Form 8-K ETHAN ALLEN INTERIORS For: Feb 26
United states
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 26, 2021
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (203 ) 743-8000
Not Applicable |
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
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(Title of each class)
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(Trading symbol)
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(Name of exchange on which registered)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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On February 26, 2021, Matthew J. McNulty, Vice President, Finance and principal accounting officer, resigned from Ethan Allen Interiors Inc. (the “Company”) to pursue another employment opportunity.
Due to the departure of Mr. McNulty, the principal accounting officer responsibilities will be assumed, effective immediately, by Corey Whitely, age 60, who has served as the Company’s Executive Vice President, Administration and Chief Financial Officer since July 2014. Mr. Whitely does not have any family relationships with any of the Company’s directors or executive officers and is not a party to any transactions required to be disclosed pursuant to Item 404(a) of Regulation S-K. Mr. Whitely’s appointment was not pursuant to any arrangement or understanding with any other person.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ETHAN ALLEN INTERIORS INC.
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Date: February 26, 2021
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By:
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/s/ Corey Whitely
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Corey Whitely
Executive Vice President, Administration and Chief Financial Officer
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