| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
PULTEGROUP INC/MI/
[
PHM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
05/12/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Deferred Share Unit
|
|
05/12/2021 |
|
A |
|
2,622
|
|
|
|
Common Stock
|
2,622
|
$
0
|
12,725
|
D
|
|
| Explanation of Responses: |
|
|
|
|
/s/ Graham B. Overton, Attorney-in-Fact |
05/14/2021 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EXHIBIT 24
POWER OF ATTORNEY
I hereby appoint Todd N. Sheldon, Ellen Padesky Maturen, Brien P. O'Meara and
Graham B. Overton, signing singly, as attorney-in-fact to:
1. Execute for and on my behalf, in my capacity as an officer, director and/or
10% shareholder of PulteGroup, Inc. (the "Company"), a Form ID Application,
Forms 144, 3, 4, 5, and any amendment(s) thereto, in accordance with Rule 144
of the Securities Act of 1933, as amended, or Section 16(a) of the Securities
Exchange Act of 1934, as amended; and,
2. Do and perform any and all acts for and on my behalf which may be necessary
to complete and execute any such Form ID Application, Forms 144, 3, 4, or 5,
complete and execute any amendment(s) thereto, and timely file such form(s)
with the United States Securities and Exchange Commission and any stock
exchange, stock market or similar authority; and,
3. Take any other action of any type which, in the opinion of such
attorney-in-fact, may be in the best interest of, or legally required by me to
effectuate the matters above, and I understand that the documents executed by
such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact's discretion.
I grant to each such attorney-in-fact full power and authority to do and
perform any and every act required or necessary to be done to exercise any of
the rights and powers herein granted, as fully as I could do if personally
present, with full power of substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or such attorney-in-fact's
substitute, shall lawfully do or cause to be done by virtue of this power of
attorney and the rights and powers herein granted. I acknowledge that the
foregoing attorneys-in-fact, in serving in such capacity at my request, are
not assuming, nor is the Company assuming, any of my responsibilities to comply
with Rule 144 of the Securities Act of 1933, as amended, and Section 16 of the
Securities Exchange Act of 1934, as amended.
This Power of Attorney shall remain in full force and effect until I am
no longer required to file a Form ID Application, Forms 144, 3, 4, 5, and any
requisite amendments, with respect to my holdings of and transactions in
securities issued by the Company, unless earlier revoked by me in
a signed writing delivered to the attorneys-in-fact.
IN WITNESS WHEREOF, I have executed this Power of Attorney as of this
12th day of May, 2021.
/s/ Lila Snyder
Lila Snyder
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