Form 3 Morningstar, Inc. For: Jul 24
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| FORM
3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act
of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person
*
| MORNINGSTAR, INC. |
| 22 WEST WASHINGTON STREET |
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
07/24/2017
|
3. Issuer Name
and
Ticker or Trading Symbol
Morningstar, Inc.
[
MORN
]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chief Financial Officer |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
Heidi Miller, by power of attorney |
07/24/2017 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the
undersigned hereby constitutes and appoints
each of Kunal Kapoor, Heidi Miller,
Patrick J. Maloney, Peter Olson,
and Tanya Igess, signing singly, the
undersigneds true and lawful attorney-in-fact
to:
1. Execute for and on behalf of the
undersigned, in the undersigneds capacity
as an officer and/or director of
Morningstar, Inc. (Morningstar), Forms 3, 4
and 5 in accordance with Section 16(a) of
the Securities Exchange Act of 1934 and the
rules and regulations promulgated
thereunder;
2. Do and perform any and all acts for
and on behalf of the undersigned which may
be necessary or desirable to complete and
execute any such Form 3, 4 or 5, complete
and execute any amendment or amendments
thereto and timely file such form with the
United States Securities and Exchange
Commission and any national quotation
system, national securities exchange, stock
exchange or similar authority; and
3. Take any other action of any type
whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-
fact, may be of benefit to, in the best
interest of or legally required by the
undersigned, it being understood that the
documents executed by such attorney-in-fact
on behalf of the undersigned pursuant to
this Power of Attorney shall be in such
form and shall contain such terms and
conditions as such attorney-in-fact may
approve in such attorney-in-facts
discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority
to do and perform any and every act and
thing whatsoever requisite, necessary or
proper to be done in the exercise of any of
the rights and powers herein granted, as
fully to all intents and purposes as the
undersigned might or could do if personally
present, with full power of substitution or
revocation, hereby ratifying and confirming
all that such attorney-in-fact, or such
attorney-in-fact substitute or
substitutes, shall lawfully do or cause to
be done by virtue of this Power of Attorney
and the rights and powers herein granted.
The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in
such capacity at the request of the
undersigned, are not assuming, nor is
Morningstar assuming, any of the
undersigneds responsibilities to comply
with Section 16 of the Securities Exchange
Act of 1934.
This Power of Attorney shall remain in full
force and effect until the undersigned is
no longer required to file Forms 3, 4 and 5
with respect to the undersigneds holdings
of and transactions in securities issued by
Morningstar, unless earlier revoked by the
undersigned in a signed writing delivered
to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has
caused this Power of Attorney to be executed
as of this 24th day of July, 2017.
/s/ Jason Dubinsky
Signature
Jason Dubinsky
Print Name
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