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Form 6-K PRUDENTIAL PLC For: May 24

May 24, 2022 8:56 AM EDT

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

 

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

 

For the month of May, 2022

 

 PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

 

1 Angel Court, London,

England, EC2R 7AG

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

 

Form 20-F ☒      Form 40-F ☐ 

           

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

  Yes ☐     No ☒ 

              

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

 

 

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Mark FitzPatrick

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Interim Group Chief Executive (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

(i)     Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders

(ii)    Acquisition of shares under the Dividend Re-investment Plan in respect of shares held in a nominee account

(iii)   Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan

 

c)

 

Price(s) and volume(s)

 

 

Price(s)

Volume(s)

(i)

GBP10.356995

165

(ii)

GBP 10.119676

846

(iii)

GBP 10.285

7

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,018

 

GBP 10.159

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

London Stock Exchange

 

 
2

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Mark FitzPatrick

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Interim Group Chief Executive (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan

 

c)

 

Price(s) and volume(s)

 

 

Price(s)

Volume(s)

HKD 89.25

1,305

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,305

 

HKD 89.25

 

e)

 

Date of the transaction(s)

2022-05-20

f)

 

Place of the transaction(s)

 

Hong Kong Stock Exchange

 

 
3

 

 

 1

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

James Turner

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Financial Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

(i)         Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders

(ii)        Acquisition of shares under the Dividend Re-investment Plan in respect of shares held in a nominee account

(iii)       Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan

 

c)

 

Price(s) and volume(s)

 

 

 

 

Price(s)

Volume(s)

(i)

GBP 10.356995

405

(ii)

GBP 10.119676

338

(iii)

GBP 10.285

8

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

751

 

GBP 10.249

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

London Stock Exchange

 

 
4

 

 

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

James Turner

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Financial Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan

 

c)

 

Price(s) and volume(s)

 

 

Price(s)

Volume(s)

HKD 89.25

1,190

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,190

 

HKD 89.25

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

Hong Kong Stock Exchange

 

 
5

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Nicolaos Nicandrou

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief Executive, Asia and Africa (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

(i)         Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan

(ii)        Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan

 

c)

 

Price(s) and volume(s)

 

 

 

 

Price(s)

Volume(s)

(i)

GBP 10.285

17

(ii)

GBP 10.285

10

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

27

 

GBP 10.285

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

London Stock Exchange

 

 
6

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Nicolaos Nicandrou

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief Executive, Asia and Africa (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan

 

c)

 

Price(s) and volume(s)

 

Price(s)

Volume(s)

HKD89.25

1,900

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,900

 

HKD 89.25

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

Hong Kong Stock Exchange

 

 
7

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Avnish Kalra

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Risk and Compliance Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

(i)         Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders

(ii)        Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan

 

c)

 

Price(s) and volume(s)

Price(s)

Volume(s)

(i)

GBP 10.356995

687

(ii)

GBP 10.285

31

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

718

 

GBP 10.354

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

London Stock Exchange

 

 
8

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Avnish Kalra

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Risk and Compliance Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Corporation Asia Deferred Bonus Plan

 

c)

 

Price(s) and volume(s)

 

Price(s)

Volume(s)

HKD 89.25

434

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

434

 

HKD 89.25

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

Hong Kong Stock Exchange

 

 
9

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Jolene Chen

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Human Resources Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan

 

c)

 

Price(s) and volume(s)

 

Price(s)

Volume(s)

GBP 10.285

5

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

5

 

GBP 10.285

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

London Stock Exchange

 

 
10

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Jolene Chen

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Human Resources Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

GB0007099541

 

b)

 

Nature of the transaction(s)

 

 

Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan

 

c)

 

Price(s) and volume(s)

 

Price(s)

Volume(s)

HKD 89.25

304

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

304

 

HKD 89.25

 

e)

 

Date of the transaction(s)

 

2022-05-20

f)

 

Place of the transaction(s)

 

Hong Kong Stock Exchange

 

 
11

 

 

Additional information

 

About Prudential plc

Prudential plc provides life and health insurance and asset management in Asia and Africa. The business helps people get the most out of life, by making healthcare affordable and accessible and by promoting financial inclusion. Prudential protects people's wealth, helps them grow their assets, and empowers them to save for their goals. The business has more than 18 million life customers and is listed on stock exchanges in London (PRU), Hong Kong (2378), Singapore (K6S) and New York (PUK). Prudential is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom. https://www.prudentialplc.com/

 

Contact

 

Jennie Webb, Senior Manager, Share Plans, +44 (0)20 3977 9750

 

Sylvia Edwards, Deputy Group Secretary, +44 (0)20 3977 9214

 

 
12

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: 24 May 2022

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

       
By: /s/ Sylvia Edwards

 

 

Sylvia Edwards  
    Deputy Group Secretary  

  

 


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