | Ratification of Auditor | Management | For | For |
| ADIENT PLC
Meeting Date: MAR 11, 2019 Record Date: JAN 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ADNT
Security ID: G0084W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John M. Barth | Management | For | For |
| 2 | Elect Julie L. Bushman | Management | For | For |
| 3 | Elect Peter H. Carlin | Management | For | For |
| 4 | Elect Raymond L. Conner | Management | For | For |
| 5 | Elect Douglas G. DelGrosso | Management | For | For |
| 6 | Elect Richard A. Goodman | Management | For | For |
| 7 | Elect Frederick A. Henderson | Management | For | For |
| 8 | Elect Barbara J. Samardzich | Management | For | For |
| 9 | Appointment of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| ADT INC.
Meeting Date: JUN 13, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ADT
Security ID: 00090Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Andrew D. Africk | Management | For | For |
| 1.2 | Elect Matthew H. Nord | Management | For | For |
| 1.3 | Elect Eric L. Press | Management | For | For |
| 1.4 | Elect Matthew E. Winter | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2018 Omnibus Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| AECOM
Meeting Date: MAR 06, 2019 Record Date: JAN 09, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ACM
Security ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael S. Burke | Management | For | For |
| 2 | Elect James H. Fordyce | Management | For | Withhold |
| 3 | Elect William H. Frist | Management | For | For |
| 4 | Elect Linda M. Griego | Management | For | Withhold |
| 5 | Elect Steven A. Kandarian | Management | For | Withhold |
| 6 | Elect Robert J. Routs | Management | For | Withhold |
| AECOM
Meeting Date: MAR 06, 2019 Record Date: JAN 09, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ACM
Security ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Clarence T. Schmitz | Management | For | Withhold |
| 2 | Elect Douglas W. Stotlar | Management | For | For |
| 3 | Elect Daniel R. Tishman | Management | For | For |
| 4 | Elect Janet C. Wolfenbarger | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Against |
| AGNC
INVESTMENT CORP. Meeting Date: APR 18, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AGNC
Security ID: 00123Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Gary D. Kain | Management | For | For |
| 2 | Elect Donna J. Blank | Management | For | For |
| 3 | Elect Morris A. Davis | Management | For | For |
| 4 | Elect Larry K. Harvey | Management | For | For |
| 5 | Elect Prue B. Larocca | Management | For | For |
| 6 | Elect Paul E. Mullings | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| AIR LEASE
CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AL
Security ID: 00912X302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Matthew J. Hart | Management | For | For |
| 2 | Elect Cheryl Gordon Krongard | Management | For | For |
| 3 | Elect Marshall O. Larsen | Management | For | For |
| 4 | Elect Robert A. Milton | Management | For | For |
| 5 | Elect John L. Plueger | Management | For | For |
| 6 | Elect Ian M. Saines | Management | For | For |
| 7 | Elect Ronald D. Sugar | Management | For | For |
| 8 | Elect Steven F. Udvar-Hazy | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| ALASKA AIR
GROUP, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ALK
Security ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Patricia M. Bedient | Management | For | For |
| 2 | Elect James A. Beer | Management | For | For |
| 3 | Elect Marion C. Blakey | Management | For | For |
| 4 | Elect Phyllis J. Campbell | Management | For | For |
| 5 | Elect Raymond L. Conner | Management | For | For |
| 6 | Elect Dhiren Fonseca | Management | For | For |
| 7 | Elect Susan J. Li | Management | For | For |
| 8 | Elect Helvi K. Sandvik | Management | For | For |
| 9 | Elect J. Kenneth Thompson | Management | For | For |
| 10 | Elect Bradley D. Tilden | Management | For | For |
| 11 | Elect Eric K. Yeaman | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the 2010 Employee Stock Purchase Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| ALCOA
CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AA
Security ID: 013872106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael G. Morris | Management | For | For |
| 2 | Elect Mary Anne Citrino | Management | For | For |
| 3 | Elect Timothy P. Flynn | Management | For | For |
| 4 | Elect Kathryn S. Fuller | Management | For | For |
| 5 | Elect Roy C. Harvey | Management | For | For |
| 6 | Elect James A. Hughes | Management | For | For |
| 7 | Elect James E. Nevels | Management | For | For |
| 8 | Elect James W. Owens | Management | For | For |
| 9 | Elect Carol L. Roberts | Management | For | For |
| 10 | Elect Suzanne Sitherwood | Management | For | For |
| 11 | Elect Steven W. Williams | Management | For | For |
| 12 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| ALLY FINANCIAL
INC. Meeting Date: MAY 07, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ALLY
Security ID: 02005N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Franklin W. Hobbs | Management | For | Against |
| 2 | Elect Kenneth J. Bacon | Management | For | For |
| 3 | Elect Katryn (Trynka) Shineman Blake | Management | For | For |
| 4 | Elect Maureen Breakiron-Evans | Management | For | For |
| 5 | Elect William H. Cary | Management | For | For |
| 6 | Elect Mayree C. Clark | Management | For | For |
| 7 | Elect Kim S. Fennebresque | Management | For | For |
| 8 | Elect Marjorie Magner | Management | For | For |
| 9 | Elect Brian H. Sharples | Management | For | For |
| 10 | Elect John J. Stack | Management | For | For |
| 11 | Elect Michael F. Steib | Management | For | For |
| 12 | Elect Jeffrey J. Brown | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| AMERCO
Meeting Date: AUG 23, 2018 Record Date: JUN 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AOPRA
Security ID: 023586100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Edward J. Shoen | Management | For | For |
| 1.2 | Elect James E. Acridge | Management | For | For |
| 1.3 | Elect John P. Brogan | Management | For | For |
| 1.4 | Elect John M. Dodds | Management | For | For |
| 1.5 | Elect James J. Grogan | Management | For | For |
| 1.6 | Elect Richard J. Herrera | Management | For | For |
| 1.7 | Elect Karl A. Schmidt | Management | For | For |
| 1.8 | Elect Samuel J. Shoen | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Ratification of Board and Management Acts | Shareholder | For | For |
| AMERICAN
FINANCIAL GROUP, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AFG
Security ID: 025932104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Carl H. Lindner, III | Management | For | Withhold |
| 1.2 | Elect S. Craig Lindner | Management | For | Withhold |
| 1.3 | Elect Kenneth C. Ambrecht | Management | For | For |
| 1.4 | Elect John B. Berding | Management | For | Withhold |
| 1.5 | Elect Joseph E. Consolino | Management | For | Withhold |
| 1.6 | Elect Virginia C. Drosos | Management | For | For |
| 1.7 | Elect James E. Evans | Management | For | Withhold |
| 1.8 | Elect Terry S. Jacobs | Management | For | For |
| 1.9 | Elect Gregory G. Joseph | Management | For | For |
| 1.10 | Elect Mary Beth Martin | Management | For | For |
| 1.11 | Elect William W. Verity | Management | For | For |
| 1.12 | Elect John I. Von Lehman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN HOMES
4 RENT Meeting Date: MAY 09, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AMH
Security ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect B. Wayne Hughes | Management | For | Against |
| 2 | Elect David P. Singelyn | Management | For | Against |
| 3 | Elect John Corrigan | Management | For | Against |
| 4 | Elect Douglas N. Benham | Management | For | For |
| 5 | Elect Tamara Hughes Gustavson | Management | For | Against |
| 6 | Elect Matthew J. Hart | Management | For | For |
| 7 | Elect James H. Kropp | Management | For | For |
| 8 | Elect Winifred Markus Webb | Management | For | For |
| 9 | Elect Jay Willoughby | Management | For | For |
| 10 | Elect Kenneth M. Woolley | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| ANNALY CAPITAL
MANAGEMENT, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NLY
Security ID: 035710409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kevin G. Keyes | Management | For | For |
| 2 | Elect Thomas Hamilton | Management | For | For |
| 3 | Elect Kathy H. Hannan | Management | For | For |
| 4 | Elect Vicki Williams | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| 6 | Increase of Authorized Common Stock | Management | For | Against |
| 7 | Ratification of Auditor | Management | For | For |
| ANTERO
RESOURCES CORP Meeting Date: JUN 19, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AR
Security ID: 03674X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert J. Clark | Management | For | For |
| 1.2 | Elect Benjamin A. Hardesty | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| APACHE
CORPORATION Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: APA
Security ID: 037411105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Annell R. Bay | Management | For | Against |
| 2 | Elect John J. Christmann IV | Management | For | For |
| 3 | Elect Juliet S. Ellis | Management | For | For |
| 4 | Elect Chansoo Joung | Management | For | For |
| 5 | Elect Rene R. Joyce | Management | For | Against |
| 6 | Elect John E. Lowe | Management | For | For |
| 7 | Elect William C. Montgomery | Management | For | Against |
| 8 | Elect Amy H. Nelson | Management | For | For |
| 9 | Elect Daniel W. Rabun | Management | For | Against |
| 10 | Elect Peter A. Ragauss | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| APPLE
HOSPITALITY REIT, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: APLE
Security ID: 03784Y200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jon A. Fosheim | Management | For | For |
| 1.2 | Elect Kristian M. Gathright | Management | For | For |
| 1.3 | Elect Justin G. Knight | Management | For | For |
| 1.4 | Elect Bruce H. Matson | Management | For | For |
| 1.5 | Elect Blythe J. McGarvie | Management | For | For |
| 1.6 | Elect L. Hugh Redd | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| ARCH CAPITAL
GROUP LTD. Meeting Date: MAY 08, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ACGL
Security ID: G0450A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John L. Bunce, Jr. | Management | For | For |
| 2 | Elect Marc Grandisson | Management | For | For |
| 3 | Elect Eugene S. Sunshine | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Elect Robert Appleby | Management | For | For |
| 7 | Elect Dennis R. Brand | Management | For | For |
| 8 | Elect Graham B.R. Collis | Management | For | For |
| 9 | Elect Matthew Dragonetti | Management | For | For |
| 10 | Elect Jerome Halgan | Management | For | For |
| 11 | Elect W. Preston Hutchings | Management | For | For |
| 12 | Elect Pierre Jal | Management | For | For |
| 13 | Elect Francios Morin | Management | For | For |
| 14 | Elect David J. Mulholland | Management | For | For |
| 15 | Elect Maamoin Rajeh | Management | For | For |
| ARCHER DANIELS
MIDLAND CO. Meeting Date: MAY 01, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ADM
Security ID: 039483102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Alan L. Boeckmann | Management | For | Against |
| 2 | Elect Michael S. Burke | Management | For | For |
| 3 | Elect Terrell K. Crews | Management | For | For |
| 4 | Elect Pierre Dufour | Management | For | Against |
| 5 | Elect Donald E. Felsinger | Management | For | For |
| 6 | Elect Suzan F. Harrison | Management | For | Against |
| 7 | Elect Juan R. Luciano | Management | For | For |
| 8 | Elect Patrick J. Moore | Management | For | For |
| 9 | Elect Francisco Sanchez | Management | For | For |
| 10 | Elect Debra A. Sandler | Management | For | For |
| 11 | Elect Lei Z. Schlitz | Management | For | For |
| 12 | Elect Kelvin R. Westbrook | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| ARCOSA, INC.
Meeting Date: MAY 07, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ACA
Security ID: 039653100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ronald J. Gafford | Management | For | For |
| 2 | Elect Douglas L. Rock | Management | For | For |
| 3 | Elect Melanie M. Trent | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 6 | Ratification of Auditor | Management | For | For |
| ARROW
ELECTRONICS, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ARW
Security ID: 042735100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barry W. Perry | Management | For | For |
| 1.2 | Elect Philip K. Asherman | Management | For | For |
| 1.3 | Elect Steven H. Gunby | Management | For | For |
| 1.4 | Elect Gail E. Hamilton | Management | For | For |
| 1.5 | Elect Richard S. Hill | Management | For | For |
| 1.6 | Elect M. Frances Keeth | Management | For | For |
| 1.7 | Elect Andrew Kerin | Management | For | For |
| 1.8 | Elect Laurel J. Krzeminksi | Management | For | For |
| 1.9 | Elect Michael J. Long | Management | For | For |
| 1.10 | Elect Stephen C. Patrick | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2004 Omnibus Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| ASSOCIATED
BANC-CORP. Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ASB
Security ID: 045487105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John F. Bergstrom | Management | For | For |
| 1.2 | Elect Michael T. Crowley, Jr. | Management | For | For |
| 1.3 | Elect Philip B. Flynn | Management | For | For |
| 1.4 | Elect R. Jay Gerken | Management | For | For |
| 1.5 | Elect Judith P. Greffin | Management | For | For |
| 1.6 | Elect Michael J. Haddad | Management | For | For |
| 1.7 | Elect William R. Hutchinson | Management | For | For |
| 1.8 | Elect Robert A. Jeffe | Management | For | For |
| 1.9 | Elect Eileen A. Kamerick | Management | For | For |
| 1.10 | Elect Gale E. Klappa | Management | For | Withhold |
| 1.11 | Elect Richard T. Lommen | Management | For | For |
| 1.12 | Elect Cory L. Nettles | Management | For | For |
| 1.13 | Elect Karen T. van Lith | Management | For | For |
| 1.14 | Elect John B. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| AUTONATION,
INC. Meeting Date: APR 18, 2019 Record Date: FEB 20, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AN
Security ID: 05329W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mike Jackson | Management | For | For |
| 2 | Elect Thomas J. Baltimore, Jr. | Management | For | Against |
| 3 | Elect Rick L. Burdick | Management | For | For |
| 4 | Elect David B. Edelson | Management | For | For |
| 5 | Elect Steven L. Gerard | Management | For | For |
| 6 | Elect Robert R. Grusky | Management | For | For |
| 7 | Elect Carl C. Liebert III | Management | For | For |
| 8 | Elect G. Mike Mikan | Management | For | For |
| 9 | Elect Jacqueline A. Travisano | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
| AVANGRID, INC.
Meeting Date: JUN 27, 2019 Record Date: APR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AGR
Security ID: 05351W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ignacio Sanchez Galan | Management | For | For |
| 1.2 | Elect John E. Baldacci | Management | For | For |
| 1.3 | Elect Robert Duffy | Management | For | For |
| 1.4 | Elect Carol L. Folt | Management | For | For |
| 1.5 | Elect Teresa A. Herbert | Management | For | For |
| 1.6 | Elect Patricia Jacobs | Management | For | For |
| 1.7 | Elect John L. Lahey | Management | For | For |
| 1.8 | Elect Santiago Martinez Garrido | Management | For | For |
| 1.9 | Elect Sonsoles Rubio Reinoso | Management | For | For |
| 1.10 | Elect Juan Carlos Rebollo Liceaga | Management | For | For |
| 1.11 | Elect Jose Sainz Armada | Management | For | For |
| 1.12 | Elect Alan D. Solomont | Management | For | For |
| 1.13 | Elect Elizabeth Timm | Management | For | For |
| 1.14 | Elect James P. Torgerson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| AXA EQUITABLE
HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EQH
Security ID: 054561105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas Buberl | Management | For | Withhold |
| 1.2 | Elect Gerald Harlin | Management | For | Withhold |
| 1.3 | Elect Daniel G. Kaye | Management | For | For |
| 1.4 | Elect Kristi A. Matus | Management | For | For |
| 1.5 | Elect Ramon de Oliveira | Management | For | For |
| 1.6 | Elect Mark Pearson | Management | For | Withhold |
| 1.7 | Elect Bertram L. Scott | Management | For | For |
| 1.8 | Elect George Stansfield | Management | For | Withhold |
| 1.9 | Elect Charles Stonehill | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| BANKUNITED,
INC. Meeting Date: MAY 15, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BKU
Security ID: 06652K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Rajinder P. Singh | Management | For | For |
| 1.2 | Elect Tere Blanca | Management | For | For |
| 1.3 | Elect John N. DiGiacomo | Management | For | For |
| 1.4 | Elect Michael J. Dowling | Management | For | For |
| 1.5 | Elect Douglas J. Pauls | Management | For | For |
| 1.6 | Elect A. Gail Prudenti | Management | For | For |
| 1.7 | Elect William S. Rubenstein | Management | For | For |
| 1.8 | Elect Sanjiv Sobti | Management | For | For |
| 1.9 | Elect Lynne Wines | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| BORGWARNER
INC. Meeting Date: APR 24, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BWA
Security ID: 099724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jan Carlson | Management | For | Against |
| 2 | Elect Dennis C. Cuneo | Management | For | For |
| 3 | Elect Michael S. Hanley | Management | For | For |
| 4 | Elect Frederic B. Lissalde | Management | For | For |
| 5 | Elect Paul A. Mascarenas | Management | For | For |
| 6 | Elect John R. McKernan, Jr. | Management | For | For |
| 7 | Elect Deborah D. McWhinney | Management | For | For |
| 8 | Elect Alexis P. Michas | Management | For | For |
| 9 | Elect Vicki L. Sato | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| BRIXMOR
PROPERTY GROUP INC. Meeting Date: MAY 15, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BRX
Security ID: 11120U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James M. Taylor Jr. | Management | For | For |
| 2 | Elect John G. Schreiber | Management | For | For |
| 3 | Elect Michael Berman | Management | For | For |
| 4 | Elect Julie Bowerman | Management | For | For |
| 5 | Elect Sheryl M. Crosland | Management | For | For |
| 6 | Elect Thomas W. Dickson | Management | For | For |
| 7 | Elect Daniel B. Hurwitz | Management | For | For |
| 8 | Elect William D. Rahm | Management | For | For |
| 9 | Elect Gabrielle Sulzberger | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| CARDINAL
HEALTH, INC. Meeting Date: NOV 07, 2018 Record Date: SEP 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CAH
Security ID: 14149Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Colleen F. Arnold | Management | For | For |
| 2 | Elect Carrie S. Cox | Management | For | For |
| 3 | Elect Calvin Darden | Management | For | For |
| 4 | Elect Bruce L. Downey | Management | For | For |
| 5 | Elect Patricia Hemingway Hall | Management | For | For |
| 6 | Elect Akhil Johri | Management | For | For |
| 7 | Elect Michael Kaufmann | Management | For | For |
| 8 | Elect Gregory B. Kenny | Management | For | For |
| 9 | Elect Nancy Killefer | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | Shareholder | Against | For |
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| CENTENNIAL
RESOURCE DEVELOPMENT, INC. Meeting Date: MAY 01, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CDEV
Security ID: 15136A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mark G. Papa | Management | For | Withhold |
| 1.2 | Elect David M. Leuschen | Management | For | Withhold |
| 1.3 | Elect Pierre F. Lapeyre, Jr. | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Approval of the 2019 Employee Stock Purchase Plan | Management | For | For |
| 4 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 5 | Amendment to Charter Regarding the Elimination of Provisions Relating to the Company's Prior Capital Structure | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| CENTURYLINK,
INC. Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CTL
Security ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Martha H. Bejar | Management | For | For |
| 2 | Elect Virginia Boulet | Management | For | For |
| 3 | Elect Peter C. Brown | Management | For | For |
| 4 | Elect Kevin P. Chilton | Management | For | For |
| 5 | Elect Steven T. Clontz | Management | For | For |
| 6 | Elect T. Michael Glenn | Management | For | For |
| 7 | Elect W. Bruce Hanks | Management | For | For |
| 8 | Elect Mary L. Landrieu | Management | For | For |
| 9 | Elect Harvey P. Perry | Management | For | For |
| 10 | Elect Glen F. Post III | Management | For | For |
| 11 | Elect Michael J. Roberts | Management | For | For |
| 12 | Elect Laurie A. Siegel | Management | For | For |
| 13 | Elect Jeffrey K. Storey | Management | For | For |
| 14 | Ratification of Auditor | Management | For | Against |
| 15 | Increase of Authorized Common Stock | Management | For | For |
| 16 | Approval of NOL Rights Plan | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | Against |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| CHIMERA
INVESTMENT CORPORATION Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CIM
Security ID: 16934Q208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John P. Reilly | Management | For | For |
| 2 | Elect Matthew Lambiase | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| CIMAREX ENERGY
CO. Meeting Date: MAY 08, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: XEC
Security ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hans Helmerich | Management | For | For |
| 2 | Elect Harold R. Logan, Jr. | Management | For | For |
| 3 | Elect Monroe W. Robertson | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Approval of the 2019 Equity Incentive Plan | Management | For | Against |
| 6 | Ratification of Auditor | Management | For | For |
| CIT GROUP INC.
Meeting Date: MAY 14, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CIT
Security ID: 125581801 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ellen R. Alemany | Management | For | For |
| 2 | Elect Michael L. Brosnan | Management | For | For |
| 3 | Elect Michael A. Carpenter | Management | For | For |
| 4 | Elect Dorene C. Dominguez | Management | For | For |
| 5 | Elect Alan Frank | Management | For | For |
| 6 | Elect William M. Freeman | Management | For | For |
| 7 | Elect R. Brad Oates | Management | For | For |
| 8 | Elect Gerald Rosenfeld | Management | For | For |
| 9 | Elect John R. Ryan | Management | For | For |
| 10 | Elect Sheila A. Stamps | Management | For | For |
| 11 | Elect Khanh T. Tran | Management | For | For |
| 12 | Elect Laura S. Unger | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| CITIZENS
FINANCIAL GROUP, INC. Meeting Date: APR 25, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CFG
Security ID: 174610105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Bruce Van Saun | Management | For | For |
| 2 | Elect Mark S. Casady | Management | For | For |
| 3 | Elect Christine M. Cumming | Management | For | For |
| 4 | Elect William P. Hankowsky | Management | For | For |
| 5 | Elect Howard W. Hanna III | Management | For | For |
| 6 | Elect Leo I. Higdon, Jr. | Management | For | For |
| 7 | Elect Edward J. Kelly, III | Management | For | For |
| 8 | Elect Charles J. Koch | Management | For | For |
| 9 | Elect Terrance J. Lillis | Management | For | For |
| 10 | Elect Shivan S. Subramaniam | Management | For | For |
| 11 | Elect Wendy A. Watson | Management | For | For |
| 12 | Elect Marita Zuraitis | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| CNA FINANCIAL
CORPORATION Meeting Date: APR 24, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CNA
Security ID: 126117100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael Bless | Management | For | Withhold |
| 1.2 | Elect Jose O. Montemayor | Management | For | For |
| 1.3 | Elect Don M. Randel | Management | For | For |
| 1.4 | Elect Andre Rice | Management | For | For |
| 1.5 | Elect Dino E. Robusto | Management | For | For |
| 1.6 | Elect Kenneth I. Siegel | Management | For | For |
| 1.7 | Elect Andrew H. Tisch | Management | For | For |
| 1.8 | Elect Benjamin J. Tisch | Management | For | For |
| 1.9 | Elect James S. Tisch | Management | For | Withhold |
| 1.10 | Elect Jane Wang | Management | For | For |
| 1.11 | Elect Marvin Zonis | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| CNX RESOURCES
CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CNX
Security ID: 12653C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect J. Palmer Clarkson | Management | For | For |
| 1.2 | Elect William E. Davis | Management | For | For |
| 1.3 | Elect Nicholas J. Deluliis | Management | For | For |
| 1.4 | Elect Maureen Lally-Green | Management | For | For |
| 1.5 | Elect Bernard Lanigan, Jr. | Management | For | For |
| 1.6 | Elect William N. Thorndike, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| COLFAX
CORPORATION Meeting Date: MAY 13, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CFX
Security ID: 194014106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mitchell P. Rales | Management | For | Against |
| 2 | Elect Matthew L. Trerotola | Management | For | For |
| 3 | Elect Patrick W. Allender | Management | For | For |
| 4 | Elect Thomas S. Gayner | Management | For | Against |
| 5 | Elect Rhonda L. Jordan | Management | For | For |
| 6 | Elect A. Clayton Perfall | Management | For | For |
| 7 | Elect Didier Teirlinck | Management | For | For |
| 8 | Elect Rajiv Vinnakota | Management | For | For |
| 9 | Elect Sharon Weinbar | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| COLONY
CAPITAL, INC. Meeting Date: MAY 07, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CLNY
Security ID: 19626G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Thomas J. Barrack, Jr. | Management | For | For |
| 2 | Elect Douglas Crocker II | Management | For | For |
| 3 | Elect Nancy A. Curtin | Management | For | For |
| 4 | Elect Jon A. Fosheim | Management | For | For |
| 5 | Elect Craig M. Hatkoff | Management | For | For |
| 6 | Elect Justin Metz | Management | For | For |
| 7 | Elect Raymond C. Mikulich | Management | For | For |
| 8 | Elect George G. C. Parker | Management | For | For |
| 9 | Elect Charles W. Schoenherr | Management | For | For |
| 10 | Elect John A. Somers | Management | For | For |
| 11 | Elect John L. Steffens | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| CONCHO
RESOURCES INC Meeting Date: JUL 17, 2018 Record Date: JUN 01, 2018 Meeting Type: SPECIAL | ||||
| Ticker: CXO
Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger/Acquisition | Management | For | For |
| CONCHO
RESOURCES INC. Meeting Date: MAY 16, 2019 Record Date: MAR 19, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CXO
Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Steven D. Gray | Management | For | Against |
| 2 | Elect Susan J. Helms | Management | For | For |
| 3 | Elect Gary A. Merriman | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Approval of the 2019 Stock Incentive Plan | Management | For | Against |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| CONSOLIDATED
EDISON, INC. Meeting Date: MAY 20, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ED
Security ID: 209115104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect George Campbell, Jr. | Management | For | For |
| 2 | Elect Ellen V. Futter | Management | For | For |
| 3 | Elect John F. Killian | Management | For | For |
| 4 | Elect John McAvoy | Management | For | For |
| 5 | Elect William J. Mulrow | Management | For | For |
| 6 | Elect Armando J. Olivera | Management | For | For |
| 7 | Elect Michael W. Ranger | Management | For | For |
| 8 | Elect Linda S. Sanford | Management | For | For |
| 9 | Elect Deirdre Stanley | Management | For | For |
| 10 | Elect L. Frederick Sutherland | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| CUMMINS INC.
Meeting Date: MAY 14, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: CMI
Security ID: 231021106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect N. Thomas Linebarger | Management | For | For |
| 2 | Elect Richard J. Freeland | Management | For | For |
| 3 | Elect Robert J. Bernhard | Management | For | For |
| 4 | Elect Franklin R. Chang-Diaz | Management | For | For |
| 5 | Elect Bruno V. Di Leo Allen | Management | For | For |
| 6 | Elect Stephen B. Dobbs | Management | For | For |
| 7 | Elect Robert K. Herdman | Management | For | For |
| 8 | Elect Alexis M. Herman | Management | For | For |
| 9 | Elect Thomas J. Lynch | Management | For | For |
| 10 | Elect William I. Miller | Management | For | For |
| 11 | Elect Georgia R. Nelson | Management | For | For |
| 12 | Elect Karen H. Quintos | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Amendment to the Employee Stock Purchase Plan | Management | For | Against |
| 16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
| DAVITA INC.
Meeting Date: JUN 17, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DVA
Security ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Pamela M. Arway | Management | For | For |
| 2 | Elect Charles G. Berg | Management | For | For |
| 3 | Elect Barbara J. Desoer | Management | For | For |
| 4 | Elect Pascal Desroches | Management | For | For |
| 5 | Elect Paul J. Diaz | Management | For | For |
| 6 | Elect Peter T. Grauer | Management | For | For |
| 7 | Elect John M. Nehra | Management | For | For |
| 8 | Elect Javier J. Rodriguez | Management | For | For |
| 9 | Elect William L. Roper | Management | For | For |
| 10 | Elect Kent J. Thiry | Management | For | For |
| 11 | Elect Phyllis R. Yale | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| DEVON ENERGY
CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DVN
Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barbara M. Baumann | Management | For | For |
| 1.2 | Elect John E. Bethancourt | Management | For | For |
| 1.3 | Elect Ann G. Fox | Management | For | For |
| 1.4 | Elect David A. Hager | Management | For | For |
| 1.5 | Elect Robert H. Henry | Management | For | For |
| 1.6 | Elect Michael M. Kanovsky | Management | For | For |
| 1.7 | Elect John Krenicki, Jr. | Management | For | For |
| 1.8 | Elect Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Duane C. Radtke | Management | For | For |
| 1.10 | Elect Keith O. Rattie | Management | For | For |
| 1.11 | Elect Mary P. Ricciardello | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| DIAMONDBACK
ENERGY, INC. Meeting Date: JUN 06, 2019 Record Date: APR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: FANG
Security ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Steven E. West | Management | For | For |
| 2 | Elect Travis D. Stice | Management | For | For |
| 3 | Elect Michael L. Hollis | Management | For | For |
| 4 | Elect Michael P. Cross | Management | For | For |
| 5 | Elect David L. Houston | Management | For | For |
| 6 | Elect Mark L. Plaumann | Management | For | For |
| 7 | Elect Melanie M. Trent | Management | For | For |
| 8 | Amendment to the 2019 Equity Incentive Plan | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| DIGITAL REALTY
TRUST, INC. Meeting Date: MAY 13, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DLR
Security ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Laurence A. Chapman | Management | For | For |
| 2 | Elect Michael A. Coke | Management | For | For |
| 3 | Elect Kevin J. Kennedy | Management | For | For |
| 4 | Elect William G. LaPerch | Management | For | For |
| 5 | Elect Afshin Mohebbi | Management | For | For |
| 6 | Elect Mark R. Patterson | Management | For | For |
| 7 | Elect Mary Hogan Preusse | Management | For | For |
| 8 | Elect Dennis E. Singleton | Management | For | For |
| 9 | Elect A. William Stein | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| DISCOVER
FINANCIAL SERVICES Meeting Date: MAY 16, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DFS
Security ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Mary K. Bush | Management | For | For |
| 3 | Elect Gregory C. Case | Management | For | For |
| 4 | Elect Candace H. Duncan | Management | For | For |
| 5 | Elect Joseph F. Eazor | Management | For | For |
| 6 | Elect Cynthia A. Glassman | Management | For | For |
| 7 | Elect Roger C. Hochschild | Management | For | For |
| 8 | Elect Thomas G. Maheras | Management | For | For |
| 9 | Elect Michael H. Moskow | Management | For | For |
| 10 | Elect Mark A. Thierer | Management | For | For |
| 11 | Elect Lawrence A. Weinbach | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Elimination of Supermajority Requirement | Management | For | For |
| 15 | Amendment to Articles to Allow Shareholders to Call a Special Meeting | Management | For | For |
| 16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| DISCOVERY,
INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DISCA
Security ID: 25470F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul A. Gould | Management | For | For |
| 1.2 | Elect Kenneth W. Lowe | Management | For | Withhold |
| 1.3 | Elect Daniel E. Sanchez | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
| 4 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| DISH NETWORK
CORPORATION Meeting Date: APR 29, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DISH
Security ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kathleen Q. Abernathy | Management | For | For |
| 1.2 | Elect George R. Brokaw | Management | For | For |
| 1.3 | Elect James DeFranco | Management | For | For |
| 1.4 | Elect Cantey M. Ergen | Management | For | For |
| 1.5 | Elect Charles W. Ergen | Management | For | For |
| 1.6 | Elect Charles M. Lillis | Management | For | For |
| 1.7 | Elect Afshin Mohebbi | Management | For | For |
| 1.8 | Elect Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Carl E. Vogel | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2019 Stock Incentive Plan | Management | For | Against |
| DOMTAR
CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: UFS
Security ID: 257559203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Giannella Alvarez | Management | For | For |
| 2 | Elect Robert E. Apple | Management | For | For |
| 3 | Elect David J. Illingworth | Management | For | For |
| 4 | Elect Brian M. Levitt | Management | For | For |
| 5 | Elect David G. Maffucci | Management | For | For |
| 6 | Elect Pamela B. Strobel | Management | For | For |
| 7 | Elect Denis A. Turcotte | Management | For | For |
| 8 | Elect John D. Williams | Management | For | For |
| 9 | Elect Mary A. Winston | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| EASTMAN
CHEMICAL COMPANY Meeting Date: MAY 02, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EMN
Security ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Humberto Alfonso | Management | For | For |
| 2 | Elect Brett D. Begemann | Management | For | For |
| 3 | Elect Michael P. Connors | Management | For | Against |
| 4 | Elect Mark J. Costa | Management | For | For |
| 5 | Elect Robert M. Hernandez | Management | For | For |
| 6 | Elect Julie Fasone Holder | Management | For | For |
| 7 | Elect Renee J. Hornbaker | Management | For | For |
| 8 | Elect Lewis M. Kling | Management | For | For |
| 9 | Elect Kim Ann Mink | Management | For | Against |
| 10 | Elect James J. O'Brien | Management | For | For |
| 11 | Elect David W. Raisbeck | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | Against |
| EDISON
INTERNATIONAL Meeting Date: APR 25, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EIX
Security ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeanne Beliveau-Dunn | Management | For | For |
| 2 | Elect Michael C. Camunez | Management | For | For |
| 3 | Elect Vanessa C.L. Chang | Management | For | For |
| 4 | Elect James T. Morris | Management | For | For |
| 5 | Elect Timothy T. O'Toole | Management | For | For |
| 6 | Elect Pedro J. Pizarro | Management | For | For |
| 7 | Elect Linda G. Stuntz | Management | For | For |
| 8 | Elect William P. Sullivan | Management | For | For |
| 9 | Elect Ellen O. Tauscher | Management | For | For |
| 10 | Elect Peter J. Taylor | Management | For | For |
| 11 | Elect Keith Trent | Management | For | For |
| 12 | Elect Brett White | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| ENTERGY
CORPORATION Meeting Date: MAY 03, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ETR
Security ID: 29364G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John R. Burbank | Management | For | For |
| 2 | Elect P.J. Condon | Management | For | For |
| 3 | Elect Leo P. Denault | Management | For | For |
| 4 | Elect Kirkland H. Donald | Management | For | For |
| 5 | Elect Philip L. Frederickson | Management | For | For |
| 6 | Elect Alexis M. Herman | Management | For | For |
| 7 | Elect M. Elise Hyland | Management | For | For |
| 8 | Elect Stuart L. Levenick | Management | For | For |
| 9 | Elect Blanche L. Lincoln | Management | For | For |
| 10 | Elect Karen A. Puckett | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Approval of the 2019 Omnibus Incentive Plan | Management | For | Against |
| EVERGY, INC.
Meeting Date: MAY 07, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: EVRG
Security ID: 30034W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Terry D. Bassham | Management | For | For |
| 1.2 | Elect Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Charles Q. Chandler, IV | Management | For | For |
| 1.4 | Elect Gary D. Forsee | Management | For | For |
| 1.5 | Elect Scott D. Grimes | Management | For | For |
| 1.6 | Elect Richard L. Hawley | Management | For | For |
| 1.7 | Elect Thomas D. Hyde | Management | For | For |
| 1.8 | Elect B. Anthony Isaac | Management | For | For |
| 1.9 | Elect Sandra A.J. Lawrence | Management | For | For |
| 1.10 | Elect Ann D. Murtlow | Management | For | For |
| 1.11 | Elect Sandra J. Price | Management | For | For |
| 1.12 | Elect Mark A. Ruelle | Management | For | For |
| 1.13 | Elect John J. Sherman | Management | For | For |
| 1.14 | Elect S. Carl Soderstrom, Jr. | Management | For | Withhold |
| 1.15 | Elect John A. Stall | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| FIFTH THIRD
BANCORP Meeting Date: APR 16, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: FITB
Security ID: 316773100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nicholas K. Akins | Management | For | For |
| 2 | Elect B. Evan Bayh III | Management | For | For |
| 3 | Elect Jorge L. Benitez | Management | For | For |
| 4 | Elect Katherine B. Blackburn | Management | For | For |
| 5 | Elect Emerson L. Brumback | Management | For | For |
| 6 | Elect Jerry W. Burris | Management | For | For |
| 7 | Elect Greg D. Carmichael | Management | For | For |
| 8 | Elect C. Bryan Daniels | Management | For | For |
| 9 | Elect Thomas H. Harvey | Management | For | For |
| 10 | Elect Gary R. Heminger | Management | For | Against |
| 11 | Elect Jewell D. Hoover | Management | For | For |
| 12 | Elect Eileen A. Mallesch | Management | For | For |
| 13 | Elect Michael B. McCallister | Management | For | For |
| 14 | Elect Marsha C. Williams | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 18 | Approval of the 2019 Incentive Compensation Plan | Management | For | Against |
| 19 | Authorization of Preferred Stock | Management | For | Against |
| FIRSTENERGY
CORP. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: FE
Security ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael J. Anderson | Management | For | For |
| 1.2 | Elect Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Julia L. Johnson | Management | For | For |
| 1.4 | Elect Charles E. Jones | Management | For | For |
| 1.5 | Elect Donald T. Misheff | Management | For | For |
| 1.6 | Elect Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect James F. O'Neil III | Management | For | For |
| 1.8 | Elect Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Sandra Pianalto | Management | For | For |
| 1.10 | Elect Luis A. Reyes | Management | For | For |
| 1.11 | Elect Leslie M. Turner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Elimination of Supermajority Requirement | Management | For | For |
| 5 | Adoption of Majority Voting Standard for the Election of Directors | Management | For | For |
| 6 | Adoption of Proxy Access | Management | For | For |
| 7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
| FREEPORT-MCMORAN INC. Meeting Date: JUN 12, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: FCX
Security ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Richard C. Adkerson | Management | For | For |
| 2 | Elect Gerald J. Ford | Management | For | For |
| 3 | Elect Lydia H. Kennard | Management | For | For |
| 4 | Elect Dustan E. McCoy | Management | For | For |
| 5 | Elect Frances F. Townsend | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| HOLLYFRONTIER
CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: HFC
Security ID: 436106108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Anne-Marie N. Ainsworth | Management | For | For |
| 2 | Elect Douglas Y. Bech | Management | For | For |
| 3 | Elect Anna C. Catalano | Management | For | For |
| 4 | Elect George Damiris | Management | For | Against |
| 5 | Elect Leldon E. Echols | Management | For | For |
| 6 | Elect Michael C. Jennings | Management | For | For |
| 7 | Elect R. Craig Knocke | Management | For | For |
| 8 | Elect Robert J. Kostelnik | Management | For | For |
| 9 | Elect James H. Lee | Management | For | For |
| 10 | Elect Franklin Myers | Management | For | For |
| 11 | Elect Michael E. Rose | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| HOSPITALITY
PROPERTIES TRUST Meeting Date: JUN 13, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: HPT
Security ID: 44106M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Donna D. Fraiche | Management | For | For |
| 2 | Elect Adam D. Portnoy | Management | For | Against |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Amendments to Adopt Plurality Voting Standard in Contested Elections | Management | For | For |
| HUNTINGTON
BANCSHARES INCORPORATED Meeting Date: APR 18, 2019 Record Date: FEB 14, 2019 Meeting Type: ANNUAL | ||||
| Ticker: HBAN
Security ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Ann B. Crane | Management | For | For |
| 1.3 | Elect Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Steven G. Elliott | Management | For | For |
| 1.5 | Elect Gina D. France | Management | For | For |
| 1.6 | Elect J. Michael Hochschwender | Management | For | For |
| 1.7 | Elect John Chris Inglis | Management | For | For |
| 1.8 | Elect Peter J. Kight | Management | For | For |
| 1.9 | Elect Katherine M.A. Kline | Management | For | For |
| 1.10 | Elect Richard W. Neu | Management | For | For |
| 1.11 | Elect David L. Porteous | Management | For | For |
| 1.12 | Elect Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Stephen D. Steinour | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| INTERNATIONAL
PAPER COMPANY Meeting Date: MAY 13, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL | ||||
| Ticker: IP
Security ID: 460146103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William J. Burns | Management | For | For |
| 2 | Elect Christopher M. Connor | Management | For | For |
| 3 | Elect Ahmet Cemal Dorduncu | Management | For | For |
| 4 | Elect Ilene S. Gordon | Management | For | For |
| 5 | Elect Anders Gustafsson | Management | For | Against |
| 6 | Elect Jacqueline C. Hinman | Management | For | For |
| 7 | Elect Clinton A. Lewis, Jr. | Management | For | For |
| 8 | Elect Kathryn D. Sullivan | Management | For | For |
| 9 | Elect Mark S. Sutton | Management | For | For |
| 10 | Elect J. Steven Whisler | Management | For | For |
| 11 | Elect Ray G. Young | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| INVESCO LTD.
Meeting Date: MAY 09, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: IVZ
Security ID: G491BT108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sarah E. Beshar | Management | For | For |
| 2 | Elect Joseph R. Canion | Management | For | For |
| 3 | Elect Martin L. Flanagan | Management | For | For |
| 4 | Elect C. Robert Henrikson | Management | For | For |
| 5 | Elect Denis Kessler | Management | For | Against |
| 6 | Elect Sir Nigel Sheinwald | Management | For | For |
| 7 | Elect G. Richard Wagoner Jr. | Management | For | For |
| 8 | Elect Phoebe A. Wood | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | Against |
| 10 | Elimination of Supermajority Requirement | Management | For | For |
| 11 | Amendment to the 2016 Equity Incentive Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| J.M. SMUCKER
CO. Meeting Date: AUG 15, 2018 Record Date: JUN 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SJM
Security ID: 832696405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kathryn W. Dindo | Management | For | For |
| 2 | Elect Paul J. Dolan | Management | For | For |
| 3 | Elect Jay L. Henderson | Management | For | For |
| 4 | Elect Elizabeth Valk Long | Management | For | For |
| 5 | Elect Gary A. Oatey | Management | For | For |
| 6 | Elect Kirk L. Perry | Management | For | For |
| 7 | Elect Sandra Pianalto | Management | For | For |
| 8 | Elect Nancy Lopez Russell | Management | For | Against |
| 9 | Elect Alex Shumate | Management | For | For |
| 10 | Elect Mark T. Smucker | Management | For | For |
| 11 | Elect Richard K. Smucker | Management | For | For |
| 12 | Elect Timothy P. Smucker | Management | For | For |
| 13 | Elect Dawn C. Willoughby | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| JETBLUE
AIRWAYS CORPORATION Meeting Date: MAY 16, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | ||||
| Ticker: JBLU
Security ID: 477143101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect B. Ben Baldanza | Management | For | For |
| 2 | Elect Peter Boneparth | Management | For | For |
| 3 | Elect Virginia Gambale | Management | For | For |
| 4 | Elect Stephan Gemkow | Management | For | For |
| 5 | Elect Robin Hayes | Management | For | For |
| 6 | Elect Ellen Jewett | Management | For | For |
| 7 | Elect Joel Peterson | Management | For | For |
| 8 | Elect Sarah Robb O'Hagan | Management | For | For |
| 9 | Elect Frank V. Sica | Management | For | For |
| 10 | Elect Thomas Winkelmann | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| KEYCORP
Meeting Date: MAY 23, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: KEY
Security ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Bruce D. Broussard | Management | For | For |
| 2 | Elect Charles P. Cooley | Management | For | For |
| 3 | Elect Gary M. Crosby | Management | For | For |
| 4 | Elect Alexander M. Cutler | Management | For | For |
| 5 | Elect H. James Dallas | Management | For | For |
| 6 | Elect Elizabeth R. Gile | Management | For | For |
| 7 | Elect Ruth Ann M. Gillis | Management | For | For |
| 8 | Elect William G. Gisel, Jr. | Management | For | For |
| 9 | Elect Carlton L. Highsmith | Management | For | For |
| 10 | Elect Richard J. Hipple | Management | For | For |
| 11 | Elect Kristen L. Manos | Management | For | For |
| 12 | Elect Beth E. Mooney | Management | For | For |
| 13 | Elect Barbara R. Snyder | Management | For | For |
| 14 | Elect David K. Wilson | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Approval of the 2019 Equity Compensation Plan | Management | For | Against |
| 18 | Increase of Authorized Common Stock | Management | For | Against |
| 19 | Amend Regulations to Permit the Board to Make Future Amendments | Management | For | For |
| KIMCO REALTY
CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: KIM
Security ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Milton Cooper | Management | For | For |
| 2 | Elect Philip E. Coviello | Management | For | For |
| 3 | Elect Conor C. Flynn | Management | For | For |
| 4 | Elect Frank Lourenso | Management | For | For |
| 5 | Elect Colombe M. Nicholas | Management | For | For |
| 6 | Elect Mary Hogan Preusse | Management | For | For |
| 7 | Elect Valerie Richardson | Management | For | For |
| 8 | Elect Richard B. Saltzman | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| KNIGHT-SWIFT
TRANSPORTATION HOLDINGS INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: KNX
Security ID: 499049104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael Garnreiter | Management | For | For |
| 1.2 | Elect David Vander Ploegg | Management | For | For |
| 1.3 | Elect Robert E. Synowicki, Jr. | Management | For | For |
| 1.4 | Elect David A. Jackson | Management | For | Withhold |
| 1.5 | Elect Kevin P. Knight | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
| KOHL'S
CORPORATION Meeting Date: MAY 15, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: KSS
Security ID: 500255104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter Boneparth | Management | For | For |
| 2 | Elect Steven A. Burd | Management | For | For |
| 3 | Elect H. Charles Floyd | Management | For | For |
| 4 | Elect Michelle D. Gass | Management | For | For |
| 5 | Elect Jonas Prising | Management | For | For |
| 6 | Elect John E. Schlifske | Management | For | For |
| 7 | Elect Adrianne Shapira | Management | For | For |
| 8 | Elect Frank V. Sica | Management | For | For |
| 9 | Elect Stephanie A. Streeter | Management | For | For |
| 10 | Elect Stephen E. Watson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Animal Welfare | Shareholder | Against | Against |
| LEAR
CORPORATION Meeting Date: MAY 16, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LEA
Security ID: 521865204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Thomas P. Capo | Management | For | For |
| 2 | Elect Mei-Wei Cheng | Management | For | For |
| 3 | Elect Jonathan F. Foster | Management | For | For |
| 4 | Elect Mary Lou Jepsen | Management | For | For |
| 5 | Elect Kathleen Ligocki | Management | For | For |
| 6 | Elect Conrad L. Mallett, Jr. | Management | For | For |
| 7 | Elect Raymond E. Scott | Management | For | For |
| 8 | Elect Gregory C. Smith | Management | For | For |
| 9 | Elect Henry D. G. Wallace | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Approval of the 2019 Long-Term Stock Incentive Plan | Management | For | Against |
| LEGG MASON,
INC. Meeting Date: JUL 31, 2018 Record Date: MAY 24, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LM
Security ID: 524901105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert E. Angelica | Management | For | For |
| 1.2 | Elect Carol Anthony Davidson | Management | For | For |
| 1.3 | Elect Michelle J. Goldberg | Management | For | For |
| 1.4 | Elect Barry W. Huff | Management | For | For |
| 1.5 | Elect John V. Murphy | Management | For | For |
| 1.6 | Elect Alison A. Quirk | Management | For | For |
| 1.7 | Elect W. Allen Reed | Management | For | For |
| 1.8 | Elect Margaret Milner Richardson | Management | For | For |
| 1.9 | Elect Kurt L. Schmoke | Management | For | For |
| 1.10 | Elect Joseph A. Sullivan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| LENNAR
CORPORATION Meeting Date: APR 10, 2019 Record Date: FEB 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LEN
Security ID: 526057302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Rick Beckwitt | Management | For | Withhold |
| 1.2 | Elect Irving Bolotin | Management | For | For |
| 1.3 | Elect Steven L. Gerard | Management | For | Withhold |
| 1.4 | Elect Theron I. Gilliam | Management | For | Withhold |
| 1.5 | Elect Sherrill W. Hudson | Management | For | Withhold |
| 1.6 | Elect Jonathan M. Jaffe | Management | For | For |
| 1.7 | Elect Sidney Lapidus | Management | For | For |
| 1.8 | Elect Teri P. McClure | Management | For | Withhold |
| 1.9 | Elect Stuart A. Miller | Management | For | For |
| 1.10 | Elect Armando J. Olivera | Management | For | For |
| 1.11 | Elect Jeffrey Sonnenfeld | Management | For | For |
| 1.12 | Elect Scott D. Stowell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| LIBERTY MEDIA
CORPORATION Meeting Date: MAY 30, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LMCA
Security ID: 531229409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John C. Malone | Management | For | Withhold |
| 1.2 | Elect Robert R. Bennett | Management | For | For |
| 1.3 | Elect M. Ian G. Gilchrist | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| LINCOLN
NATIONAL CORPORATION Meeting Date: MAY 24, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LNC
Security ID: 534187109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Deirdre P. Connelly | Management | For | For |
| 2 | Elect William H. Cunningham | Management | For | For |
| 3 | Elect Dennis R. Glass | Management | For | For |
| 4 | Elect George W. Henderson, III | Management | For | For |
| 5 | Elect Eric G. Johnson | Management | For | For |
| 6 | Elect Gary C. Kelly | Management | For | For |
| 7 | Elect M. Leanne Lachman | Management | For | For |
| 8 | Elect Michael F. Mee | Management | For | For |
| 9 | Elect Patrick S. Pittard | Management | For | For |
| 10 | Elect Isaiah Tidwell | Management | For | For |
| 11 | Elect Lynn M. Utter | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| LOEWS
CORPORATION Meeting Date: MAY 14, 2019 Record Date: MAR 19, 2019 Meeting Type: ANNUAL | ||||
| Ticker: L Security ID: 540424108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ann E. Berman | Management | For | For |
| 2 | Elect Joseph L. Bower | Management | For | For |
| 3 | Elect Charles D. Davidson | Management | For | For |
| 4 | Elect Charles M. Diker | Management | For | For |
| 5 | Elect Paul J. Fribourg | Management | For | For |
| 6 | Elect Walter L. Harris | Management | For | For |
| 7 | Elect Philip A. Laskawy | Management | For | For |
| 8 | Elect Susan Peters | Management | For | For |
| 9 | Elect Andrew H. Tisch | Management | For | Against |
| 10 | Elect James S. Tisch | Management | For | Against |
| 11 | Elect Jonathan M. Tisch | Management | For | For |
| 12 | Elect Anthony Welters | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| M&T BANK
CORPORATION Meeting Date: APR 16, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MTB
Security ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Brent D. Baird | Management | For | For |
| 1.2 | Elect C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Robert T. Brady | Management | For | For |
| 1.4 | Elect T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Gary N. Geisel | Management | For | For |
| 1.6 | Elect Richard S. Gold | Management | For | For |
| 1.7 | Elect Richard A. Grossi | Management | For | For |
| 1.8 | Elect John D. Hawke Jr. | Management | For | For |
| 1.9 | Elect Rene F. Jones | Management | For | For |
| 1.10 | Elect Richard Ledgett | Management | For | For |
| 1.11 | Elect Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Kevin J Pearson | Management | For | For |
| 1.13 | Elect Melinda R. Rich | Management | For | For |
| 1.14 | Elect Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Denis J. Salamone | Management | For | For |
| 1.16 | Elect John R. Scannell | Management | For | Withhold |
| 1.17 | Elect David S. Scharfstein | Management | For | For |
| 1.18 | Elect Herbert L. Washington | Management | For | For |
| 2 | Approval of the 2019 Equity Incentive Compensation Plan | Management | For | Against |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| MACQUARIE
INFRASTRUCTURE CORPORATION Meeting Date: MAY 15, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MIC
Security ID: 55608B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Amanda M. Brock | Management | For | For |
| 2 | Elect Norman H. Brown, Jr. | Management | For | For |
| 3 | Elect Christopher Frost | Management | For | For |
| 4 | Elect Maria S. Jelescu Dreyfus | Management | For | For |
| 5 | Elect Ronald Kirk | Management | For | For |
| 6 | Elect Henry E. Lentz | Management | For | For |
| 7 | Elect Ouma Sananikone | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Amendment to the 2016 Omnibus Employee Incentive Plan | Management | For | For |
| MACY'S INC.
Meeting Date: MAY 17, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | ||||
| Ticker: M Security ID: 55616P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David P. Abney | Management | For | For |
| 2 | Elect Francis S. Blake | Management | For | For |
| 3 | Elect John A. Bryant | Management | For | For |
| 4 | Elect Deirdre P. Connelly | Management | For | For |
| 5 | Elect Jeff Gennette | Management | For | For |
| 6 | Elect Leslie D. Hale | Management | For | For |
| 7 | Elect William H. Lenehan | Management | For | For |
| 8 | Elect Sara L. Levinson | Management | For | For |
| 9 | Elect Joyce M. Roche | Management | For | For |
| 10 | Elect Paul C. Varga | Management | For | For |
| 11 | Elect Marna C. Whittington | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Report on Human Rights Risks | Shareholder | Against | Against |
| MARATHON OIL
CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MRO
Security ID: 565849106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Gregory H. Boyce | Management | For | For |
| 2 | Elect Chadwick C. Deaton | Management | For | For |
| 3 | Elect Marcela E. Donadio | Management | For | For |
| 4 | Elect Jason B. Few | Management | For | For |
| 5 | Elect Douglas L. Foshee | Management | For | For |
| 6 | Elect M. Elise Hyland | Management | For | For |
| 7 | Elect Lee M. Tillman | Management | For | For |
| 8 | Elect J. Kent Wells | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Approval of the 2019 Incentive Compensation Plan | Management | For | Against |
| MARATHON
PETROLEUM CORP Meeting Date: SEP 24, 2018 Record Date: AUG 01, 2018 Meeting Type: SPECIAL | ||||
| Ticker: MPC
Security ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Stock Issuance for Merger | Management | For | For |
| 2 | Increase of Authorized Common Stock | Management | For | Against |
| 3 | Change in Board Size | Management | For | For |
| 4 | Right to Adjourn Meeting | Management | For | For |
| MEDICAL
PROPERTIES TRUST, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MPW
Security ID: 58463J304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Edward K. Aldag, Jr. | Management | For | For |
| 2 | Elect G. Steven Dawson | Management | For | For |
| 3 | Elect R. Steven Hamner | Management | For | For |
| 4 | Elect Elizabeth N. Pitman | Management | For | For |
| 5 | Elect C. Reynolds Thompson, III | Management | For | For |
| 6 | Elect D. Paul Sparks, Jr. | Management | For | For |
| 7 | Elect Michael G. Stewart | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Approval of the 2019 Equity Incentive Plan | Management | For | Against |
| MEDNAX, INC.
Meeting Date: MAY 16, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MD
Security ID: 58502B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Karey D. Barker | Management | For | For |
| 1.3 | Elect Waldemar A. Carlo | Management | For | Withhold |
| 1.4 | Elect Michael B. Fernandez | Management | For | Withhold |
| 1.5 | Elect Paul G. Gabos | Management | For | For |
| 1.6 | Elect Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Manuel Kadre | Management | For | Withhold |
| 1.8 | Elect Roger J. Medel | Management | For | For |
| 1.9 | Elect Carlos A. Migoya | Management | For | For |
| 1.10 | Elect Michael A. Rucker | Management | For | For |
| 1.11 | Elect Enrique J. Sosa | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Amendment to the 2008 Incentive Compensation Plan | Management | For | For |
| MFA FINANCIAL,
INC. Meeting Date: MAY 22, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MFA
Security ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Brodsky | Management | For | For |
| 2 | Elect Richard J. Byrne | Management | For | For |
| 3 | Elect Francis J. Oelerich III | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| MICHAEL KORS
HOLDINGS LTD Meeting Date: AUG 01, 2018 Record Date: JUN 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KORS
Security ID: G60754101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect M. W. Benedetto | Management | For | For |
| 2 | Elect Stephen F. Reitman | Management | For | For |
| 3 | Elect Jean Tomlin | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | Shareholder | Against | Against |
| MOHAWK
INDUSTRIES, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MHK
Security ID: 608190104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joseph A. Onorato | Management | For | For |
| 2 | Elect William H. Runge III | Management | For | For |
| 3 | Elect W. Christopher Wellborn | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| MOLSON COORS
BREWING COMPANY Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: TAP
Security ID: 60871R209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Roger G. Eaton | Management | For | For |
| 1.2 | Elect Charles M. Herington | Management | For | For |
| 1.3 | Elect H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| MURPHY OIL
CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MUR
Security ID: 626717102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect T. Jay Collins | Management | For | For |
| 2 | Elect Steven A. Cosse | Management | For | For |
| 3 | Elect Claiborne P. Deming | Management | For | For |
| 4 | Elect Lawrence R. Dickerson | Management | For | For |
| 5 | Elect Roger W. Jenkins | Management | For | For |
| 6 | Elect Elisabeth W. Keller | Management | For | For |
| 7 | Elect James V. Kelley | Management | For | For |
| 8 | Elect Walentin Mirosh | Management | For | For |
| 9 | Elect R. Madison Murphy | Management | For | For |
| 10 | Elect Jeffrey W. Nolan | Management | For | For |
| 11 | Elect Neal E. Schmale | Management | For | For |
| 12 | Elect Laura A. Sugg | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| MYLAN N.V.
Meeting Date: JUN 21, 2019 Record Date: MAY 24, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MYL
Security ID: N59465109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Heather Bresch | Management | For | For |
| 2 | Elect Robert J. Cindrich | Management | For | For |
| 3 | Elect Robert J. Coury | Management | For | For |
| 4 | Elect JoEllen Lyons Dillon | Management | For | For |
| 5 | Elect Neil F. Dimick | Management | For | For |
| 6 | Elect Melina Higgins | Management | For | For |
| 7 | Elect Harry A. Korman | Management | For | For |
| 8 | Elect Rajiv Malik | Management | For | For |
| 9 | Elect Richard A. Mark | Management | For | For |
| 10 | Elect Mark W. Parrish | Management | For | For |
| 11 | Elect Pauline van der Meer Mohr | Management | For | For |
| 12 | Elect Randall L. Vanderveen | Management | For | For |
| 13 | Elect Sjoerd S. Vollebregt | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Adoption of Dutch Annual Accounts | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Appointment of Auditor for Dutch Annual Accounts | Management | For | For |
| 18 | Authority to Repurchase and Reissue Shares | Management | For | For |
| 19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
| 20 | Shareholder Proposal Regarding Clawback Policy (Discussion Item) | Shareholder | Against | For |
| NAVIENT
CORPORATION Meeting Date: JUN 06, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NAVI
Security ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Frederick Arnold | Management | For | For |
| 1.2 | Elect Anna Escobedo Cabral | Management | For | For |
| 1.3 | Elect William M. Diefenderfer, III | Management | For | For |
| 1.4 | Elect Katherine A. Lehman | Management | For | For |
| 1.5 | Elect Linda A. Mills | Management | For | For |
| 1.6 | Elect John F. Remondi | Management | For | For |
| 1.7 | Elect Jane J. Thompson | Management | For | For |
| 1.8 | Elect Laura S. Unger | Management | For | For |
| 1.9 | Elect Barry Lawson Williams | Management | For | For |
| 1.10 | Elect David L. Yowan | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 5 | Elect Marjorie L. Bowen | Management | For | For |
| 6 | Elect Larry A. Klane | Management | For | For |
| NEW
RESIDENTIAL INVESTMENT CORP. Meeting Date: MAY 23, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NRZ
Security ID: 64828T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Robert J. McGinnis | Management | For | For |
| 1.3 | Elect Andrew Sloves | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 4 | Shareholder Proposal Regarding Board Diversity Report | Shareholder | None | Abstain |
| NEWELL BRANDS
INC. Meeting Date: MAY 07, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NWL
Security ID: 651229106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Bridget M. Ryan Berman | Management | For | For |
| 2 | Elect Patrick D. Campbell | Management | For | For |
| 3 | Elect James R. Craigie | Management | For | For |
| 4 | Elect Debra A. Crew | Management | For | For |
| 5 | Elect Brett M. Icahn | Management | For | For |
| 6 | Elect Gerardo I. Lopez | Management | For | For |
| 7 | Elect Courtney R. Mather | Management | For | For |
| 8 | Elect Michael B. Polk | Management | For | For |
| 9 | Elect Judith A. Sprieser | Management | For | For |
| 10 | Elect Robert A. Steele | Management | For | For |
| 11 | Elect Steven J. Strobel | Management | For | For |
| 12 | Elect Michael A. Todman | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to Certificate to Permit Shareholders to Act by Written Consent | Management | For | For |
| 16 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Executive Diversity Report | Shareholder | Against | For |
| NOBLE ENERGY,
INC. Meeting Date: APR 23, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NBL
Security ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect James E. Craddock | Management | For | For |
| 4 | Elect Barbara J. Duganier | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Holli C. Ladhani | Management | For | For |
| 7 | Elect David L. Stover | Management | For | For |
| 8 | Elect Scott D. Urban | Management | For | For |
| 9 | Elect William T. Van Kleef | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2017 Long-Term Incentive Plan | Management | For | For |
| NORWEGIAN
CRUISE LINE HOLDINGS LTD. Meeting Date: JUN 13, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NCLH
Security ID: G66721104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Frank J. Del Rio | Management | For | For |
| 2 | Elect Chad A. Leat | Management | For | For |
| 3 | Elect Steve Martinez | Management | For | For |
| 4 | Elect Pamela Thomas-Graham | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Amendment to the Bye-Laws to Delete Obsolete Provisions | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| NUCOR
CORPORATION Meeting Date: MAY 09, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: NUE
Security ID: 670346105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Lloyd J Austin III | Management | For | For |
| 1.2 | Elect Patrick J. Dempsey | Management | For | For |
| 1.3 | Elect John J. Ferriola | Management | For | For |
| 1.4 | Elect Victoria F. Haynes | Management | For | For |
| 1.5 | Elect Christopher J. Kearney | Management | For | For |
| 1.6 | Elect Laurette T. Koellner | Management | For | For |
| 1.7 | Elect John H. Walker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| OLD REPUBLIC
INTERNATIONAL CORPORATION Meeting Date: MAY 24, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ORI
Security ID: 680223104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Steven J. Bateman | Management | For | For |
| 1.2 | Elect Jimmy A. Dew | Management | For | For |
| 1.3 | Elect John M. Dixon | Management | For | Withhold |
| 1.4 | Elect Glenn W. Reed | Management | For | Withhold |
| 1.5 | Elect Dennis P. Van Mieghem | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| OLIN
CORPORATION Meeting Date: APR 25, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: OLN
Security ID: 680665205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect C. Robert Bunch | Management | For | For |
| 2 | Elect Randall W. Larrimore | Management | For | For |
| 3 | Elect John M. B. O'Connor | Management | For | For |
| 4 | Elect Scott M. Sutton | Management | For | For |
| 5 | Elect William H. Weideman | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| ONEMAIN
HOLDINGS, INC. Meeting Date: MAY 21, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: OMF
Security ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Aneek S. Mamik | Management | For | For |
| 1.2 | Elect Richard A. Smith | Management | For | For |
| 1.3 | Elect Valerie Soranno Keating | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| OWENS CORNING
Meeting Date: APR 18, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL | ||||
| Ticker: OC
Security ID: 690742101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Adrienne D. Elsner | Management | For | For |
| 2 | Elect J. Brian Ferguson | Management | For | For |
| 3 | Elect Ralph F. Hake | Management | For | For |
| 4 | Elect Edward F. Lonergan | Management | For | For |
| 5 | Elect Maryann T. Mannen | Management | For | For |
| 6 | Elect W. Howard Morris | Management | For | For |
| 7 | Elect Suzanne P. Nimocks | Management | For | For |
| 8 | Elect Michael H. Thaman | Management | For | For |
| 9 | Elect John D. Williams | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Approval of the 2019 Stock Plan | Management | For | Against |
| PACCAR INC.
Meeting Date: APR 30, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PCAR
Security ID: 693718108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mark C. Pigott | Management | For | For |
| 2 | Elect Ronald E. Armstrong | Management | For | For |
| 3 | Elect Alison J. Carnwath | Management | For | For |
| 4 | Elect Franklin L Feder | Management | For | For |
| 5 | Elect Beth E. Ford | Management | For | For |
| 6 | Elect Kirk S. Hachigian | Management | For | For |
| 7 | Elect Roderick C. McGeary | Management | For | For |
| 8 | Elect John M. Pigott | Management | For | For |
| 9 | Elect Mark A. Schulz | Management | For | For |
| 10 | Elect Gregory M. Spierkel | Management | For | For |
| 11 | Elect Charles R. Williamson | Management | For | For |
| 12 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | Against |
| PACWEST
BANCORP Meeting Date: MAY 13, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PACW
Security ID: 695263103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Tanya M. Acker | Management | For | For |
| 2 | Elect Paul R. Burke | Management | For | For |
| 3 | Elect Craig A. Carlson | Management | For | For |
| 4 | Elect John M. Eggemeyer | Management | For | For |
| 5 | Elect C. William Hosler | Management | For | For |
| 6 | Elect Susan E. Lester | Management | For | For |
| 7 | Elect Roger H. Molvar | Management | For | For |
| 8 | Elect James J. Pieczynski | Management | For | For |
| 9 | Elect Daniel B. Platt | Management | For | For |
| 10 | Elect Robert A. Stine | Management | For | For |
| 11 | Elect Matthew P. Wagner | Management | For | For |
| 12 | Elect Mark T. Yung | Management | For | Against |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| PARK HOTELS
& RESORTS INC. Meeting Date: APR 26, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PK
Security ID: 700517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Gordon M. Bethune | Management | For | For |
| 3 | Elect Patricia M. Bedient | Management | For | For |
| 4 | Elect Geoffrey Garrett | Management | For | For |
| 5 | Elect Christie B. Kelly | Management | For | Against |
| 6 | Elect Joseph I. Lieberman | Management | For | For |
| 7 | Elect Timothy J. Naughton | Management | For | Against |
| 8 | Elect Stephen I. Sadove | Management | For | For |
| 9 | Elimination of Supermajority Requirement | Management | For | For |
| 10 | Increase Stock Ownership Limitations | Management | For | For |
| 11 | Decrease Threshold Required to Call a Special Meeting | Management | For | For |
| 12 | Opt out of Section 203 of the DGCL | Management | For | For |
| 13 | Other Charter Amendments | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| PARSLEY
ENERGY, INC. Meeting Date: MAY 24, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PE
Security ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William Browning | Management | For | For |
| 2 | Elect David H. Smith | Management | For | For |
| 3 | Elect Jerry Windlinger | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| PENSKE
AUTOMOTIVE GROUP, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PAG
Security ID: 70959W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John D. Barr | Management | For | For |
| 1.2 | Elect Lisa Davis | Management | For | For |
| 1.3 | Elect Wolfgang Durheimer | Management | For | For |
| 1.4 | Elect Michael R. Eisenson | Management | For | For |
| 1.5 | Elect Robert H. Kurnick, Jr. | Management | For | For |
| 1.6 | Elect Kimberly J. McWaters | Management | For | Withhold |
| 1.7 | Elect Roger S. Penske | Management | For | For |
| 1.8 | Elect Roger S. Penske, Jr. | Management | For | For |
| 1.9 | Elect Sandra E. Pierce | Management | For | For |
| 1.10 | Elect Greg C. Smith | Management | For | For |
| 1.11 | Elect Ronald G. Steinhart | Management | For | For |
| 1.12 | Elect H. Brian Thompson | Management | For | Withhold |
| 1.13 | Elect Masashi Yamanaka | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| PEOPLE'S
UNITED FINANCIAL, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PBCT
Security ID: 712704105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John P. Barnes | Management | For | For |
| 2 | Elect Collin P. Baron | Management | For | For |
| 3 | Elect Kevin T. Bottomley | Management | For | For |
| 4 | Elect George P. Carter | Management | For | For |
| 5 | Elect Jane P. Chwick | Management | For | For |
| 6 | Elect William F. Cruger | Management | For | For |
| 7 | Elect John K. Dwight | Management | For | For |
| 8 | Elect Jerry Franklin | Management | For | For |
| 9 | Elect Janet M. Hansen | Management | For | For |
| 10 | Elect Nancy McAllister | Management | For | For |
| 11 | Elect Mark W. Richards | Management | For | For |
| 12 | Elect Kirk W. Walters | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the Directors' Equity Compensation Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| POPULAR, INC.
Meeting Date: MAY 07, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BPOP
Security ID: 733174700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joaquin E. Bacardi, III | Management | For | For |
| 2 | Elect Robert Carrady | Management | For | For |
| 3 | Elect John W. Diercksen | Management | For | For |
| 4 | Elect Myrna M. Soto | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| PPL
CORPORATION Meeting Date: MAY 14, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PPL
Security ID: 69351T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John W. Conway | Management | For | For |
| 2 | Elect Steven G. Elliott | Management | For | For |
| 3 | Elect Raja Rajamannar | Management | For | For |
| 4 | Elect Craig A. Rogerson | Management | For | For |
| 5 | Elect William H. Spence | Management | For | For |
| 6 | Elect Natica von Althann | Management | For | For |
| 7 | Elect Keith H. Williamson | Management | For | For |
| 8 | Elect Phoebe A. Wood | Management | For | For |
| 9 | Elect Armando Zagalo de Lima | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| PRINCIPAL
FINANCIAL GROUP, INC. Meeting Date: MAY 21, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PFG
Security ID: 74251V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael T. Dan | Management | For | For |
| 2 | Elect C. Daniel Gelatt | Management | For | For |
| 3 | Elect Sandra L. Helton | Management | For | For |
| 4 | Elect Blair C. Pickerell | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| PUBLIC SERVICE
ENTERPRISE GROUP INCORPORATED Meeting Date: APR 16, 2019 Record Date: FEB 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PEG
Security ID: 744573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Willie A. Deese | Management | For | For |
| 2 | Elect William V. Hickey | Management | For | For |
| 3 | Elect Ralph Izzo | Management | For | For |
| 4 | Elect Shirley Ann Jackson | Management | For | For |
| 5 | Elect David Lilley | Management | For | For |
| 6 | Elect Barry H. Ostrowsky | Management | For | For |
| 7 | Elect Laura A. Sugg | Management | For | For |
| 8 | Elect Richard J. Swift | Management | For | For |
| 9 | Elect Susan Tomasky | Management | For | For |
| 10 | Elect Alfred W. Zollar | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| PULTEGROUP,
INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PHM
Security ID: 745867101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Brian P. Anderson | Management | For | For |
| 2 | Elect Bryce Blair | Management | For | For |
| 3 | Elect Richard W. Dreiling | Management | For | For |
| 4 | Elect Thomas J. Folliard | Management | For | For |
| 5 | Elect Cheryl W. Grise | Management | For | For |
| 6 | Elect Andre J. Hawaux | Management | For | For |
| 7 | Elect Ryan R. Marshall | Management | For | For |
| 8 | Elect John R. Peshkin | Management | For | For |
| 9 | Elect Scott F. Powers | Management | For | For |
| 10 | Elect William J. Pulte | Management | For | For |
| 11 | Elect Lila Snyder | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Extension of Section 382 Rights Agreement | Management | For | For |
| PVH CORP.
Meeting Date: JUN 20, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL | ||||
| Ticker: PVH
Security ID: 693656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mary Baglivo | Management | For | For |
| 2 | Elect Brent Callinicos | Management | For | For |
| 3 | Elect Emanuel Chirico | Management | For | For |
| 4 | Elect Juan R. Figuereo | Management | For | For |
| 5 | Elect Joseph B. Fuller | Management | For | For |
| 6 | Elect V. James Marino | Management | For | For |
| 7 | Elect G. Penny McIntyre | Management | For | For |
| 8 | Elect Amy McPherson | Management | For | For |
| 9 | Elect Henry Nasella | Management | For | For |
| 10 | Elect Edward R. Rosenfeld | Management | For | For |
| 11 | Elect Craig W. Rydin | Management | For | For |
| 12 | Elect Judith Amanda Sourry Knox | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Elimination of Supermajority Requirements Relating to Certain Transactions | Management | For | For |
| 15 | Elimination of Supermajority Requirement to Amend By-Laws | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| QURATE RETAIL,
INC. Meeting Date: MAY 30, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: QRTEA
Security ID: 74915M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John C. Malone | Management | For | Withhold |
| 1.2 | Elect M. Ian G. Gilchrist | Management | For | Withhold |
| 1.3 | Elect Mark Vadon | Management | For | Withhold |
| 1.4 | Elect Andrea L. Wong | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| RALPH LAUREN
CORP Meeting Date: AUG 02, 2018 Record Date: JUN 04, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RL
Security ID: 751212101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Frank A. Bennack, Jr. | Management | For | Withhold |
| 1.2 | Elect Joel L. Fleishman | Management | For | Withhold |
| 1.3 | Elect Michael A. George | Management | For | Withhold |
| 1.4 | Elect Hubert Joly | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| RANGE
RESOURCES CORPORATION Meeting Date: MAY 15, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RRC
Security ID: 75281A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Brenda A. Cline | Management | For | For |
| 2 | Elect Anthony V. Dub | Management | For | For |
| 3 | Elect James M. Funk | Management | For | For |
| 4 | Elect Steven D. Gray | Management | For | For |
| 5 | Elect Christopher A. Helms | Management | For | For |
| 6 | Elect Gregory G. Maxwell | Management | For | For |
| 7 | Elect Steffen E. Palko | Management | For | For |
| 8 | Elect Jeffrey L. Ventura | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Approval of the 2019 Equity-Based Compensation Plan | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| REALOGY
HOLDINGS CORP. Meeting Date: MAY 01, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RLGY
Security ID: 75605Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Fiona P. Dias | Management | For | For |
| 2 | Elect Matthew J. Espe | Management | For | For |
| 3 | Elect V. Ann Hailey | Management | For | For |
| 4 | Elect Bryson R Koehler | Management | For | For |
| 5 | Elect Duncan L. Niederauer | Management | For | For |
| 6 | Elect Ryan M. Schneider | Management | For | For |
| 7 | Elect Enrique Silva | Management | For | For |
| 8 | Elect Sherry M. Smith | Management | For | For |
| 9 | Elect Chris S. Terrill | Management | For | For |
| 10 | Elect Michael J. Williams | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 13 | Elimination of Supermajority Requirement | Management | For | For |
| 14 | Amendment to Articles to Remove Outdated Language Related to Board Classification | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| REGAL BELOIT
CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 07, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RBC
Security ID: 758750103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stephen M. Burt | Management | For | For |
| 2 | Elect Anesa Chaibi | Management | For | For |
| 3 | Elect Christopher L. Doerr | Management | For | For |
| 4 | Elect Thomas J. Fischer | Management | For | For |
| 5 | Elect Dean A. Foate | Management | For | For |
| 6 | Elect Rakesh Sachdev | Management | For | For |
| 7 | Elect Curtis W. Stoelting | Management | For | For |
| 8 | Elect Jane L. Warner | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| REGIONS
FINANCIAL CORPORATION Meeting Date: APR 24, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RF
Security ID: 7591EP100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Carolyn H. Byrd | Management | For | For |
| 2 | Elect Don DeFosset | Management | For | For |
| 3 | Elect Samuel A. Di Piazza, Jr. | Management | For | For |
| 4 | Elect Eric C. Fast | Management | For | For |
| 5 | Elect Zhanna Golodryga | Management | For | For |
| 6 | Elect John D. Johns | Management | For | For |
| 7 | Elect Ruth Ann Marshall | Management | For | For |
| 8 | Elect Charles D. McCrary | Management | For | For |
| 9 | Elect James T. Prokopanko | Management | For | For |
| 10 | Elect Lee J. Styslinger III | Management | For | For |
| 11 | Elect Jose S. Suquet | Management | For | For |
| 12 | Elect John M. Turner, Jr. | Management | For | For |
| 13 | Elect Timothy Vines | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| REINSURANCE
GROUP OF AMERICA, INCORPORATED Meeting Date: MAY 22, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RGA
Security ID: 759351604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Christine R. Detrick | Management | For | For |
| 2 | Elect John J. Gauthier | Management | For | For |
| 3 | Elect Alan C. Henderson | Management | For | For |
| 4 | Elect Anna Manning | Management | For | For |
| 5 | Elect Hazel M. McNeilage | Management | For | For |
| 6 | Elect Steven C. Van Wyk | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| RELIANCE STEEL
& ALUMINUM CO. Meeting Date: MAY 15, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RS
Security ID: 759509102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sarah J. Anderson | Management | For | For |
| 2 | Elect Karen W. Colonias | Management | For | For |
| 3 | Elect John G. Figueroa | Management | For | For |
| 4 | Elect David H. Hannah | Management | For | For |
| 5 | Elect Mark V. Kaminski | Management | For | For |
| 6 | Elect Robert A. McEvoy | Management | For | For |
| 7 | Elect Gregg J. Mollins | Management | For | For |
| 8 | Elect Andrew G. Sharkey III | Management | For | For |
| 9 | Elect Douglas W. Stotlar | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| ROYAL
CARIBBEAN CRUISES LTD. Meeting Date: MAY 30, 2019 Record Date: APR 10, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RCL
Security ID: V7780T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John F. Brock | Management | For | For |
| 2 | Elect Richard D. Fain | Management | For | For |
| 3 | Elect Stephen R. Howe, Jr | Management | For | For |
| 4 | Elect William L. Kimsey | Management | For | For |
| 5 | Elect Maritza Gomez Montiel | Management | For | For |
| 6 | Elect Ann S. Moore | Management | For | For |
| 7 | Elect Eyal M. Ofer | Management | For | For |
| 8 | Elect Thomas J. Pritzker | Management | For | For |
| 9 | Elect William K. Reilly | Management | For | For |
| 10 | Elect Vagn Sorensen | Management | For | For |
| 11 | Elect Donald Thompson | Management | For | For |
| 12 | Elect Arne Alexander Wilhelmsen | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| RYDER SYSTEM,
INC. Meeting Date: MAY 03, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: R Security ID: 783549108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert J. Eck | Management | For | For |
| 2 | Elect Robert A. Hagemann | Management | For | For |
| 3 | Elect Michael F. Hilton | Management | For | Against |
| 4 | Elect Tamara L. Lundgren | Management | For | For |
| 5 | Elect Luis P. Nieto, Jr. | Management | For | For |
| 6 | Elect David G. Nord | Management | For | For |
| 7 | Elect Robert E. Sanchez | Management | For | For |
| 8 | Elect Abbie J. Smith | Management | For | For |
| 9 | Elect E. Follin Smith | Management | For | For |
| 10 | Elect Dmitri L. Stockton | Management | For | For |
| 11 | Elect Hansel E. Tookes II | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Approval of the 2019 Equity and Incentive Compensation Plan | Management | For | Against |
| 15 | Elimination of Supermajority Requirement on Shareholder Action by Written Consent | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
| SANTANDER
CONSUMER USA HOLDINGS INC. Meeting Date: JUN 11, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SC
Security ID: 80283M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mahesh Aditya | Management | For | For |
| 1.2 | Elect Jose Doncel | Management | For | For |
| 1.3 | Elect Stephen A. Ferriss | Management | For | For |
| 1.4 | Elect Victor Hill | Management | For | For |
| 1.5 | Elect Edith E. Holiday | Management | For | For |
| 1.6 | Elect Javier Maldonado | Management | For | Withhold |
| 1.7 | Elect Robert J. McCarthy | Management | For | For |
| 1.8 | Elect William F. Muir | Management | For | For |
| 1.9 | Elect Scott Powell | Management | For | For |
| 1.10 | Elect William Rainer | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Report on Risk of Discrimination in Vehicle Lending | Shareholder | Against | For |
| SEMPRA ENERGY
Meeting Date: MAY 09, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SRE
Security ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Alan L. Boeckmann | Management | For | For |
| 2 | Elect Kathleen Brown | Management | For | For |
| 3 | Elect Andres Conesa Labastida | Management | For | For |
| 4 | Elect Maria Contreras-Sweet | Management | For | For |
| 5 | Elect Pablo A. Ferrero | Management | For | For |
| 6 | Elect William D. Jones | Management | For | For |
| 7 | Elect Jeffrey W. Martin | Management | For | For |
| 8 | Elect Michael N. Mears | Management | For | For |
| 9 | Elect William C. Rusnack | Management | For | For |
| 10 | Elect Lynn Schenk | Management | For | For |
| 11 | Elect Jack T. Taylor | Management | For | For |
| 12 | Elect Cynthia L Walker | Management | For | For |
| 13 | Elect James C. Yardley | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Approval of the 2019 Long-Term Incentive Plan | Management | For | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
| SENIOR HOUSING
PROPERTIES TRUST Meeting Date: MAY 21, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SNH
Security ID: 81721M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John L. Harrington | Management | For | For |
| 2 | Elect Adam D. Portnoy | Management | For | Abstain |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| SITE CENTERS
CORP. Meeting Date: MAY 09, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SITC
Security ID: 82981J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Linda B. Abraham | Management | For | For |
| 2 | Elect Terrance R. Ahern | Management | For | For |
| 3 | Elect Jane E. DeFlorio | Management | For | For |
| 4 | Elect Thomas Finne | Management | For | For |
| 5 | Elect David R. Lukes | Management | For | Against |
| 6 | Elect Victor B. MacFarlane | Management | For | For |
| 7 | Elect Alexander Otto | Management | For | For |
| 8 | Elect Dawn M. Sweeney | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Approval of the 2019 Equity and Incentive Compensation Plan | Management | For | Against |
| SL GREEN
REALTY CORP. Meeting Date: MAY 30, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SLG
Security ID: 78440X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John H. Alschuler | Management | For | Against |
| 2 | Elect Edwin T. Burton III | Management | For | Against |
| 3 | Elect Lauren B. Dillard | Management | For | Against |
| 4 | Elect Stephen L. Green | Management | For | For |
| 5 | Elect Craig M. Hatkoff | Management | For | For |
| 6 | Elect Andrew W. Mathias | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Against |
| 8 | Ratification of Auditor | Management | For | For |
| SPIRIT REALTY
CAPITAL, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SRC
Security ID: 84860W300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jackson Hsieh | Management | For | Against |
| 2 | Elect Kevin M. Charlton | Management | For | Against |
| 3 | Elect Todd A. Dunn | Management | For | For |
| 4 | Elect Richard I. Gilchrist | Management | For | Against |
| 5 | Elect Sheli Z. Rosenberg | Management | For | Against |
| 6 | Elect Thomas D. Senkbeil | Management | For | For |
| 7 | Elect Nicholas P. Shepherd | Management | For | For |
| 8 | Elect Diana M. Laing | Management | For | For |
| 9 | Elect Elizabeth F. Frank | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Amendment to the 2012 Incentive Award Plan | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| STARWOOD
PROPERTY TRUST, INC. Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: STWD
Security ID: 85571B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Richard D. Bronson | Management | For | For |
| 1.2 | Elect Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Camille J. Douglas | Management | For | For |
| 1.4 | Elect Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Fred S. Ridley | Management | For | For |
| 1.6 | Elect Barry S. Sternlicht | Management | For | Withhold |
| 1.7 | Elect Strauss Zelnick | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| STEEL
DYNAMICS, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: STLD
Security ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mark D. Millett | Management | For | For |
| 1.2 | Elect Sheree Bargabos | Management | For | For |
| 1.3 | Elect Keith E. Busse | Management | For | For |
| 1.4 | Elect Frank D. Byrne | Management | For | For |
| 1.5 | Elect Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Traci M. Dolan | Management | For | For |
| 1.7 | Elect James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2015 Equity Incentive Plan | Management | For | For |
| SUNTRUST
BANKS, INC. Meeting Date: APR 23, 2019 Record Date: FEB 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: STI
Security ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Agnes Bundy Scanlan | Management | For | For |
| 2 | Elect Dallas S. Clement | Management | For | For |
| 3 | Elect Paul D. Donahue | Management | For | For |
| 4 | Elect Paul R. Garcia | Management | For | For |
| 5 | Elect Donna S. Morea | Management | For | For |
| 6 | Elect David M. Ratcliffe | Management | For | For |
| 7 | Elect William H. Rogers, Jr. | Management | For | For |
| 8 | Elect Frank P. Scruggs, Jr. | Management | For | For |
| 9 | Elect Bruce L. Tanner | Management | For | For |
| 10 | Elect Steven C. Voorhees | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| SYNCHRONY
FINANCIAL Meeting Date: MAY 23, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: SYF
Security ID: 87165B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Margaret M. Keane | Management | For | For |
| 2 | Elect Paget L. Alves | Management | For | For |
| 3 | Elect Arthur W. Coviello, Jr. | Management | For | For |
| 4 | Elect William W. Graylin | Management | For | For |
| 5 | Elect Roy A. Guthrie | Management | For | For |
| 6 | Elect Richard C. Hartnack | Management | For | For |
| 7 | Elect Jeffrey G. Naylor | Management | For | For |
| 8 | Elect Laurel J. Richie | Management | For | For |
| 9 | Elect Olympia J. Snowe | Management | For | For |
| 10 | Elect Ellen M. Zane | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| THE AES
CORPORATION Meeting Date: APR 18, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AES
Security ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Janet G. Davidson | Management | For | For |
| 2 | Elect Andres R. Gluski | Management | For | For |
| 3 | Elect Charles L. Harrington | Management | For | For |
| 4 | Elect Tarun Khanna | Management | For | For |
| 5 | Elect Holly K. Koeppel | Management | For | For |
| 6 | Elect James H. Miller | Management | For | For |
| 7 | Elect Alain Monie | Management | For | For |
| 8 | Elect John B. Morse, Jr. | Management | For | For |
| 9 | Elect Moises Naim | Management | For | For |
| 10 | Elect Jeffrey W. Ubben | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| THE GAP, INC.
Meeting Date: MAY 21, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: GPS
Security ID: 364760108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Amy Bohutinsky | Management | For | For |
| 2 | Elect John J. Fisher | Management | For | For |
| 3 | Elect Robert J. Fisher | Management | For | For |
| 4 | Elect William S. Fisher | Management | For | For |
| 5 | Elect Tracy Gardner | Management | For | For |
| 6 | Elect Isabella D. Goren | Management | For | For |
| 7 | Elect Bob L. Martin | Management | For | For |
| 8 | Elect Jorge P. Montoya | Management | For | For |
| 9 | Elect Chris O'Neill | Management | For | For |
| 10 | Elect Arthur Peck | Management | For | For |
| 11 | Elect Lexi Reese | Management | For | For |
| 12 | Elect Mayo A. Shattuck III | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the 2016 Long-Term Incentive Plan | Management | For | For |
| THE GOODYEAR
TIRE & RUBBER COMPANY Meeting Date: APR 08, 2019 Record Date: FEB 12, 2019 Meeting Type: ANNUAL | ||||
| Ticker: GT
Security ID: 382550101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Firestone | Management | For | For |
| 2 | Elect Werner Geissler | Management | For | For |
| 3 | Elect Peter S. Hellman | Management | For | For |
| 4 | Elect Laurette T. Koellner | Management | For | For |
| 5 | Elect Richard J. Kramer | Management | For | For |
| 6 | Elect W. Alan McCollough | Management | For | For |
| 7 | Elect John E. McGlade | Management | For | For |
| 8 | Elect Michael J. Morell | Management | For | For |
| 9 | Elect Roderick A. Palmore | Management | For | For |
| 10 | Elect Stephanie A. Streeter | Management | For | For |
| 11 | Elect Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Michael R. Wessel | Management | For | For |
| 13 | Elect Thomas L. Williams | Management | For | Against |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
| THE HARTFORD
FINANCIAL SERVICES GROUP, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: HIG
Security ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert B. Allardice, III | Management | For | For |
| 2 | Elect Carlos Dominguez | Management | For | For |
| 3 | Elect Trevor Fetter | Management | For | For |
| 4 | Elect Stephen P. McGill | Management | For | For |
| 5 | Elect Kathryn A. Mikells | Management | For | For |
| 6 | Elect Michael G. Morris | Management | For | For |
| 7 | Elect Julie G. Richardson | Management | For | For |
| 8 | Elect Teresa W. Roseborough | Management | For | For |
| 9 | Elect Virginia P. Ruesterholz | Management | For | For |
| 10 | Elect Christopher J. Swift | Management | For | For |
| 11 | Elect Greig Woodring | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| THE KROGER CO.
Meeting Date: JUN 27, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: KR
Security ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nora. A. Aufreiter | Management | For | For |
| 2 | Elect Anne Gates | Management | For | For |
| 3 | Elect Susan J. Kropf | Management | For | For |
| 4 | Elect W. Rodney McMullen | Management | For | Against |
| 5 | Elect Jorge P. Montoya | Management | For | For |
| 6 | Elect Clyde R. Moore | Management | For | For |
| 7 | Elect James A. Runde | Management | For | For |
| 8 | Elect Ronald L. Sargent | Management | For | For |
| 9 | Elect Bobby S. Shackouls | Management | For | For |
| 10 | Elect Mark S. Sutton | Management | For | For |
| 11 | Elect Ashok Vemuri | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Approval of the 2019 Long-Term Incentive Plan | Management | For | Against |
| 14 | Amend Regulations to Permit the Board to Amend the Regulations | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
| THE MOSAIC
COMPANY Meeting Date: MAY 23, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: MOS
Security ID: 61945C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cheryl K. Beebe | Management | For | For |
| 2 | Elect Oscar P. Bernardes | Management | For | Against |
| 3 | Elect Nancy E. Cooper | Management | For | For |
| 4 | Elect Gregory L. Ebel | Management | For | For |
| 5 | Elect Timothy S. Gitzel | Management | For | For |
| 6 | Elect Denise C. Johnson | Management | For | For |
| 7 | Elect Emery N. Koenig | Management | For | For |
| 8 | Elect William T. Monahan | Management | For | For |
| 9 | Elect James C. O'Rourke | Management | For | For |
| 10 | Elect Steven M. Seibert | Management | For | For |
| 11 | Elect Luciano Siani Pires | Management | For | For |
| 12 | Elect Kelvin R. Westbrook | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| THE WILLIAMS
COMPANIES, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WMB
Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Alan S. Armstrong | Management | For | For |
| 2 | Elect Stephen W. Bergstrom | Management | For | Against |
| 3 | Elect Nancy K. Buese | Management | For | For |
| 4 | Elect Stephen I. Chazen | Management | For | For |
| 5 | Elect Charles I. Cogut | Management | For | For |
| 6 | Elect Kathleen B. Cooper | Management | For | For |
| 7 | Elect Michael A. Creel | Management | For | For |
| 8 | Elect Vicki L Fuller | Management | For | For |
| 9 | Elect Peter A. Ragauss | Management | For | For |
| 10 | Elect Scott D. Sheffield | Management | For | Against |
| 11 | Elect Murray D. Smith | Management | For | Against |
| 12 | Elect William H. Spence | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| TOLL BROTHERS
INC. Meeting Date: MAR 12, 2019 Record Date: JAN 16, 2019 Meeting Type: ANNUAL | ||||
| Ticker: TOL
Security ID: 889478103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert I. Toll | Management | For | For |
| 2 | Elect Douglas C. Yearley, Jr. | Management | For | For |
| 3 | Elect Edward G. Boehne | Management | For | For |
| 4 | Elect Richard J. Braemer | Management | For | For |
| 5 | Elect Christine N. Garvey | Management | For | For |
| 6 | Elect Karen H. Grimes | Management | For | For |
| 7 | Elect Carl B. Marbach | Management | For | For |
| 8 | Elect John A. McLean | Management | For | For |
| 9 | Elect Stephen A. Novick | Management | For | For |
| 10 | Elect Wendell E Pritchett | Management | For | For |
| 11 | Elect Paul E. Shapiro | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the 2019 Omnibus Incentive Plan | Management | For | Against |
| TRINITY
INDUSTRIES, INC. Meeting Date: MAY 06, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | ||||
| Ticker: TRN
Security ID: 896522109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John L. Adams | Management | For | For |
| 1.2 | Elect Brandon B. Boze | Management | For | For |
| 1.3 | Elect John J. Diez | Management | For | For |
| 1.4 | Elect Leldon E. Echols | Management | For | For |
| 1.5 | Elect Charles W. Matthews | Management | For | For |
| 1.6 | Elect E. Jean Savage | Management | For | For |
| 1.7 | Elect Dunia A. Shive | Management | For | For |
| 1.8 | Elect Timothy R. Wallace | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| TWO HARBORS
INVESTMENT CORP Meeting Date: JUL 27, 2018 Record Date: JUN 22, 2018 Meeting Type: SPECIAL | ||||
| Ticker: TWO
Security ID: 90187B408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| TWO HARBORS
INVESTMENT CORP. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | ||||
| Ticker: TWO
Security ID: 90187B408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Spencer Abraham | Management | For | For |
| 2 | Elect James J. Bender | Management | For | For |
| 3 | Elect Karen Hammond | Management | For | For |
| 4 | Elect Stephen G. Kasnet | Management | For | For |
| 5 | Elect William Roth | Management | For | For |
| 6 | Elect W. Reid Sanders | Management | For | For |
| 7 | Elect Thomas Siering | Management | For | For |
| 8 | Elect James A. Stern | Management | For | For |
| 9 | Elect Hope B. Woodhouse | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| TYSON FOODS,
INC. Meeting Date: FEB 07, 2019 Record Date: DEC 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TSN
Security ID: 902494103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John H. Tyson | Management | For | For |
| 2 | Elect Gaurdie E. Banister, Jr. | Management | For | For |
| 3 | Elect Dean Banks | Management | For | Against |
| 4 | Elect Mike D. Beebe | Management | For | Against |
| 5 | Elect Mikel A. Durham | Management | For | Against |
| 6 | Elect Kevin M. McNamara | Management | For | For |
| 7 | Elect Cheryl S. Miller | Management | For | For |
| 8 | Elect Jeffrey K. Schomburger | Management | For | For |
| 9 | Elect Robert Thurber | Management | For | Against |
| 10 | Elect Barbara A. Tyson | Management | For | For |
| 11 | Elect Noel White | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | Shareholder | Against | For |
| UNITED
CONTINENTAL HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: UAL
Security ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Carolyn Corvi | Management | For | For |
| 2 | Elect Jane C. Garvey | Management | For | For |
| 3 | Elect Barnaby "Barney" M. Harford | Management | For | For |
| 4 | Elect Michele J. Hooper | Management | For | For |
| 5 | Elect Walter Isaacson | Management | For | For |
| 6 | Elect James A.C. Kennedy | Management | For | For |
| 7 | Elect Oscar Munoz | Management | For | For |
| 8 | Elect Edward M. Philip | Management | For | For |
| 9 | Elect Edward L. Shapiro | Management | For | For |
| 10 | Elect David J. Vitale | Management | For | For |
| 11 | Elect James M. Whitehurst | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| UNITED STATES
STEEL CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL | ||||
| Ticker: X Security ID: 912909108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David B. Burritt | Management | For | For |
| 2 | Elect Patricia Diaz Dennis | Management | For | For |
| 3 | Elect Dan O. Dinges | Management | For | For |
| 4 | Elect John J. Engel | Management | For | For |
| 5 | Elect John V. Faraci | Management | For | For |
| 6 | Elect Murry S. Gerber | Management | For | For |
| 7 | Elect Stephen J. Girsky | Management | For | For |
| 8 | Elect Paul A. Mascarenas | Management | For | For |
| 9 | Elect Eugene B. Sperling | Management | For | For |
| 10 | Elect David S. Sutherland | Management | For | For |
| 11 | Elect Patricia A. Tracey | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| UNIVERSAL
HEALTH SERVICES, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 19, 2019 Meeting Type: ANNUAL | ||||
| Ticker: UHS
Security ID: 913903100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert H. Hotz | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| UNUM GROUP
Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: UNM
Security ID: 91529Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Theodore H. Bunting, Jr. | Management | For | For |
| 2 | Elect Susan L. Cross | Management | For | For |
| 3 | Elect Susan D. DeVore | Management | For | For |
| 4 | Elect Joseph J. Echevarria | Management | For | For |
| 5 | Elect Cynthia L. Egan | Management | For | For |
| 6 | Elect Kevin T. Kabat | Management | For | For |
| 7 | Elect Timothy F. Keaney | Management | For | For |
| 8 | Elect Gloria C. Larson | Management | For | For |
| 9 | Elect Richard P. McKenney | Management | For | For |
| 10 | Elect Ronald. P. O'Hanley | Management | For | For |
| 11 | Elect Francis J. Shammo | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| VENTAS, INC.
Meeting Date: MAY 14, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | ||||
| Ticker: VTR
Security ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Melody C. Barnes | Management | For | For |
| 2 | Elect Debra A. Cafaro | Management | For | For |
| 3 | Elect Jay M. Gellert | Management | For | For |
| 4 | Elect Richard I. Gilchrist | Management | For | For |
| 5 | Elect Matthew J. Lustig | Management | For | For |
| 6 | Elect Roxanne M. Martino | Management | For | For |
| 7 | Elect Walter C. Rakowich | Management | For | For |
| 8 | Elect Robert D. Reed | Management | For | For |
| 9 | Elect James D. Shelton | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| VEREIT, INC.
Meeting Date: MAY 01, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | ||||
| Ticker: VER
Security ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Glenn J. Rufrano | Management | For | For |
| 2 | Elect Hugh R. Frater | Management | For | For |
| 3 | Elect David B. Henry | Management | For | For |
| 4 | Elect Mary Hogan Preusse | Management | For | For |
| 5 | Elect Richard J. Lieb | Management | For | For |
| 6 | Elect Mark S. Ordan | Management | For | For |
| 7 | Elect Eugene A. Pinover | Management | For | For |
| 8 | Elect Julie G. Richardson | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| VICI
PROPERTIES INC. Meeting Date: APR 30, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL | ||||
| Ticker: VICI
Security ID: 925652109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James R. Abrahamson | Management | For | For |
| 2 | Elect Diana F. Cantor | Management | For | For |
| 3 | Elect Eric L. Hausler | Management | For | For |
| 4 | Elect Elizabeth Holland | Management | For | For |
| 5 | Elect Craig Macnab | Management | For | For |
| 6 | Elect Edward B. Pitoniak | Management | For | For |
| 7 | Elect Michael D. Rumbolz | Management | For | Against |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| VOYA
FINANCIAL, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: VOYA
Security ID: 929089100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Curtis Arledge | Management | For | For |
| 2 | Elect Lynne Biggar | Management | For | For |
| 3 | Elect Jane P. Chwick | Management | For | For |
| 4 | Elect Ruth Ann M. Gillis | Management | For | For |
| 5 | Elect J. Barry Griswell | Management | For | For |
| 6 | Elect Rodney O. Martin, Jr. | Management | For | For |
| 7 | Elect Byron H. Pollitt, Jr. | Management | For | For |
| 8 | Elect Joseph V. Tripodi | Management | For | For |
| 9 | Elect David K. Zwiener | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Approval of the 2019 Omnibus Employee Incentive Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| WESCO
INTERNATIONAL, INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WCC
Security ID: 95082P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John J. Engel | Management | For | For |
| 1.2 | Elect Matthew J. Espe | Management | For | For |
| 1.3 | Elect Bobby J. Griffin | Management | For | For |
| 1.4 | Elect John K. Morgan | Management | For | For |
| 1.5 | Elect Steven A. Raymund | Management | For | For |
| 1.6 | Elect James L. Singleton | Management | For | For |
| 1.7 | Elect Easwaran Sundaram | Management | For | For |
| 1.8 | Elect Lynn M. Utter | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| WESTERN
DIGITAL CORP. Meeting Date: NOV 07, 2018 Record Date: SEP 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WDC
Security ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Martin I. Cole | Management | For | For |
| 2 | Elect Kathleen A. Cote | Management | For | For |
| 3 | Elect Henry T. DeNero | Management | For | For |
| 4 | Elect Tunc Doluca | Management | For | For |
| 5 | Elect Michael D. Lambert | Management | For | For |
| 6 | Elect Len J. Lauer | Management | For | For |
| 7 | Elect Matthew E. Massengill | Management | For | For |
| 8 | Elect Stephen D. Milligan | Management | For | For |
| 9 | Elect Paula A. Price | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Amendment to the 2017 Performance Incentive Plan | Management | For | For |
| 12 | Amendment to the 2005 Employee Stock Purchase Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| WESTLAKE
CHEMICAL CORPORATION Meeting Date: MAY 17, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WLK
Security ID: 960413102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Albert Chao | Management | For | For |
| 1.2 | Elect David T. Chao | Management | For | For |
| 1.3 | Elect Michael J. Graff | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| WHITING
PETROLEUM CORPORATION Meeting Date: MAY 01, 2019 Record Date: MAR 07, 2019 Meeting Type: ANNUAL | ||||
| Ticker: WLL
Security ID: 966387409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas L. Aller | Management | For | For |
| 1.2 | Elect James E. Catlin | Management | For | For |
| 1.3 | Elect Michael B. Walen | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| WILLIAMS COS
INC Meeting Date: AUG 09, 2018 Record Date: JUL 09, 2018 Meeting Type: SPECIAL | ||||
| Ticker: WMB
Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Merger | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| WRKCO INC
Meeting Date: FEB 01, 2019 Record Date: DEC 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WRK
Security ID: 96145D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Colleen F. Arnold | Management | For | For |
| 2 | Elect Timothy J. Bernlohr | Management | For | For |
| 3 | Elect J. Powell Brown | Management | For | For |
| 4 | Elect Michael E. Campbell | Management | For | For |
| 5 | Elect Terrell K. Crews | Management | For | For |
| 6 | Elect Russell M. Currey | Management | For | For |
| 7 | Elect John A. Luke | Management | For | For |
| 8 | Elect Gracia C. Martore | Management | For | For |
| 9 | Elect James E. Nevels | Management | For | For |
| 10 | Elect Timothy H. Powers | Management | For | For |
| 11 | Elect Steven C. Voorhees | Management | For | For |
| 12 | Elect Bettina M. Whyte | Management | For | For |
| 13 | Elect Alan D. Wilson | Management | For | For |
| 14 | Elimination of Pass-Through Provision for Matters Pertaining to Subsidiary | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| XCEL ENERGY,
INC. Meeting Date: MAY 15, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | ||||
| Ticker: XEL
Security ID: 98389B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lynn Casey | Management | For | For |
| 2 | Elect Richard K. Davis | Management | For | For |
| 3 | Elect Benjamin G.S. Fowke III | Management | For | For |
| 4 | Elect Richard T. O'Brien | Management | For | For |
| 5 | Elect David K. Owens | Management | For | For |
| 6 | Elect Christopher J. Policinski | Management | For | For |
| 7 | Elect James T. Prokopanko | Management | For | For |
| 8 | Elect A. Patricia Sampson | Management | For | For |
| 9 | Elect James J. Sheppard | Management | For | For |
| 10 | Elect David A. Westerlund | Management | For | For |
| 11 | Elect Kim Williams | Management | For | For |
| 12 | Elect Timothy V. Wolf | Management | For | For |
| 13 | Elect Daniel Yohannes | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| XEROX
CORPORATION Meeting Date: MAY 21, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: XRX
Security ID: 984121608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approval of the Holding Company Reorganization | Management | For | For |
| 2 | Elect Keith Cozza | Management | For | Against |
| 3 | Elect Jonathan Christodoro | Management | For | For |
| 4 | Elect Joseph J. Echevarria | Management | For | For |
| 5 | Elect Nicholas F. Graziano | Management | For | For |
| 6 | Elect Cheryl Gordon Krongard | Management | For | For |
| 7 | Elect Scott Letier | Management | For | For |
| 8 | Elect Giovanni Visentin | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Amendment to the Certificate of Incorporation to Implement Majority Voting Standard for Certain Corporate Actions | Management | For | For |
| 12 | Right to Adjourn Meeting | Management | For | For |
| 13 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | None | Against |
| ZIONS
BANCORPORATION Meeting Date: SEP 14, 2018 Record Date: JUL 26, 2018 Meeting Type: SPECIAL | ||||
| Ticker: ZION
Security ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Restructuring | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| 3 | Transaction of Other Business | Management | For | Abstain |
| ZIONS
BANCORPORATION, NATIONAL ASSOCIATION Meeting Date: MAY 31, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: ZION
Security ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jerry C. Atkin | Management | For | For |
| 2 | Elect Gary L. Crittenden | Management | For | For |
| 3 | Elect Suren K Gupta | Management | For | For |
| 4 | Elect J. David Heaney | Management | For | For |
| 5 | Elect Vivian S. Lee | Management | For | For |
| 6 | Elect Scott J. McLean | Management | For | For |
| 7 | Elect Edward F. Murphy | Management | For | For |
| 8 | Elect Stephen D. Quinn | Management | For | For |
| 9 | Elect Harris H. Simmons | Management | For | For |
| 10 | Elect Aaron Skonnard | Management | For | For |
| 11 | Elect Barbara A. Yastine | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios, Inc. 10
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 13, 2019
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Christian J. Kelly, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
|
|
|
|
|
Ellen S. Alberding |
|
/s/ Laurie Simon Hodrick Laurie Simon Hodrick |
|
/s/ Kevin J. Bannon Kevin J. Bannon |
|
/s/ Michael S. Hyland Michael S. Hyland |
|
/s/ Scott E. Benjamin Scott E. Benjamin |
|
/s/ Christian J. Kelly Christian J. Kelly |
|
/s/ Linda W. Bynoe Linda W. Bynoe |
|
/s/ Stuart S. Parker Stuart S. Parker |
|
/s/ Barry H. Evans Barry H. Evans |
|
/s/ Brian K. Reid Brian K. Reid |
|
/s/ Keith F. Hartstein Keith F. Hartstein |
|
/s/ Grace C. Torres Grace C. Torres |
|
Dated: March 7, 2019 |
|
|
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust
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