Form N-PX ETF Series Solutions For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Paul R. Fearday
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-5346
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
AlphaClone International ETF
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 934477832
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 13-Oct-2016
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL YONG ZHANG (TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1B. ELECTION OF DIRECTOR: CHEE HWA TUNG (TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1C. ELECTION OF DIRECTOR: JERRY YANG (TO SERVE Mgmt For For
FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1D. ELECTION OF DIRECTOR: WAN LING MARTELLO (TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1E. ELECTION OF DIRECTOR: ERIC XIANDONG JING Mgmt For For
(TO SERVE UNTIL THE COMPANY'S ANNUAL
GENERAL MEETING OF SHAREHOLDERS TO BE HELD
IN 2018 OR UNTIL SUCH DIRECTOR'S SUCCESSOR
IS ELECTED OR APPOINTED AND DULY
QUALIFIED.)
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 934475460
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Special
Meeting Date: 28-Sep-2016
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
THE TRANSACTION, INCLUDING THE ACQUISITION
BY AB INBEV OF THE SHARES OF NEWBELCO AT A
PRICE OF 0.45 EACH UNDER THE BELGIAN
OFFER, FOR A VALUE EXCEEDING ONE THIRD OF
THE CONSOLIDATED ASSETS OF AB INBEV.
B4. APPROVE (I) THE MERGER TERMS, (II) THE Mgmt For For
BELGIAN MERGER, SUBJECT TO THE CONDITIONS
SET OUT IN THE MERGER TERMS AND EFFECTIVE
UPON PASSING OF THE FINAL NOTARIAL DEED,
AND (III) THE DISSOLUTION WITHOUT
LIQUIDATION OF AB INBEV UPON COMPLETION OF
THE BELGIAN MERGER.
B5. APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
(I) THE DELISTING OF THE SECURITIES OF THE
COMPANY FROM EURONEXT BRUSSELS, (II) THE
DELISTING OF THE SECURITIES OF THE COMPANY
FROM THE JOHANNESBURG STOCK EXCHANGE, AND
(III) THE CANCELLATION OF THE REGISTRATION
OF THE SECURITIES OF THE COMPANY WITH THE
NATIONAL SECURITIES REGISTRY (RNV)
MAINTAINED BY THE MEXICAN SECURITIES AND
BANKING COMMISSION (COMISION NACIONAL
BANCARIA ... (DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
C6. APPROVE THE DELEGATION OF POWERS TO: (I) Mgmt For For
ANY DIRECTOR OF THE COMPANY FROM TIME TO
TIME, SABINE CHALMERS, LUCAS LIRA, BENOIT
LOORE, ANN RANDON, PATRICIA FRIZO, GERT
BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS
AND ROMANIE DENDOOVEN (EACH AN " AUTHORISED
PERSON"), EACH ACTING TOGETHER WITH ANOTHER
AUTHORISED PERSON, TO ACKNOWLEDGE BY
NOTARIAL DEED THE COMPLETION OF THE BELGIAN
MERGER AFTER COMPLETION OF THE CONDITIONS
PRECEDENT SET OUT IN THE MERGER TERMS; ...
(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 934560283
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AUTHORISED CAPITAL: (B) PROPOSED Mgmt For For
RESOLUTION: GRANTING TO THE BOARD OF
DIRECTORS, FOR A PERIOD OF FIVE YEARS AS
FROM THE DATE OF PUBLICATION OF THIS
AMENDMENT TO THE ARTICLES OF ASSOCIATION IN
THE ANNEXES TO THE BELGIAN STATE JOURNAL
(ANNEXES DU MONITEUR BELGE / BIJLAGEN BIJ
HET BELGISCH STAATSBLAD), THE AUTHORISATION
TO INCREASE THE CAPITAL IN ONE OR MORE
TRANSACTIONS, BY THE ISSUANCE OF A NUMBER
OF SHARES, OR FINANCIAL INSTRUMENTS GIVING
RIGHT TO A NUMBER OF SHARES, ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
3. APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt For For
INBEV
4. DISCHARGE TO THE DIRECTORS OF THE OLD AB Mgmt For For
INBEV
5. DISCHARGE TO THE STATUTORY AUDITOR OF THE Mgmt For For
OLD AB INBEV
9. APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
10. DISCHARGE TO THE DIRECTORS Mgmt For For
11. DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
12A RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For
SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON,
FOR A PERIOD OF ONE YEAR
12B RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For
SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD,
JR., FOR A PERIOD OF ONE YEAR
12C RENEWING THE APPOINTMENT AS RESTRICTED Mgmt For For
SHARE DIRECTOR OF MR. ALEJANDRO SANTO
DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR
13A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY
13B CONFIRMATION OF FIXED REMUNERATION OF THE Mgmt For For
DIRECTORS
13C STOCK OPTIONS FOR DIRECTORS Mgmt For For
C1. FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 934468059
--------------------------------------------------------------------------------------------------------------------------
Security: 042068106
Meeting Type: Special
Meeting Date: 30-Aug-2016
Ticker: ARMH
ISIN: US0420681068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 THE SCHEME PLEASE REFER TO THE NOTICE OF Mgmt For For
THE COMPANY (ARM HOLDINGS PLC) DATES AUGUST
3, 2016. "VOTING OPTIONS FOR PROPOSAL C1
ARE "FOR" OR "AGAINST" ONLY"
O1 RESOLUTION 1 (SPECIAL RESOLUTION) PLEASE Mgmt For For
REFER TO THE NOTICE OF THE COMPANY (ARM
HOLDINGS PLC) DATES AUGUST 3, 2016.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 934572810
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2016,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
5 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2016
6 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2016
8 PROPOSAL TO ADOPT A DIVIDEND OF EUR 1.20 Mgmt For For
PER ORDINARY SHARE
9 PROPOSAL TO ADOPT THE REVISED REMUNERATION Mgmt For For
POLICY FOR THE BOARD OF MANAGEMENT
10 PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
11 PROPOSAL TO APPROVE THE NUMBER OF STOCK Mgmt For For
OPTIONS AND/OR SHARES FOR EMPLOYEES
13A PROPOSAL TO REAPPOINT MS. P.F.M. (PAULINE) Mgmt For For
VAN DER MEER MOHR AS MEMBER OF THE
SUPERVISORY BOARD
13B PROPOSAL TO REAPPOINT MS. C.M.S. (CARLA) Mgmt For For
SMITS-NUSTELING AS MEMBER OF THE
SUPERVISORY BOARD
13C PROPOSAL TO REAPPOINT MR. D.A. (DOUG) GROSE Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
13D PROPOSAL TO REAPPOINT MR. W.H. (WOLFGANG) Mgmt For For
ZIEBART AS MEMBER OF THE SUPERVISORY BOARD
14 PROPOSAL TO ADJUST THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD
15 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2018
16A AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES (5%)
16B AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTION RIGHTS
16C AUTHORIZATION TO ISSUE SHARES OR GRANT Mgmt For For
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES IN
CONNECTION WITH OR ON THE OCCASION OF
MERGERS, ACQUISITIONS AND/OR (STRATEGIC)
ALLIANCES (5%)
16D AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTION RIGHTS
17A PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE ORDINARY SHARES:
AUTHORIZATION TO REPURCHASE ORDINARY SHARES
UP TO 10% OF THE ISSUED SHARE CAPITAL
17B PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE ORDINARY SHARES:
AUTHORIZATION TO REPURCHASE ADDITIONAL
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
18 PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 934562782
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
2. TO CONFIRM DIVIDENDS Mgmt For For
3. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4. TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5A. ELECTION OF DIRECTOR: LEIF JOHANSSON Mgmt For For
5B. ELECTION OF DIRECTOR: PASCAL SORIOT Mgmt For For
5C. ELECTION OF DIRECTOR: MARC DUNOYER Mgmt For For
5D. ELECTION OF DIRECTOR: GENEVIEVE BERGER Mgmt For For
5E. ELECTION OF DIRECTOR: PHILIP BROADLEY Mgmt For For
5F. ELECTION OF DIRECTOR: BRUCE BURLINGTON Mgmt For For
5G. ELECTION OF DIRECTOR: GRAHAM CHIPCHASE Mgmt For For
5H. ELECTION OF DIRECTOR: RUDY MARKHAM Mgmt For For
5I. ELECTION OF DIRECTOR: SHRITI VADERA Mgmt For For
5J. ELECTION OF DIRECTOR: MARCUS WALLENBERG Mgmt For For
6. TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2016
7. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
8. TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
10. TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
12. TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934594917
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS.
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT.
3. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
4. TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Mgmt For For
5. TO RE-ELECT DR B GILVARY AS A DIRECTOR. Mgmt For For
6. TO ELECT MR N S ANDERSEN AS A DIRECTOR. Mgmt For For
7. TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Mgmt For For
8. TO RE-ELECT MR A BOECKMANN AS A DIRECTOR. Mgmt For For
9. TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR.
10. TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Mgmt For For
11. TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR.
12. TO ELECT MS M B MEYER AS A DIRECTOR. Mgmt For For
13. TO RE-ELECT MR B R NELSON AS A DIRECTOR. Mgmt For For
14. TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR. Mgmt For For
15. TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR. Mgmt For For
16. TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Mgmt For For
17. TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
18. TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE.
19. TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For
UP TO A SPECIFIED AMOUNT.
20. SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS.
21. SPECIAL RESOLUTION: TO GIVE ADDITIONAL Mgmt For For
AUTHORITY TO ALLOT A LIMITED NUMBER OF
SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS.
22. SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY.
23. SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt For For
CALLING OF GENERAL MEETINGS (EXCLUDING
ANNUAL GENERAL MEETINGS) BY NOTICE OF AT
LEAST 14 CLEAR DAYS.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 934615355
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2016.
A2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2016.
A3. TO RE-ELECT MR. YUAN GUANGYU AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY.
A4. TO RE-ELECT MR. XU KEQIANG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY.
A5. TO RE-ELECT MR. LIU JIAN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY.
A6. TO RE-ELECT MR. LAWRENCE J. LAU WHO HAS Mgmt For For
SERVED THE COMPANY FOR MORE THAN NINE
YEARS, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY.
A7. TO RE-ELECT MR. KEVIN G. LYNCH AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
A8. TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS.
A9. TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
B1. TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION.
B2. TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY WHICH WOULD OR MIGHT REQUIRE THE
EXERCISE OF SUCH POWER, WHICH SHALL NOT
EXCEED 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION.
B3. TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 934471703
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 21-Sep-2016
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2016. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2016. Mgmt For For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION)
5. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION, CHAIRMAN
OF COMMITTEE)
6. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION)
7. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION)
8. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For For
(NOMINATION, CHAIRMAN OF COMMITTEE)
9. RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION)
10. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE, CHAIRMAN OF COMMITTEE)
11. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For For
(AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION,
REMUNERATION)
12. RE-ELECTION OF AJH STEWART AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION)
13. ELECTION OF J FERRAN AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION, REMUNERATION)
14. ELECTION OF KA MIKELLS AS A DIRECTOR. Mgmt For For
(EXECUTIVE)
15. ELECTION OF EN WALMSLEY AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION)
16. RE-APPOINTMENT OF AUDITOR. Mgmt For For
17. REMUNERATION OF AUDITOR. Mgmt For For
18. AUTHORITY TO ALLOT SHARES. Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
20. AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
AT 28 101/108 PENCE (THE "ORDINARY
SHARES").
21. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
--------------------------------------------------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED Agenda Number: 934458313
--------------------------------------------------------------------------------------------------------------------------
Security: 256135203
Meeting Type: Annual
Meeting Date: 27-Jul-2016
Ticker: RDY
ISIN: US2561352038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE, CONSIDER AND ADOPT THE Mgmt For For
FINANCIAL STATEMENTS (STANDALONE AND
CONSOLIDATED) OF THE COMPANY FOR THE YEAR
ENDED 31 MARCH 2016, INCLUDING THE AUDITED
BALANCE SHEET AS AT 31 MARCH 2016 AND THE
STATEMENT OF PROFIT AND LOSS OF THE COMPANY
FOR THE YEAR ENDED ON THAT DATE, ALONG WITH
THE REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON.
2. TO DECLARE DIVIDEND ON THE EQUITY SHARES Mgmt For For
FOR THE FINANCIAL YEAR 2015-16.
3. TO RE-APPOINT MR. SATISH REDDY (DIN: Mgmt For For
00129701), WHO RETIRES BY ROTATION, AND
BEING ELIGIBLE, OFFERS HIMSELF FOR THE
RE-APPOINTMENT.
4. TO APPOINT M/S. S R BATLIBOI & ASSOCIATES Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS STATUTORY
AUDITORS OF THE COMPANY AND FIX THEIR
REMUNERATION.
5. RE-APPOINTMENT OF MR. G V PRASAD (DIN: Mgmt Against Against
00057433) AS WHOLE-TIME DIRECTOR DESIGNATED
AS CO-CHAIRMAN, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER.
6. APPOINTMENT OF MR. BHARAT NAROTAM DOSHI Mgmt For For
(DIN: 00012541) AS AN INDEPENDENT DIRECTOR
IN TERMS OF SECTION 149 OF THE COMPANIES
ACT, 2013.
7. APPOINTMENT OF MR. HANS PETER HASLER (DIN: Mgmt For For
07535056) AS AN INDEPENDENT DIRECTOR IN
TERMS OF SECTION 149 OF THE COMPANIES ACT,
2013.
8. REMUNERATION TO DIRECTORS OTHER THAN THE Mgmt For For
MANAGING/WHOLE-TIME DIRECTORS.
9. TO RATIFY THE REMUNERATION PAYABLE TO COST Mgmt For For
AUDITORS, M/S. SAGAR & ASSOCIATES, COST
ACCOUNTANTS FOR THE FINANCIAL YEAR ENDING
31 MARCH 2017.
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 934533894
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 16-Mar-2017
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT OF THE CHIEF EXECUTIVE OFFICER OF Mgmt Abstain Against
FOMENTO ECONOMICO ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
2. REPORT WITH RESPECT TO THE COMPLIANCE OF Mgmt For For
TAX OBLIGATIONS.
3. APPLICATION OF THE RESULTS FOR THE 2016 Mgmt Abstain Against
FISCAL YEAR, TO INCLUDE A DIVIDEND
DECLARATION AND PAYMENT IN CASH, IN MEXICAN
PESOS.
4. PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT OF Mgmt Abstain Against
RESOURCES TO BE USED FOR THE SHARE
REPURCHASE PROGRAM OF THE OWN COMPANY.
5. ELECTION OF MEMBERS AND SECRETARIES OF THE Mgmt Abstain Against
BOARD OF DIRECTORS, QUALIFICATION OF THEIR
INDEPENDENCE, IN ACCORDANCE WITH THE
SECURITIES MARKET LAW, AND RESOLUTION WITH
RESPECT TO THEIR REMUNERATION.
6. ELECTION OF MEMBERS OF THE FOLLOWING Mgmt Abstain Against
COMMITTEES: (I) STRATEGY AND FINANCE, (II)
AUDIT, AND (III) CORPORATE PRACTICES;
APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN,
AND RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
7. APPOINTMENT OF DELEGATES FOR THE Mgmt For For
FORMALIZATION OF THE MEETING'S RESOLUTION.
8. READING AND, IF APPLICABLE, APPROVAL OF THE Mgmt For For
MINUTE.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 934573254
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE AND ADOPT THE 2016 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO ELECT EMMA WALMSLEY AS A DIRECTOR Mgmt For For
5. TO ELECT DR VIVIENNE COX AS A DIRECTOR Mgmt For For
6. TO ELECT DR PATRICK VALLANCE AS A DIRECTOR Mgmt For For
7. TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR Mgmt For For
8. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
9. TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For
10. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
12. TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For
13. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
14. TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For
15. TO RE-APPOINT AUDITORS Mgmt For For
16. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
17. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
18. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
19. TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL Mgmt For For
POWER (SPECIAL RESOLUTION)
20. TO DISAPPLY PRE-EMPTION RIGHTS - IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT (SPECIAL RESOLUTION)
21. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
22. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
23. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
24. TO APPROVE THE GLAXOSMITHKLINE 2017 Mgmt For For
PERFORMANCE SHARE PLAN
25. TO APPROVE THE GLAXOSMITHKLINE 2017 Mgmt For For
DEFERRED ANNUAL BONUS PLAN
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO Agenda Number: 934506405
--------------------------------------------------------------------------------------------------------------------------
Security: 40053C105
Meeting Type: Special
Meeting Date: 05-Dec-2016
Ticker: BSMX
ISIN: US40053C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. RESIGNATION, APPOINTMENT AND, IF Mgmt Abstain Against
APPLICABLE, RATIFICATION OF THE MEMBERS OF
THE COMPANY'S BOARD OF DIRECTORS, ELECTED
AS REPRESENTATIVES OF SERIES "B" SHARES,
WHICH ARE PART OF THE COMPANY'S SHARE
CAPITAL.
S2. APPOINTMENT AND AUTHORIZATION OF SPECIAL Mgmt For For
REPRESENTATIVES (DELEGADOS ESPECIALES) TO
FORMALIZE AND TAKE ALL ACTIONS NECESSARY TO
EFFECTUATE THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS' MEETING.
O1. REPORT ON THE RESIGNATION, APPOINTMENT AND, Mgmt Abstain Against
IF APPLICABLE, RATIFICATION OF THE
PROPRIETARY AND SUBSTITUTE MEMBERS OF THE
BOARD OF DIRECTORS (MIEMBROS DEL CONSEJO DE
ADMINISTRACION PROPIETARIOS Y SUPLENTES)
ELECTED AS REPRESENTATIVES OF SERIES "F"
AND "B" SHARES, WHICH ARE PART OF THE
COMPANY'S SHARE CAPITAL.
O2. PROPOSAL AND, IF APPLICABLE, APPROVAL OF A Mgmt Abstain Against
CASH DIVIDEND TO BE ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
O3. PROPOSAL AND, IF APPLICABLE, APPROVAL OF Mgmt For For
THE ISSUANCE OF ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
O4. PROPOSAL AND, IF APPLICABLE, APPROVAL OF A Mgmt For For
CAPITAL INCREASE OF ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
O5. PROPOSAL AND, IF APPLICABLE, APPROVAL OF Mgmt Abstain Against
AMENDMENTS TO THE COMPANY'S BYLAWS.
O6. DISCUSSION AND, IF APPLICABLE, APPROVAL OF Mgmt For For
THE AMENDMENT OF THE ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
O7. APPOINTMENT AND AUTHORIZATION OF SPECIAL Mgmt For For
REPRESENTATIVES ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO Agenda Number: 934509259
--------------------------------------------------------------------------------------------------------------------------
Security: 40053C105
Meeting Type: Special
Meeting Date: 05-Dec-2016
Ticker: BSMX
ISIN: US40053C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. RESIGNATION, APPOINTMENT AND, IF Mgmt Abstain Against
APPLICABLE, RATIFICATION OF THE MEMBERS OF
THE COMPANY'S BOARD OF DIRECTORS, ELECTED
AS REPRESENTATIVES OF SERIES "B" SHARES,
WHICH ARE PART OF THE COMPANY'S SHARE
CAPITAL.
S2. APPOINTMENT AND AUTHORIZATION OF SPECIAL Mgmt For For
REPRESENTATIVES (DELEGADOS ESPECIALES) TO
FORMALIZE AND TAKE ALL ACTIONS NECESSARY TO
EFFECTUATE THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS' MEETING.
O1. REPORT ON THE RESIGNATION, APPOINTMENT AND, Mgmt Abstain Against
IF APPLICABLE, RATIFICATION OF THE
PROPRIETARY AND SUBSTITUTE MEMBERS OF THE
BOARD OF DIRECTORS (MIEMBROS DEL CONSEJO DE
ADMINISTRACION PROPIETARIOS Y SUPLENTES)
ELECTED AS REPRESENTATIVES OF SERIES "F"
AND "B" SHARES, WHICH ARE PART OF THE
COMPANY'S SHARE CAPITAL.
O2. PROPOSAL AND, IF APPLICABLE, APPROVAL OF A Mgmt Abstain Against
CASH DIVIDEND TO BE ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
O3. PROPOSAL AND, IF APPLICABLE, APPROVAL OF Mgmt For For
THE ISSUANCE OF ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
O4. PROPOSAL AND, IF APPLICABLE, APPROVAL OF A Mgmt For For
CAPITAL INCREASE OF ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
O5. PROPOSAL AND, IF APPLICABLE, APPROVAL OF Mgmt Abstain Against
AMENDMENTS TO THE COMPANY'S BYLAWS.
O6. DISCUSSION AND, IF APPLICABLE, APPROVAL OF Mgmt For For
THE AMENDMENT OF THE ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
O7. APPOINTMENT AND AUTHORIZATION OF SPECIAL Mgmt For For
REPRESENTATIVES ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO Agenda Number: 934514515
--------------------------------------------------------------------------------------------------------------------------
Security: 40053C105
Meeting Type: Annual
Meeting Date: 22-Dec-2016
Ticker: BSMX
ISIN: US40053C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL AND, IF APPLICABLE, APPROVAL OF A Mgmt Abstain Against
CASH DIVIDEND TO BE PAID TO THE
SHAREHOLDERS OF THE COMPANY, IN THE AMOUNT
AND ON THE DATE DETERMINED IN THE
SHAREHOLDERS' MEETING.
II APPOINTMENT AND AUTHORIZATION OF SPECIAL Mgmt For For
REPRESENTATIVES (DELEGADOS ESPECIALES) TO
FORMALIZE AND TAKE ALL ACTIONS NECESSARY TO
EFFECTUATE THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS' MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO Agenda Number: 934610874
--------------------------------------------------------------------------------------------------------------------------
Security: 40053C105
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: BSMX
ISIN: US40053C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1 APPOINTMENT AND, AS THE CASE MAY BE, Mgmt Abstain Against
RATIFICATION OF THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS, REPRESENTING
SERIES "B" SHARES, REPRESENTING THE
COMPANY'S CAPITAL STOCK.
S2 APPOINTMENT OF SPECIAL DELEGATES TO Mgmt For For
FORMALIZE AND COMPLY WITH THE RESOLUTIONS
ADOPTED BY THE MEETING.
A1 SUBMISSION OF THE BOARD OF DIRECTORS REPORT Mgmt For For
IN RESPECT TO THE COMPANY'S PERFORMANCE,
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2016, INCLUDING: (I) THE FINANCIAL
STATEMENTS UNDER THE CNBV AND IFR'S
CRITERIA, ON SUCH DATE, AND (II) THE
EXTERNAL AUDITOR'S REPORT.
A2 PROPOSAL AND, AS THE CASE MAY BE, APPROVAL Mgmt Abstain Against
IN RESPECT TO THE ALLOCATION OF PROFITS.
A3 COMPANY'S CEO AND GENERAL DIRECTOR REPORT Mgmt For For
ON THE BUSINESS STATUS, CORRESPONDING TO
FISCAL YEAR 2016.
A4 REPORT IN RESPECT TO THE OPINION ISSUED BY Mgmt For For
THE BOARD OF DIRECTORS ON THE CONTENT OF
THE COMPANY'S CEO AND GENERAL DIRECTOR
REPORT.
A5 BOARD OF DIRECTORS' REPORT ON THE MAIN Mgmt For For
ACCOUNTING AND INFORMATION POLICIES AND
CRITERIA.
A6 REPORT IN RESPECT TO THE COMPLIANCE WITH Mgmt For For
THE TAX OBLIGATIONS DISCHARGED BY THE
COMPANY IN THE FISCAL YEAR 2015.
A7 REPORT ON THE TRANSACTIONS AND ACTIVITIES Mgmt For For
IN WHICH THE COMPANY PARTICIPATED.
A8 BOARD OF DIRECTORS' REPORT IN RESPECT TO Mgmt For For
THE ACTIVITIES DEVELOPED BY THE COMPANY'S
AUDIT COMMITTEE AND THE CORPORATE
PRACTICES, NOMINATIONS AND COMPENSATIONS
COMMITTEE, DURING FISCAL YEAR 2016.
A9 REPORT ON THE RESIGNATION, APPOINTMENT AND, Mgmt Abstain Against
IF APPLICABLE, RATIFICATION OF THE REGULAR
AND ALTERNATE MEMBERS OF THE BOARD OF
DIRECTORS ELECTED AS REPRESENTATIVES OF
SERIES "F" AND "B" SHARES, WHICH ARE PART
OF THE COMPANY'S SHARE CAPITAL.
DETERMINATION OF COMPENSATIONS THERETO.
A10 APPOINTMENT AND, IF APPLICABLE, Mgmt Abstain Against
RATIFICATION OF THE PRESIDENT OF THE AUDIT
COMMITTEE.
A11 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR Mgmt Abstain Against
THE PAYMENT OF A CASH DIVIDEND TO
SHAREHOLDERS OF THE COMPANY.
A12 PROPOSAL AND, IF APPLICABLE, APPROVAL TO Mgmt Abstain Against
AMEND THE COMPANY'S BYLAWS.
A13 PROPOSAL AND, IF APPLICABLE, APPROVAL TO Mgmt Abstain Against
AMEND THE SOLE LIABILITY AGREEMENT SIGNED
BY GRUPO FINANCIERO SANTANDER MEXICO,
S.A.B. DE C.V., AND ITS FINANCIAL ENTITIES.
A14 DESIGNATION OF SPECIAL DELEGATES TO Mgmt For For
FORMALIZE AND COMPLY WITH THE RESOLUTIONS
ADOPTED BY THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 934601192
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
L1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
L2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
D1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
D2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
AB1 PRESENTATION AND, IN ITS CASE, APPROVAL OF Mgmt Abstain
THE REPORTS REFERRED TO IN ARTICLE 28,
PARAGRAPH IV OF THE SECURITIES MARKET LAW,
INCLUDING THE FINANCIAL STATEMENTS FOR THE
YEAR ENDED ON DECEMBER 31, 2016 AND
RESOLUTIONS REGARDING THE ACTIONS TAKEN BY
THE BOARD OF DIRECTORS, THE COMMITTEES AND
THE CHIEF EXECUTIVE OFFICER OF THE COMPANY.
AB2 PRESENTATION OF THE REPORT REGARDING Mgmt For For
CERTAIN FISCAL OBLIGATIONS OF THE COMPANY,
PURSUANT TO THE APPLICABLE LEGISLATION.
AB3 RESOLUTION REGARDING THE ALLOCATION OF Mgmt Abstain
FINAL RESULTS FOR THE YEAR ENDED ON
DECEMBER 31, 2016, INCLUDING THE APPROVAL
AND PAYMENT OF DIVIDENDS.
AB4 RESOLUTION REGARDING (I) THE AMOUNT THAT Mgmt For For
MAY BE ALLOCATED TO THE REPURCHASE OF
SHARES OF THE COMPANY PURSUANT TO ARTICLE
56, PARAGRAPH IV OF THE SECURITIES MARKET
LAW; AND (II) THE REPORT ON THE POLICIES
AND RESOLUTIONS ADOPTED BY THE BOARD OF
DIRECTORS OF THE COMPANY, REGARDING THE
ACQUISITION AND SALE OF SUCH SHARES.
AB5 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE BOARD OF DIRECTORS, THE
SECRETARY AND OFFICERS OF THE COMPANY.
AB6 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE EXECUTIVE COMMITTEE.
AB7 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Against
CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE.
AB8 COMPENSATION TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF
THE AUDIT AND CORPORATE PRACTICES
COMMITTEE, AS WELL AS TO THE SECRETARY.
AB9 APPOINTMENT OF DELEGATES WHO WILL CARRY OUT Mgmt For For
AND FORMALIZE THE RESOLUTIONS ADOPTED AT
THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934647504
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 24-Jun-2017
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF FINANCIAL STATEMENTS Mgmt For For
2. DECLARATION OF DIVIDEND Mgmt For For
3. APPOINTMENT OF U. B. PRAVIN RAO AS A Mgmt For For
DIRECTOR LIABLE TO RETIRE BY ROTATION
4. APPOINTMENT OF AUDITORS Mgmt For For
5. APPOINTMENT OF BRANCH AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INVESCO SHORT-TERM INVESTMENTS TRUST Agenda Number: 934522118
--------------------------------------------------------------------------------------------------------------------------
Security: 825252406
Meeting Type: Special
Meeting Date: 06-Jun-2017
Ticker: TRPXX
ISIN: US8252524066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. ARCH Mgmt For For
JAMES T. BUNCH Mgmt For For
BRUCE L. CROCKETT Mgmt For For
JACK M. FIELDS Mgmt For For
MARTIN L. FLANAGAN Mgmt For For
CYNTHIA HOSTETLER Mgmt For For
DR. ELI JONES Mgmt For For
DR. PREMA MATHAI-DAVIS Mgmt For For
TERESA M. RESSEL Mgmt For For
DR. LARRY SOLL Mgmt For For
ANN BARNETT STERN Mgmt For For
RAYMOND STICKEL, JR. Mgmt For For
PHILIP A. TAYLOR Mgmt For For
ROBERT C. TROCCOLI Mgmt For For
CHRISTOPHER L. WILSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO EACH TRUST'S Mgmt For For
AGREEMENT AND DECLARATION OF TRUST THAT
WOULD PERMIT FUND MERGERS AND OTHER
SIGNIFICANT TRANSACTIONS UPON THE BOARD'S
APPROVAL BUT WITHOUT SHAREHOLDER APPROVAL
OF SUCH TRANSACTIONS.
3. TO APPROVE CHANGING THE FUNDAMENTAL Mgmt For For
INVESTMENT RESTRICTION REGARDING THE
PURCHASE OR SALE OF PHYSICAL COMMODITIES.
4A. TO APPROVE AN AMENDMENT TO THE CURRENT Mgmt For For
MASTER INTERGROUP SUB-ADVISORY CONTRACT TO
ADD INVESCO POWERSHARES CAPITAL MANAGEMENT
LLC.
4B. TO APPROVE AN AMENDMENT TO THE CURRENT Mgmt For For
MASTER INTERGROUP SUB-ADVISORY CONTRACT TO
ADD INVESCO ASSET MANAGEMENT (INDIA)
PRIVATE LIMITED.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 934506366
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Special
Meeting Date: 07-Dec-2016
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) APPROVE CERTAIN AMENDMENTS TO (I) Mgmt For For
THE COMPANY'S 2011 SHARE INCENTIVE PLAN
ADOPTED ON 6 OCTOBER 2011 AND SUBSEQUENTLY
AMENDED ON 20 MAY 2015 (THE "MCE 2011
PLAN"), AND (II) THE SHARE INCENTIVE PLAN
OF ITS SUBSIDIARY, MELCO CROWN
(PHILIPPINES) RESORTS LIMITED ("MCP") (THE
"MCP 2013 PLAN") ADOPTED ON 19 FEBRUARY
2013 AND SUBSEQUENTLY AMENDED ON 21 JUNE
2013 AND 18 MAY 2015, IN EACH CASE,
INCLUDING INSERTING REFERENCES TO, AND
PROVISIONS REQUIRED BY HONG KONG LAWS AND
...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 934535292
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Annual
Meeting Date: 29-Mar-2017
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT THE COMPANY'S ENGLISH NAME BE CHANGED Mgmt For For
FROM "MELCO CROWN ENTERTAINMENT LIMITED" TO
"MELCO RESORTS & ENTERTAINMENT LIMITED"
(THE "NAME CHANGE").
2. THAT THE ADOPTION OF THE NEW AMENDED AND Mgmt For For
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY, INCORPORATING,
AMONGST OTHER AMENDMENTS, THE NAME CHANGE
(THE "NEW M&A"), IN THE FORM PRODUCED AT
THE ANNUAL GENERAL MEETING AND MARKED "A"
AND INITIALED BY THE CHAIRMAN OF THE ANNUAL
GENERAL MEETING ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC Agenda Number: 934478555
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Special
Meeting Date: 30-Sep-2016
Ticker: MBT
ISIN: US6074091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ON PROCEDURE FOR CONDUCTANCE OF THE Mgmt For For
EXTRAORDINARY GENERAL SHAREHOLDERS' MEETING
OF MTS PJSC. EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR
SHARES AND THE MANNER OF THE VOTE AS A
CONDITION TO VOTING.
2. ON DISTRIBUTION OF MTS PJSC PROFIT (PAYMENT Mgmt For For
OF DIVIDENDS) ACCORDING TO THE RESULTS FOR
THE FIRST HALF OF 2016.
3A. TO DECIDE POSITIVELY ON MTS PJSC MEMBERSHIP Mgmt For For
IN THE REGIONAL ASSOCIATION OF EMPLOYERS OF
MOSCOW, A CITY OF FEDERAL IMPORTANCE
'MOSCOW CONFEDERATION OF MANUFACTURERS AND
ENTREPRENEURS (EMPLOYERS)' (MCME(E), OGRN
1057700019475, INN 7704271480, LOCATION
ADDRESS: BUSINESS CENTER, 21 NOVY ARBAT
STR., MOSCOW, 119992, RUSSIAN FEDERATION).
3B. TO DECIDE POSITIVELY ON MTS PJSC MEMBERSHIP Mgmt For For
IN THE UNION 'RUSSIAN-GERMAN CHAMBER OF
COMMERCE' (RUSSIAN-GERMAN CC, OGRN
102773940175, INN 7725067380, LOCATION
ADDRESS: 7 PERVYI KAZACHIY LANE, MOSCOW,
119017, RUSSIAN FEDERATION).
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 934470105
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 02-Sep-2016
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR: WILLIAM LEI DING Mgmt For For
1B RE-ELECTION OF DIRECTOR: ALICE CHENG Mgmt For For
1C RE-ELECTION OF DIRECTOR: DENNY LEE Mgmt For For
1D RE-ELECTION OF DIRECTOR: JOSEPH TONG Mgmt For For
1E RE-ELECTION OF DIRECTOR: LUN FENG Mgmt For For
1F RE-ELECTION OF DIRECTOR: MICHAEL LEUNG Mgmt For For
1G RE-ELECTION OF DIRECTOR: MICHAEL TONG Mgmt For For
2 APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN Mgmt For For
LLP (PREVIOUSLY KNOWN AS
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED COMPANY) AS INDEPENDENT AUDITORS OF
NETEASE, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934527625
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 28-Feb-2017
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2016 FINANCIAL YEAR
2. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3. APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND
4. REDUCTION OF SHARE CAPITAL Mgmt For For
5A. BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
2017 ANNUAL GENERAL MEETING TO THE 2018
ANNUAL GENERAL MEETING
5B. BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
NEXT FINANCIAL YEAR, I.E. 2018
5C. ADVISORY VOTE ON THE 2016 COMPENSATION Mgmt For For
REPORT
6A. RE-ELECTION AS CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTOR: JOERG REINHARDT, PH.D.
6B. RE-ELECTION OF DIRECTOR: NANCY C. ANDREWS, Mgmt For For
M.D., PH.D.
6C. RE-ELECTION OF DIRECTOR: DIMITRI AZAR, M.D. Mgmt For For
6D. RE-ELECTION OF DIRECTOR: TON BUECHNER Mgmt For For
6E. RE-ELECTION OF DIRECTOR: SRIKANT DATAR, Mgmt For For
PH.D.
6F. RE-ELECTION OF DIRECTOR: ELIZABETH DOHERTY Mgmt For For
6G. RE-ELECTION OF DIRECTOR: ANN FUDGE Mgmt For For
6H. RE-ELECTION OF DIRECTOR: PIERRE LANDOLT, Mgmt For For
PH.D.
6I. RE-ELECTION OF DIRECTOR: ANDREAS VON Mgmt For For
PLANTA, PH.D.
6J. RE-ELECTION OF DIRECTOR: CHARLES L. Mgmt For For
SAWYERS, M.D.
6K. RE-ELECTION OF DIRECTOR: ENRICO VANNI, Mgmt For For
PH.D.
6L. RE-ELECTION OF DIRECTOR: WILLIAM T. WINTERS Mgmt For For
6M. RE-ELECTION OF DIRECTOR: FRANS VAN HOUTEN Mgmt For For
7A. RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
SRIKANT DATAR, PH.D.
7B. RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
ANN FUDGE
7C. RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
ENRICO VANNI, PH.D.
7D. RE-ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
WILLIAM T. WINTERS
8. RE-ELECTION OF THE STATUTORY AUDITOR Mgmt For For
9. RE-ELECTION OF THE INDEPENDENT PROXY Mgmt For For
10. GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER
THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS
ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS ARE ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934501330
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 30-Nov-2016
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS BY MINORITY SHAREHOLDERS, HOLDING
COMMON SHARES, IN COMPLIANCE WITH ARTICLE
150 OF THE BRAZILIAN CORPORATION LAW (LAW
NO.6,404, OF 12/15/1976) AND ARTICLE 25 OF
THE BYLAWS: MR. MARCELO MESQUITA DE
SIQUEIRA FILHO
2. PROPOSAL FOR APPROVAL OF THE SALE OF 90% Mgmt For For
(NINETY PERCENT) OF THE STAKE OWNED BY
PETROBRAS IN THE NOVA TRANSPORTADORA DO
SUDESTE-NTS ("NTS") FOR THE NOVA
INFRAESTRUTURA FUNDO DE INVESTIMENTO EM
PARTICIPACOES (EQUITY FUND MANAGED BY
BROOKFIELD ASSET MANAGEMENT INVESTMENT
BRAZIL LTDA.), IMMEDIATELY AFTER THE
COMPLETION OF THE CORPORATE REORGANIZATION
INVOLVING THE NTS AND THE TRANSPORTADORA
ASSOCIADA DE GAS-TAG, UNDER IMPLEMENTATION.
3. PROPOSAL FOR PETROBRAS WAIVER IT'S Mgmt For For
PREEMPTIVE RIGHT TO SUBSCRIBE IN THE
DEBENTURES CONVERTIBLE INTO SHARES THAT
WILL BE ISSUED IN DUE COURSE BY NTS AS A
SUBSIDIARY OF PETROBRAS.
4. PROPOSED REFORM OF BYLAWS OF PETROBRAS. Mgmt For For
5. CONSOLIDATION OF THE BYLAWS TO REFLECT THE Mgmt For For
APPROVED CHANGES.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934522257
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 31-Jan-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL FOR APPROVAL OF DISPOSAL OF 100% Mgmt For For
(ONE HUNDRED PERCENT) OF THE SHARES HELD BY
PETROLEO BRASILEIRO S.A. - PETROBRAS, OF
LIQUIGAS DISTRIBUIDORA S.A., TO COMPANHIA
ULTRAGAZ S.A., A WHOLLY-OWNED SUBSIDIARY OF
ULTRAPAR PARTICIPACOES S.A., FOR THE AMOUNT
OF BRL 2,665,569,000.00 (TWO BILLION, SIX
HUNDRED AND SIXTY-FIVE MILLION, FIVE
HUNDRED AND SIXTY-NINE THOUSAND REAIS).
2. PROPOSAL FOR APPROVAL OF DISPOSAL OF 100% Mgmt For For
(ONE HUNDRED PERCENT) OF THE SHARES HELD BY
PETROLEO BRASILEIRO S.A. - PETROBRAS OF
PETROQUIMICASUAPE AND CITEPE, TO GRUPO
PETROTEMEX, S.A. DE C.V. ("GRUPO
PETROTEMEX") AND DAK AMERICAS EXTERIOR,
S.L. ("DAK"), SUBSIDIARIES OF ALPEK, S.A.B.
DE C.V. ("ALPEK"), FOR THE AMOUNT, IN
REAIS, EQUIVALENT TO US$ 385,000,000.00
(THREE HUNDRED EIGHTY-FIVE MILLION
DOLLARS), ADJUSTED BY THE POSITIVE
CUMULATIVE CHANGE IN THE UNITED STATES
INFLATION RATE, ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934542463
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 27-Mar-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ELECTION OF 1 MEMBER OF THE FISCAL COUNCIL Mgmt For For
APPOINTED BY THE CONTROLLING SHAREHOLDER:
MR. ADRIANO PEREIRA DE PAULA
II PROPOSAL FOR APPROVAL OF DISPOSAL OF 100% Mgmt For For
(ONE HUNDRED PERCENT) OF THE SHARES HELD BY
PETROLEO BRASILEIRO S.A. - PETROBRAS OF
PETROQUIMICA SUAPE AND CITEPE, TO GRUPO
PETROTEMEX, S.A. DE C.V. ("GRUPO
PETROTEMEX") AND DAK AMERICAS EXTERIOR,
S.L. ("DAK"), SUBSIDIARIES OF ALPEK, S.A.B.
DE C.V. ("ALPEK"), FOR THE AMOUNT, ...(DUE
TO SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934592608
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 27-Apr-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ANALYZE MANAGEMENT ACCOUNTS, EXAMINE, Mgmt For For
DISCUSS AND VOTE ON THE MANAGEMENT REPORT
AND THE COMPANY'S FINANCIAL STATEMENTS,
TOGETHER WITH THE REPORT OF THE INDEPENDENT
AUDITORS AND THE FISCAL COUNCIL'S REPORT,
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016.
2A. ELECTION OF THE MEMBERS OF THE FISCAL Mgmt Abstain Against
COUNCIL: CANDIDATES NOMINATED BY THE
CONTROLLING SHAREHOLDER: PRINCIPAL: ADRIANO
PEREIRA DE PAULA; ALTERNATE: PAULO JOSE DOS
REIS SOUZA. PRINCIPAL: MARISETE FATIMA
DADALD PEREIRA; ALTERNATE: AGNES MARIA DE
ARAGAO COSTA; PRINCIPAL: LUIZ AUGUSTO FRAGA
NAVARRO DE BRITTO FILHO; ALTERNATE:
MAURYCIO JOSE ANDRADE CORREIA (PLEASE VOTE
IN ONLY ONE OPTION: 2A. OR 2B. OR 2C.)
2B. ELECTION OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL: CANDIDATES NOMINATED BY MINORITY
SHAREHOLDERS: FUNDO DE ACOES DINAMICA AND
BANCLASS FUNDO DE INVESTIMENTO EM ACOES:
PRINCIPAL: REGINALDO FERREIRA ALEXANDRE;
ALTERNATE: MARCELO GASPARINO DA SILVA
(PLEASE VOTE IN ONLY ONE OPTION: 2A. OR 2B.
OR 2C.)
2C. ELECTION OF THE MEMBERS OF THE FISCAL Mgmt Abstain Against
COUNCIL: CANDIDATES NOMINATED BY MINORITY
SHAREHOLDERS: GUILHERME AFFONSO FERREIRA:
PRINCIPAL: FRANCISCO VIDAL LUNA; ALTERNATE:
MANUELITO PEREIRA MAGALHAES JUNIOR (PLEASE
VOTE IN ONLY ONE OPTION: 2A. OR 2B. OR 2C.)
3. ESTABLISHMENT OF THE FINANCIAL COMPENSATION Mgmt Against Against
OF DIRECTORS, MEMBERS OF THE FISCAL COUNCIL
AND MEMBERS OF THE STATUTORY ADVISORY
COMMITTEES TO THE BOARD OF DIRECTORS.
E1. AMENDMENT PROPOSAL OF PETROBRAS'S BYLAW. Mgmt For For
E2. CONSOLIDATION OF THE BYLAW TO REFLECT THE Mgmt For For
APPROVED AMENDMENTS.
E3. PROPOSED INCLUSION OF ADDITIONAL Mgmt For For
REQUIREMENTS FOR UNIMPEACHABLE REPUTATION,
IN ADDITION TO THOSE CONTAINED IN ACT
13,303, DATED JUNE 30, 2016, AND OF DECREE
8,945, OF THE PETROBRAS BOARD OF DIRECTORS
AND BOARD OF EXECUTIVE OFFICERS OF DECEMBER
27, 2016, IN COMPLIANCE WITH ART. 40, ITEM
XIII OF PETROBRAS' BYLAW.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934604580
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4. APPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
5. APPOINTMENT OF ROBERTO SETUBAL AS A Mgmt For For
DIRECTOR OF THE COMPANY
6. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
BEN VAN BEURDEN
7. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GUY ELLIOTT
8. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
EULEEN GOH
9. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
CHARLES O. HOLLIDAY
10. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERARD KLEISTERLEE
11. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
SIR NIGEL SHEINWALD
12. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
LINDA G. STUNTZ
13. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
JESSICA UHL
14. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
HANS WIJERS
15. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERRIT ZALM
16. REAPPOINTMENT OF AUDITOR Mgmt For For
17. REMUNERATION OF AUDITOR Mgmt For For
18. AUTHORITY TO ALLOT SHARES Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21. SHAREHOLDER RESOLUTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 934595096
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2016
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2016
3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For
DIVIDEND
4 AGREEMENTS AND COMMITMENTS COVERED BY Mgmt For For
ARTICLES L. 225-38 ET SEQ OF THE FRENCH
COMMERCIAL CODE
5 DIRECTORS' ATTENDANCE FEES Mgmt For For
6 REAPPOINTMENT OF FABIENNE LECORVAISIER AS A Mgmt For For
DIRECTOR
7 APPOINTMENT OF BERNARD CHARLES AS A Mgmt For For
DIRECTOR
8 APPOINTMENT OF MELANIE LEE AS A DIRECTOR Mgmt For For
9 COMPENSATION POLICY FOR THE CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS
10 COMPENSATION POLICY FOR THE CHIEF EXECUTIVE Mgmt For For
OFFICER
11 CONSULTATIVE VOTE ON THE COMPONENTS OF THE Mgmt For For
COMPENSATION DUE OR AWARDED TO SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS, IN RESPECT OF THE YEAR ENDED
DECEMBER 31, 2016
12 CONSULTATIVE VOTE ON THE COMPONENTS OF THE Mgmt Against Against
COMPENSATION DUE OR AWARDED TO OLIVIER
BRANDICOURT, CHIEF EXECUTIVE OFFICER, IN
RESPECT OF THE YEAR ENDED DECEMBER 31, 2016
13 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AUDIT AS A STATUTORY AUDITOR
14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN THE COMPANY'S
SHARES
E1 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE, WITH
PREEMPTIVE RIGHTS MAINTAINED, SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY,
AND/ OR OF ANY OTHER COMPANY
E2 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE, WITH
PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY,
AND/ OR OF ANY OTHER COMPANY, VIA A PUBLIC
OFFERING
E3 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE, WITH
PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY,
AND/ OR OF ANY OTHER COMPANY, VIA A PRIVATE
PLACEMENT
E4 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE DEBT
INSTRUMENTS GIVING ACCESS TO THE SHARE
CAPITAL OF SUBSIDIARIES AND/OR OF ANY OTHER
COMPANY
E5 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF AN ISSUE OF
ORDINARY SHARES AND/OR OF SECURITIES GIVING
ACCESS TO THE SHARE CAPITAL OF THE COMPANY,
OF ANY SUBSIDIARY, AND/OR OF ANY OTHER
COMPANY, WITH OR WITHOUT PREEMPTIVE RIGHTS
E6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY WITH A VIEW TO THE ISSUANCE, WITH
PREEMPTIVE RIGHTS CANCELLED, OF SHARES
AND/OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL OF THE COMPANY, OF ANY OF ITS
SUBSIDIARIES AND/OR OF ANY OTHER COMPANY,
AS CONSIDERATION FOR ASSETS TRANSFERRED TO
THE COMPANY AS A CAPITAL CONTRIBUTION IN
KIND
E7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO CARRY OUT INCREASES
IN THE SHARE CAPITAL BY INCORPORATION OF
SHARE PREMIUM, RESERVES, PROFITS OR OTHER
ITEMS
E8 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE ON THE ISSUANCE OF
SHARES OR SECURITIES GIVING ACCESS TO THE
COMPANY'S SHARE CAPITAL RESERVED FOR
MEMBERS OF SAVINGS PLANS, WITH WAIVER OF
PREEMPTIVE RIGHTS IN THEIR FAVOR
E9 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLATION OF
TREASURY SHARES
E10 AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF Mgmt For For
ASSOCIATION
E11 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 934594222
--------------------------------------------------------------------------------------------------------------------------
Security: 803054204
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: SAP
ISIN: US8030542042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2016
3. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2016
4. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt Against Against
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2016
5. APPOINTMENT OF THE AUDITORS OF THE Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2017
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC Agenda Number: 934576262
--------------------------------------------------------------------------------------------------------------------------
Security: 82481R106
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: SHPG
ISIN: US82481R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2016.
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT, EXCLUDING THE DIRECTORS'
REMUNERATION POLICY, SET OUT ON PAGES 82 TO
114 OF THE ANNUAL REPORT AND ACCOUNTS FOR
THE YEAR ENDED DECEMBER 31, 2016.
3. TO RE-ELECT DOMINIC BLAKEMORE AS A Mgmt For For
DIRECTOR.
4. TO RE-ELECT OLIVIER BOHUON AS A DIRECTOR. Mgmt For For
5. TO RE-ELECT WILLIAM BURNS AS A DIRECTOR. Mgmt For For
6. TO ELECT IAN CLARK AS A DIRECTOR. Mgmt For For
7. TO ELECT GAIL FOSLER AS A DIRECTOR. Mgmt For For
8. TO RE-ELECT DR. STEVEN GILLIS AS A Mgmt For For
DIRECTOR.
9. TO RE-ELECT DR. DAVID GINSBURG AS A Mgmt For For
DIRECTOR.
10. TO RE-ELECT SUSAN KILSBY AS A DIRECTOR. Mgmt For For
11. TO RE-ELECT SARA MATHEW AS A DIRECTOR. Mgmt For For
12. TO RE-ELECT ANNE MINTO AS A DIRECTOR. Mgmt For For
13. TO RE-ELECT DR. FLEMMING ORNSKOV AS A Mgmt For For
DIRECTOR.
14. TO RE-ELECT JEFFREY POULTON AS A DIRECTOR. Mgmt For For
15. TO ELECT ALBERT STROUCKEN AS A DIRECTOR. Mgmt For For
16. TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt Against Against
AUDITOR UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY.
17. TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK Mgmt For For
COMMITTEE TO DETERMINE THE REMUNERATION OF
THE AUDITOR.
18. THAT THE AUTHORITY TO ALLOT RELEVANT Mgmt For For
SECURITIES (AS DEFINED IN THE COMPANY'S
ARTICLES OF ASSOCIATION (THE "ARTICLES"))
CONFERRED ON THE DIRECTORS BY ARTICLE 10
PARAGRAPH (B) OF THE ARTICLES BE RENEWED
AND FOR THIS PURPOSE THE AUTHORISED
ALLOTMENT AMOUNT SHALL BE: (A)
15,104,181.75 OF RELEVANT SECURITIES AND
(B) SOLELY IN CONNECTION WITH AN ALLOTMENT
PURSUANT TO AN OFFER BY WAY OF A RIGHTS
ISSUE (AS DEFINED IN THE ARTICLES, BUT ONLY
IF AND TO THE EXTENT THAT SUCH OFFER IS ...
(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL)
19. THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
18, THE AUTHORITY TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE COMPANY'S
ARTICLES OF ASSOCIATION (THE "ARTICLES"))
WHOLLY FOR CASH CONFERRED ON THE DIRECTORS
BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES
BE RENEWED AND FOR THIS PURPOSE THE NON
PRE-EMPTIVE AMOUNT (AS DEFINED IN THE
ARTICLES) SHALL BE 2,265,627.25 AND THE
ALLOTMENT PERIOD SHALL BE THE PERIOD
COMMENCING ON APRIL 25, 2017, AND ENDING ON
THE EARLIER OF THE CLOSE OF ... (DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
20. THAT, SUBJECT TO THE PASSING OF RESOLUTIONS Mgmt For For
18 AND 19 AND FOR THE PURPOSE OF THE
AUTHORITY TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE COMPANY'S ARTICLES OF
ASSOCIATION (THE "ARTICLES")) WHOLLY FOR
CASH CONFERRED ON THE DIRECTORS BY ARTICLE
10 PARAGRAPH (D) OF THE ARTICLES AND
RENEWED BY RESOLUTION 19, THE NON
PRE-EMPTIVE AMOUNT (AS DEFINED IN THE
ARTICLES) SHALL BE INCREASED FROM
2,265,627.25 TO 4,531,254.50 AND THE
ALLOTMENT PERIOD SHALL BE THE PERIOD
COMMENCING ON ... (DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL)
21. THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORIZED: (A)
PURSUANT TO ARTICLE 57 OF THE COMPANIES
(JERSEY) LAW 1991 TO MAKE MARKET PURCHASES
OF ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY, PROVIDED THAT: (1) THE MAXIMUM
NUMBER OF ORDINARY SHARES HEREBY AUTHORIZED
TO BE PURCHASED IS 90,625,090, (2) THE
MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES,
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
FIVE PENCE, (3) THE MAXIMUM PRICE,
EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE
PAID ... (DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL)
22. THAT, WITH EFFECT FROM THE CONCLUSION OF Mgmt For For
THE ANNUAL GENERAL MEETING, THE COMPANY'S
ARTICLES OF ASSOCIATION BE AMENDED AND
THOSE ARTICLES PRODUCED TO THE MEETING AND
INITIALED BY THE CHAIRMAN BE ADOPTED AS THE
COMPANY'S ARTICLES OF ASSOCIATION, IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY.
23. TO APPROVE THAT A GENERAL MEETING OF THE Mgmt For For
COMPANY, OTHER THAN AN ANNUAL GENERAL
MEETING, MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934625356
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT 2016 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2. TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2016 EARNINGS
3. TO REVISE THE ARTICLES OF INCORPORATION Mgmt For For
4. TO REVISE THE PROCEDURES FOR ACQUISITION OR Mgmt For For
DISPOSAL OF ASSETS
5. DIRECTOR
MARK LIU Mgmt For For
C.C. WEI Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. Agenda Number: 934604679
--------------------------------------------------------------------------------------------------------------------------
Security: 88031M109
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: TS
ISIN: US88031M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. CONSIDERATION OF THE CONSOLIDATED Mgmt For For
MANAGEMENT REPORT AND RELATED MANAGEMENT
CERTIFICATIONS ON THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENTS AS OF AND
FOR THE YEAR ENDED DECEMBER 31, 2016, AND
ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31,
2016, AND OF THE INDEPENDENT AUDITORS'
REPORTS ON SUCH CONSOLIDATED FINANCIAL
STATEMENTS AND ANNUAL ACCOUNTS.
2. APPROVAL OF THE COMPANY'S CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AS OF AND FOR THE YEAR
ENDED DECEMBER 31, 2016.
3. APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
AS AT DECEMBER 31, 2016.
4. ALLOCATION OF RESULTS AND APPROVAL OF Mgmt For For
DIVIDEND PAYMENT FOR THE YEAR ENDED
DECEMBER 31, 2016.
5. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE EXERCISE OF THEIR MANDATE
THROUGHOUT THE YEAR ENDED DECEMBER 31,
2016.
6. ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS.
7. AUTHORIZATION OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS.
8. APPOINTMENT OF THE INDEPENDENT AUDITORS FOR Mgmt For For
THE FISCAL YEAR ENDING DECEMBER 31, 2017,
AND APPROVAL OF THEIR FEES.
9. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CAUSE THE ...(DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 934616080
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED ON
DECEMBER 31, 2016
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED ON
DECEMBER 31, 2016
3. ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND AND OPTION FOR THE PAYMENT OF THE
REMAINING DIVIDEND FOR THE 2016 FISCAL YEAR
IN SHARES
4. OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
FOR THE 2017 FISCAL YEAR IN SHARES -
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
5. AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY
6. RENEWAL OF THE APPOINTMENT OF MS. PATRICIA Mgmt For For
BARBIZET AS A DIRECTOR
7. RENEWAL OF THE APPOINTMENT OF MS. Mgmt For For
MARIE-CHRISTINE COISNE-ROQUETTE AS A
DIRECTOR
8. APPOINTMENT OF MR. MARK CUTIFANI AS A Mgmt For For
DIRECTOR
9. APPOINTMENT OF MR. CARLOS TAVARES AS A Mgmt For For
DIRECTOR
10. AGREEMENTS COVERED BY ARTICLE L. 225-38 AND Mgmt For For
SEQ. OF THE FRENCH COMMERCIAL CODE
11. OPINION ON THE ELEMENTS OF COMPENSATION DUE Mgmt Against Against
OR GRANTED FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2016 TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
12. APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
THE DETERMINATION, BREAKDOWN AND ALLOCATION
OF THE FIXED, VARIABLE AND EXTRAORDINARY
COMPONENTS OF THE TOTAL COMPENSATION
(INCLUDING IN-KIND BENEFITS) ATTRIBUTABLE
TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
13. AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE CAPITAL BY CANCELING SHARES
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 934573076
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2016
FINANCIAL YEAR
3. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
4. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
5. TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
6. TO APPROVE THE UNILEVER SHARE PLAN 2017 Mgmt For For
7. TO REAPPOINT MR N S ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
8. TO REAPPOINT MRS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9. TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10. TO REAPPOINT DR M DEKKERS AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11. TO REAPPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12. TO REAPPOINT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
13. TO REAPPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
14. TO REAPPOINT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15. TO REAPPOINT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
16. TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
17. TO REAPPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
18. TO REAPPOINT MR J RISHTON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
19. TO REAPPOINT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
20. TO APPOINT KPMG AS THE AUDITOR CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2017 FINANCIAL YEAR
21. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE SHARE CAPITAL OF THE COMPANY
22. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE SHARES AND DEPOSITARY RECEIPTS
THEREOF IN THE SHARE CAPITAL OF THE COMPANY
23. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 934557781
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2016
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4. TO APPROVE THE UNILEVER SHARE PLAN 2017 Mgmt For For
5. TO RE-ELECT MR N S ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
6. TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
7. TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
8. TO RE-ELECT DR M DEKKERS AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9. TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10. TO RE-ELECT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11. TO RE-ELECT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
12. TO RE-ELECT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
13. TO RE-ELECT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
14. TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
15. TO RE-ELECT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
16. TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
17. TO RE-ELECT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
18. TO REAPPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
19. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
20. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
21. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
ISSUE SHARES
22. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
23. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR THE
PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS
24. TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
25. TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934585994
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPRECIATION OF MANAGEMENT REPORT AND Mgmt Against Against
ANALYSIS, DISCUSSION AND VOTE OF THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2016.
1B PROPOSAL FOR THE DESTINATION OF PROFITS OF Mgmt For For
THE FISCAL YEAR OF 2016.
1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: ...(DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
1D APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt Abstain Against
COUNCIL: ...(DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL).
1E1 ESTABLISHMENT OF THE GLOBAL REMUNERATION OF Mgmt Against Against
THE SENIOR MANAGEMENT MEMBERS, FISCAL
COUNCIL MEMBERS AND ADVISORY COMMITTEE
MEMBERS FOR 2017.
1E2 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt For For
FISCAL COUNCIL MEMBERS FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934646235
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 27-Jun-2017
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOLUNTARY CONVERSION OF CLASS "A" PREFERRED Mgmt For For
SHARES ISSUED BY VALE INTO COMMON SHARES AT
THE RATIO OF 0.9342 COMMON SHARES TO EACH
CLASS "A" PREFERRED SHARE
2. AMENDMENT OF VALE'S BY-LAWS TO ADAPT THEM, Mgmt For For
AS MUCH AS POSSIBLE, TO THE RULES OF THE
"NOVO MERCADO" SPECIAL LISTING SEGMENT OF
BM&FBOVESPA S.A. - BOLSA DE VALORES
MERCADORIAS E FUTUROS STOCK EXCHANGE, AS
WELL AS TO IMPLEMENT CERTAIN ADJUSTMENTS
AND IMPROVEMENTS
3. PURSUANT TO ARTICLES 224, 225, 227 AND 264 Mgmt For For
OF LAW 6,404/1976, THE INSTRUMENT OF FILING
AND JUSTIFICATION OF MERGER OF VALEPAR
S.A., VALE'S CONTROLLER, INTO THE COMPANY,
INCLUDING RENDERING OF VALEPAR'S ASSETS TO
VALE AS A RESULT OF THE TRANSACTION
4. RATIFY THE APPOINTMENT OF KPMG AUDITORES Mgmt For For
INDEPENDENTES, A SPECIALIZED COMPANY
NOMINATED BY THE BOARDS OF VALE AND VALEPAR
TO APPRAISE VALEPAR'S SHAREHOLDERS' EQUITY,
FOR THE PURPOSES OF ITS MERGER INTO THE
COMPANY
5. APPRAISAL REPORT OF VALEPAR'S SHAREHOLDERS' Mgmt For For
EQUITY, PREPARED BY THE SPECIALIZED COMPANY
MENTIONED ABOVE
6. MERGER OF VALEPAR INTO THE COMPANY, WITH AN Mgmt For For
ISSUANCE OF ...(DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
7. AS A RESULT OF ITEM VI, THE CONSEQUENT Mgmt For For
AMENDMENT OF THE HEAD PARAGRAPH OF ART 5.
OF THE COMPANY'S BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 934454947
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 29-Jul-2016
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2016
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5. TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT DR MATHIAS DOPFNER AS A Mgmt Against Against
DIRECTOR
7. TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
8. TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11. TO RE-ELECT NICK LAND AS A DIRECTOR Mgmt For For
12. TO ELECT DAVID NISH AS A DIRECTOR IN Mgmt For For
ACCORDANCE WITH THE COMPANY'S ARTICLES OF
ASSOCIATION
13. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
14. TO DECLARE A FINAL DIVIDEND OF 7.77 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
MARCH 2016
15. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2016
16. TO REAPPOINT PRICEWATERHOUSE COOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR UNTIL THE END OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
17. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
18. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
20. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER
CENT FOR THE PURPOSES OF FINANCING AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
(SPECIAL RESOLUTION)
21. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
22. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
23. TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt Against Against
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE (SPECIAL RESOLUTION)
AlphaClone Small Cap ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
AlphaClone Activist ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
AlphaClone Value ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Paul R. Fearday
Name Paul R. Fearday
Title President
Date 8/15/2017
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