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Form 6-K UNILEVER PLC For: Mar 04

March 4, 2021 5:05 PM EST
 
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
REPORT OF FOREIGN ISSUER
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
For the month of February, 2021
 
                      
UNILEVER PLC    
(Translation of registrant's name into English)
 
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F..X.. Form 40-F 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
 
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes   No .X..
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
 
Exhibit 99 attached hereto is incorporated herein by reference.
 
 Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
UNILEVER PLC
 
/S/ R SOTAMAA
By  R SOTAMAA
CHIEF LEGAL OFFICER AND GROUP SECRETARY
Date 4 March 2021
 
EXHIBIT INDEX
 
 
EXHIBIT NUMBER
 EXHIBIT DESCRIPTION
99
                Notice to London Stock Exchange
 
 
Exhibit 99
 
This Report on Form 6-K contains the following:
 
Exhibit
99.1
Stock Exchange announcement dated
09 February 2021
entitled
Director/PDMR Shareholding
Exhibit
99.2
Stock Exchange announcement dated
22 February 2021
entitled
Director/PDMR Shareholding
 
 

Exhibit 99.1:
 
RNS Number : 5197O
Unilever PLC
09 February 2021
 
Unilever PLC
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Susan Kilsby
2
 
Reason for the notification 
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
Purchase of shares.
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£40.031
1,000
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
1,000
 
£40,031
f)
 
Date of the transaction
 
2021-02-08
g)
 
Place of the transaction
 
London Stock Exchange - XLON
 


Unilever PLC
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Rishton
2
 
Reason for the notification 
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
Purchase of shares.
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£39.51
1,256
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
1,256
 
£49,624.56
f)
 
Date of the transaction
 
2021-02-09
g)
 
Place of the transaction
 
London Stock Exchange - XLON
 
 
 
Unilever PLC
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Graeme Pitkethly
2
 
Reason for the notification 
 
a)
 
Position/status
 
Chief Financial Officer (Director)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
Purchase of shares under the Unilever PLC Share Incentive Plan.
 
c)
Currency
GBP - British Pound
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£40.024
3
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
3
 
£120.07
f)
 
Date of the transaction
 
2021-02-08
g)
 
Place of the transaction
 
London Stock Exchange - XLON
 
 
Exhibit 99.2:
 
RNS Number : 8792P
Unilever PLC
22 February 2021
 
Unilever PLC
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Conny Braams
2
 
Reason for the notification  
 
a)
 
Position/status
 
 
Chief Digital and Marketing Officer (a member of the Unilever Leadership Executive)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 90%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
c)
Currency
GBP - British Pound and EUR - Euro
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£40.06
€46.015
1,518.613281
1,514.934452
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
1,518.613281 / 1,514.934452
 
£60,835.65/ €69,709.71
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Marc Engel
 
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Supply Chain Officer (a member of the Unilever Leadership Executive)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
c)
Currency
EUR - Euro
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
€46.015
7,778.713622
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
7,778.713622
 
€357,937.51
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
Amsterdam Stock Exchange - XAMS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Sunny Jain
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, Beauty & Personal Care (a member of the Unilever Leadership Executive) 
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
A transition award of June 2019, under the Unilever Share Plan 2017, has vested (at the performance ratio of 83%).
 
c)
Currency
USD - United States Dollar
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
$55.74
 
15,953
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
15,953
 
$889,220.22
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
New York Stock Exchange - XNYS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Alan Jope
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Executive Officer (Director)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC ADR shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
c)
Currency
USD - United States Dollar
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
$55.74
 
7,985
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
7,985
 
$445,083.90
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
New York Stock Exchange - XNYS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Peter Ter Kulve
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, Home Care (a member of the Unilever Leadership Executive)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 90%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
c)
Currency
EUR - Euro
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
€46.015
6,129.150675
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
6,129.150675
 
€282,032.87
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
Amsterdam Stock Exchange - XAMS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Sanjiv Mehta
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
President, South Asia (a member of the Unilever Leadership Executive)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 90%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
c)
Currency
GBP - British Pound and EUR - Euro
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£40.06
€46.015
2,072.211849
2,067.191756
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
2,072.211849 / 2,067.191756
 
 
£83,012.81 / €95,121.83
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Leena Nair
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief HR Officer (a member of the Unilever Leadership Executive)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
 
c)
Currency
GBP - British Pound and EUR - Euro
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£40.06
€46.015
3,552.395632
3,543.790376
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
3,552.395632 / 3,543.790376
 
 
£142,308.97 / €163,067.51
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Nitin Paranjpe
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Operating Officer (a member of the Unilever Leadership Executive)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
c)
Currency
EUR - Euro
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
€46.015
 
9,050.582313
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
9,050.582313
 
€416,462.55
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
Amsterdam Stock Exchange - XAMS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 Graeme Pitkethly
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Financial Officer (Director)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
i) Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
ii) In addition Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 52%) based on the February 2017 conditional rights awards pursuant to the Global Share Incentive Plan 2007.
 
c)
Currency
GBP - British Pound and EUR - Euro
 
d)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s)
i)
£40.06
€46.015
 
ii)
£39.80
€45.805
i)
5,043.100002                    
7,321.031813
 
ii)
5,030.884341
7,316.706983
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
 
i) 5,043.100002 / 7,321.031813
 
ii) 5,030.884341 / 7,316.706983
 
 
i) £202,026.59/ €231,496.14
 
ii) £291,377.07/ €335,141.76
 
 
f)
 
Date of the transaction
 
i) 2021-02-16
ii) 2021-02-17
g)
 
Place of the transaction
 
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
  Ritva Sotamaa
2
 
Reason for the notification 
 
a)
 
Position/status
 
 
Chief Legal Officer and Group Secretary ( a member of the Unilever Leadership Executive)
b)
 
Initial notification /Amendment
 
Initial Notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Unilever PLC
b)
 
LEI
 
549300MKFYEKVRWML317
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 
b)
 
Nature of the transaction
 
 
Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017.
 
c)
Currency
GBP - British Pound and EUR - Euro
 
d)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£40.06
€46.015
2,841.916358
2,835.032103
 
e)
 
Aggregated information
 
- Volume
 
- Total
 
 
 
2,841.916358 / 2,835.032103
 
£113,847.17 / €130,454.00
 
 
f)
 
Date of the transaction
 
2021-02-16
g)
 
Place of the transaction
 
London Stock Exchange - XLON and
Amsterdam Stock Exchange - XAMS
 
 


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