Form N-PX FIRSTHAND FUNDS For: Jun 30
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E-mailUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08268
Firsthand Funds
(Exact name of registrant as specified in charter)
150 Almaden Blvd., Suite 1250
San Jose, CA 95113
(Address of principal executive offices) (Zip code)
Firsthand Capital Management, Incorporated
150 Almaden Blvd., Suite 1250
San Jose, CA 95113
(Name and address of agent for service)
Copies of Communications to:
|
Kelvin K. Leung, Esq. Firsthand Capital Management, Incorporated 150 Almaden Blvd., Suite 1250 San Jose, California 95113 |
David Hearth, Esq. Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 |
Registrant's telephone number, including area code: (408) 624-9527
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 – June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022
| Firsthand Alternative Energy Fund | ||||
Company Name: ABB LTD | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Approval of the management report, the consolidated financial statements and the annual financial statements for 2021 | For | Yes | For |
| 2 | Consultative vote on the 2021 Compensation Report | For | Yes | For |
| 3 | Discharge of the Board of Directors and the persons entrusted with management | For | Yes | For |
| 4 | Appropriation of earnings | For | Yes | For |
| 5 | Capital reduction through cancellation of shares repurchased under the share buyback programs 2020 and 2021 | For | Yes | For |
| 6 | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2022 Annual General Meeting to the 2023 Annual General Meeting | For | Yes | For |
| 7 | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2023 | For | Yes | For |
| 8 | Election of Gunnar Brock as Director | For | Yes | For |
| 9 | Election of David Constable as Director | For | Yes | For |
| 10 | Election of Frederico Fleury Curado as Director | For | Yes | For |
| 11 | Election of Lars Förberg as Director | For | Yes | For |
| 12 | Election of Jennifer Xin-Zhe Li as Director | For | Yes | For |
| 13 | Election of Geraldine Matchett as Director | For | Yes | For |
| 14 | Election of David Meline as Director | For | Yes | For |
| 15 | Election of Satish Pai as Director | For | Yes | For |
| 16 | Election of Jacob Wallenberg as Director | For | Yes | For |
| 17 | Election of Peter Voser as Director and Chairman | For | Yes | For |
| 18 | Election of David Constable as a member of Compensation Committee | For | Yes | For |
| 19 | Election of Frederico Fleury Curado as a member of Compensation Committee | For | Yes | For |
| 20 | Election of Jennifer Xin-Zhe Li as a member of Compensation Committee | For | Yes | For |
| 21 | Election of the independent proxy, Zehnder Bolliger & Partner | For | Yes | For |
| 22 | Election of the auditors, KPMG AG | For | Yes | For |
| 23 | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | For | Yes | Against |
| Company Name: ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES CUSIP: 00770C101 Meeting Date: 5/16/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Carol Eicher | For | Yes | For |
| 1b | DIRECTOR Gilbert Li | For | Yes | For |
| 1c | DIRECTOR J. Taylor Simonton | For | Yes | For |
| 1d | DIRECTOR L. Spencer Wells | For | Yes | For |
| 2 | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including compensation tables and narrative discussion as set forth under the Executive Compensation section of the proxy statement for the 2022 Annual Meeting of Stockholders. | For | Yes | For |
| 3 | To ratify the Audit Committee's selection of Moss Adams LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | Yes | For |
| 4 | To approve the Advanced Emissions Solutions, Inc. 2022 Omnibus Incentive Plan. | For | Yes | For |
| 5 | To approve the Fifth Amendment to the Company's Tax Asset Protection Plan. | For | Yes | For |
| Company Name: Amtech Systems, Inc. Ticker: ASYS CUSIP: 032332504 Meeting Date: 3/2/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Jong S. Whang | For | Yes | For |
| 2 | Election of Director: Michael Whang | For | Yes | For |
| 3 | Election of Director: Lisa D. Gibbs | For | Yes | For |
| 4 | Election of Director: Robert M. Averick | For | Yes | For |
| 5 | Election of Director: Robert C. Daigle | For | Yes | For |
| 6 | Election of Director: Michael Garnreiter | For | Yes | For |
| 7 | Election of Director: Sukesh Mohan | For | Yes | For |
| 8 | To ratify the appointment of Grant Thornton LLP as our independent registered public accountants for the fiscal year ending September 30, 2022. | For | Yes | For |
| 9 | To approve the advisory (non-binding) resolution relating to the named executive officer compensation as disclosed in the accompanying proxy statement. | For | Yes | For |
| 10 | To approve the Amtech Systems, Inc. 2022 Equity Incentive Plan. | For | Yes | For |
| Company Name: ASPEN AEROGELS, INC. Ticker: ASPN CUSIP: 04523Y105 Meeting Date: 6/2/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Mark L. Noetzel | For | Yes | For |
| 1b | DIRECTOR William P. Noglows | For | Yes | For |
| 2 | The ratification of the appointment of KPMG LLP as Aspen Aerogels, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | Yes | For |
| 3 | Approval of the compensation of our named executive officers, as disclosed in our Proxy Statement for the 2022 Annual Meeting. | For | Yes | Against |
| Company Name: CARRIER GLOBAL CORPORATION Ticker: CARR CUSIP: 14448C104 Meeting Date: 4/14/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Jean-Pierre Garnier | For | Yes | For |
| 2 | Election of Director: David Gitlin | For | Yes | For |
| 3 | Election of Director: John J. Greisch | For | Yes | For |
| 4 | Election of Director: Charles M. Holley, Jr. | For | Yes | For |
| 5 | Election of Director: Michael M. McNamara | For | Yes | For |
| 6 | Election of Director: Michael A. Todman | For | Yes | For |
| 7 | Election of Director: Virginia M. Wilson | For | Yes | For |
| 8 | Election of Director: Beth A. Wozniak | For | Yes | For |
| 9 | Advisory Vote to Approve Named Executive Officer Compensation. | For | Yes | For |
| 10 | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2022. | For | Yes | For |
| Company Name: Corning Inc. Ticker: GLW CUSIP: 219350105 Meeting Date: 4/28/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Donald W. Blair | For | Yes | For |
| 2 | Election of Director: Leslie A. Brun | For | Yes | For |
| 3 | Election of Director: Stephanie A. Burns | For | Yes | For |
| 4 | Election of Director: Richard T. Clark | For | Yes | For |
| 5 | Election of Director: Pamela J. Craig | For | Yes | For |
| 6 | Election of Director: Robert F. Cummings, Jr. | For | Yes | For |
| 7 | Election of Director: Roger W. Ferguson, Jr. | For | Yes | For |
| 8 | Election of Director: Deborah A. Henretta | For | Yes | For |
| 9 | Election of Director: Daniel P. Huttenlocher | For | Yes | For |
| 10 | Election of Director: Kurt M. Landgraf | For | Yes | For |
| 11 | Election of Director: Kevin J. Martin | For | Yes | For |
| 12 | Election of Director: Deborah D. Rieman | For | Yes | For |
| 13 | Election of Director: Hansel E. Tookes, II | For | Yes | For |
| 14 | Election of Director: Wendell P. Weeks | For | Yes | For |
| 15 | Election of Director: Mark S. Wrighton | For | Yes | For |
| 16 | Advisory approval of our executive compensation (Say on Pay). | For | Yes | For |
| 17 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | Yes | For |
| Company Name: COVANTA HOLDING CORPORATION Ticker: CVA CUSIP: 22282E102 Meeting Date: 10/12/2021 Meeting Type: Special | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | To adopt the Agreement and Plan of Merger, dated as of July 14, 2021 (as it may be amended, modified or supplemented from time to time, the "merger agreement"), by and among the Company, Covert Intermediate, Inc. and Covert Mergeco, Inc. | For | Yes | For |
| 2 | To approve, by a non-binding advisory vote, the compensation that will be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | For | Yes | Against |
| 3 | To adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | For | Yes | For |
| Company Name: Cree, Inc. Ticker: CREE CUSIP: 225447101 Meeting Date: 10/25/2021 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Glenda M. Dorchak | For | Yes | For |
| 1b | DIRECTOR John C. Hodge | For | Yes | For |
| 1c | DIRECTOR Clyde R. Hosein | For | Yes | For |
| 1d | DIRECTOR Darren R. Jackson | For | Yes | For |
| 1e | DIRECTOR Duy-Loan T. Le | For | Yes | For |
| 1f | DIRECTOR Gregg A. Lowe | For | Yes | For |
| 1g | DIRECTOR John B. Replogle | For | Yes | For |
| 1h | DIRECTOR Marvin A. Riley | For | Yes | For |
| 1i | DIRECTOR Thomas H. Werner | For | Yes | For |
| 2 | APPROVAL OF AMENDMENT TO THE BYLAWS TO INCREASE THE SIZE OF THE BOARD OF DIRECTORS. | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 26, 2022. | For | Yes | For |
| 4 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | Against |
| Company Name: CURALEAF HOLDINGS INC Ticker: CURLY CUSIP: 23126M102 Meeting Date: 9/9/2021 Meeting Type: MIX | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | TO SET THE NUMBER OF DIRECTORS OF THE COMPANY AT NINE (9) | For | Yes | For |
| 2 | ELECTION OF DIRECTOR: BORIS JORDAN | For | Yes | For |
| 3 | ELECTION OF DIRECTOR: JOSEPH LUSARDI | For | Yes | For |
| 4 | ELECTION OF DIRECTOR: DR. JASWINDER GROVER | For | Yes | For |
| 5 | ELECTION OF DIRECTOR: KARL JOHANSSON | For | Yes | For |
| 6 | ELECTION OF DIRECTOR: PETER DERBY | For | Yes | For |
| 7 | ELECTION OF DIRECTOR: MITCHELL KAHN | For | Yes | For |
| 8 | TO RE-APPOINT ANTARES PROFESSIONAL CORPORATION, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE AUDITORS' REMUNERATION AND THE TERMS OF THEIR ENGAGEMENT | For | Yes | For |
| 9 | CONSIDER AND, IF DEEMED ADVISABLE, ADOPT A SPECIAL RESOLUTION (THE FULL TEXT OF WHICH IS REPRODUCED IN SCHEDULE "A" OF THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR) FOR THE PURPOSE OF ADOPTING AN AMENDMENT TO THE ARTICLES OF THE COMPANY HAVING THE EFFECT OF AMENDING THE SHARE CAPITAL OF THE COMPANY (AS MORE FULLY DESCRIBED IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR) | For | Yes | Against |
| Company Name: Enphase Ticker: ENPH CUSIP: 29355A107 Meeting Date: 5/18/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Steven J. Gomo | For | Yes | For |
| 1b | DIRECTOR Thurman J. Rodgers | For | Yes | For |
| 2 | To approve, on advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement. | For | Yes | For |
| 3 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | For | Yes | For |
| Company Name: FIRST SOLAR, INC. Ticker: FSLR CUSIP: 336433107 Meeting Date: 5/26/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Michael J. Ahearn | For | Yes | For |
| 2 | Election of Director: Richard D. Chapman | For | Yes | For |
| 3 | Election of Director: Anita Marangoly George | For | Yes | For |
| 4 | Election of Director: George A. Hambro | For | Yes | For |
| 5 | Election of Director: Molly E. Joseph | For | Yes | For |
| 6 | Election of Director: Craig Kennedy | For | Yes | For |
| 7 | Election of Director: Lisa A. Kro | For | Yes | For |
| 8 | Election of Director: William J. Post | For | Yes | For |
| 9 | Election of Director: Paul H. Stebbins | For | Yes | For |
| 10 | Election of Director: Michael Sweeney | For | Yes | For |
| 11 | Election of Director: Mark R. Widmar | For | Yes | For |
| 12 | Election of Director: Norman L. Wright | For | Yes | For |
| 13 | Ratification of the appointment of PricewaterhouseCoopers LLP as First Solar's Independent Registered Public Accounting Firm for the year ending December 31, 2022. | For | Yes | For |
| Company Name: Honeywell International, Inc. Ticker: HON CUSIP: 438516106 Meeting Date: 4/25/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Darius Adamczyk | For | Yes | For |
| 2 | Election of Director: Duncan B. Angove | For | Yes | For |
| 3 | Election of Director: William S. Ayer | For | Yes | For |
| 4 | Election of Director: Kevin Burke | For | Yes | For |
| 5 | Election of Director: D. Scott Davis | For | Yes | For |
| 6 | Election of Director: Deborah Flint | For | Yes | For |
| 7 | Election of Director: Rose Lee | For | Yes | For |
| 8 | Election of Director: Grace D. Lieblein | For | Yes | For |
| 9 | Election of Director: George Paz | For | Yes | For |
| 10 | Election of Director: Robin L. Washington | For | Yes | For |
| 11 | Advisory Vote to Approve Executive Compensation. | For | Yes | For |
| 12 | Approval of Appointment of Independent Accountants. | For | Yes | For |
| 13 | Shareowner Proposal - Special Shareholder Meeting Improvement. | Against | Yes | For |
| 14 | Shareowner Proposal - Climate Lobbying Report. | Against | Yes | For |
| 15 | Shareowner Proposal - Environmental and Social Due Diligence. | Against | Yes | For |
| Company Name: IBERDROLA SA, BILBAO Ticker: IBDRY CUSIP: E6165F166 Meeting Date: 6/16/2022 Meeting Type: Ordinary General Meeting | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | ANNUAL ACCOUNTS 2021 | For | Yes | For |
| 2 | MANAGEMENT REPORTS 2021 | For | Yes | For |
| 3 | STATEMENT OF NON-FINANCIAL INFORMATION 2021 | For | Yes | For |
| 4 | SOCIAL MANAGEMENT AND ACTIONS OF THE BOARD OF DIRECTORS IN 2021 | For | Yes | For |
| 5 | RE-ELECTION OF KPMG AUDITORES, S.L. AS STATUTORY AUDITOR | For | Yes | For |
| 6 | AMENDMENT OF THE PREAMBLE AND ARTICLE 7 OF THE BYLAWS TO CONSOLIDATE IBERDROLA'S COMMITMENT TO ITS PURPOSE AND VALUES AND TO THE GENERATION OF THE SOCIAL DIVIDEND | For | Yes | For |
| 7 | AMENDMENT OF ARTICLE 16 OF THE BY-LAWS TO INCLUDE THE INVOLVEMENT DIVIDEND | For | Yes | For |
| 8 | AMENDMENT OF ARTICLE 11 OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETING TO INCLUDE THE DIVIDEND OF INVOLVEMENT | For | Yes | For |
| 9 | DIVIDEND OF INVOLVEMENT: APPROVAL AND PAYMENT | For | Yes | For |
| 10 | APPLICATION OF THE 2021 RESULT AND DIVIDEND: APPROVAL AND SUPPLEMENTARY PAYMENT TO BE CARRIED OUT WITHIN THE FRAMEWORK OF THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM | For | Yes | For |
| 11 | FIRST BONUS ISSUE FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,880 MILLION EUROS TO IMPLEMENT THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM | For | Yes | For |
| 12 | SECOND BONUS SHARE CAPITAL INCREASE FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,350 MILLION EUROS TO IMPLEMENT THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM | For | Yes | For |
| 13 | CAPITAL REDUCTION THROUGH THE REDEMPTION OF A MAXIMUM OF 197,563,000 TREASURY SHARES FOR A MAXIMUM OF 3.069 PCT OF SHARE CAPITAL | For | Yes | For |
| 14 | ANNUAL REPORT ON DIRECTORS' REMUNERATION 2021: CONSULTATIVE VOTE | For | Yes | Against |
| 15 | RE-ELECTION OF MR. ANTHONY L. GARDNER AS INDEPENDENT DIRECTOR | For | Yes | For |
| 16 | RATIFICATION AND RE-ELECTION OF MRS. MARIA ANGELES ALCALA DIAZ AS INDEPENDENT DIRECTOR | For | Yes | For |
| 17 | RATIFICATION AND REELECTION OF DONA ISABEL GARCIA TEJERINA AS INDEPENDENT DIRECTOR | For | Yes | For |
| 18 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AS FOURTEEN | For | Yes | For |
| 19 | AUTHORIZATION TO ACQUIRE SHARES OF THE COMPANY'S OWN STOCK | For | Yes | For |
| 20 | DELEGATION OF POWERS TO FORMALIZE AND MAKE PUBLIC THE RESOLUTIONS TO BE ADOPTED | For | Yes | For |
| 21 | 12 MAY 2022: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 JUN 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | M | Yes | For |
| 22 | 20 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | M | Yes | For |
| 23 | 20 MAY 2022: ENGAGEMENT DIVIDEND: THE SHAREHOLDERS ENTITLED TO PARTICIPATE IN THE MEETING WILL RECEIVE EUR 0.005 (GROSS) PER SHARE IF THE SHAREHOLDERS AT THIS MEETING APPROVE SAID INCENTIVE AND ADOPT A RESOLUTION FOR THE PAYMENT THEREOF, WHICH WILL BE SUBJECT TO THE QUORUM FOR THE MEETING REACHING 70% OF THE SHARE CAPITAL AND TO THE APPROVAL OF ITEM 7 ON THE AGENDA | M | Yes | For |
| 24 | 24 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 11 JUN 2022 TO 10 JUN 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | M | Yes | For |
| Company Name: Intevac, Inc. Ticker: IVAC CUSIP: 461148108 Meeting Date: 5/18/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: David S. Dury | For | Yes | For |
| 2 | Election of Director: Nigel D. Hunton | For | Yes | For |
| 3 | Election of Director: Kevin D. Barber | For | Yes | For |
| 4 | Election of Director: Dorothy D. Hayes | For | Yes | For |
| 5 | Election of Director: Michele F. Klein | For | Yes | For |
| 6 | Election of Director: Mark P. Popovich | For | Yes | For |
| 7 | Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending December 31, 2022. | For | Yes | For |
| 8 | Proposal to approve, on a non-binding, advisory basis, the, executive compensation of the Company's named executive officers. | For | Yes | For |
| Company Name: Itron, Inc. Ticker: ITRI CUSIP: 465741106 Meeting Date: 5/12/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Lynda L. Ziegler | For | Yes | For |
| 2 | Election of Director: Diana D. Tremblay | For | Yes | For |
| 3 | Election of Director: Santiago Perez | For | Yes | For |
| 4 | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | For | Yes | For |
| 5 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2022. | For | Yes | For |
| Company Name: Koninklijke Philips Electronics Ticker: PHG CUSIP: 500472303 Meeting Date: 5/10/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1b | Annual Report 2021: Proposal to adopt the financial statements | For | Yes | For |
| 2 | Annual Report 2021: Proposal to adopt dividend | For | Yes | For |
| 3 | Annual Report 2021: Advisory vote on the Remuneration Report 2021 | For | Yes | For |
| 4 | Annual Report 2021: Proposal to discharge the members of the Board of Management | For | Yes | For |
| 5 | Annual Report 2021: Proposal to discharge the members of the Supervisory Board | For | Yes | For |
| 6 | Composition of the Supervisory Board: Proposal to re-appoint Mr P.A.M. Stoffels as member of the Supervisory Board | For | Yes | For |
| 7 | Composition of the Supervisory Board: Proposal to re-appoint Mr A. Marc Harrison as member of the Supervisory Board | For | Yes | For |
| 8 | Composition of the Supervisory Board: Proposal to appoint Mrs H.W.P.M.A. Verhagen as member of the Supervisory Board | For | Yes | For |
| 9 | Composition of the Supervisory Board: Proposal to appoint Mr S.J. Poonen as member of the Supervisory Board | For | Yes | For |
| 10 | Proposal to re-appoint Ernst & Young Accountants LLP as the company's auditor | For | Yes | For |
| 11 | Proposal to authorize the Board of Management to: issue shares or grant rights to acquire shares | For | Yes | For |
| 12 | Proposal to authorize the Board of Management to: restrict or exclude pre-emption rights | For | Yes | For |
| 13 | Proposal to authorize the Board of Management to acquire shares in the company | For | Yes | For |
| 14 | Proposal to cancel shares | For | Yes | For |
| Company Name: KRATOS DEFENSE & SEC SOLUTIONS, INC. Ticker: KTOS CUSIP: 50077B207 Meeting Date: 6/14/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Scott Anderson | For | Yes | For |
| 1b | DIRECTOR Eric DeMarco | For | Yes | For |
| 1c | DIRECTOR William Hoglund | For | Yes | For |
| 1d | DIRECTOR Scot Jarvis | For | Yes | For |
| 1e | DIRECTOR Jane Judd | For | Yes | For |
| 1f | DIRECTOR Samuel Liberatore | For | Yes | For |
| 1g | DIRECTOR Deanna Lund | For | Yes | For |
| 1h | DIRECTOR Amy Zegart | For | Yes | For |
| 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2022. | For | Yes | For |
| 3 | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | For | Yes | Against |
| Company Name: MAXAR TECHNOLOGIES INC Ticker: MAXR CUSIP: 57778K105 Meeting Date: 5/11/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Howell M. Estes III | For | Yes | For |
| 2 | Election of Director: Nick S. Cyprus | For | Yes | For |
| 3 | Election of Director: Roxanne J. Decyk | For | Yes | For |
| 4 | Election of Director: Joanne O. Isham | For | Yes | For |
| 5 | Election of Director: Daniel L. Jablonsky | For | Yes | For |
| 6 | Election of Director: C. Robert Kehler | For | Yes | For |
| 7 | Election of Director: Gilman Louie | For | Yes | For |
| 8 | Election of Director: L. Roger Mason, Jr. | For | Yes | For |
| 9 | Election of Director: Heather A. Wilson | For | Yes | For |
| 10 | Election of Director: Eric J. Zahler | For | Yes | For |
| 11 | Election of Director: Eddy Zervigon | For | Yes | For |
| 12 | To approve, on a non-binding advisory basis, the executive compensation of the Company's named executive officers. | For | Yes | For |
| 13 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | For | Yes | For |
| Company Name: ON SEMICONDUCTOR CORPORATION Ticker: ON CUSIP: 682189105 Meeting Date: 5/26/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Atsushi Abe | For | Yes | For |
| 2 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Alan Campbell | For | Yes | For |
| 3 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Susan K. Carter | For | Yes | For |
| 4 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Thomas L. Deitrich | For | Yes | For |
| 5 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Gilles Delfassy | For | Yes | For |
| 6 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Hassane El-Khoury | For | Yes | For |
| 7 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Bruce E. Kiddoo | For | Yes | For |
| 8 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Paul A. Mascarenas | For | Yes | For |
| 9 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Gregory L. Waters | For | Yes | For |
| 10 | Election of Director for a one-year term expiring at 2023 Annual Meeting: Christine Y. Yan | For | Yes | For |
| 11 | Advisory (non-binding) resolution to approve the compensation of our named executive officers. | For | Yes | For |
| 12 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2022. | For | Yes | For |
| Company Name: Orion Energy Systems, Inc. Ticker: OESX CUSIP: 686275108 Meeting Date: 8/5/2021 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Ellen B. Richstone | For | Yes | For |
| 1b | DIRECTOR Michael W. Altschaefl | For | Yes | For |
| 1c | DIRECTOR Mark C. Williamson | For | Yes | For |
| 2 | Advisory vote on the approval of the compensation of the Company's named executive officers as disclosed in the proxy statement. | For | Yes | For |
| 3 | Ratification of BDO USA, LLP to serve as the Company's independent registered public accounting firm for fiscal year 2022. | For | Yes | For |
| Company Name: Power Integrations, Inc. Ticker: POWI CUSIP: 739276103 Meeting Date: 5/20/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director to serve until the 2023 Annual Meeting: Wendy Arienzo | For | Yes | For |
| 2 | Election of Director to serve until the 2023 Annual Meeting: Balu Balakrishnan | For | Yes | For |
| 3 | Election of Director to serve until the 2023 Annual Meeting: Nicholas E. Brathwaite | For | Yes | For |
| 4 | Election of Director to serve until the 2023 Annual Meeting: Anita Ganti | For | Yes | For |
| 5 | Election of Director to serve until the 2023 Annual Meeting: William George | For | Yes | For |
| 6 | Election of Director to serve until the 2023 Annual Meeting: Balakrishnan S. Iyer | For | Yes | For |
| 7 | Election of Director to serve until the 2023 Annual Meeting: Jennifer Lloyd | For | Yes | For |
| 8 | Election of Director to serve until the 2023 Annual Meeting: Necip Sayiner | For | Yes | For |
| 9 | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in this proxy statement. | For | Yes | For |
| 10 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2022 | For | Yes | For |
| Company Name: QUANTA SERVICES, INC. Ticker: PWR CUSIP: 74762E102 Meeting Date: 5/27/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Earl C. (Duke) Austin, Jr. | For | Yes | For |
| 2 | Election of Director: Doyle N. Beneby | For | Yes | For |
| 3 | Election of Director: Vincent D. Foster | For | Yes | For |
| 4 | Election of Director: Bernard Fried | For | Yes | For |
| 5 | Election of Director: Worthing F. Jackman | For | Yes | For |
| 6 | Election of Director: Holli C. Ladhani | For | Yes | For |
| 7 | Election of Director: David M. McClanahan | For | Yes | For |
| 8 | Election of Director: Margaret B. Shannon | For | Yes | For |
| 9 | Election of Director: Martha B. Wyrsch | For | Yes | For |
| 10 | Approval, by non-binding advisory vote, of Quanta's executive compensation. | For | Yes | For |
| 11 | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2022. | For | Yes | For |
| 12 | Approval of an amendment to the Quanta Services, Inc. 2019 Omnibus Equity Incentive Plan to increase the number of shares of Quanta common stock that may be issued thereunder and make certain other changes. | For | Yes | For |
| Company Name: RAYTHEON TECHNOLOGIES Ticker: RTX CUSIP: 75513E101 Meeting Date: 4/25/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Tracy A. Atkinson | For | Yes | For |
| 2 | Election of Director: Bernard A.Harris,Jr. | For | Yes | For |
| 3 | Election of Director: Gregory J. Hayes | For | Yes | For |
| 4 | Election of Director: George R. Oliver | For | Yes | For |
| 5 | Election of Director: Robert K. (Kelly) Ortberg | For | Yes | For |
| 6 | Election of Director: Margaret L. O'Sullivan | For | Yes | For |
| 7 | Election of Director: Dinesh C. Paliwal | For | Yes | For |
| 8 | Election of Director: Ellen M. Pawlikowski | For | Yes | For |
| 9 | Election of Director: Denise L. Ramos | For | Yes | For |
| 10 | Election of Director: Fredric G. Reynolds | For | Yes | For |
| 11 | Election of Director: Brian C. Rogers | For | Yes | For |
| 12 | Election of Director: James A. Winnefeld, Jr. | For | Yes | For |
| 13 | Election of Director: Robert O. Work | For | Yes | For |
| 14 | Advisory Vote to Approve Executive Compensation | For | Yes | For |
| 15 | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2022 | For | Yes | For |
| 16 | Approve an Amendment to the Restated Certificate of Incorporation to Reduce the Voting Threshold Required to Repeal Article Ninth | For | Yes | For |
| Company Name: SHARP CORPORATION Ticker: SHCAY CUSIP: J71434112 Meeting Date: 6/23/2022 Meeting Type: Annual General Meeting | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Appoint a Director who is not Audit and Supervisory Committee Member Po-Hsuan Wu | For | Yes | For |
| 2 | Appoint a Director who is not Audit and Supervisory Committee Member Okitsu, Masahiro | For | Yes | For |
| 3 | Appoint a Director who is not Audit and Supervisory Committee Member Ting-Chen Hsu | For | Yes | For |
| 4 | Appoint a Director who is not Audit and Supervisory Committee Member Wang Chen Wei | For | Yes | For |
| 5 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | For | Yes | For |
| Company Name: SIEMENS GAMESA RENEWABLE ENERGY SA Ticker: CUSIP: E8T87A100 Meeting Date: 3/24/2022 Meeting Type: Ordinary General Meeting | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, AS WELL AS OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2021 | For | Yes | For |
| 2 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND OF THE CONSOLIDATED MANAGEMENT REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2021 | For | Yes | For |
| 3 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CONSOLIDATED STATEMENT OF NONFINANCIAL INFORMATION OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2021 | For | Yes | For |
| 4 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CORPORATE MANAGEMENT AND THE ACTIVITIES OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2021 | For | Yes | For |
| 5 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED ALLOCATION OF PROFITS LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2021 | For | Yes | For |
| 6 | RATIFICATION OF THE APPOINTMENT BY CO OPTION AND RE ELECTION OF MR JOCHEN EICKHOLT AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | For | Yes | For |
| 7 | RATIFICATION OF THE APPOINTMENT BY CO OPTION AND RE ELECTION OF MR FRANCISCO BELIL CREIXELL AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF INDEPENDENT NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | For | Yes | For |
| 8 | RATIFICATION OF THE APPOINTMENT BY CO OPTION AND RE ELECTION OF MR ANDRE CLARK AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF PROPRIETARY NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | For | Yes | For |
| 9 | RE-ELECTION OF ERNST AND YOUNG, SOCIEDAD LIMITADA AS STATUTORY AUDITOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEAR 2022 | For | Yes | For |
| 10 | AMENDMENT OF ARTICLES 15, 17, 19, 20, 21 AND 24 OF THE BY LAWS | For | Yes | For |
| 11 | AMENDMENT OF ARTICLE 45 OF THE BY LAWS | For | Yes | For |
| 12 | AMENDMENT OF ARTICLES 9, 14, 25.1, 30 AND 33 OF THE BY LAWS | For | Yes | For |
| 13 | AMENDMENT OF ARTICLES 1.1, 2.2, 4.1, 7, 8, 10.2, 11, 12.1, 13.1, 16, 18.3, 22.2, 23, 26.2, 27.2, 28.1, 31, 32, 34.1, 35.2, 36, 37, 38, 39, 40, 41, 42.1, 43, 46, 47, 48.1, 49, 50, 51, 52 AND 53 AS WELL AS A REORGANIZATION OF TITLE V INCLUDING NEW ARTICLES 50 AND 53 OF THE BY LAWS | For | Yes | For |
| 14 | AMENDMENT OF ARTICLES 7, 12, 14, 16.5, 19, 20, 22, 31 AND 35 AND ELIMINATION OF THE ADDITIONAL PROVISION OF THE REGULATIONS | For | Yes | For |
| 15 | AMENDMENT OF ARTICLE 6 OF THE REGULATIONS | For | Yes | For |
| 16 | AMENDMENT OF ARTICLES 1.1, 3, 5.4, 8, 9.2, 11, 13, 15, 17, 18, 21, 23, 24, 25, 27, 28, 30, 32 AND 33 OF THE REGULATIONS | For | Yes | For |
| 17 | DELEGATION OF POWERS FOR THE FORMALISATION AND IMPLEMENTATION OF ALL THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL MEETING OF SHAREHOLDERS, FOR THE CONVERSION THEREOF INTO A PUBLIC INSTRUMENT AND FOR THE INTERPRETATION, CORRECTION, SUPPLEMENTATION OR FURTHER DEVELOPMENT THEREOF UNTIL ALL REQUIRED REGISTRATIONS ARE ACCOMPLISHED | For | Yes | For |
| 18 | APPROVAL, ON A CONSULTATIVE BASIS, OF THE ANNUAL REPORT ON REMUNERATION OF DIRECTORS OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL YEAR 2021 | For | Yes | For |
| Company Name: SOLAREDGE TECHNOLOGIES, INC. Ticker: SEDG CUSIP: 83417M104 Meeting Date: 6/20/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Betsy Atkins | For | Yes | For |
| 2 | Election of Director: Dirk Hoke | For | Yes | For |
| 3 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2022. | For | Yes | For |
| 4 | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say-on-Pay Proposal"). | For | Yes | For |
| Company Name: SUNPOWER CORPORATION Ticker: SPWR CUSIP: 867652406 Meeting Date: 5/12/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Catherine Lesjak | For | Yes | For |
| 1b | DIRECTOR Vincent Stoquart | For | Yes | For |
| 2 | The approval, on an advisory basis, of the compensation of our named executive officers. | For | Yes | For |
| 3 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022. | For | Yes | For |
| Company Name: SUNRUN INC. Ticker: RUN CUSIP: 86771W105 Meeting Date: 6/2/2022 Meeting Type: Annual | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Lynn Jurich | For | Yes | For |
| 1b | DIRECTOR Alan Ferber | For | Yes | For |
| 1c | DIRECTOR Manjula Talreja | For | Yes | For |
| 2 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | For | Yes | For |
| 3 | The advisory proposal of the compensation of our named executive officers ("Say-on-Pay"). | For | Yes | For |
| 4 | Stockholder proposal relating to a public report on the use of concealment clauses. | For | Yes | For |
| Company Name: ULVAC INC. Ticker: 6728 CUSIP: J94048105 Meeting Date: 9/29/2021 Meeting Type: Annual General Meeting | ||||
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Please reference meeting materials. | M | Yes | For |
| 2 | Approve Appropriation of Surplus | For | Yes | For |
| 3 | Appoint a Director Iwashita, Setsuo | For | Yes | Against |
| 4 | Appoint a Director Motoyoshi, Mitsuru | For | Yes | Against |
| 5 | Appoint a Director Choong Ryul Paik | For | Yes | Against |
| 6 | Appoint a Director Nishi, Hiroyuki | For | Yes | Against |
| 7 | Appoint a Director Uchida, Norio | For | Yes | For |
| 8 | Appoint a Director Ishida, Kozo | For | Yes | For |
| 9 | Appoint a Director Nakajima, Yoshimi | For | Yes | For |
| 10 | Appoint a Corporate Auditor Utsunomiya, Isao | For | Yes | For |
| 11 | Appoint a Substitute Corporate Auditor Nonaka, Takao | For | Yes | For |
| 12 | Approve Details of the Compensation to be received by Outside Directors | For | Yes | For |
Firsthand Technology Opportunities Fund
Company Name: Adobe Systems Inc.
Ticker: ADBE CUSIP: 00724F101
Meeting Date: 4/14/2022 Meeting Type: Annual
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director to serve for a one-year term: Amy Banse | For | Yes | For |
| 2 | Election of Director to serve for a one-year term: Brett Biggs | For | Yes | For |
| 3 | Election of Director to serve for a one-year term: Melanie Boulden | For | Yes | For |
| 4 | Election of Director to serve for a one-year term: Frank Calderoni | For | Yes | For |
| 5 | Election of Director to serve for a one-year term: Laura Desmond | For | Yes | For |
| 6 | Election of Director to serve for a one-year term: Shantanu Narayen | For | Yes | For |
| 7 | Election of Director to serve for a one-year term: Spencer Neumann | For | Yes | For |
| 8 | Election of Director to serve for a one-year term: Kathleen Oberg | For | Yes | For |
| 9 | Election of Director to serve for a one-year term: Dheeraj Pandey | For | Yes | For |
| 10 | Election of Director to serve for a one-year term: David Ricks | For | Yes | For |
| 11 | Election of Director to serve for a one-year term: Daniel Rosensweig | For | Yes | For |
| 12 | Election of Director to serve for a one-year term: John Warnock | For | Yes | For |
| 13 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | For | Yes | For |
| 14 | Approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | For |
|
Company Name: BILL.COM HOLDINGS, INC. Ticker: BILL CUSIP: 090043100 Meeting Date: 12/9/2021 Meeting Type: Annual
|
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Allison Mnookin | For | Yes | For |
| 1b | DIRECTOR Steven Piaker | For | Yes | For |
| 1c | DIRECTOR Rory O'Driscoll | For | Yes | For |
| 1d | DIRECTOR Steve Fisher | For | Yes | For |
| 2 | Ratification of Appointment of Independent Registered Public Accounting Firm Ernst & Young LLP. | For | Yes | For |
| 3 | Advisory Vote on the Compensation of our Named Executive Officers. | For | Yes | For |
| 4 | Advisory Vote on the Frequency of Future Advisory Votes on the Compensation of our Named Executive Officers. | For | Yes | For |
|
Company Name: CHEGG, INC. Ticker: CHGG CUSIP: 163092109 Meeting Date: 6/1/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR John (Jed) York | For | Yes | For |
| 1b | DIRECTOR Melanie Whelan | For | Yes | For |
| 1c | DIRECTOR Sarah Bond | For | Yes | For |
| 1d | DIRECTOR Marcela Martin | For | Yes | For |
| 2 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | For | Yes | Against |
| 3 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | Yes | For |
|
Company Name: CLOUDFLARE, INC. Ticker: NET CUSIP: 18915M107 Meeting Date: 6/2/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Mark Anderson | For | Yes | For |
| 1b | DIRECTOR Mark Hawkins | For | Yes | For |
| 1c | DIRECTOR Carl Ledbetter | For | Yes | For |
| 2 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | For | Yes | For |
| 3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | Against |
| 4 | To approve the performance equity awards granted to our co-founders, Matthew Prince and Michelle Zatlyn. | For | Yes | For |
|
Company Name: COUPA SOFTWARE INCORPORATED Ticker: COUP CUSIP: 22266L106 Meeting Date: 5/25/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Class III Director to serve until 2025 Annual meeting: Robert Bernshteyn | For | Yes | For |
| 2 | Election of Class III Director to serve until 2025 Annual meeting: Frank van Veenendaal | For | Yes | For |
| 3 | Election of Class III Director to serve until 2025 Annual meeting: Kanika Soni | For | Yes | For |
| 4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending January 31, 2023. | For | Yes | For |
| 5 | To approve named executive officer compensation (on an advisory basis). | For | Yes | For |
|
Company Name: Cree, Inc. Ticker: CREE CUSIP: 225447101 Meeting Date: 10/25/2021 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Glenda M. Dorchak | For | Yes | For |
| 1b | DIRECTOR John C. Hodge | For | Yes | For |
| 1c | DIRECTOR Clyde R. Hosein | For | Yes | For |
| 1d | DIRECTOR Darren R. Jackson | For | Yes | For |
| 1e | DIRECTOR Duy-Loan T. Le | For | Yes | For |
| 1f | DIRECTOR Gregg A. Lowe | For | Yes | For |
| 1g | DIRECTOR John B. Replogle | For | Yes | For |
| 1h | DIRECTOR Marvin A. Riley | For | Yes | For |
| 1i | DIRECTOR Thomas H. Werner | For | Yes | For |
| 2 | APPROVAL OF AMENDMENT TO THE BYLAWS TO INCREASE THE SIZE OF THE BOARD OF DIRECTORS. | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 26, 2022. | For | Yes | For |
| 4 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | Against |
|
Company Name: CYTODYN, INC. Ticker: CYDY CUSIP: 23283M101 Meeting Date: 10/15/2021 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Thomas Errico, M.D. | For | Yes | Withheld |
| 1b | DIRECTOR Bruce K. Patterson, M.D | For | Yes | Withheld |
| 1c | DIRECTOR Paul A. Rosenbaum | For | Yes | Withheld |
| 1d | DIRECTOR Peter Staats, M.D. | For | Yes | Withheld |
| 1e | DIRECTOR Melissa A. Yeager, J.D. | For | Yes | Withheld |
| 2 | Company's proposal to ratify the appointment of Warren Averett, LLC as the Company's independent registered public accounting firm for the fiscal year ending May 31, 2022. | For | Yes | For |
| 3 | Company's proposal to approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Against | Yes | Against |
|
Company Name: CYTODYN, INC. Ticker: CYDY CUSIP: 23283M101 Meeting Date: 11/24/2021 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Scott A. Kelly, M.D. | For | Yes | For |
| 1b | DIRECTOR Jordan G. Naydenov | For | Yes | Against |
| 1c | DIRECTOR Nader Z. Pourhassan PhD | For | Yes | For |
| 1d | DIRECTOR L. C. Ndhlovu, M.D. PhD | For | Yes | For |
| 1e | DIRECTOR Harish Seethamraju, M.D | For | Yes | For |
| 1f | DIRECTOR Tanya Durkee Urbach | For | Yes | For |
| 1g | Ratification, on an advisory (non-binding) basis, of the selection of Warren Averett, LLC as our independent registered public accounting firm for the fiscal year ending May 31, 2022. | For | Yes | For |
| 1h | Approval, on an advisory (non-binding) basis, of our named executive officer compensation. | For | Yes | Against |
| 4 | Approval of a proposal to amend the Company's Certificate of Incorporation to increase the total number of authorized shares of common stock from 800,000,000 to 1,000,000,000. | For | Yes | Against |
Company Name: DOCUSIGN, INC.
Ticker: DOCU CUSIP: 256163106
Meeting Date: 6/3/2022 Meeting Type: Annual
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Teresa Briggs | For | Yes | For |
| 1b | DIRECTOR Blake J. Irving | For | Yes | For |
| 1 | DIRECTOR Daniel D. Springer | For | Yes | For |
| 2 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending January 31, 2023 | For | Yes | For |
| 3 | Approval, on an advisory basis, of our named executive officers' compensation | For | Yes | For |
|
Company Name: DOMO,INC. Ticker: DOMO CUSIP: 257554105 Meeting Date: 6/2/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Laurence "Jay" Brown Jr | For | Yes | For |
| 1b | DIRECTOR Carine S. Clark | For | Yes | For |
| 1c | DIRECTOR Daniel Daniel | For | Yes | For |
| 1d | DIRECTOR Joy Driscoll Durling | For | Yes | For |
| 1e | DIRECTOR Dana Evan | For | Yes | For |
| 1f | DIRECTOR Jeff Kearl | For | Yes | For |
| 1g | DIRECTOR John Mellor | For | Yes | For |
| 1h | DIRECTOR John Pestana | For | Yes | For |
| 2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | For | Yes | For |
| 3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | For |
|
Company Name: Enphase Ticker: ENPH CUSIP: 29355A107 Meeting Date: 5/18/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Steven J. Gomo | For | Yes | For |
| 1b | DIRECTOR Thurman J. Rodgers | For | Yes | For |
| 2 | To approve, on advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement. | For | Yes | For |
| 3 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | For | Yes | For |
|
Company Name: KRATOS DEFENSE & SEC SOLUTIONS, INC. Ticker: KTOS CUSIP: 50077B207 Meeting Date: 6/14/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Scott Anderson | For | Yes | For |
| 1b | DIRECTOR Eric DeMarco | For | Yes | For |
| 1c | DIRECTOR William Hoglund | For | Yes | For |
| 1d | DIRECTOR Scot Jarvis | For | Yes | For |
| 1e | DIRECTOR Jane Judd | For | Yes | For |
| 1f | DIRECTOR Samuel Liberatore | For | Yes | For |
| 1g | DIRECTOR Deanna Lund | For | Yes | For |
| 1h | DIRECTOR Amy Zegart | For | Yes | For |
| 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2022. | For | Yes | For |
| 3 | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | For | Yes | Against |
|
Company Name: MONGODB, INC. Ticker: MDB CUSIP: 60937P106 Meeting Date: 6/28/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Francisco D'Souza | For | Yes | For |
| 1b | DIRECTOR Charles M. Hazard, Jr. | For | Yes | For |
| 1c | DIRECTOR Tom Killalea | For | Yes | For |
| 2 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | For | Yes | For |
| 3 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. | For | Yes | For |
|
Company Name: NET 1 UEPS TECHNOLOGIES INC Ticker: UEPS CUSIP: 64107N206 Meeting Date: 11/17/2021 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Kuben Pillay | For | Yes | For |
| 1b | DIRECTOR Chris G.B. Meyer | For | Yes | Against |
| 1c | DIRECTOR Alex M.R. Smith | For | Yes | Against |
| 1d | DIRECTOR Antony C. Ball | For | Yes | Against |
| 1e | DIRECTOR Nonku N. Gobodo | For | Yes | For |
| 1f | DIRECTOR Ian O. Greenstreet | For | Yes | For |
| 1g | DIRECTOR Javed Hamid | For | Yes | For |
| 1h | DIRECTOR Lincoln C. Mali | For | Yes | Against |
| 1i | DIRECTOR Ali Mazanderani | For | Yes | Against |
| 1j | DIRECTOR Monde Nkosi | For | Yes | Against |
| 1k | DIRECTOR Ekta Singh-Bushell | For | Yes | For |
| 2 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2022. | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | Against |
|
Company Name: NET 1 UEPS TECHNOLOGIES INC Ticker: UEPS CUSIP: 64107N206 Meeting Date: 5/6/2022 Meeting Type: Special |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | Approve the Articles of Amendment to the Company's Amended and Restated Articles of Incorporation, as amended, to change its name to "Lesaka Technologies, Inc." | For | Yes | For |
|
Company Name: Netflix. Inc Ticker: NFLX CUSIP: 64110L106 Meeting Date: 6/2/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley | For | Yes | For |
| 2 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore | For | Yes | For |
| 3 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa | For | Yes | For |
| 4 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather | For | Yes | For |
| 5 | Management Proposal: Declassification of the Board of Directors. | For | Yes | For |
| 6 | Management Proposal: Elimination of Supermajority Voting Provisions. | For | Yes | For |
| 7 | Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. | For | Yes | For |
| 8 | Ratification of Appointment of Independent Registered Public Accounting Firm. | For | Yes | For |
| 9 | Advisory Approval of Executive Officer Compensation. | For | Yes | Against |
| 10 | Stockholder Proposal entitled, "Proposal 7 - Simple Majority Vote," if properly presented at the meeting. | Against | Yes | For |
| 11 | Stockholder Proposal entitled, "Proposal 8 - Lobbying Activity Report," if properly presented at the meeting. | Against | Yes | For |
|
Company Name: NUTANIX, INC. Ticker: NTNX CUSIP: 67059N108 Meeting Date: 12/10/2021 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Class II Director: Craig Conway | For | Yes | For |
| 2 | Election of Class II Director: Virginia Gambale | For | Yes | For |
| 3 | Election of Class II Director: Brian Stevens | For | Yes | For |
| 4 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2022. | For | Yes | For |
| 5 | To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers. | For | Yes | Against |
|
Company Name: OKTA, INC. Ticker: OKTA CUSIP: 679295105 Meeting Date: 6/21/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Jeff Epstein | For | Yes | For |
| 1b | DIRECTOR J. Frederic Kerrest | For | Yes | For |
| 1c | DIRECTOR Rebecca Saeger | For | Yes | For |
| 2 | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | For | Yes | For |
| 3 | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | For | Yes | Against |
|
Company Name: PALO ALTO NETWORKS, INC. Ticker: PANW CUSIP: 697435105 Meeting Date: 12/14/2021 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Class I Director: John M. Donovan | For | Yes | For |
| 2 | Election of Class I Director: Right Honorable Sir John Key | For | Yes | For |
| 3 | Election of Class I Director: Mary Pat McCarthy | For | Yes | For |
| 4 | Election of Class I Director: Nir Zuk | For | Yes | For |
| 5 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2022. | For | Yes | For |
| 6 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | Against |
| 7 | To approve the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. | For | Yes | For |
|
Company Name: PAYPAL HOLDINGS, INC. Ticker: PYPL CUSIP: 70450Y103 Meeting Date: 6/2/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Rodney C. Adkins | For | Yes | For |
| 2 | Election of Director: Jonathan Christodoro | For | Yes | For |
| 3 | Election of Director: John J. Donahoe | For | Yes | For |
| 4 | Election of Director: David W. Dorman | For | Yes | For |
| 5 | Election of Director: Belinda J. Johnson | For | Yes | For |
| 6 | Election of Director: Enrique Lores | For | Yes | Against |
| 7 | Election of Director: Gail J. McGovern | For | Yes | For |
| 8 | Election of Director: Deborah M. Messemer | For | Yes | For |
| 9 | Election of Director: David M. Moffett | For | Yes | For |
| 10 | Election of Director: Ann M. Sarnoff | For | Yes | For |
| 11 | Election of Director: Daniel H. Schulman | For | Yes | For |
| 12 | Election of Director: Frank D. Yeary | For | Yes | For |
| 13 | Advisory Vote to Approve Named Executive Officer Compensation. | For | Yes | For |
| 14 | Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. | For | Yes | For |
| 15 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. | For | Yes | For |
| 16 | Stockholder Proposal - Special Shareholder Meeting Improvement. | Against | Yes | Against |
|
Company Name: PIVOTAL SYSTEMS CORP Ticker: PVS CUSIP: U7258A108 Meeting Date: 9/14/2021 Meeting Type: ExtraOrdinary General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | RATIFICATION OF THE PRIOR ISSUE OF 6,177,809 CDIS UNDER THE PLACEMENT FOR THE PURPOSES OF LISTING RULE 7.4 | For | Yes | Against |
| 2 | APPROVAL TO ISSUE 959,986 CDIS TO ANZU INDUSTRIAL FUND ONE ANNEX, LP UNDER THE PLACEMENT | For | Yes | For |
|
Company Name: PIVOTAL SYSTEMS CORP Ticker: PVS CUSIP: U7258A108 Meeting Date: 5/19/2022 Meeting Type: Annual General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | RATIFICATION OF BDO USA LLP AS AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | For | Yes | For |
| 2 | RE-ELECTION OF PETER MCGREGOR AS A DIRECTOR | For | Yes | For |
| 3 | ELECTION OF JASON KORMAN AS A DIRECTOR | For | Yes | For |
| 4 | ISSUE OF OPTIONS TO PROPOSED NEW DIRECTOR, KEVIN HILL | For | Yes | Against |
| 5 | ISSUE OF OPTIONS TO DIRECTOR, JOHN HOFFMAN | For | Yes | Against |
| 6 | APPROVAL OF 2022 EQUITY INCENTIVE PLAN | For | Yes | Withheld |
| 7 | APPROVAL OF 2022 EQUITY STOCK PURCHASE PLAN | For | Yes | Withheld |
|
Company Name: PROOFPOINT, INC. Ticker: PFPT CUSIP: 743424103 Meeting Date: 7/23/2021 Meeting Type: Special |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | To adopt the Agreement and Plan of Merger, dated as of April 25, 2021 (the "Merger Agreement"), by and among Proofpoint, Inc. ("Proofpoint"), Proofpoint Parent, LLC (f/k/a Project Kafka Parent, LLC) and Project Kafka Merger Sub, Inc., a wholly owned subsidiary of Parent. | For | Yes | For |
| 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Proofpoint's named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | For | Yes | For |
| 3 | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | For | Yes | For |
|
Company Name: REVASUM INC Ticker: RVS CUSIP: U7S95S106 Meeting Date: 5/18/2022 Meeting Type: Annual General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | RATIFICATION OF BDO AUDIT PTY LTD AS AUDITOR | For | Yes | For |
| 2 | RE-ELECTION OF RYAN BENTON AS A DIRECTOR | For | Yes | For |
| 3 | APPROVAL OF THE ISSUANCE OF 750,000 OPTIONS TO REBECCA SHOOTER-DODD | For | Yes | For |
| 4 | APPROVAL OF THE ISSUANCE OF 500,000 RESTRICTED STOCK UNITS TO REBECCA SHOOTER-DODD | For | Yes | For |
| 5 | RATIFICATION OF THE PRIOR ISSUANCE OF A WARRANT TO ACQUIRE 1,904,761 SHARES TO SQN VENTURE INCOME FUND II, LP | For | Yes | For |
|
Company Name: ROKU, INC. Ticker: ROKU CUSIP: 77543R102 Meeting Date: 6/9/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Class II Director to serve until the 2025 Annual Meeting: Gina Luna | For | Yes | For |
| 2 | Election of Class II Director to serve until the 2025 Annual Meeting: Ray Rothrock | For | Yes | For |
| 3 | Election of Class III Director to serve until the 2023 Annual Meeting: Jeffrey Hastings | For | Yes | For |
| 4 | Advisory vote to approve our named executive officer compensation. | For | Yes | Against |
| 5 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. | For | Yes | For |
|
Company Name: SOLAREDGE TECHNOLOGIES, INC. Ticker: SEDG CUSIP: 83417M104 Meeting Date: 6/20/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Betsy Atkins | For | Yes | For |
| 2 | Election of Director: Dirk Hoke | For | Yes | For |
| 3 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2022. | For | Yes | For |
| 4 | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say-on-Pay Proposal"). | For | Yes | For |
|
Company Name: TWILIO INC. Ticker: TWLO CUSIP: 90138F102 Meeting Date: 6/22/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Donna L. Dubinsky | For | Yes | For |
| 1b | DIRECTOR Deval Patrick | For | Yes | For |
| 2 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | Yes | For |
| 3 | Approval of, on a non-binding advisory basis, the compensation of the Company's named executive officers. | For | Yes | Against |
|
Company Name: UPWORK INC. Ticker: UPWK CUSIP: 91688F104 Meeting Date: 6/2/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Class I Director to serve a three-year term expiring at the 2025 Annual Meeting: Kevin Harvey | For | Yes | For |
| 2 | Election of Class I Director to serve a three-year term expiring at the 2025 Annual Meeting: Thomas Layton | For | Yes | For |
| 3 | Election of Class I Director to serve a three-year term expiring at the 2025 Annual Meeting: Elizabeth Nelson | For | Yes | For |
| 4 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2022. | For | Yes | For |
| 5 | Approve, on a non-binding advisory basis, the compensation of our named executive officers. | For | Yes | Against |
|
Company Name: ViaSat, Inc. Ticker: VSAT CUSIP: 92552V100 Meeting Date: 9/2/2021 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Election of Director: Robert Johnson | For | Yes | For |
| 2 | Election of Director: John Stenbit | For | Yes | For |
| 3 | Election of Director: Theresa Wise | For | Yes | For |
| 4 | Ratification of Appointment of PricewaterhouseCoopers LLP as Viasat's Independent Registered Public Accounting Firm for fiscal year 2022. | For | Yes | For |
| 5 | Advisory Vote on Executive Compensation. | For | Yes | For |
| 6 | Amendment and Restatement of the 1996 Equity Participation Plan. | For | Yes | For |
| 7 | Amendment and Restatement of the Employee Stock Purchase Plan. | For | Yes | For |
|
Company Name: ViaSat, Inc. Ticker: VSAT CUSIP: 92552V100 Meeting Date: 6/21/2022 Meeting Type: Special |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Approval of the Issuance of More than 20% of the Issued and Outstanding Viasat Common Stock in Connection with the Transaction | For | Yes | For |
| 2 | Approval of the Charter Amendment to Increase the Number of Shares of Common Stock Authorized for Issuance From 100,000,000 to 200,000,000 | For | Yes | For |
| 3 | Approval of the Adjournment of the Special Meeting to a Later Date, if Necessary, To Permit Further Solicitation and Voting | For | Yes | For |
|
Company Name: WORKDAY, INC. Ticker: WDAY CUSIP: 98138H101 Meeting Date: 6/22/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Lynne M. Doughtie | For | Yes | For |
| 1b | DIRECTOR Carl M. Eschenbach | For | Yes | For |
| 1c | DIRECTOR Michael M. McNamara | For | Yes | For |
| 1d | DIRECTOR Jerry Yang | For | Yes | For |
| 2 | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2023. | For | Yes | For |
| 3 | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | For | Yes | Against |
| 4 | To approve the new 2022 Equity Incentive Plan to replace our 2012 Equity Incentive Plan. | For | Yes | For |
| 5 | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | For | Yes | For |
|
Company Name: ZENDESK, INC. Ticker: ZEN CUSIP: 98936J101 Meeting Date: 2/25/2022 Meeting Type: Special |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Zendesk Share Issuance Proposal. To approve the issuance of shares of Zendesk common stock to the stockholders of Momentive Global Inc. ("Momentive") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 28, 2021, as it may be amended from time to time, by and among Zendesk, Milky Way Acquisition Corp., and Momentive. | For | Yes | Against |
| 2 | Zendesk Adjournment Proposal. To approve the adjournment of the Zendesk special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Zendesk special meeting to approve the Zendesk Share Issuance Proposal. | For | Yes | Against |
|
Company Name: ZSCALER, INC. Ticker: ZS CUSIP: 98980G102 Meeting Date: 1/5/2022 Meeting Type: Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1a | DIRECTOR Karen Blasing | For | Yes | For |
| 1b | DIRECTOR Charles Giancarlo | For | Yes | For |
| 1c | DIRECTOR Eileen Naughton | For | Yes | For |
| 2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | For | Yes | For |
| 3 | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | For | Yes | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Firsthand Funds | |
| By (Signature and Title)* | /s/ Kevin Landis | |
| Kevin M. Landis, President and Secretary | ||
| (principal executive officer) | ||
| Date | August 31, 2022 |
*Print the name and title of each signing officer under his or her signature.
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