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Form 4 AEMETIS, INC For: Apr 19 Filed by: FOSTER ANDREW B

April 21, 2021 6:20 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
FOSTER ANDREW B

(Last) (First) (Middle)
20400 STEVENS CREK BLVD, SUITE 700

(Street)
CUPERTINO CA 95014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AEMETIS, INC [ AMTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
04/19/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $ 2.54 04/19/2021   D     68,000 08/19/2016 (1) 05/21/2026 Common stock and Series B Preferred 78,500 $ 18.6479 32,000 D  
Option (right to buy) $ 1.72 04/19/2021   D     90,942 04/19/2017 01/19/2027 Common stock and Series B Preferred 100,000 $ 18.6479 (2) (3) 9,058 D  
Option (right to buy) $ 0.92 04/19/2021   D     33,304 09/06/2019 06/05/2029 Common stock and Series B Preferred 35,000 $ 18.6479 (4) 26,696 D  
Option (right to buy) $ 0.86 04/19/2021   D     39,779 04/09/2020 01/09/2030 Common stock and Series B Preferred 41,666 $ 18.6479 (5) 60,221 D  
Option (right to buy) $ 2.59 04/19/2021   D     4,138 03/10/2016 12/10/2025 Common stock and Series B Preferred 20,000 $ 18.6479 (6) 13,134 D  
Option (right to buy) $ 2.59 04/20/2021   D     10,000 03/10/2016 12/10/2025 Common stock and Series B Preferred 13,134 $ 17.7075 (6) 3,134 D  
Explanation of Responses:
1. 1/12th of the Option Shares vest every three(3)months from the date of the grant.
2. The 1-19-2017 option grant was exercised and sold through 10b5-1 plan.
3. The 1-19-2017 option grant was exercised and sold through 10b5-1 plan sold as below
4. The 6-06-2019 option grant was exercised and sold through 10b5-1 plan.
5. The 1-9-2020 option grant was exercised and sold through 10b5-1 plan.
6. The shares were exercised from warrant grant 12/10/2015 and sold through executing the 10b5-1 plan.
/s/Todd Waltz attorney-infact 04/21/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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