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Form 3 Huntsman CORP For: Jul 01 Filed by: Lister Philip M.

July 6, 2021 4:18 PM EDT
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Lister Philip M.

(Last) (First) (Middle)
10003 WOODLOCH FOREST DRIVE

(Street)
THE WOODLANDS TX 77380

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2021
3. Issuer Name and Ticker or Trading Symbol
Huntsman CORP [ HUN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Exec VP & CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 17,321
D
 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy)   (1) 02/01/2027 Common Stock 6,305 21.01 D  
Option (Right to Buy)   (2) 02/07/2028 Common Stock 6,502 32.77 D  
Option (Right to Buy)   (3) 02/06/2029 Common Stock 10,787 22.66 D  
Option (Right to Buy)   (4) 02/13/2030 Common Stock 15,115 21.54 D  
Option (Right to Buy)   (5) 02/17/2031 Common Stock 12,631 28.58 D  
Explanation of Responses:
1. This option became exercisable in three equal annual installments on February 1, 2018, 2019 and 2020.
2. This option became exercisable in three equal annual installments on February 7, 2019, 2020 and 2021.
3. This option became exercisable as to 3,595 shares on February 6, 2020, 3,596 shares on February 6, 2021 and becomes exercisable as to the remaining 3,596 shares on February 6, 2022.
4. This option became exercisable as to 5,038 shares on February 13, 2021 and becomes exercisable as to an additional 5,038 shares on February 13, 2022 and the remaining 5,039 shares on February 13, 2023.
5. This option becomes exercisable in three equal annual installments beginning on February 17, 2022.
/s/ Fan (Frank) Wu 07/06/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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