Form 4 AMERICAN NATIONAL BANKSH For: Jan 18 Filed by: Settle John H Jr Jan 24, 2022 03:04PM http://archive.fast-edgar.com/20220124/AOBZF22CI22272Z2222722ZT58AHZ2225S42 Filed on: January 24, 2022
Form 5 ADAMS DIVERSIFIED EQUITY For: Dec 31 Filed by: Kloppenburg Lauriann C Jan 24, 2022 03:04PM http://archive.fast-edgar.com/20220124/A422T2224222R222222C22O239GBP2222242 Filed on: January 24, 2022
Form 4 Tortoise Midstream Energ For: Jan 21 Filed by: BIRZER H KEVIN Jan 24, 2022 03:04PM http://archive.fast-edgar.com/20220124/AVZ2N22CZ222QJZ222262ZZZ45OQDZT8H242 Filed on: January 24, 2022
Form 487 FT 9857 Jan 24, 2022 03:03PM

 

Registration No. 333-261297

1940 Act No. 811-05903

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Amendment No. 1 to Form S-6

 

FOR REGISTRATION UNDER THE SECURITIES ACT OF 1933 OF SECURITIES OF UNIT INVESTMENT TRUSTS REGISTERED ON FORM N-8B-2

 

A.       Exact name of trust:

 

FT 9857

 

B.       Name of depositor:

 

FIRST TRUST PORTFOLIOS L.P.

 

C.       Complete address of depositor's principal executive offices:

 

120 East... (continue reading...)


Form D Sika Health, Inc. Jan 24, 2022 03:03PM .FormData { color: blue; background-color: white; font-size: 12px; font-family: Times, serif; } .FormDataR { color: blue; background-color: white; font-size: 12px; font-family: Times, serif; text-align: right; } .SmallFormData { color: blue; background-color: white; font-size: 10px; font-family: Times, serif; } .FootnoteData { color:... (continue reading...)

More SEC Filings

View Older Stories

Jan 24, 2022 03:03PM Form 13F-HR Hixon Zuercher, LLC For: Dec 31
Jan 24, 2022 03:03PM Form FWP CITIGROUP INC Filed by: CITIGROUP INC
Jan 24, 2022 03:02PM Form 8-K EVOLVING SYSTEMS INC For: Jan 21
Jan 24, 2022 03:02PM Form 424B2 GOLDMAN SACHS GROUP INC
Jan 24, 2022 03:02PM Form 424B2 MORGAN STANLEY
Jan 24, 2022 03:01PM Form 4 TORTOISE ENERGY INFRASTR For: Jan 21 Filed by: BIRZER H KEVIN
Jan 24, 2022 03:01PM Form D AMC Opportunity Fund 2,
Jan 24, 2022 03:01PM Form 13F-HR Falcon Wealth Planning For: Dec 31
Jan 24, 2022 03:01PM Form 4/A ADTRAN INC For: Dec 31 Filed by: Jacqueline Hourigan Rice
Jan 24, 2022 03:01PM Form D/A Scale Incubations I a
Jan 24, 2022 03:01PM Form 8-K Enochian Biosciences For: Jan 24
Jan 24, 2022 03:00PM Form 13F-HR STEPH & CO For: Dec 31
Jan 24, 2022 02:59PM Form 13F-HR Connecticut Wealth Manag For: Dec 31
Jan 24, 2022 02:59PM Form D WFS Home Care Enterprise
Jan 24, 2022 02:59PM Form 8-K Invesco Real Estate Inco For: Jan 18
Jan 24, 2022 02:58PM Form C/A AWOL OUTDOORS, INC.
Jan 24, 2022 02:57PM Form D MIMG CCIX Fleming Court,
Jan 24, 2022 02:57PM Form 4 ECOFIN SUSTAINABLE & For: Jan 21 Filed by: BIRZER H KEVIN
Jan 24, 2022 02:57PM Form D Cycle Labs, Inc.
Jan 24, 2022 02:56PM Form 424B2 JPMORGAN CHASE & CO
Jan 24, 2022 02:56PM Form 24F-2NT GUGGENHEIM DEFINED PORTF For: Dec 31
Jan 24, 2022 02:56PM Form 424B2 CITIGROUP INC
Jan 24, 2022 02:56PM Form NPORT-P Smead Funds Trust For: Nov 30
Jan 24, 2022 02:55PM Form 424B2 JPMORGAN CHASE & CO
Jan 24, 2022 02:55PM Form FWP Citigroup Global Markets Filed by: Citigroup Global Markets Holdings Inc.
Jan 24, 2022 02:55PM Form D TearSolutions, Inc.
Jan 24, 2022 02:55PM Form 5 ADAMS DIVERSIFIED EQUITY For: Dec 31 Filed by: JAMMET MARY CHRIS
Jan 24, 2022 02:55PM Form 8-K GREENE COUNTY BANCORP For: Jan 24
Jan 24, 2022 02:54PM Form 424B2 CITIGROUP INC
Jan 24, 2022 02:54PM Form 424B2 JPMORGAN CHASE & CO
Jan 24, 2022 02:54PM Form FWP CITIGROUP INC Filed by: CITIGROUP INC
Jan 24, 2022 02:53PM Form 424B2 JPMORGAN CHASE & CO
Jan 24, 2022 02:53PM Form NPORT-P OCM MUTUAL FUND For: Nov 30
Jan 24, 2022 02:53PM Form D Peak53 Structured Opport
Jan 24, 2022 02:53PM Form 4 ECOFIN SUSTAINABLE & For: Jan 21 Filed by: BERNEY RAND C
Jan 24, 2022 02:52PM Form 424B2 MORGAN STANLEY
Jan 24, 2022 02:51PM Form 24F-2NT GUGGENHEIM DEFINED PORTF For: Dec 31
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:51PM Form 497K EQ ADVISORS TRUST
Jan 24, 2022 02:50PM Form 497K EQ ADVISORS TRUST
View Older Stories