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Form 3 NLIGHT, INC. For: Apr 25 Filed by: LINK RAYMOND A

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April 25, 2018 9:21 PM EDT
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
LINK RAYMOND A
(Last) (First) (Middle)
5408 NORTHEAST 88TH STREET
BUILDING E
(Street)
VANCOUVER WA 98665
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/25/2018 		3. Issuer Name and Ticker or Trading Symbol
NLIGHT, INC. [ LASR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 46,889
D
 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to buy)   (2) 04/18/2025 Common Stock 9,450 0.75 D  
Stock Option (Right to buy)   (3) 09/13/2026 Common Stock 11,250 1.1 D  
Stock Option (Right to buy)   (4) 05/26/2027 Common Stock 10,000 1.45 D  
Restricted Stock Units   (5)   (1) Common Stock 2,500 (1) D  
Explanation of Responses:
1. Each share has no expiration date and no conversion or exercise price.
2. One-twentieth of the shares subject to the option vest in quarterly installments, subject to continued service through each vesting date. In the event of a change of control, as defined in the Issuer's 2001 Stock Option Plan (the "2001 Plan"), 100% of the then-outstanding shares subject to the option will become vested.
3. One-twentieth of the shares subject to the option vest in quarterly installments, subject to continued service through each vesting date. In the event of a change of control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested.
4. One-fifth of the shares subject to the option will vest on June 1, 2018, and one-twentieth of the shares subject to the option will vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change of control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested.
5. All restricted stock units will vest on the earlier of (i) April 25, 2019 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders, in each case, subject to the non-employee director continuing to be a service provider through the applicable vesting date.
/s/ Kerry Hill, as attorney-in-fact 04/25/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Exhibit24.1

 

POWER OF ATTORNEY

 

The undersigned, as a Section 16 reporting person of nLIGHT, Inc. (the “Company”), hereby constitutes and appoints each of Kerry Hill and Ran Bareket as the undersigned’s true and lawful attorney-in-fact to:

 

1.              Complete and execute Forms ID, 3,4, 5 and 144 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and

 

2.              Do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.

 

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms ID, 3, 4, 5 and 144 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of April 12, 2018.

 

 

Signature:

/s/ Raymond Link

 

Name:

Raymond Link

 


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