Form N-CEN CUSHING MLP & INFRASTRUC For: Nov 30
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E-mailX0303 N-CEN LIVE 0001400897 XXXXXXXX false false false N-2 Cushing MLP & Infrastructure Total Return Fund 811-22072 0001400897 5493006NXITDSHOHUT03 300 Crescent Court Suite 1700 Dallas 75201 US-TX US 18887772346 U.S. Bancorp Fund Services LLC 615 East Michigan Street Milwaukee 53202 18336121912 Maintain physical/electronic accounts/books or any document required by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section. N N N-2 Y Brian R. Bruce N/A N Brenda A. Cline N/A N Ronald P. Trout N/A N Jerry V. Swank 000710393 Y Barry Y. Greenberg N/A 300 Crescent Court Suite 1700 Dallas 75201 XXXXXX N N N N N N N Ernst and Young 00042 254900H1VLSDPE6LJK37 N N N N N Cushing MLP & Infrastructure Total Return Fund 5493006NXITDSHOHUT03 N N/A Y N Y N N/A N/A N/A N/A Y Y N N Cushing Asset Management LP 812-14945 000131517 549300J4XZOND2340P82 N U.S. Bancorp Fund Services LLC 85-11357 N1GZ7BBF3NP8GI976H15 N N N U.S. Bancorp Fund Services LLC N1GZ7BBF3NP8GI976H15 N N U.S. Bank N.A. 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N U.S. Bancorp Fund Services LLC N1GZ7BBF3NP8GI976H15 N N N U.S. Bancorp Fund Services LLC N1GZ7BBF3NP8GI976H15 N N N BTIG LLC 8-65473 000122225 549300GTG9PL6WO3EC51 77208.000000000000 GOLDMAN SACHS & CO. LLC 8-00129 000000361 W22LROWP2IHZNBB6K528 8344.000000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 E57ODZWZ7FF32TWEFA76 23878.000000000000 SEAPORT GLOBAL SECURITIES LLC 8-53535 000116270 54930028D6D0G5RZJ888 20747.000000000000 B. RILEY & CO., LLC 8-49016 000040355 549300AEVMODVBY3QS51 18682.000000000000 MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 17359.000000000000 RBC CAPITAL MARKETS LLC 8-45411 000031194 549300LCO2FLSSVFFR64 17262.000000000000 ROBERT W. BAIRD & CO. INCORPORATED 8-00497 000008158 549300772UJAHRD6LO53 15560.000000000000 RAYMOND JAMES & ASSOCIATES INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 12799.000000000000 ISI FINANCIAL GROUP INC 801-50678 000107356 N/A 9447.000000000000 302438.000000000000 MORGAN STANLEY & CO. LLC 8-15869 000008209 I7331LVCZKQKX5T7XV54 1608300.000000000000 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 149600.000000000000 138570798.000000000000 Y 54514703.000000000000 Uncommitted 13915000.000000000000 N N Common stock Common Stock N N N N N N 1.000000000000 2.810000000000 20.4 27.320000000000 true true
Report of Independent Registered Public Accounting Firm
To the Shareholders and Board of Trustees of
The Cushing MLP & Infrastructure Total Return Fund
In planning and performing our audit of the financial statements of The Cushing MLP & Infrastructure Total Return (the “Fund”) as of and for the year
ended November 30, 2020, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a
basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s
internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees
of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the
normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the Fund’s annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund’s internal control
over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of November 30, 2020.
This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone other than these specified parties.
/s/ Ernst & Young LLP
Dallas, Texas
January 29, 2021
Annual Shareholder Meeting Results
The annual meeting of shareholders of the Fund was held on May 1, 2020. The matters considered at the
meeting, along with the vote tabulations relating to such matters were as follows:
To elect Mr. Brian R. Bruce as Class I Trustee of the Fund to hold office for a three-year term expiring at
the Fund’s 2023 annual meeting, or until his successor is elected and duly qualified.
Brian R. Bruce
For: 5,545,422
Withheld: 240,177
Special Shareholder Meeting Results
A meeting of shareholders of the Fund was held on May 1, 2020. The matters considered at the
meeting, along with the vote tabulations relating to such matters were as follows:
To approve the Agreement and Plan of Merger between SRV and SRF, including the issuance of additional common shares of SRF.
For: 3,267,394
Against: 142,135
Abstain: 53,306
Abstain: 53,306
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