Form 4 TransUnion For: Apr 01 Filed by: Danaher John T
April 7, 2021 6:58 PM EDT
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
| C/O TRANSUNION |
| 555 WEST ADAMS STREET |
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
TransUnion
[
TRU
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
| Former President, CI |
|
3. Date of Earliest Transaction
(Month/Day/Year)
04/01/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
| The reporting person resigned from his position as TransUnion's President, Consumer Interactive, and is now serving in an advisory role at TransUnion, effective April 1, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of TransUnion. |
|
/s/ Rachel Mantz, by power of attorney |
04/07/2021 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SUBSTITUTE POWER OF ATTORNEY
Under the terms of a power of attorney dated May 28, 2015 (the "Power of Attorney"), the undersigned, Michael J. Forde, was appointed attorney-in-fact for John T. Danaher (the "Reporting Person") to execute and deliver such forms that the Reporting Person may be required to file with the U.S. Securities and Exchange Commission as a result of the Reporting Person's ownership of or transactions in securities of TransUnion (i) pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, including without limitation, statements on Form 3, Form 4 and Form 5 (including any amendments thereto), (ii) any report or notice required under Rule 144 under the Securities Act of 1933, as amended, including Form 144 (and any amendment thereto), and (iii) in connection with any applications for EDGAR access codes or any other documents necessary or appropriate to obtain codes and passwords enabling the Reporting Person to make electronic filings with the Securities and Exchange Commission, including without limitation the Form ID.
In accordance with the authority granted under the Power of Attorney, including the power of substitution, the undersigned hereby appoints Rachel Mantz as substitute attorney-in-fact, with the power to act and with full power of substitution, to exercise and execute all of the powers granted or conferred in the original Power of Attorney. By their signature as attorney-in-fact to this Substitute Power of Attorney, Rachel Mantz accepts such appointment and agrees to assume from the undersigned any and all duties and responsibilities attendant to their capacity as attorneys-in-fact.
Date: July 31, 2020
By:
/s/Michael J. Forde
Name: Michael J. Forde
Title: Attorney-in-Fact
I ACCEPT THIS APPOINTMENT AND SUBSTITUTION:
/s/Rachel Mantz
Rachel Mantz
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