Form 6-K HSBC HOLDINGS PLC For: Mar 14
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FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the
month of March
HSBC Holdings plc
42nd
Floor, 8 Canada Square, London E14 5HQ, England
(Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F).
Form
20-F X Form 40-F
(Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934).
Yes
No X
(If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
).
HSBC HOLDINGS PLC
13 March 2018
Notification of Transactions by Persons Discharging Managerial
Responsibilities ("PDMRs")
1. Group Performance
Share Plan awards (Performance Year 2012)
Deferred
awards under the Group Performance Share Plan ("GPSP Awards") of
US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the
"Company") were granted in 2013 as a part of variable pay for the
performance year ended 31 December 2012.
The
GPSP Awards vested on 12 March 2018. The Shares must be retained
while the individual is employed by HSBC. The GPSP Awards were
determined by assessing performance against financial and
non-financial metrics, as detailed in the Directors' remuneration
report in the 2012 annual report and accounts.
Directors
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim
dividend1
|
Total number of Shares vested
|
Number of Shares sold at £7.0592 per Share2
|
|
John
Flint
|
1,785
|
86,941
|
40,863
|
|
Iain
Mackay
|
5,279
|
257,091
|
120,833
|
|
Marc
Moses
|
5,882
|
286,473
|
134,643
|
Other PDMRs
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim
dividend1
|
Total number of Shares vested
|
Number of Shares sold at £7.0592 per Share2
|
|
Samir
Assaf
|
5,882
|
286,473
|
134,643
|
|
Peter
Boyles
|
732
|
35,643
|
16,040
|
|
Patrick
Burke
|
701
|
34,166
|
18,184
|
|
Noel
Quinn
|
865
|
42,163
|
9,168
|
|
Antonio
Simoes
|
694
|
33,789
|
15,881
|
|
Peter
Wong
|
6,023
|
293,329
|
44,000
|
1 At US$10.0177 per Share being
the average closing price of the Company's Shares on the London
Stock Exchange for the five business days between 22 and 28
February 2018 converted into USD.
2 Includes
shares sold to cover withholding tax.
2.
Annual Incentive awards
(Performance Year 2012)
Deferred
awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in
HSBC Holdings plc (the "Company") were granted in 2013 as a part of
variable pay for the performance year ended 31 December
2012.
On 12
March 2018, the Awards granted in 2013 vested and the following
transactions took place in London.
Directors
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim
dividend1
|
Total number of Shares vested
|
Number of Shares sold at £7.0592 per Share2
|
|
John
Flint
|
1,546
|
75,339
|
35,410
|
|
Iain
Mackay
|
1,524
|
74,266
|
34,906
|
|
Marc
Moses
|
1,481
|
72,153
|
72,153
|
Other PDMRs
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim
dividend1
|
Total number of Shares vested
|
Number of Shares sold at £7.0592 per Share2
|
|
Samir
Assaf
|
5,401
|
263,073
|
263,073
|
|
Peter
Boyles
|
1,055
|
51,365
|
0
|
|
Patrick
Burke
|
959
|
46,731
|
46,731
|
|
Noel
Quinn
|
836
|
40,733
|
8,857
|
|
Antonio
Simoes
|
791
|
38,485
|
38,485
|
|
Peter
Wong
|
1,969
|
95,882
|
0
|
1 At US$10.0177 per Share being
the average closing price of the Company's Shares on the London
Stock Exchange for the five business days between 22 and 28
February 2018 converted into USD.
2 Includes
shares sold to cover withholding tax.
3.
Annual Incentive awards
(Performance Year 2016)
Deferred
awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in
HSBC Holdings plc (the "Company") were granted in 2017 as a part of
variable pay for the performance year ended 31 December
2016.
On 12
March 2018, the first tranche of the Awards granted in 2017 vested
and the following transactions took place in London.
Other PDMRs
|
Name
|
Additional Shares issued in lieu of the 2017 4th interim
dividend1
|
Total number of Shares vested
|
Number of Shares sold at £7.0592 per Share2
|
|
Patrick
Burke
|
2,307
|
22,476
|
11,962
|
|
Paulo
Maia
|
1,173
|
11,429
|
4,001
|
|
Charlie
Nunn
|
718
|
6,999
|
3,290
|
|
Peter
Wong
|
2,266
|
22,068
|
3,311
|
1 At US$10.0177 per Share being
the average closing price of the Company's Shares on the London
Stock Exchange for the five business days between 22 and 28
February 2018 converted into USD.
2 Includes
shares sold to cover withholding tax.
The
following disclosures are made in accordance with Article 19 of the
EU Market Abuse Regulation 596/2014.
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
|
||||||
|
Name of natural person
|
John
Flint
|
|
||||||
|
|
|
|
||||||
|
2 - Reason for the notification
|
||||||||
|
|
|
|
||||||
|
Position/status
|
Group
Chief Executive
|
|
||||||
|
|
|
|
||||||
|
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
|
||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
|
||||||
|
4 - Details of the transaction(s)
|
||||||||
|
Transaction(s) summary table
|
||||||||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of
US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Acquisition
|
|
US$10.02
|
3,331
|
US$33,368.96
|
|
||
|
|
|
Aggregated
|
US$10.018
|
3,331
|
US$33,368.96
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of
US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Acquisition
|
|
£7.06
|
162,280
|
£1,145,372.24
|
|
||
|
|
|
Aggregated
|
£7.058
|
162,280
|
£1,145,372.24
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of
US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Disposal
|
|
£7.06
|
76,273
|
£538,426.36
|
|
||
|
|
|
Aggregated
|
£7.059
|
76,273
|
£538,426.36
|
|
||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||
|
|
|
|
|||||||
|
Name of natural person
|
Iain
Mackay
|
|
|||||||
|
|
|
|
|||||||
|
2 - Reason for the notification
|
|||||||||
|
|
|
|
|||||||
|
Position/status
|
Group
Finance Director
|
|
|||||||
|
|
|
|
|||||||
|
Initial notification/amendment
|
Initial
Notification
|
|
|||||||
|
|
|
|
|||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||||
|
|
|
|
|||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|
|||||||
|
|
|
|
|||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|||||||
|
|
|
|
|||||||
|
4 - Details of the transaction(s)
|
|||||||||
|
Transaction(s) summary table
|
|||||||||
|
|
|
|
|
|
|
|
|||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|||
|
|
Acquisition
|
|
US$10.02
|
6,803
|
US$68,150.41
|
|
|||
|
|
|
Aggregated
|
US$10.018
|
6,803
|
US$68,150.41
|
|
|||
|
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|||
|
|
Acquisition
|
|
£7.06
|
331,357
|
£2,338,717.71
|
|
|||
|
|
|
Aggregated
|
£7.058
|
331,357
|
£2,338,717.71
|
|
|||
|
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|||
|
|
Disposal
|
|
£7.06
|
155,739
|
£1,099,392.75
|
|
|||
|
|
|
Aggregated
|
£7.059
|
155,739
|
£1,099,392.75
|
|
|||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
|
||||||
|
Name of natural person
|
Marc
Moses
|
|
||||||
|
|
|
|
||||||
|
2 - Reason for the notification
|
||||||||
|
|
|
|
||||||
|
Position/status
|
Group
Chief Risk Officer
|
|
||||||
|
|
|
|
||||||
|
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
|
||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
|
||||||
|
4 - Details of the transaction(s)
|
||||||||
|
Transaction(s) summary table
|
||||||||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Acquisition
|
|
US$10.02
|
7,363
|
US$73,760.33
|
|
||
|
|
|
Aggregated
|
US$10.018
|
7,363
|
US$73,760.33
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Acquisition
|
|
£7.06
|
358,626
|
£2,531,182.31
|
|
||
|
|
|
Aggregated
|
£7.058
|
358,626
|
£2,531,182.31
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Disposal
|
|
£7.06
|
206,796
|
£1,459,814.32
|
|
||
|
|
|
Aggregated
|
£7.059
|
206,796
|
£1,459,814.32
|
|
||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
|
||||||
|
Name of natural person
|
Samir
Assaf
|
|
||||||
|
|
|
|
||||||
|
2 - Reason for the notification
|
||||||||
|
|
|
|
||||||
|
Position/status
|
Chief
Executive, Global Banking and Markets
|
|
||||||
|
|
|
|
||||||
|
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
|
||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
|
||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
|
||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
|
||||||
|
4 - Details of the transaction(s)
|
||||||||
|
Transaction(s) summary table
|
||||||||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Acquisition
|
|
US$10.02
|
11,283
|
US$113,029.71
|
|
||
|
|
|
Aggregated
|
US$10.018
|
11,283
|
US$113,029.71
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Acquisition
|
|
£7.06
|
549,546
|
£3,878,695.67
|
|
||
|
|
|
Aggregated
|
£7.058
|
549,546
|
£3,878,695.67
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
||
|
|
Disposal
|
|
£7.06
|
397,716
|
£2,807,556.79
|
|
||
|
|
|
Aggregated
|
£7.059
|
397,716
|
£2,807,556.79
|
|
||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||||||||||||||
|
|
|||||||||||||||||||||
|
Name of natural person
|
Peter
Boyles
|
|
|||||||||||||||||||
|
|
|
|
|||||||||||||||||||
|
2 - Reason for the notification
|
|||||||||||||||||||||
|
|
|||||||||||||||||||||
|
Position/status
|
Chief
Executive of Global Private Banking
|
||||||||||||||||||||
|
|
|
||||||||||||||||||||
|
Initial notification/amendment
|
Initial
Notification
|
||||||||||||||||||||
|
|
|
||||||||||||||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||||||||||||||||
|
|
|||||||||||||||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||||||||||||||||
|
|
|
||||||||||||||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||||||||||||||||
|
|
|
||||||||||||||||||||
|
4 - Details of the transaction(s)
|
|||||||||||||||||||||
|
Transaction(s) summary
table
|
|||||||||||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|||||||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|||||||||||||||
|
US$10.02
|
1,787
|
US$17,901.63
|
|
||||||||||||||||||
|
Aggregated
|
US$10.018
|
1,787
|
US$17,901.63
|
|
|||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||||||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|||||||||||||||
|
£7.06
|
87,008
|
£614,102.46
|
|
||||||||||||||||||
|
Aggregated
|
£7.058
|
87,008
|
£614,102.46
|
|
|||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||||||||||||||
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|||||||||||||||
|
£7.06
|
16,040
|
£113,229.57
|
|
||||||||||||||||||
|
Aggregated
|
£7.059
|
16,040
|
£113,229.57
|
|
|||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||||||||
|
|
|||||||||||||||
|
Name of natural person
|
Patrick
Burke
|
|
|||||||||||||
|
|
|
|
|||||||||||||
|
2 - Reason for the notification
|
|||||||||||||||
|
|
|||||||||||||||
|
Position/status
|
President
and Chief Executive of HSBC US
|
||||||||||||||
|
|
|
||||||||||||||
|
Initial notification/amendment
|
Initial
Notification
|
||||||||||||||
|
|
|
||||||||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||||||||||
|
|
|||||||||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||||||||||
|
|
|
||||||||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||||||||||
|
|
|
||||||||||||||
|
4 - Details of the transaction(s)
|
|||||||||||||||
|
Transaction(s) summary
table
|
|||||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|||||||||
|
US$10.02
|
3,967
|
US$39,740.22
|
|
||||||||||||
|
Aggregated
|
US$10.018
|
3,967
|
US$39,740.22
|
|
|||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|||||||||
|
£7.06
|
103,373
|
£729,606.63
|
|
||||||||||||
|
Aggregated
|
£7.058
|
103,373
|
£729,606.63
|
|
|||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||||||||
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|||||||||
|
£7.06
|
76,877
|
£542,690.12
|
|
||||||||||||
|
Aggregated
|
£7.059
|
76,877
|
£542,690.12
|
|
|||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||||||||||||
|
|
||||||||||||||||||
|
Name of natural person
|
Paulo
Maia
|
|
||||||||||||||||
|
|
|
|
||||||||||||||||
|
2 - Reason for the notification
|
||||||||||||||||||
|
|
||||||||||||||||||
|
Position/status
|
Chief
Executive, Latin America
|
|||||||||||||||||
|
|
|
|||||||||||||||||
|
Initial notification/amendment
|
Initial
Notification
|
|||||||||||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||||||||||||
|
|
||||||||||||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|||||||||||||||||
|
|
|
|||||||||||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||||||||||||
|
|
|
|||||||||||||||||
|
4 - Details of the transaction(s)
|
||||||||||||||||||
|
Transaction(s) summary
table
|
||||||||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||||
|
US$10.02
|
1,173
|
US$11,750.76
|
|
|||||||||||||||
|
Aggregated
|
US$10.018
|
1,173
|
US$11,750.76
|
|
||||||||||||||
|
|
|
|
|
|
|
|
|
|
||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||||
|
£7.06
|
11,429
|
£80,665.88
|
|
|||||||||||||||
|
Aggregated
|
£7.058
|
11,429
|
£80,665.88
|
|
||||||||||||||
|
|
|
|
|
|
|
|
|
|
||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||||||||||||
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
||||||||||||
|
£7.06
|
4,001
|
£28,243.86
|
|
|||||||||||||||
|
Aggregated
|
£7.059
|
4,001
|
£28,243.86
|
|
||||||||||||||
|
|
|
|
|
|
|
|
|
|
||||||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||||||||||
|
|
||||||||||||||||
|
|
|
|
||||||||||||||
|
Name of natural person
|
Charlie
Nunn
|
|
||||||||||||||
|
|
|
|
||||||||||||||
|
2 - Reason for the notification
|
||||||||||||||||
|
|
||||||||||||||||
|
Position/status
|
Chief
Executive, Retail Banking and Wealth Management
|
|||||||||||||||
|
|
|
|||||||||||||||
|
Initial notification/amendment
|
Initial
Notification
|
|||||||||||||||
|
|
|
|||||||||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||||||||||
|
|
||||||||||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|||||||||||||||
|
|
|
|||||||||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||||||||||
|
|
|
|||||||||||||||
|
4 - Details of the transaction(s)
|
||||||||||||||||
|
Transaction(s) summary
table
|
||||||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
US$10.02
|
718
|
US$7,192.71
|
|
|||||||||||||
|
Aggregated
|
US$10.018
|
718
|
US$7,192.71
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
£7.06
|
6,999
|
£49,398.94
|
|
|||||||||||||
|
Aggregated
|
£7.058
|
6,999
|
£49,398.94
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||||||||||
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
£7.06
|
3,290
|
£23,224.77
|
|
|||||||||||||
|
Aggregated
|
£7.059
|
3,290
|
£23,224.77
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|||||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||||||||||
|
|
||||||||||||||||
|
Name of natural person
|
Noel
Quinn
|
|
||||||||||||||
|
|
|
|
||||||||||||||
|
2 - Reason for the notification
|
||||||||||||||||
|
|
||||||||||||||||
|
Position/status
|
Chief
Executive, Global Commercial Banking
|
|||||||||||||||
|
|
|
|||||||||||||||
|
Initial notification/amendment
|
Initial
Notification
|
|||||||||||||||
|
|
|
|||||||||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||||||||||
|
|
||||||||||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|||||||||||||||
|
|
|
|||||||||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||||||||||
|
|
|
|||||||||||||||
|
4 - Details of the transaction(s)
|
||||||||||||||||
|
Transaction(s) summary
table
|
||||||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
US$10.02
|
1,701
|
US$17,040.11
|
|
|||||||||||||
|
Aggregated
|
US$10.018
|
1,701
|
US$17,040.11
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
£7.06
|
82,896
|
£585,079.97
|
|
|||||||||||||
|
Aggregated
|
£7.058
|
82,896
|
£585,079.97
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||||||||||
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
£7.06
|
18,025
|
£127,242.08
|
|
|||||||||||||
|
Aggregated
|
£7.059
|
18,025
|
£127,242.08
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|
||||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||||||||||
|
|
||||||||||||||||
|
Name of natural person
|
Antonio
Simoes
|
|
||||||||||||||
|
|
|
|
||||||||||||||
|
2 - Reason for the notification
|
||||||||||||||||
|
|
||||||||||||||||
|
Position/status
|
Chief
Executive, HSBC Bank plc
|
|||||||||||||||
|
|
|
|||||||||||||||
|
Initial notification/amendment
|
Initial
Notification
|
|||||||||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||||||||||
|
|
||||||||||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
|||||||||||||||
|
|
|
|||||||||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||||||||||
|
|
|
|||||||||||||||
|
4 - Details of the transaction(s)
|
||||||||||||||||
|
Transaction(s) summary
table
|
||||||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
US$10.02
|
1,485
|
US$14,876.28
|
|
|||||||||||||
|
Aggregated
|
US$10.018
|
1,485
|
US$14,876.28
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|
||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||||||||||
|
£7.06
|
72,274
|
£510,109.89
|
|
|||||||||||||
|
Aggregated
|
£7.058
|
72,274
|
£510,109.89
|
|
||||||||||||
|
|
|
|
|
|
|
|
|
|||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|||||||||
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|||||||||
|
£7.06
|
54,366
|
£383,780.47
|
|
|
||||||||||||
|
Aggregated
|
£7.059
|
54,366
|
£383,780.47
|
|
|
|||||||||||
|
|
|
|
|
|
|
|
|
|
|
|||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||||||||
|
|
|||||||||||||||
|
Name of natural person
|
Peter
Wong
|
|
|||||||||||||
|
|
|
|
|||||||||||||
|
2 - Reason for the notification
|
|||||||||||||||
|
|
|||||||||||||||
|
|
|
||||||||||||||
|
Position/status
|
Deputy
Chairman and Chief Executive, The Hongkong and Shanghai Banking
Corporation Limited
|
||||||||||||||
|
|
|
||||||||||||||
|
Initial notification/amendment
|
Initial
Notification
|
||||||||||||||
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||||||||||
|
|
|||||||||||||||
|
|
|
||||||||||||||
|
Full name of the entity
|
HSBC Holdings plc
|
||||||||||||||
|
|
|
||||||||||||||
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||||||||||
|
|
|
||||||||||||||
|
4 - Details of the transaction(s)
|
|||||||||||||||
|
Transaction(s) summary
table
|
|||||||||||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|||||||||
|
US$10.02
|
10,258
|
US$102,761.57
|
|
||||||||||||
|
Aggregated
|
US$10.018
|
10,258
|
US$102,761.57
|
|
|||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||||||||
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|||||||||
|
£7.06
|
411,279
|
£2,902,807.18
|
|
||||||||||||
|
Aggregated
|
£7.058
|
411,279
|
£2,902,807.18
|
|
|||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||
|
|
2018-03-12
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|||||||||
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|||||||||
|
£7.06
|
47,311
|
£333,977.81
|
|
||||||||||||
|
Aggregated
|
£7.059
|
47,311
|
£333,977.81
|
|
|||||||||||
|
|
|
|
|
|
|
|
|
||||||||
For
any queries related to this
notification please
contact:
Larissa
Wilson
Shareholder
Services Team
020
7991 0595
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
HSBC
Holdings plc
|
|
|
|
|
|
|
By:
|
|
|
Name:
Ben J S Mathews
|
|
|
Title:
Group Company Secretary
|
|
|
|
|
|
Date:
13 March 2018
|
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