Form N-PX Listed Funds Trust For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President/Principal
Executive Officer
Listed Funds Trust c/o U.S.
Bank Global Fund Services
811 E. Wisconsin Ave, 8th
Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4711
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Changebridge Capital Long/Short Equity ETF
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ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt No vote
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt No vote
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt No vote
the financial year 2020.
4a Proposal to discharge the members of the Mgmt No vote
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt No vote
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt No vote
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt No vote
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt No vote
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt No vote
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt No vote
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt No vote
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt No vote
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt No vote
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt No vote
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt No vote
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt No vote
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC. Agenda Number: 935372956
--------------------------------------------------------------------------------------------------------------------------
Security: 17243V102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CNK
ISIN: US17243V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy Antonellis Mgmt No vote
Carlos Sepulveda Mgmt No vote
Mark Zoradi Mgmt No vote
2. Ratification of the appointment of Deloitte Mgmt No vote
& Touche, LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, annual advisory vote on Mgmt No vote
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
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CRITEO SA Agenda Number: 935419021
--------------------------------------------------------------------------------------------------------------------------
Security: 226718104
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CRTO
ISIN: US2267181046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Renewal of the term of office of Ms. Rachel Mgmt No vote
Picard as Director.
O2 Renewal of the term of office of Ms. Mgmt No vote
Nathalie Balla as Director.
O3 Renewal of the term of office of Mr. Hubert Mgmt No vote
de Pesquidoux as Director.
O4 Ratification of the temporary appointment Mgmt No vote
by the Board of Directors of Ms. Megan
Clarken as Director.
O5 Non-binding advisory vote to approve the Mgmt No vote
compensation for the named executive
officers of the Company.
O6 Approval of the statutory financial Mgmt No vote
statements for the fiscal year ended
December 31, 2020.
O7 Approval of the consolidated financial Mgmt No vote
statements for the fiscal year ended
December 31, 2020.
O8 Approval of the allocation of profits for Mgmt No vote
the fiscal year ended December 31, 2020.
O9 Delegation of authority to the Board of Mgmt No vote
Directors to execute a buyback of Company
stock in accordance with L. 225-209-2 of
the French Commercial Code.
E10 Authorization to be given to the Board of Mgmt No vote
Directors to reduce the Company's share
capital by cancelling shares as part of the
authorization to the Board of Directors
allowing the Company to buy back its own
shares in accordance with the provisions of
Article L. 225-209-2 of the French
Commercial Code.
E11 Authorization to be given to the Board of Mgmt No vote
Directors to reduce the Company's shares
capital by cancelling shares acquired by
the Company in accordance with the
provisions of Article L. 225- 208 of the
French Commercial Code.
E12 Delegation of authority to the Board of Mgmt No vote
Directors to reduce the share capital by
way of a buyback of Company stock followed
by the cancellation of the repurchased
stock.
E13 Approval of the maximum number of shares Mgmt No vote
that may be issued or acquired pursuant to
the authorizations given to the Board of
Directors by the Shareholders' Meeting
dated June 25, 2020 to grant OSAs (options
to subscribe for new Ordinary Shares) or
OAAs (options to purchase Ordinary Shares),
time-based restricted stock units
("Time-Based RSUs") and performance-based
restricted stock units ("Performance-Based
RSUs") pursuant to resolutions 16 to 18 of
the Shareholders' Meeting dated June 25,
2020.
E14 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital by issuing ordinary shares, or any
securities giving access to the Company's
share capital, for the benefit of a
category of persons meeting predetermined
criteria (underwriters), without
shareholders' preferential subscription
rights.
E15 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital by issuing ordinary shares or any
securities giving access to the Company's
share capital through a public offering
referred to in paragraph 1 degree of article L.
411- 2 of the French Monetary and Financial
Code, without shareholders' preferential
subscription rights.
E16 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital through incorporation of premiums,
reserves, profits or any other amounts that
may be capitalized.
E17 Delegation of authority to the Board of Mgmt No vote
Directors to increase the number of
securities to be issued as a result of a
share capital increase without
shareholders' preferential subscription
rights pursuant to items 14 and 15 above
("green shoe").
E18 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital by way of issuing shares and
securities giving access to the Company's
share capital for the benefit of members of
a Company savings plan (plan d'epargne
d'entreprise).
E19 Approval of the overall limits on the Mgmt No vote
amount of ordinary shares to be issued
pursuant to items 14 to 16 and 18 above.
E20 Amendment to Article 11 of the by-laws of Mgmt No vote
the Company to provide for a
Vice-chairperson of the board of directors.
E21 Amendment of Article 12.4 of the by-laws of Mgmt No vote
the Company to remove the requirement that
an in-person Board meeting be held for the
dismissal of the CEO for any cause other
than willful misconduct.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt No vote
1B. Election of Director: C. David Brown II Mgmt No vote
1C. Election of Director: Alecia A. DeCoudreaux Mgmt No vote
1D. Election of Director: Nancy-Ann M. DeParle Mgmt No vote
1E. Election of Director: David W. Dorman Mgmt No vote
1F. Election of Director: Roger N. Farah Mgmt No vote
1G. Election of Director: Anne M. Finucane Mgmt No vote
1H. Election of Director: Edward J. Ludwig Mgmt No vote
1I. Election of Director: Karen S. Lynch Mgmt No vote
1J. Election of Director: Jean-Pierre Millon Mgmt No vote
1K. Election of Director: Mary L. Schapiro Mgmt No vote
1L. Election of Director: William C. Weldon Mgmt No vote
1M. Election of Director: Tony L. White Mgmt No vote
2. Ratification of the appointment of our Mgmt No vote
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt No vote
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr No vote
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr No vote
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr For Against
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935395409
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Cheryl W. Grise Mgmt No vote
Mr. Randall Mehl Mgmt No vote
Mr. Scott B. Salmirs Mgmt No vote
2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt No vote
OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE
OFFICER COMPENSATION PROGRAM: Approve, by
non-binding vote, the Company's overall
pay-for-performance executive compensation
program, as described in the Compensation
Discussion and Analysis, the compensation
tables and the related narratives and other
materials in the Proxy Statement.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM: Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 935424919
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual and Special
Meeting Date: 09-Jun-2021
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Eric A. Demirian Mgmt For For
Kevin Douglas Mgmt For For
Richard L. Gelfond Mgmt For For
David W. Leebron Mgmt For For
Michael MacMillan Mgmt For For
Steve Pamon Mgmt For For
Dana Settle Mgmt For For
Darren Throop Mgmt For For
2 Note: Voting Withhold is the equivalent to Mgmt For For
voting Abstain. In respect of the
appointment of PricewaterhouseCoopers LLP
as auditors of the Company and authorizing
the directors to fix their remuneration.
3 Advisory resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers as set forth in the
accompanying Proxy Circular and Proxy
Statement.
4 In respect of the confirmation of Mgmt For For
amendments to By-Law No. 1 of the Company
as set forth in Appendix "A" to the Proxy
Circular and Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935346002
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Peterffy Mgmt No vote
1B. Election of Director: Earl H. Nemser Mgmt No vote
1C. Election of Director: Milan Galik Mgmt No vote
1D. Election of Director: Paul J. Brody Mgmt No vote
1E. Election of Director: Lawrence E. Harris Mgmt No vote
1F. Election of Director: Gary Katz Mgmt No vote
1G. Election of Director: John M. Damgard Mgmt No vote
1H. Election of Director: Philip Uhde Mgmt No vote
1I. Election of Director: William Peterffy Mgmt No vote
1J. Election of Director: Nicole Yuen Mgmt No vote
2. To approve, by non-binding vote, executive Mgmt No vote
compensation.
3. Ratification of appointment of independent Mgmt No vote
registered public accounting firm of
Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
LCI INDUSTRIES Agenda Number: 935375229
--------------------------------------------------------------------------------------------------------------------------
Security: 50189K103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LCII
ISIN: US50189K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt No vote
next Annual Meeting: James F. Gero
1B. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Frank J. Crespo
1C. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Brendan J. Deely
1D. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Ronald J. Fenech
1E. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Tracy D. Graham
1F. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Virginia L. Henkels
1G. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Jason D. Lippert
1H. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Stephanie K. Mains
1I. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Kieran M. O'Sullivan
1J. Election of Director to serve until the Mgmt No vote
next Annual Meeting: David A. Reed
1K. Election of Director to serve until the Mgmt No vote
next Annual Meeting: John A. Sirpilla
2. To approve, in a non-binding advisory vote, Mgmt No vote
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt No vote
independent auditor for the Company for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LUXFER HOLDINGS PLC Agenda Number: 935417281
--------------------------------------------------------------------------------------------------------------------------
Security: G5698W116
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LXFR
ISIN: GB00BNK03D49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Alok Maskara as a Director of Mgmt For For
the Company.
2. To re-elect David Landless as a Director of Mgmt For For
the Company.
3. To re-elect Clive Snowdon as a Director of Mgmt For For
the Company.
4. To re-elect Richard Hipple as a Director of Mgmt For For
the Company.
5. To re-elect Allisha Elliott as a Director Mgmt For For
of the Company.
6. To re-elect Lisa Trimberger as a Director Mgmt For For
of the Company.
7. To approve the Directors' Remuneration Mgmt For For
Policy (the "Directors' Remuneration
Policy").
8. To approve, by non-binding advisory vote, Mgmt For For
the Directors' Remuneration Report for the
year ended December 31, 2020 (the
"Directors' Remuneration Report"),
excluding the part containing the
Directors' Remuneration Policy.
9. To approve, by non-binding advisory vote, Mgmt For For
the compensation of Luxfer's Named
Executive Officers (the "Named Executive
Officers").
10. To approve, by non-binding advisory vote, Mgmt 1 Year For
the frequency of "Say-On-Pay" votes.
11. To ratify the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent auditors (the "Independent
Auditors") of Luxfer Holdings PLC until
conclusion of the 2022 Annual General
Meeting.
12. To authorize the Audit Committee of the Mgmt For For
Board of Directors to set the Independent
Auditors' remuneration.
--------------------------------------------------------------------------------------------------------------------------
MANCHESTER UNITED PLC Agenda Number: 935395675
--------------------------------------------------------------------------------------------------------------------------
Security: G5784H106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: MANU
ISIN: KYG5784H1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Avram Glazer Mgmt For For
1B. Election of Director: Joel Glazer Mgmt For For
1C. Election of Director: Edward Woodward Mgmt For For
1D. Election of Director: Richard Arnold Mgmt For For
1E. Election of Director: Cliff Baty Mgmt For For
1F. Election of Director: Kevin Glazer Mgmt For For
1G. Election of Director: Bryan Glazer Mgmt For For
1H. Election of Director: Darcie Glazer Mgmt For For
Kassewitz
1I. Election of Director: Edward Glazer Mgmt For For
1J. Election of Director: Robert Leitao Mgmt For For
1K. Election of Director: Manu Sawhney Mgmt For For
1L. Election of Director: John Hooks Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PLANET FITNESS, INC. Agenda Number: 935355568
--------------------------------------------------------------------------------------------------------------------------
Security: 72703H101
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PLNT
ISIN: US72703H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Rondeau Mgmt No vote
Frances Rathke Mgmt No vote
Bernard Acoca Mgmt No vote
2. Ratification of the appointment of KPMG LLP Mgmt No vote
as the Company's independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt No vote
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PROGYNY, INC. Agenda Number: 935409296
--------------------------------------------------------------------------------------------------------------------------
Security: 74340E103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PGNY
ISIN: US74340E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Holstein Mgmt For For
Jeff Park Mgmt For For
David Schlanger Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To vote, on a non-binding advisory basis, Mgmt 1 Year For
whether a non-binding advisory vote on the
compensation program for Progyny, Inc.'s
named executive officers should be held
every one, two or three years.
--------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION Agenda Number: 935409222
--------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: SGMS
ISIN: US80874P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jamie R. Odell Mgmt For For
Barry L. Cottle Mgmt For For
Antonia Korsanos Mgmt For For
Jack A. Markell Mgmt For For
Hamish R. McLennan Mgmt For For
Michael J. Regan Mgmt For For
Timothy Throsby Mgmt For For
Maria T. Vullo Mgmt For For
Kneeland C. Youngblood Mgmt For For
Virginia E. Shanks Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify an amendment of the Company's Mgmt Against Against
regulatory compliance protection rights
plan to extend the term of the plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
5. To approve an amendment and restatement of Mgmt For For
the Company's 2003 Incentive Compensation
Plan to increase the shares authorized for
issuance thereunder.
6. To approve an amendment of the Company's Mgmt For For
Employee Stock Purchase Plan to expand the
employees who are eligible to participate
therein.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935442234
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenichiro Yoshida Mgmt No vote
1B. Election of Director: Hiroki Totoki Mgmt No vote
1C. Election of Director: Shuzo Sumi Mgmt No vote
1D. Election of Director: Tim Schaaff Mgmt No vote
1E. Election of Director: Toshiko Oka Mgmt No vote
1F. Election of Director: Sakie Akiyama Mgmt No vote
1G. Election of Director: Wendy Becker Mgmt No vote
1H. Election of Director: Yoshihiko Hatanaka Mgmt No vote
1I. Election of Director: Adam Crozier Mgmt No vote
1J. Election of Director: Keiko Kishigami Mgmt No vote
1K. Election of Director: Joseph A. Kraft, Jr. Mgmt No vote
2. To issue Stock Acquisition Rights for the Mgmt No vote
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SPROUT SOCIAL, INC. Agenda Number: 935382452
--------------------------------------------------------------------------------------------------------------------------
Security: 85209W109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SPT
ISIN: US85209W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Justyn Howard Mgmt No vote
2. Ratification of appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935352512
--------------------------------------------------------------------------------------------------------------------------
Security: 859241101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: STRL
ISIN: US8592411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger A. Cregg Mgmt No vote
1B. Election of Director: Joseph A. Cutillo Mgmt No vote
1C. Election of Director: Raymond F. Messer Mgmt No vote
1D. Election of Director: Dana C. O'Brien Mgmt No vote
1E. Election of Director: Charles R. Patton Mgmt No vote
1F. Election of Director: Thomas M. White Mgmt No vote
1G. Election of Director: Dwayne A. Wilson Mgmt No vote
2. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers
3. To ratify the appointment of Grant Thornton Mgmt No vote
LLP as our independent registered public
accounting firm for 2021
4. To adopt the amended and restated 2018 Mgmt No vote
stock incentive plan
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt No vote
1B. Election of Director: Ari Bousbib Mgmt No vote
1C. Election of Director: Jeffery H. Boyd Mgmt No vote
1D. Election of Director: Gregory D. Brenneman Mgmt No vote
1E. Election of Director: J. Frank Brown Mgmt No vote
1F. Election of Director: Albert P. Carey Mgmt No vote
1G. Election of Director: Helena B. Foulkes Mgmt No vote
1H. Election of Director: Linda R. Gooden Mgmt No vote
1I. Election of Director: Wayne M. Hewett Mgmt No vote
1J. Election of Director: Manuel Kadre Mgmt No vote
1K. Election of Director: Stephanie C. Linnartz Mgmt No vote
1L. Election of Director: Craig A. Menear Mgmt No vote
2. Ratification of the Appointment of KPMG Mgmt No vote
LLP.
3. Advisory Vote to Approve Executive Mgmt No vote
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr No vote
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr No vote
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr No vote
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THRYV HOLDINGS, INC. Agenda Number: 935417712
--------------------------------------------------------------------------------------------------------------------------
Security: 886029206
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: THRY
ISIN: US8860292064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amer Akhtar Mgmt For For
Bonnie Kintzer Mgmt For For
Lauren Vaccarello Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED Agenda Number: 935396538
--------------------------------------------------------------------------------------------------------------------------
Security: 892918103
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TACT
ISIN: US8929181035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John M. Dillon Mgmt No vote
1B. Election of Director: Randall S. Friedman Mgmt No vote
2. RATIFICATION OF THE SELECTION OF MARCUM LLP Mgmt No vote
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt No vote
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. ADVISORY PROPOSAL REGARDING WHETHER TO Mgmt No vote
AMEND THE CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDICS GROUP INC Agenda Number: 935400488
--------------------------------------------------------------------------------------------------------------------------
Security: 89377M109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TMDX
ISIN: US89377M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Waleed Hassanein, M.D. Mgmt For For
James R. Tobin Mgmt For For
Edward M. Basile Mgmt For For
Thomas J. Gunderson Mgmt For For
Edwin M. Kania, Jr. Mgmt For For
Stephanie Lovell Mgmt For For
Merilee Raines Mgmt For For
David Weill, M.D. Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransMedics
Group, Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
Changebridge Capital Sustainable Equity ETF
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt No vote
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt No vote
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt No vote
the financial year 2020.
4a Proposal to discharge the members of the Mgmt No vote
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt No vote
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt No vote
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt No vote
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt No vote
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt No vote
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt No vote
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt No vote
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt No vote
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt No vote
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt No vote
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt No vote
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt No vote
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC. Agenda Number: 935372956
--------------------------------------------------------------------------------------------------------------------------
Security: 17243V102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CNK
ISIN: US17243V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy Antonellis Mgmt No vote
Carlos Sepulveda Mgmt No vote
Mark Zoradi Mgmt No vote
2. Ratification of the appointment of Deloitte Mgmt No vote
& Touche, LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, annual advisory vote on Mgmt No vote
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRITEO SA Agenda Number: 935419021
--------------------------------------------------------------------------------------------------------------------------
Security: 226718104
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CRTO
ISIN: US2267181046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Renewal of the term of office of Ms. Rachel Mgmt No vote
Picard as Director.
O2 Renewal of the term of office of Ms. Mgmt No vote
Nathalie Balla as Director.
O3 Renewal of the term of office of Mr. Hubert Mgmt No vote
de Pesquidoux as Director.
O4 Ratification of the temporary appointment Mgmt No vote
by the Board of Directors of Ms. Megan
Clarken as Director.
O5 Non-binding advisory vote to approve the Mgmt No vote
compensation for the named executive
officers of the Company.
O6 Approval of the statutory financial Mgmt No vote
statements for the fiscal year ended
December 31, 2020.
O7 Approval of the consolidated financial Mgmt No vote
statements for the fiscal year ended
December 31, 2020.
O8 Approval of the allocation of profits for Mgmt No vote
the fiscal year ended December 31, 2020.
O9 Delegation of authority to the Board of Mgmt No vote
Directors to execute a buyback of Company
stock in accordance with L. 225-209-2 of
the French Commercial Code.
E10 Authorization to be given to the Board of Mgmt No vote
Directors to reduce the Company's share
capital by cancelling shares as part of the
authorization to the Board of Directors
allowing the Company to buy back its own
shares in accordance with the provisions of
Article L. 225-209-2 of the French
Commercial Code.
E11 Authorization to be given to the Board of Mgmt No vote
Directors to reduce the Company's shares
capital by cancelling shares acquired by
the Company in accordance with the
provisions of Article L. 225- 208 of the
French Commercial Code.
E12 Delegation of authority to the Board of Mgmt No vote
Directors to reduce the share capital by
way of a buyback of Company stock followed
by the cancellation of the repurchased
stock.
E13 Approval of the maximum number of shares Mgmt No vote
that may be issued or acquired pursuant to
the authorizations given to the Board of
Directors by the Shareholders' Meeting
dated June 25, 2020 to grant OSAs (options
to subscribe for new Ordinary Shares) or
OAAs (options to purchase Ordinary Shares),
time-based restricted stock units
("Time-Based RSUs") and performance-based
restricted stock units ("Performance-Based
RSUs") pursuant to resolutions 16 to 18 of
the Shareholders' Meeting dated June 25,
2020.
E14 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital by issuing ordinary shares, or any
securities giving access to the Company's
share capital, for the benefit of a
category of persons meeting predetermined
criteria (underwriters), without
shareholders' preferential subscription
rights.
E15 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital by issuing ordinary shares or any
securities giving access to the Company's
share capital through a public offering
referred to in paragraph 1 degree of article L.
411- 2 of the French Monetary and Financial
Code, without shareholders' preferential
subscription rights.
E16 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital through incorporation of premiums,
reserves, profits or any other amounts that
may be capitalized.
E17 Delegation of authority to the Board of Mgmt No vote
Directors to increase the number of
securities to be issued as a result of a
share capital increase without
shareholders' preferential subscription
rights pursuant to items 14 and 15 above
("green shoe").
E18 Delegation of authority to the Board of Mgmt No vote
Directors to increase the Company's share
capital by way of issuing shares and
securities giving access to the Company's
share capital for the benefit of members of
a Company savings plan (plan d'epargne
d'entreprise).
E19 Approval of the overall limits on the Mgmt No vote
amount of ordinary shares to be issued
pursuant to items 14 to 16 and 18 above.
E20 Amendment to Article 11 of the by-laws of Mgmt No vote
the Company to provide for a
Vice-chairperson of the board of directors.
E21 Amendment of Article 12.4 of the by-laws of Mgmt No vote
the Company to remove the requirement that
an in-person Board meeting be held for the
dismissal of the CEO for any cause other
than willful misconduct.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt No vote
1B. Election of Director: C. David Brown II Mgmt No vote
1C. Election of Director: Alecia A. DeCoudreaux Mgmt No vote
1D. Election of Director: Nancy-Ann M. DeParle Mgmt No vote
1E. Election of Director: David W. Dorman Mgmt No vote
1F. Election of Director: Roger N. Farah Mgmt No vote
1G. Election of Director: Anne M. Finucane Mgmt No vote
1H. Election of Director: Edward J. Ludwig Mgmt No vote
1I. Election of Director: Karen S. Lynch Mgmt No vote
1J. Election of Director: Jean-Pierre Millon Mgmt No vote
1K. Election of Director: Mary L. Schapiro Mgmt No vote
1L. Election of Director: William C. Weldon Mgmt No vote
1M. Election of Director: Tony L. White Mgmt No vote
2. Ratification of the appointment of our Mgmt No vote
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt No vote
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr No vote
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr No vote
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr For Against
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935361523
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt No vote
1B. Election of Director: Katherine Mgmt No vote
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt No vote
1D. Election of Director: Frank J. Fahrenkopf, Mgmt No vote
Jr.
1E. Election of Director: Boris Groysberg Mgmt No vote
1F. Election of Director: Sandra R. Hernandez Mgmt No vote
1G. Election of Director: Pamela J. Joyner Mgmt No vote
1H. Election of Director: Reynold Levy Mgmt No vote
1I. Election of Director: Duncan L. Niederauer Mgmt No vote
1J. Election of Director: George G.C. Parker Mgmt No vote
2. To ratify KPMG LLP as the independent Mgmt No vote
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2021.
3. To approve, by advisory (non-binding) vote, Mgmt No vote
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935395409
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Cheryl W. Grise Mgmt No vote
Mr. Randall Mehl Mgmt No vote
Mr. Scott B. Salmirs Mgmt No vote
2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt No vote
OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE
OFFICER COMPENSATION PROGRAM: Approve, by
non-binding vote, the Company's overall
pay-for-performance executive compensation
program, as described in the Compensation
Discussion and Analysis, the compensation
tables and the related narratives and other
materials in the Proxy Statement.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM: Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 935424919
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual and Special
Meeting Date: 09-Jun-2021
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Eric A. Demirian Mgmt For For
Kevin Douglas Mgmt For For
Richard L. Gelfond Mgmt For For
David W. Leebron Mgmt For For
Michael MacMillan Mgmt For For
Steve Pamon Mgmt For For
Dana Settle Mgmt For For
Darren Throop Mgmt For For
2 Note: Voting Withhold is the equivalent to Mgmt For For
voting Abstain. In respect of the
appointment of PricewaterhouseCoopers LLP
as auditors of the Company and authorizing
the directors to fix their remuneration.
3 Advisory resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers as set forth in the
accompanying Proxy Circular and Proxy
Statement.
4 In respect of the confirmation of Mgmt For For
amendments to By-Law No. 1 of the Company
as set forth in Appendix "A" to the Proxy
Circular and Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935346002
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Peterffy Mgmt No vote
1B. Election of Director: Earl H. Nemser Mgmt No vote
1C. Election of Director: Milan Galik Mgmt No vote
1D. Election of Director: Paul J. Brody Mgmt No vote
1E. Election of Director: Lawrence E. Harris Mgmt No vote
1F. Election of Director: Gary Katz Mgmt No vote
1G. Election of Director: John M. Damgard Mgmt No vote
1H. Election of Director: Philip Uhde Mgmt No vote
1I. Election of Director: William Peterffy Mgmt No vote
1J. Election of Director: Nicole Yuen Mgmt No vote
2. To approve, by non-binding vote, executive Mgmt No vote
compensation.
3. Ratification of appointment of independent Mgmt No vote
registered public accounting firm of
Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
LCI INDUSTRIES Agenda Number: 935375229
--------------------------------------------------------------------------------------------------------------------------
Security: 50189K103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LCII
ISIN: US50189K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt No vote
next Annual Meeting: James F. Gero
1B. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Frank J. Crespo
1C. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Brendan J. Deely
1D. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Ronald J. Fenech
1E. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Tracy D. Graham
1F. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Virginia L. Henkels
1G. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Jason D. Lippert
1H. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Stephanie K. Mains
1I. Election of Director to serve until the Mgmt No vote
next Annual Meeting: Kieran M. O'Sullivan
1J. Election of Director to serve until the Mgmt No vote
next Annual Meeting: David A. Reed
1K. Election of Director to serve until the Mgmt No vote
next Annual Meeting: John A. Sirpilla
2. To approve, in a non-binding advisory vote, Mgmt No vote
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt No vote
independent auditor for the Company for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LUXFER HOLDINGS PLC Agenda Number: 935417281
--------------------------------------------------------------------------------------------------------------------------
Security: G5698W116
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LXFR
ISIN: GB00BNK03D49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Alok Maskara as a Director of Mgmt For For
the Company.
2. To re-elect David Landless as a Director of Mgmt For For
the Company.
3. To re-elect Clive Snowdon as a Director of Mgmt For For
the Company.
4. To re-elect Richard Hipple as a Director of Mgmt For For
the Company.
5. To re-elect Allisha Elliott as a Director Mgmt For For
of the Company.
6. To re-elect Lisa Trimberger as a Director Mgmt For For
of the Company.
7. To approve the Directors' Remuneration Mgmt For For
Policy (the "Directors' Remuneration
Policy").
8. To approve, by non-binding advisory vote, Mgmt For For
the Directors' Remuneration Report for the
year ended December 31, 2020 (the
"Directors' Remuneration Report"),
excluding the part containing the
Directors' Remuneration Policy.
9. To approve, by non-binding advisory vote, Mgmt For For
the compensation of Luxfer's Named
Executive Officers (the "Named Executive
Officers").
10. To approve, by non-binding advisory vote, Mgmt 1 Year For
the frequency of "Say-On-Pay" votes.
11. To ratify the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent auditors (the "Independent
Auditors") of Luxfer Holdings PLC until
conclusion of the 2022 Annual General
Meeting.
12. To authorize the Audit Committee of the Mgmt For For
Board of Directors to set the Independent
Auditors' remuneration.
--------------------------------------------------------------------------------------------------------------------------
MANCHESTER UNITED PLC Agenda Number: 935395675
--------------------------------------------------------------------------------------------------------------------------
Security: G5784H106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: MANU
ISIN: KYG5784H1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Avram Glazer Mgmt For For
1B. Election of Director: Joel Glazer Mgmt For For
1C. Election of Director: Edward Woodward Mgmt For For
1D. Election of Director: Richard Arnold Mgmt For For
1E. Election of Director: Cliff Baty Mgmt For For
1F. Election of Director: Kevin Glazer Mgmt For For
1G. Election of Director: Bryan Glazer Mgmt For For
1H. Election of Director: Darcie Glazer Mgmt For For
Kassewitz
1I. Election of Director: Edward Glazer Mgmt For For
1J. Election of Director: Robert Leitao Mgmt For For
1K. Election of Director: Manu Sawhney Mgmt For For
1L. Election of Director: John Hooks Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PLANET FITNESS, INC. Agenda Number: 935355568
--------------------------------------------------------------------------------------------------------------------------
Security: 72703H101
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PLNT
ISIN: US72703H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Rondeau Mgmt No vote
Frances Rathke Mgmt No vote
Bernard Acoca Mgmt No vote
2. Ratification of the appointment of KPMG LLP Mgmt No vote
as the Company's independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt No vote
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PROGYNY, INC. Agenda Number: 935409296
--------------------------------------------------------------------------------------------------------------------------
Security: 74340E103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PGNY
ISIN: US74340E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Holstein Mgmt For For
Jeff Park Mgmt For For
David Schlanger Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To vote, on a non-binding advisory basis, Mgmt 1 Year For
whether a non-binding advisory vote on the
compensation program for Progyny, Inc.'s
named executive officers should be held
every one, two or three years.
--------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION Agenda Number: 935409222
--------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: SGMS
ISIN: US80874P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jamie R. Odell Mgmt For For
Barry L. Cottle Mgmt For For
Antonia Korsanos Mgmt For For
Jack A. Markell Mgmt For For
Hamish R. McLennan Mgmt For For
Michael J. Regan Mgmt For For
Timothy Throsby Mgmt For For
Maria T. Vullo Mgmt For For
Kneeland C. Youngblood Mgmt For For
Virginia E. Shanks Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify an amendment of the Company's Mgmt Against Against
regulatory compliance protection rights
plan to extend the term of the plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
5. To approve an amendment and restatement of Mgmt For For
the Company's 2003 Incentive Compensation
Plan to increase the shares authorized for
issuance thereunder.
6. To approve an amendment of the Company's Mgmt For For
Employee Stock Purchase Plan to expand the
employees who are eligible to participate
therein.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 935362804
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan R. Buckwalter Mgmt No vote
Anthony L. Coelho Mgmt No vote
Jakki L. Haussler Mgmt No vote
Victor L. Lund Mgmt No vote
Clifton H. Morris, Jr. Mgmt No vote
Ellen Ochoa Mgmt No vote
Thomas L. Ryan Mgmt No vote
Sara Martinez Tucker Mgmt No vote
W. Blair Waltrip Mgmt No vote
Marcus A. Watts Mgmt No vote
2. Ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, by advisory vote, named Mgmt No vote
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935442234
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenichiro Yoshida Mgmt No vote
1B. Election of Director: Hiroki Totoki Mgmt No vote
1C. Election of Director: Shuzo Sumi Mgmt No vote
1D. Election of Director: Tim Schaaff Mgmt No vote
1E. Election of Director: Toshiko Oka Mgmt No vote
1F. Election of Director: Sakie Akiyama Mgmt No vote
1G. Election of Director: Wendy Becker Mgmt No vote
1H. Election of Director: Yoshihiko Hatanaka Mgmt No vote
1I. Election of Director: Adam Crozier Mgmt No vote
1J. Election of Director: Keiko Kishigami Mgmt No vote
1K. Election of Director: Joseph A. Kraft, Jr. Mgmt No vote
2. To issue Stock Acquisition Rights for the Mgmt No vote
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SPROUT SOCIAL, INC. Agenda Number: 935382452
--------------------------------------------------------------------------------------------------------------------------
Security: 85209W109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SPT
ISIN: US85209W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Justyn Howard Mgmt No vote
2. Ratification of appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935352512
--------------------------------------------------------------------------------------------------------------------------
Security: 859241101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: STRL
ISIN: US8592411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger A. Cregg Mgmt No vote
1B. Election of Director: Joseph A. Cutillo Mgmt No vote
1C. Election of Director: Raymond F. Messer Mgmt No vote
1D. Election of Director: Dana C. O'Brien Mgmt No vote
1E. Election of Director: Charles R. Patton Mgmt No vote
1F. Election of Director: Thomas M. White Mgmt No vote
1G. Election of Director: Dwayne A. Wilson Mgmt No vote
2. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers
3. To ratify the appointment of Grant Thornton Mgmt No vote
LLP as our independent registered public
accounting firm for 2021
4. To adopt the amended and restated 2018 Mgmt No vote
stock incentive plan
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt No vote
1B. Election of Director: Ari Bousbib Mgmt No vote
1C. Election of Director: Jeffery H. Boyd Mgmt No vote
1D. Election of Director: Gregory D. Brenneman Mgmt No vote
1E. Election of Director: J. Frank Brown Mgmt No vote
1F. Election of Director: Albert P. Carey Mgmt No vote
1G. Election of Director: Helena B. Foulkes Mgmt No vote
1H. Election of Director: Linda R. Gooden Mgmt No vote
1I. Election of Director: Wayne M. Hewett Mgmt No vote
1J. Election of Director: Manuel Kadre Mgmt No vote
1K. Election of Director: Stephanie C. Linnartz Mgmt No vote
1L. Election of Director: Craig A. Menear Mgmt No vote
2. Ratification of the Appointment of KPMG Mgmt No vote
LLP.
3. Advisory Vote to Approve Executive Mgmt No vote
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr No vote
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr No vote
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr No vote
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THRYV HOLDINGS, INC. Agenda Number: 935417712
--------------------------------------------------------------------------------------------------------------------------
Security: 886029206
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: THRY
ISIN: US8860292064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amer Akhtar Mgmt For For
Bonnie Kintzer Mgmt For For
Lauren Vaccarello Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDICS GROUP INC Agenda Number: 935400488
--------------------------------------------------------------------------------------------------------------------------
Security: 89377M109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TMDX
ISIN: US89377M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Waleed Hassanein, M.D. Mgmt For For
James R. Tobin Mgmt For For
Edward M. Basile Mgmt For For
Thomas J. Gunderson Mgmt For For
Edwin M. Kania, Jr. Mgmt For For
Stephanie Lovell Mgmt For For
Merilee Raines Mgmt For For
David Weill, M.D. Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransMedics
Group, Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory C. Bakken
Name Gregory C. Bakken
Title President
Date 08/27/2021
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