Form 4 Endurance International For: May 01 Filed by: DISABATO JOSEPH P
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
Endurance International Group Holdings, Inc. [ EIGI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 05/01/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $0.0001 par value per share ("Common Stock") (1) (2) (3) | 05/01/2019 | P | 7,504 | A | $ 5.2708 | 15,386,043 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 05/01/2019 | S | 7,504 | D | $ 5.2708 | 15,378,539 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/02/2019 | P | 1,119 | A | $ 4.7966 | 15,379,703 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/02/2019 | S | 1,119 | D | $ 4.7966 | 15,378,584 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/10/2019 | P | 7,950 | A | $ 4.8932 | 15,386,567 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/10/2019 | S | 7,950 | D | $ 4.8932 | 15,378,617 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/11/2019 | P | 9,188 | A | $ 4.8836 | 15,387,742 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/11/2019 | S | 9,188 | D | $ 4.8836 | 15,378,554 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/12/2019 | P | 9,645 | A | $ 4.8867 | 15,388,217 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/12/2019 | S | 9,645 | D | $ 4.8867 | 15,378,572 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/22/2019 | P | 8,176 | A | $ 4.3889 | 15,386,790 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/22/2019 | S | 8,176 | D | $ 4.3889 | 15,378,614 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/29/2019 | P | 3,290 | A | $ 4.4875 | 15,386,010 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 07/29/2019 | S | 3,290 | D | $ 4.4875 | 15,382,720 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 08/09/2019 | P | 3,231 | A | $ 4.8052 | 15,383,538 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 08/09/2019 | S | 3,231 | D | $ 4.8052 | 15,380,307 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 08/26/2019 | P | 4,075 | A | $ 4.9519 | 15,385,169 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 08/26/2019 | S | 4,075 | D | $ 4.9519 | 15,381,094 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 08/29/2019 | P | 2,233 | A | $ 5.0815 | 15,389,286 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 08/29/2019 | S | 2,233 | D | $ 5.0815 | 15,387,053 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 09/26/2019 | P | 904 | A | $ 3.8545 | 15,379,519 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 09/26/2019 | S | 904 | D | $ 3.8545 | 15,378,615 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 10/03/2019 | P | 2,660 | A | $ 3.7358 | 15,381,192 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 10/03/2019 | S | 2,660 | D | $ 3.7358 | 15,378,532 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 11/13/2019 | P | 100 | A | $ 4.01 | 15,378,621 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 11/13/2019 | S | 100 | D | $ 4.01 | 15,378,521 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 11/14/2019 | P | 1,000 | A | $ 4.02 | 15,384,228 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 11/14/2019 | S | 1,000 | D | $ 4.02 | 15,383,228 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 11/22/2019 | P | 6,471 | A | $ 3.66 | 15,385,135 | I (4) | See Footnote (4) | ||
Common Stock (1) (2) (3) | 11/22/2019 | S | 6,471 | D | $ 3.66 | 15,378,664 | I (4) | See Footnote (4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Jamison Yardley, Attorney-in-fact | 02/18/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Table 1 Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/ Day/ Year) |
2A. Deemed Execution Date, if any (Month/ Day/ Year) |
3. Transaction Code (Instr. 8) |
4.Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||||||||||||||
Code (P) or (S) |
V | Amount | (A) or (D) | Price | ||||||||||||||||||
Common Stock(1)(2)(3) |
12/3/2019 | P | 3,454 | A | $ | 3.94 | 15,382,017 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
12/3/2019 | S | 3,454 | D | $ | 3.94 | 15,378,563 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
1/8/2020 | P | 2,208 | A | $ | 4.93 | 15,380,769 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
1/8/2020 | S | 2,208 | D | $ | 4.93 | 15,378,561 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
1/9/2020 | P | 5,071 | A | $ | 4.96 | 15,383,624 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
1/9/2020 | S | 5,071 | D | $ | 4.96 | 15,378,553 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
2/4/2020 | P | 7,620 | A | $ | 4.65 | 15,386,236 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
2/4/2020 | S | 7,620 | D | $ | 4.65 | 15,378,616 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
6/1/2020 | P | 30,900 | A | $ | 3.74 | 15,409,456 | I(4) | See Footnote(4) |
Exhibit 99.1
Common Stock(1)(2)(3) |
6/1/2020 | S | 30,900 | D | $ | 3.74 | 15,378,556 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/6/2020 | S | 264 | D | $ | 4.03 | 15,378,347 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/6/2020 | P | 264 | A | $ | 4.03 | 15,378,611 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/7/2020 | P | 265 | A | $ | 4.05 | 15,378,841 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/7/2020 | S | 265 | D | $ | 4.05 | 15,378,576 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/13/2020 | P | 243 | A | $ | 4.14 | 15,378,803 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/13/2020 | S | 243 | D | $ | 4.14 | 15,378,560 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/20/2020 | S | 202 | D | $ | 6.19 | 15,378,369 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/20/2020 | P | 202 | A | $ | 6.19 | 15,378,571 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/22/2020 | S | 210 | D | $ | 6.28 | 15,378,398 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/22/2020 | S | 2,100 | D | $ | 6.28 | 15,376,298 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/22/2020 | P | 2,310 | A | $ | 6.28 | 15,378,608 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/27/2020 | S | 300 | D | $ | 6.49 | 15,378,309 | I(4) | See Footnote(4) |
Exhibit 99.1
Common Stock(1)(2)(3) |
7/27/2020 | P | 300 | A | $ | 6.49 | 15,378,609 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/31/2020 | S | 503 | D | $ | 5.88 | 15,378,052 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
7/31/2020 | P | 503 | A | $ | 5.88 | 15,378,555 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
8/3/2020 | P | 4,320 | A | $ | 5.70 | 15,382,911 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
8/3/2020 | S | 551 | D | $ | 5.70 | 15,382,360 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
8/3/2020 | S | 3,769 | D | $ | 5.70 | 15,378,591 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
11/3/2020 | P | 45,000 | A | $ | 9.37 | 15,423,596.43 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(1)(2)(3) |
11/3/2020 | S | 45,000 | D | $ | 9.37 | 15,378,596.43 | I(4) | See Footnote(4) | |||||||||||||
Common Stock(3)(5) |
2/10/2021 | D(5) | 15,378,121 | D | $ | 9.50 | 0(5) | I(4)(5) | See Footnote(5) |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These transactions in the Common Stock of Endurance International Group Holdings, Inc. (the Issuer) have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC (Goldman Sachs) acting as agent on behalf of international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business. |
Exhibit 99.1
(2) | Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b), the amount of profit potentially recoverable by the Issuer from the reported transactions will be remitted to the Issuer. |
(3) | The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. (GS Group). By virtue of Goldman Sachss right to appoint a director to the board of directors of the Issuer, the Reporting Person is also a director of Issuer by deputization. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. |
(4) | Goldman Sachs and GS Group may be deemed to beneficially own indirectly shares of Common Stock by reason of direct beneficial ownership of such shares by certain by certain investment entities of which Goldman Sachs is the investment manager and affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing general partner, managing partner, managing member or member. |
(5) | On February 10, 2021, the Agreement and Plan of Merger (the Merger Agreement) among the Issuer Razorback Technology Intermediate Holdings, Inc., a Delaware corporation (the Parent), and Razorback Technology, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent was consummated. Upon consummation of the Merger Agreement, Parent acquired all outstanding shares of Common Stock of the Issuer at a price of $9.50 per share. This disposition was pre-approved by the Issuers board of directors pursuant to Rule 16b-3(e). |
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- Elastos Releases Inaugural BIT Index to Track Awareness, Knowledge and Use of Bitcoin around the Globe
- Kudos Launches AI-Powered Recognition Assistant to Streamline Employee Recognition
- AI Eye Podcast - Interview with Alset Capital; the New Kid on the Block Making Headlines on the Global AI Stage
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!