Form N-CEN Nushares ETF Trust For: Oct 31
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E-mailX0404 N-CEN LIVE 0001635073 XXXXXXXX true false N-1A S000072489 C000228786 S000057421 C000183269 S000057420 C000183268 S000063599 C000206035 S000055811 C000175723 S000055812 C000175724 S000055813 C000175725 S000055814 C000175726 S000055815 C000175727 S000071941 C000227558 S000073535 C000230537 S000071942 C000227559 S000071943 C000227560 Nushares ETF Trust 811-23161 0001635073 549300UWO63YZ5POLH71 333 West Wacker Drive Chicago 606061286 US-IL US 3129177700 Brown Brothers Harriman (BBH) 50 Post Office Square Boston 02110 6177721818 As custodian, Brown Brothers Harriman performs custodial, fund accounting and portfolio accounting services. Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago 606061286 3129177700 Certificate of Incorporation, By-Laws, minutes of director and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser Brown Brothers Harriman 50 Post Office Square Boston 02110 6177721818 All required records in its capacity as transfer, administrator and custodian for the Registrant. N N N-1A 18 Y Terence J. Toth 004501033 N Jack B. Evans N/A N William C. Hunter N/A N Albin F. Moschner N/A N John K. Nelson N/A N Judith M. Stockdale N/A N Carole E. Stone N/A N Margaret L. Wolff N/A N Robert L. Young N/A N Matthew Thornton III N/A N Amy B. R. Lancellotta N/A N Joanne T. Medero N/A N Walter M. Kelly 004729454 333 West Wacker Drive Chicago 606061286 XXXXXX N Gifford R. Zimmerman 001850029 333 West Wacker Drive Chicago 606061286 XXXXXX N N N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 Y N KPMG LLP 00185 5493003PVCIGA21K0K42 N N N N N N N Nuveen ESG Dividend ETF S000072489 5493007XVOHCK64QWM03 Y 1 0 0 Exchange-Traded Fund N Y 2.784628177949 2.760000000001 3.169854291961 3.166948368001 N N Y N State Street Bank and Trust 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Teachers Advisors, LLC 801-46887 000107157 Q3EVPQI7HQSIMVRLOU14 Y N Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BK AUSTRALIA N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BK AUSTRI N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (CHINA) LTD N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB DENMARK N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK CAIRO N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB FINLAND N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS FRANKFURT N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (HONG KONG) LTD N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SEC SERV SPA N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SMBC N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) KEB HANA BANK N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS NETHERLANDS N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NEW ZEALAND N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB NORWAY N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (PAKISTAN) LTD N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS PORTUGAL N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME QATAR N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SPAIN N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB AB PUBL N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE(SWITZERLAND)LTD. N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK OF TAIWAN N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 Instinet LLC 008-23669 000007897 549300MGMN3RKMU8FT57 0.850000000000 Guzman & Company 008-38646 000021013 549300E7R8O8EHE8SN83 0.070000000000 Cabrera Capital Markets, LLC 008-26406 000010081 254900BIRJU76JRBK985 0.070000000000 0.990000000000 Instinet LLC 008-23669 000007897 549300MGMN3RKMU8FT57 23792.690000000000 Guzman & Company 008-38646 000021013 549300E7R8O8EHE8SN83 3369.370000000000 Cabrera Capital Markets, LLC 008-26406 000010081 254900BIRJU76JRBK985 1786.100000000000 28948.160000000000 N 5024269.449714290000 N N N N Nuveen ESG Emerging Markets Equity ETF S000057421 549300M930YOSL3NXG20 N 1 0 0 Exchange-Traded Fund N Y -0.710000000000 -1.240000000000 2.700000000000 2.700000000000 N N Y N N State Street Bank and Trust 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 60921.057500000000 374.000000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Teachers Advisors, LLC 801-46887 000107157 Q3EVPQI7HQSIMVRLOU14 Y N Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BK AUSTRALIA N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BK AUSTRI N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (CHINA) LTD N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB DENMARK N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK CAIRO N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB FINLAND N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS FRANKFURT N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (HONG KONG) LTD N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SEC SERV SPA N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SMBC N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) KEB HANA BANK N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS NETHERLANDS N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NEW ZEALAND N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB NORWAY N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (PAKISTAN) LTD N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS PORTUGAL N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME QATAR N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SPAIN N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB AB PUBL N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE(SWITZERLAND)LTD. N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK OF TAIWAN N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC THAILAND N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK AS N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME DIFC N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 35352.250000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 17636.430000000000 Instinet LLC 008-23669 000007897 549300MGMN3RKMU8FT57 9304.280000000000 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1251.150000000000 Larrain Vial SpA N/A N/A 2549003YW25MXGZRGR36 200.610000000000 UBS Financial Services Inc. 008-16267 000008174 ETYRV6ORNFJB5NONI676 146.550000000000 63891.270000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 114345505.920000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 34123644.580000000000 Instinet LLC 008-23669 000007897 549300MGMN3RKMU8FT57 13567785.630000000000 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1816301.960000000000 Larrain Vial SpA N/A N/A 2549003YW25MXGZRGR36 662513.390000000000 UBS Financial Services Inc. 008-16267 000008174 ETYRV6ORNFJB5NONI676 225572.060000000000 164741323.540000000000 N 91558529.629835200000 N N N N Nuveen ESG International Developed Markets Equity ETF S000057420 54930037K1PJ2L30B848 N 1 0 0 Exchange-Traded Fund N Y 0.070000000000 -0.460000000000 1.710000000000 1.710000000000 N N Y N N State Street Bank and Trust 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 2220.180000000000 9.000000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Teachers Advisors, LLC 801-46887 000107157 Q3EVPQI7HQSIMVRLOU14 Y N Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BK AUSTRALIA N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BK AUSTRI N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS BELGIUM N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (CHINA) LTD N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE CZECH N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB DENMARK N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK CAIRO N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BK SA NV N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB FINLAND N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS FRANKFURT N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (HONG KONG) LTD N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HONG KONG N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBK EUROPE HUNG N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MUMBAI N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB INDONESIA N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SEC SERV SPA N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SMBC N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) KEB HANA BANK N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANAMEX N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS NETHERLANDS N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NEW ZEALAND N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB NORWAY N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB (PAKISTAN) LTD N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SCB PHILIPPINES N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNPPSS PORTUGAL N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HBME QATAR N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SOUTH AFRICA N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SPAIN N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB AB PUBL N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE(SWITZERLAND)LTD. 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008-22522 000007616 549300WR155U7DVMIW58 121770.400000000000 UBS Financial Services Inc. 008-16267 000008174 ETYRV6ORNFJB5NONI676 80805.010000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 60706.800000000000 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 46545.510000000000 1656201.000000000000 N 5504056.509438200000 N N N N Nuveen ESG Dividend ETF S000072489 N 50000.000000000000 0.165544800000 0.000000000000 99.834455200000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 0.000000000000 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N Nuveen ESG Emerging Markets Equity ETF S000057421 Y 100000.000000000000 81.574287945182 2.134470219979 18.425712054818 2.134470219979 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 12200.000000000000 N/A N/A 12200.000000000000 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N Nuveen ESG International Developed Markets Equity ETF S000057420 Y 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500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N Nuveen ESG Mid-Cap Growth ETF S000055813 N 50000.000000000000 0.138151768081 0.032344266173 99.861848231919 0.032344266173 0.124997937586 0.006376603136 99.875002062414 0.006376603136 N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N Nuveen ESG Mid-Cap Value ETF S000055814 N 50000.000000000000 0.201484756917 0.158764195377 99.798515243083 0.158764195377 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N Nuveen ESG Small-Cap ETF S000055815 N 50000.000000000000 0.237660533223 0.181239843084 99.762339466777 0.181239843084 0.380872635719 0.000000000000 99.619127364281 0.000000000000 N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N Nuveen Dividend Growth ETF S000071941 N 10000.000000000000 0.736104310825 0.826047018091 99.263895689175 0.826047018091 0.054488181681 0.000000000000 99.945511818319 0.000000000000 N/A 83.333333333333 N/A N/A 83.333333333333 N/A N/A 250.000000000000 N/A N/A 250.000000000000 N/A N Nuveen Growth Opportunities ETF S000073535 N 10000.000000000000 0.609338171133 0.481903755745 99.390661828867 0.481903755745 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 227.272727272727 N/A N/A 227.272727272727 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N Nuveen Small Cap Select ETF S000071942 N 10000.000000000000 0.857320215325 1.067622309539 99.142679784675 1.067622309539 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 116.666666666667 N/A N/A 116.666666666667 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N Nuveen Winslow Large-Cap Growth ESG ETF S000071943 N 10000.000000000000 2.491895710590 1.924239710590 97.508104289410 1.924239710590 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 0.000000000000 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N/A 0.000000000000 N/A N true
Report of Independent Registered Public Accounting Firm
To the Shareholders and Board of Directors/Trustees of Nuveen Funds:
In planning and performing our audits of the financial statements and financial highlights of each of the Nuveen Funds listed in Exhibit A attached (the “Funds”), as of and for the year or period ended October 31, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements and financial highlights for external purposes in accordance with U.S. generally accepted accounting principles (GAAP). A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements and financial highlights in accordance with GAAP, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors/trustees of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the company’s assets that could have a material effect on the financial statements and financial highlights.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds’ annual or interim financial statements or financial highlights will not be prevented or detected on a timely basis.
Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of October 31, 2021.
This report is intended solely for the information and use of management and the Board of Directors/Trustees of the Funds and the Securities and Exchange Commission, and is not intended to be and should not be used by anyone other than these specified parties.
/s/ KPMG LLP
Chicago, Illinois
December 28, 2021
Exhibit A
Closed-Ended Funds
Nuveen Municipal Value Fund, Inc. (NUV)
Nuveen AMT-Free Municipal Value Fund (NUW)
Nuveen Municipal Income Fund, Inc. (NMI)
Nuveen Enhanced Municipal Value Fund (NEV)
Nuveen AMT-Free Municipal Credit Income Fund (NVG)
Nuveen Municipal Credit Income Fund (NZF)
Nuveen Municipal High Income Opportunity Fund (NMZ)
Nuveen Municipal Credit Opportunities Fund (NMCO)
Nuveen Dynamic Municipal Opportunities Fund (NDMO)
Nuveen Quality Municipal Income Fund (NAD)
Nuveen AMT-Free Quality Municipal Income Fund (NEA)
Exchange-Traded Funds (ETF), Nushares ETF Trust
Nuveen ESG Dividend ETF (NUDV)
Nuveen ESG Emerging Markets Equity ETF (NUEM)
Nuveen ESG International Developed Markets Equity ETF (NUDM)
Nuveen ESG Large-Cap ETF (NULC)
Nuveen ESG Large-Cap Growth ETF (NULG)
Nuveen ESG Large-Cap Value ETF (NULV)
Nuveen ESG Mid-Cap Growth ETF (NUMG)
Nuveen ESG Mid-Cap Value ETF (NUMV)
Nuveen ESG Small-Cap ETF (NUSC)
Nuveen Dividend Growth ETF (NDVG)
Nuveen Growth Opportunities ETF (NUGO)
Nuveen Small Cap Select ETF (NSCS)
Nuveen Winslow Large-Cap Growth ESG ETF (NWLG)
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