Form N-PX HIGHLAND FUNDS II For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07142
NAME OF REGISTRANT: Highland Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 300 Crescent Court
Suite 700
Dallas, TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: Highland Capital Management
Fund Advisors, L.P.
300 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 214-276-6300
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Highland Small-Cap Equity Fund
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ALTERYX, INC. Agenda Number: 935598637
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Anderson Mgmt For For
CeCe Morken Mgmt Withheld Against
Daniel J. Warmenhoven Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
4. Approval of an amendment and restatement of Mgmt Against Against
our 2017 Equity Incentive Plan.
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AMICUS THERAPEUTICS, INC. Agenda Number: 935627111
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Security: 03152W109
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: FOLD
ISIN: US03152W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Crowley Mgmt For For
Michael A. Kelly Mgmt For For
Margaret G. McGlynn Mgmt For For
Michael G. Raab Mgmt For For
Glenn P. Sblendorio Mgmt For For
2. Approval of the Amended and Restated 2007 Mgmt For For
Equity Incentive Plan to add 6,000,000
shares to the equity pool.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
4. Approval, on an advisory basis, the Mgmt For For
Company's executive compensation.
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AVAYA HOLDINGS CORP. Agenda Number: 935543163
--------------------------------------------------------------------------------------------------------------------------
Security: 05351X101
Meeting Type: Annual
Meeting Date: 02-Mar-2022
Ticker: AVYA
ISIN: US05351X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Chirico, Jr. Mgmt For For
Stephan Scholl Mgmt For For
Susan L. Spradley Mgmt For For
Stanley J. Sutula, III Mgmt For For
Robert Theis Mgmt For For
Scott D. Vogel Mgmt For For
William D. Watkins Mgmt For For
Jacqueline E. Yeaney Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2022.
3. Advisory approval of the Company's named Mgmt For For
executive officers' compensation.
4. Approval of Amendment No.1 to the Avaya Mgmt Against Against
Holdings Corp. 2019 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PUERTO S.A. Agenda Number: 935586404
--------------------------------------------------------------------------------------------------------------------------
Security: 155038201
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: CEPU
ISIN: US1550382014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Consideration of the Annual Report and its Mgmt For
exhibit, the Consolidated Income Statement,
the Consolidated Statement of Comprehensive
Income, the Consolidated Statement of
Financial Position, the Consolidated
Statement of Changes in Equity, the
Consolidated Statement of Cash Flow, the
Notes to the Consolidated Financial
Statements and Exhibits, the Individual
Statement of Income, the Individual
Statement of Comprehensive Income, the
Individual Statement of Financial Position,
the ...(due to space limits, see proxy
material for full proposal).
3. Consideration and destination of retained Mgmt For
earnings as of December 31, 2021 (loss of
thousand ARS: 733,517) that are proposed to
be moved to the next fiscal year.
4. Consideration of the Board of Directors Mgmt For
performance during the fiscal year ended
December 31, 2021.
5. Consideration of the Statutory Audit Mgmt For
Committee performance during the fiscal
year ended December 31, 2021.
6. Consideration of the remuneration of the Mgmt For
Company's Board of Directors ($23,094,000
assigned amount) for the period ended
December 31, 2021, which showed a
computable loss in the terms of CNV
Regulations. Consideration of the fees
advanced payment to the Board of Directors
for the period closing next December 31,
2022.
7. Consideration of the remuneration of the Mgmt Abstain
members of the Statutory Audit Committee
for the fiscal year ended December 31, 2021
and the fee scheme for the period closing
next December 31, 2022.
8. Fixing of the number of Deputy Directors Mgmt Abstain
and appointment of Directors and Deputy
Directors. Continuity of the current
Chairman until the appointment by the Board
of Directors of the Company.
9. Appointment of the Statutory Audit Mgmt Abstain
Committee members and deputy members for
the fiscal year closing next December 31,
2022.
10. Consideration of the remuneration of the Mgmt For
Company's external accountant regarding the
annual accounting documents for the fiscal
year 2021.
11. Appointment of the external accountant and Mgmt For
of the deputy external accountant for the
period closing next December 31, 2022 and
the fixing of their remuneration.
12. Approval of the Annual Budget for the Mgmt Abstain
functioning of the Supervisory Committee.
13. Granting of authorizations. Mgmt For
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CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935585464
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert Bertolini Mgmt For For
1D. Election of Director: Deborah T. Kochevar Mgmt For For
1E. Election of Director: George Llado, Sr. Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: C. Richard Reese Mgmt For For
1I. Election of Director: Richard F. Wallman Mgmt For For
1J. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory approval of 2021 Executive Mgmt Against Against
Compensation
3. Ratification of PricewaterhouseCoopers LLC Mgmt For For
as independent registered accounting public
firm for 2022
--------------------------------------------------------------------------------------------------------------------------
COHERUS BIOSCIENCES, INC. Agenda Number: 935585527
--------------------------------------------------------------------------------------------------------------------------
Security: 19249H103
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: CHRS
ISIN: US19249H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ali Satvat Mgmt For For
Mark D. Stolper Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To vote on the frequency of holding future Mgmt 1 Year Against
stockholder advisory votes regarding
compensation awarded to named executive
officers.
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COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 935597421
--------------------------------------------------------------------------------------------------------------------------
Security: 19459J104
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: COLL
ISIN: US19459J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Rita
Balice-Gordon, Ph.D.
1.2 Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Garen Bohlin
1.3 Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: John Fallon, M.D.
1.4 Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: John Freund, M.D.
1.5 Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Neil F. McFarlane
1.6 Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Gwen Melincoff
2. Approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC. Agenda Number: 935496085
--------------------------------------------------------------------------------------------------------------------------
Security: 21925Y103
Meeting Type: Special
Meeting Date: 12-Oct-2021
Ticker: CSOD
ISIN: US21925Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated August 5, 2021 (such agreement, as it
may be amended, modified or supplemented
from time to time, the "Merger Agreement"),
by and among Cornerstone OnDemand, Inc.
("Cornerstone"), Sunshine Software
Holdings, Inc., and Sunshine Software
Merger Sub, Inc.
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to Cornerstone's named
executive officers that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, including to
solicit additional proxies to approve the
proposal to adopt the Merger Agreement if
there are insufficient votes to adopt the
Merger Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 935562151
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen R. Alemany Mgmt For For
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
Michael A. Carpenter Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
Vice Adm John R. Ryan Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' named executive officers as
disclosed in the proxy statement for the
Annual Meeting.
3. Proposal to ratify the appointment of Mgmt For For
BancShares' independent accountants for
2022.
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GENESCO INC. Agenda Number: 935469951
--------------------------------------------------------------------------------------------------------------------------
Security: 371532102
Meeting Type: Annual
Meeting Date: 20-Jul-2021
Ticker: GCO
ISIN: US3715321028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marjorie L. Bowen Mgmt Withheld *
Margenett Moore-Roberts Mgmt Withheld *
Dawn H. Robertson Mgmt For *
Hobart P. Sichel Mgmt For *
Mgt Nom. J.F. Lambros Mgmt For *
Mgt Nom A.R. Martinez Mgmt For *
Mgt Nom Mary E. M. Mgmt For *
Mgt Nom G.A. Sandfort Mgmt For *
Mgt Nom Mimi E. Vaughn Mgmt For *
2. The Company's proposal to vote on a Mgmt For *
non-binding, advisory resolution to approve
the compensation of the Company's named
executive officers.
3. The Company's proposal to ratify the Mgmt For *
appointment of Ernst & Young LLP as the
independent registered public accounting
firm of the Company for the fiscal year
ending January 29, 2022.
--------------------------------------------------------------------------------------------------------------------------
GENESCO INC. Agenda Number: 935646200
--------------------------------------------------------------------------------------------------------------------------
Security: 371532102
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: GCO
ISIN: US3715321028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joanna Barsh Mgmt For For
1.2 Election of Director: Matthew C. Diamond Mgmt For For
1.3 Election of Director: John F. Lambros Mgmt For For
1.4 Election of Director: Thurgood Marshall, Mgmt For For
Jr.
1.5 Election of Director: Angel R. Martinez Mgmt For For
1.6 Election of Director: Kevin P. McDermott Mgmt For For
1.7 Election of Director: Mary Meixelsperger Mgmt For For
1.8 Election of Director: Gregory A. Sandfort Mgmt For For
1.9 Election of Director: Mimi E. Vaughn Mgmt For For
2. A non-binding advisory vote on the Mgmt Against Against
Company's named executive officers'
compensation
3. Approval of articles of amendment to the Mgmt For For
Company's Restated Charter to implement a
majority voting standard for the election
of directors in uncontested elections
4. Ratify the appointment of Ernst & Young as Mgmt For For
independent registered public accounting
firm to the Company for the current fiscal
year
--------------------------------------------------------------------------------------------------------------------------
HERON THERAPEUTICS, INC. Agenda Number: 935641818
--------------------------------------------------------------------------------------------------------------------------
Security: 427746102
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: HRTX
ISIN: US4277461020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Barry Quart, Pharm.D.
1b. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Stephen Davis
1c. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Sharmila Dissanaike,
M.D., FACS, FCCM
1d. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Craig Johnson
1e. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Kimberly Manhard
1f. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Susan Rodriguez
1g. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Christian Waage
2. To ratify the appointment of Withum Mgmt For For
Smith+Brown, PC as our independent
registered public accounting firm for the
year ending December 31, 2022.
3. To approve, on an advisory basis, Mgmt For For
compensation paid to our Named Executive
Officers during the year ended December 31,
2021.
4. To amend the Company's Certificate of Mgmt For For
Incorporation to increase the aggregate
number of authorized shares of common stock
by 100,000,000 from 150,000,000 to
250,000,000.
5. To amend the Company's 2007 Amended and Mgmt Against Against
Restated Equity Incentive Plan (the "2007
Plan") to increase the number of shares of
common stock authorized for issuance
thereunder from 27,800,000 to 30,700,000.
6. To amend the Company's 1997 Employee Stock Mgmt For For
Purchase Plan, as amended (the "ESPP") to
increase the number of shares of common
stock authorized for issuance thereunder
from 975,000 to 1,825,000.
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 935597243
--------------------------------------------------------------------------------------------------------------------------
Security: 43010T104
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: HGLB
ISIN: US43010T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ethan Powell Mgmt For For
Bryan A. Ward Mgmt For For
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INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935503335
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Special
Meeting Date: 13-Dec-2021
Ticker: IRT
ISIN: US45378A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of Independence Mgmt For For
Realty Trust, Inc. ("IRT") common stock in
connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated as of July 26, 2021, by and
among IRT, Independence Realty Operating
Partnership, LP, IRSTAR Sub, LLC, Steadfast
Apartment REIT, Inc. and Steadfast
Apartment REIT Operating Partnership, L.P.
(the "Merger Issuance Proposal").
2. To approve one or more adjournments of the Mgmt For For
IRT special meeting to another date, time
or place, if necessary or appropriate, to
solicit additional proxies in favor of the
Merger Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
INTERSECT ENT, INC. Agenda Number: 935495641
--------------------------------------------------------------------------------------------------------------------------
Security: 46071F103
Meeting Type: Special
Meeting Date: 08-Oct-2021
Ticker: XENT
ISIN: US46071F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated August 6, 2021 (the "Merger
Agreement"), by and among Intersect ENT,
Inc. ("Intersect ENT"), Medtronic, Inc.,
and Project Kraken Merger Sub, Inc.
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to Intersect ENT's named
executive officers that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To adjourn the Special Meeting to a later Mgmt For For
date or dates if necessary or appropriate
to solicit additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935575374
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Guhan Subramanian Mgmt For For
1I. Election of Director: Xavier Urbain Mgmt For For
1J. Election of Director: Jacob H. Welch Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935605862
--------------------------------------------------------------------------------------------------------------------------
Security: 54150E104
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: LOMA
ISIN: US54150E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the persons in charge of Mgmt For For
subscribing the minute.
2. Consideration of the documents to which Mgmt For For
paragraph 1 degree) of Section 234 of the
Argentine Corporations Act refers to, that
correspond to the regular financial year
No. 97 ended on December 31st, 2021.
3. Consideration of the positive unallocated Mgmt For For
earnings of the year ended on December
31st, 2021 of the amount of ARS 6,585,821
thousands. Consideration of the proposal of
the Board of Directors to allocate said sum
to the "Optional Reserve for Future
Dividends". Delegation of the power to
completely or partially use such reserve
one or more times to the Board of
Directors, depending on the evolution of
the business and until the next
shareholders' meeting at which the
financial statements as of December 31st,
2022 are considered.
4. Consideration of the performance of the Mgmt For
members of the Board of Directors for the
year ended December 31st, 2021.
5. Consideration of the performance of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2021.
6. Consideration of the remuneration of the Mgmt For
Board of Directors that corresponds to the
year that ended on December 31st, 2021 of
ARS 203,879,023.81 (total amount of
remunerations).
7. Consideration of the remuneration of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2021.
8. Setting the number of directors and Mgmt Abstain
appointment of full and alternate members
for year 2022. Approval of a policy aimed
at maintaining a proportion of at least 20%
independent members over the total number
of members of the Board during the year in
course.
9. Appointment of the full and alternate Mgmt For
members of the Supervisory Committee for
year 2022.
10. Appointment of External Auditors and of the Mgmt For For
main partner and alternate partner of the
respective accounting firm for the year of
2022.
11. Approval of the fees of the External Mgmt For For
Auditors for the year ended on December
31st, 2021
12. Consideration of the fees of the External Mgmt Abstain Against
Auditors for the year 2022.
13. Approval of the budget of the Audit Mgmt For For
Committee for 2022.
14. Granting of the relevant authorizations for Mgmt For For
the carrying out of paperwork and to make
the necessary filings.
--------------------------------------------------------------------------------------------------------------------------
LUXFER HOLDINGS PLC Agenda Number: 935630485
--------------------------------------------------------------------------------------------------------------------------
Security: G5698W116
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: LXFR
ISIN: GB00BNK03D49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To elect Andy Butcher as a Director of the Mgmt For For
Company.
O2 To elect Patrick Mullen as a Director of Mgmt For For
the Company.
O3 To re-elect Clive Snowdon as a Director of Mgmt For For
the Company.
O4 To re-elect Richard Hipple as a Director of Mgmt For For
the Company.
O5 To re-elect Lisa Trimberger as a Director Mgmt For For
of the Company.
O6 To approve, by non-binding advisory vote, Mgmt For For
the Directors' Remuneration Report for the
year ended December 31, 2021 (the
"Directors' Remuneration Report").
O7 To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Executive Officers (the "Named Executive
Officers").
O8 To approve, by non-binding advisory vote, Mgmt 1 Year For
the frequency of "Say-On-Pay" votes.
O9 To ratify the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent auditor (the "Independent
Auditor") of the Company until conclusion
of the 2023 Annual General Meeting.
O10 To authorize the Audit Committee of the Mgmt For For
Board of Directors to set the Independent
Auditor's remuneration.
O11 To approve the Company's Amended and Mgmt For For
Restated Long-Term Umbrella Incentive Plan.
O12 To approve the Company's Amended and Mgmt For For
Restated Non-Executive Directors Equity
Incentive Plan.
S13 Subject to (i) the consent of holders of Mgmt For For
deferred shares of 0.0001 each in the
Company's capital (the "Deferred Shares")
obtained according to Article 7 of the
Articles of Association and (ii)
confirmation of the court, to approve a
reduction of share capital by cancelling
and extinguishing all issued Deferred
Shares, each fully paid up, and of the
amount that the share capital is reduced,
an aggregate sum of 76,180.60 be repaid to
holders of Deferred Shares (pro rata to
their holdings) and the remaining amount
credited to Company reserves.
S14 Subject to Resolution 13 being duly passed Mgmt For For
as a special resolution and the capital
reduction described therein taking effect,
to approve amendment of the Company's
Articles of Association by deleting Article
5.2 and the definition of "Deferred Shares"
set forth in Article 2.1.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 935577570
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura A. Linynsky Mgmt For For
1.2 Election of Director: Thomas A. McEachin Mgmt For For
1.3 Election of Director: Roger J. Medel, M.D. Mgmt For For
1.4 Election of Director: Mark S. Ordan Mgmt For For
1.5 Election of Director: Michael A. Rucker Mgmt For For
1.6 Election of Director: Guy P. Sansone Mgmt For For
1.7 Election of Director: John M. Starcher, Jr. Mgmt For For
1.8 Election of Director: Shirley A. Weis Mgmt For For
2. to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2022 fiscal year.
3. to conduct an advisory vote regarding the Mgmt Against Against
compensation of our named executive
officers for the 2021 fiscal year.
4. to approve our Second Amended and Restated Mgmt For For
Articles of Incorporation.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935564092
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Barbara L. Brasier
1B. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Daniel Cooperman
1C. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Stephen H.
Lockhart
1D. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Steven J. Orlando
1E. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Ronna E. Romney
1F. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Richard M.
Schapiro
1G. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Dale B. Wolf
1H. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Richard C. Zoretic
1I. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Joseph M.
Zubretsky
2. To consider and approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935597217
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: NXDT
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan A. Ward Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935607323
--------------------------------------------------------------------------------------------------------------------------
Security: 65341D102
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: NXRT
ISIN: US65341D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2023 Annual meeting: James Dondero
1b. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Brian Mitts
1c. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Edward Constantino
1d. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Scott Kavanaugh
1e. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Arthur Laffer
1f. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Catherine Wood
2. Advisory Vote on Executive Compensation: to Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935580832
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Robert F. Mgmt For For
Friel
1.2 Election of Class III Director: Daniel J. Mgmt For For
Wolterman
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
the Company's named executive officers for
the fiscal year ended December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 935641399
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director for a Mgmt For For
three-year term expiring in 2025: Helen
Ballard
1.2 Election of Class III Director for a Mgmt For For
three-year term expiring in 2025: Virginia
A. Hepner
1.3 Election of Class III Director for a Mgmt For For
three-year term expiring in 2025: Milford
W. McGuirt
2. Approve the Oxford Industries, Inc. Mgmt For For
Long-Term Stock Incentive Plan, as amended
and restated, to, among other things,
authorize 500,000 additional shares of
common stock for issuance under the plan
3. Ratify the selection of Ernst & Young LLP Mgmt For For
to serve as the Company's independent
registered public accounting firm for
fiscal 2022
4. Approve, by a non-binding, advisory vote, Mgmt For For
the compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
PARATEK PHARMACEUTICALS, INC. Agenda Number: 935613845
--------------------------------------------------------------------------------------------------------------------------
Security: 699374302
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: PRTK
ISIN: US6993743029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Dietz, Ph.D. Mgmt For For
Timothy R. Franson M.D. Mgmt For For
Evan Loh, M.D. Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
QUAKER HOUGHTON Agenda Number: 935582836
--------------------------------------------------------------------------------------------------------------------------
Security: 747316107
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: KWR
ISIN: US7473161070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Douglas Mgmt For For
1B. Election of Director: Sanjay Hinduja Mgmt For For
1C. Election of Director: William H. Osborne Mgmt For For
1D. Election of Director: Fay West Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC. Agenda Number: 935489977
--------------------------------------------------------------------------------------------------------------------------
Security: 76122Q105
Meeting Type: Annual
Meeting Date: 21-Oct-2021
Ticker: RGP
ISIN: US76122Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald B. Murray Mgmt For For
1B. Election of Director: Lisa M. Pierozzi Mgmt For For
1C. Election of Director: A. Robert Pisano Mgmt For For
2. The ratification of the appointment of RSM Mgmt For For
US LLP as the Company's independent
registered public accounting firm for
fiscal year 2022.
3. The approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935613465
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bedingfield Mgmt For For
1b. Election of Director: Carol A. Goode Mgmt For For
1c. Election of Director: Garth N. Graham Mgmt For For
1d. Election of Director: John J. Hamre Mgmt For For
1e. Election of Director: Yvette M. Kanouff Mgmt For For
1f. Election of Director: Nazzic S. Keene Mgmt For For
1g. Election of Director: Timothy J. Mayopoulos Mgmt For For
1h. Election of Director: Katharina G. Mgmt For For
McFarland
1i. Election of Director: Milford W. McGuirt Mgmt For For
1j. Election of Director: Donna S. Morea Mgmt For For
1k. Election of Director: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending February 3, 2023.
--------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION Agenda Number: 935558772
--------------------------------------------------------------------------------------------------------------------------
Security: 81725T100
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: SXT
ISIN: US81725T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Carleone Mgmt For For
1B. Election of Director: Mario Ferruzzi Mgmt For For
1C. Election of Director: Carol R. Jackson Mgmt For For
1D. Election of Director: Sharad P. Jain Mgmt For For
1E. Election of Director: Donald W. Landry Mgmt For For
1F. Election of Director: Paul Manning Mgmt For For
1G. Election of Director: Deborah Mgmt For For
McKeithan-Gebhardt
1H. Election of Director: Scott C. Morrison Mgmt For For
1I. Election of Director: Elaine R. Wedral Mgmt For For
1J. Election of Director: Essie Whitelaw Mgmt For For
2. Proposal to approve the compensation paid Mgmt For For
to Sensient's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the Compensation
Discussion and Analysis, compensation
tables, and narrative discussion in the
accompanying proxy statement.
3. Proposal to approve the Sensient Mgmt For For
Technologies Corporation 2017 Stock Plan,
as amended and restated.
4. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP, certified public accountants,
as the independent auditors of Sensient for
2022.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 935597495
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Carla J. Bailo Mgmt For For
1.2 Election of Director: Stephen R. Brand Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
1.4 Election of Director: Anita M. Powers Mgmt For For
1.5 Election of Director: Julio M. Quintana Mgmt For For
1.6 Election of Director: Rose M. Robeson Mgmt For For
1.7 Election of Director: William D. Sullivan Mgmt For For
1.8 Election of Director: Herbert S. Vogel Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation philosophy,
policies and procedures, and the
compensation of our Company's named
executive officers, as disclosed in the
accompanying Proxy Statement.
3. To ratify the appointment by the Audit Mgmt For For
Committee of Ernst & Young LLP as our
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC. Agenda Number: 935587040
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W300
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: SRC
ISIN: US84860W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kevin M. Charlton Mgmt For For
1.2 Election of Director: Elizabeth F. Frank Mgmt For For
1.3 Election of Director: Michelle M. Frymire Mgmt For For
1.4 Election of Director: Kristian M. Gathright Mgmt For For
1.5 Election of Director: Richard I. Gilchrist Mgmt For For
1.6 Election of Director: Jackson Hsieh Mgmt For For
1.7 Election of Director: Diana M. Laing Mgmt For For
1.8 Election of Director: Nicholas P. Shepherd Mgmt For For
1.9 Election of Director: Thomas J. Sullivan Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. The approval of the Second Amended and Mgmt For For
Restated Spirit Realty Capital, Inc. and
Spirit Realty, L.P. 2012 Incentive Award
Plan, including an increase to the number
of shares of common stock reserved for
issuance under the Plan by 3,000,000
shares.
4. A non-binding, advisory resolution to Mgmt For For
approve the compensation of our named
executive officers as described in our
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935582331
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Smita Conjeevaram Mgmt For For
Michael E. Daniels Mgmt For For
William C. Stone Mgmt For For
2. The approval of the compensation of the Mgmt For For
named executive officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as SS&C's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SURGERY PARTNERS INC. Agenda Number: 935595237
--------------------------------------------------------------------------------------------------------------------------
Security: 86881A100
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: SGRY
ISIN: US86881A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: John A. Deane Mgmt For For
1.2 Election of Class I Director: Teresa Mgmt For For
DeLuca, M.D.
1.3 Election of Class I Director: Wayne S. Mgmt For For
DeVeydt
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid by the Company to its
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935561197
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Charles Crocker Mgmt For For
1.2 Election of Director: Robert Mehrabian Mgmt For For
1.3 Election of Director: Jane C. Sherburne Mgmt For For
1.4 Election of Director: Michael T. Smith Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2022
3. Approval of a non-binding advisory Mgmt For For
resolution on the Company's executive
compensation
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 935572657
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Cary T. Fu Mgmt For For
1B. Election of Class III Director: Michael P. Mgmt For For
Gianoni
1C. Election of Class III Director: Joanne B. Mgmt For For
Olsen
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. Approval of Amendment No. 1 to the Teradata Mgmt For For
2012 Stock Incentive Plan.
4. Approval of the ratification of the Mgmt For For
appointment of the independent registered
public accounting firm for 2022.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Highland Funds II
By (Signature) /s/ Stephanie Vitiello
Name Stephanie Vitiello
Title Secretary
Date 08/18/2022
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