Form 6-K Itau Unibanco Holding For: Nov 18

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report of Foreign Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of November, 2021

Commission File Number: 001-15276

Itaú Unibanco Holding S.A.

(Exact name of registrant as specified in its charter)

Itaú Unibanco Holding S.A.

(Translation of Registrant’s Name into English)

Praça Alfredo Egydio de Souza Aranha, 100-Torre Conceicao

CEP 04344-902 São Paulo, SP, Brazil

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Yes  ☐            No  ☒

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

Yes  ☐            No  ☒

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes   ☐            No   ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):

82–                    

EXHIBIT INDEX

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: November 18, 2021.

1

Exhibit 99.1

ITAÚ UNIBANCO HOLDING S.A.
CNPJ 60.872.504/0001-23 A Publicly-Held Company NIRE 35300010230
ANNOUNCEMENT TO THE MARKET
Itaú Unibanco Holding S.A (“Itaú Unibanco” or “Company”) informs its stockholders and the general market that, in line with the Material Fact disclosed on November 5, 2021 and in accordance to the Material Fact released by Itaú Corpbanca on November 17, 2021, Itaú Unibanco, by itself and by certain affiliates, increased its shareholding (in the total and voting share capital), held direct and indirectly, from 53.79% to 56.94%, in the context of the second stage of Itaú Corpbanca’sshare capital increase, by exercising its preemptive share rights. Itaú Unibanco informs that the completion of this capital increase stage resulted in the subscription of approximately 98.73% of the new issued shares. The Board of Directors (Directorio) of Itaú Corpbanca is still going to decide the destination of the 1.27% unsubscribed shares. The expected effect on the Company’s capital ratios is immaterial.
São Paulo (State of São Paulo), November 18, 2021.
RENATO LULIA JACOB
Group Head of Investor Relations and Market Intelligence