Form 4 PLANTRONICS INC /CA/ For: Nov 29 Filed by: HART JOHN
November 30, 2017 7:43 PM EST
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
PLANTRONICS INC /CA/
[
PLT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/29/2017
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
5,140
|
D
|
$
52.60
|
11,094
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
100
|
D
|
$
52.615
|
10,994
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
811
|
D
|
$
52.65
|
10,183
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
2,401
|
D
|
$
52.50
|
7,782
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
100
|
D
|
$
52.51
|
7,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
100
|
D
|
$
52.515
|
7,582
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
300
|
D
|
$
52.57
|
7,282
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
500
|
D
|
$
52.67
|
6,782
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
100
|
D
|
$
52.80
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
3,000
|
A
|
$
34.02
|
9,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
3,000
|
D
|
$
52.55
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
2,568
|
A
|
$
47.75
|
9,250
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
2,568
|
D
|
$
52.55
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
1,483
|
A
|
$
47.75
|
8,165
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
1,483
|
D
|
$
52.50
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
242
|
A
|
$
47.75
|
6,924
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
242
|
D
|
$
52.40
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
989
|
A
|
$
36.80
|
7,671
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
989
|
D
|
$
52.40
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
700
|
A
|
$
36.80
|
7,382
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
700
|
D
|
$
52.41
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
300
|
A
|
$
36.80
|
6,982
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
300
|
D
|
$
52.43
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
15
|
A
|
$
36.80
|
6,697
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
15
|
D
|
$
52.45
|
6,682
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
M |
|
2,234
|
A
|
$
36.80
|
8,916
|
D
|
|
|
COMMON STOCK
|
11/29/2017 |
|
S |
|
2,234
|
D
|
$
52.65
|
6,682
|
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Non-Qualified Stock Option (right to buy)
|
$
34.02
|
11/29/2017 |
|
M |
|
|
3,000
|
08/05/2012
|
08/05/2018 |
COMMON STOCK
|
3,000
|
$
52.55
|
0
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
36.80
|
11/29/2017 |
|
M |
|
|
989
|
08/10/2013
|
08/10/2019 |
COMMON STOCK
|
989
|
$
52.40
|
3,249
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
36.80
|
11/29/2017 |
|
M |
|
|
700
|
08/10/2013
|
08/10/2019 |
COMMON STOCK
|
700
|
$
52.41
|
2,549
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
36.80
|
11/29/2017 |
|
M |
|
|
300
|
08/10/2013
|
08/10/2019 |
COMMON STOCK
|
300
|
$
52.43
|
2,249
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
36.80
|
11/29/2017 |
|
M |
|
|
15
|
08/10/2013
|
08/10/2019 |
COMMON STOCK
|
15
|
$
52.45
|
2,234
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
36.80
|
11/29/2017 |
|
M |
|
|
2,234
|
08/10/2013
|
08/10/2019 |
COMMON STOCK
|
2,234
|
$
52.65
|
0
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
47.75
|
11/29/2017 |
|
M |
|
|
2,568
|
08/01/2014
|
08/01/2020 |
COMMON STOCK
|
2,568
|
$
52.55
|
1,725
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
47.75
|
11/29/2017 |
|
M |
|
|
1,483
|
08/01/2014
|
08/01/2020 |
COMMON STOCK
|
1,483
|
$
52.50
|
242
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$
47.75
|
11/29/2017 |
|
M |
|
|
242
|
08/01/2014
|
08/01/2020 |
COMMON STOCK
|
242
|
$
52.40
|
0
|
D
|
|
| Explanation of Responses: |
|
|
JOHN H HART |
11/30/2017 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Plantronics
Limited Power of Attorney
Securities Law Compliance
The undersigned, as an officer or director of Plantronics, Inc. (the
"Corporation"), hereby constitutes and appoints Mary Huser, Paul Katawicz,
or Courtney Bottger each individually as the undersigned's true and lawful
attorney-in-fact and agent to complete and execute such Form ID, Forms 144,
Forms 3,4, and 5 and other forms as such attorney and agent shall in his or
her discretion determine to be required or advisablepursuant to Rule 144
promulgated under the Securities Act of 1933 (as amended), Section 16 of the
Securities Exchange Act of 1934 (as amended) and the respective rules and
regulations promulgated thereunder, or any successor laws and regulations,
as a consequence of the undersigned's ownership, acquisition or disposition
of securities of the Corporation, and to do all acts necessary in order to file
such forms with the Securities and Exchange Commission, any securities exchange
or national association, the Corporation and such other person or agency as the
attorney shall deem appropriate. The undersigned hereby ratifies and confirms
all that each of said attorneys-in-fact and agents shall do or cause to be done
by virtue hereof.
This Limited Power of Attorney is executed at Santa Cruz, CA as of the date
set forth below.
/s/ John Hart
John Hart
Date: 9/11/17
Witness:
/s/ Arcelia Rudy
Arcelia Rudy
Date: 9/11/17
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