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Form 3 AMERIPRISE FINANCIAL For: Sep 01 Filed by: Smyth Gerard P.

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September 4, 2020 4:40 PM EDT
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Smyth Gerard P.
(Last) (First) (Middle)
1098 AMERIPRISE FINANCIAL CENTER
(Street)
MINNEAPOLIS MN 55474
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2020 		3. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Technology and CIO
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,461
D
 
Common Stock 217.04 (1)
I
By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock   (2)   (2) Common Stock 478.1135 (3) D  
Employee Stock Option (right to buy)   (4) 02/07/2024 Common Stock 2,936 107.61 D  
Employee Stock Option (right to buy)   (4) 02/02/2025 Common Stock 3,582 128.76 D  
Employee Stock Option (right to buy)   (4) 02/01/2026 Common Stock 3,923 87.79 D  
Employee Stock Option (right to buy)   (4) 02/06/2027 Common Stock 3,812 123.37 D  
Employee Stock Option (right to buy)   (5) 01/26/2028 Common Stock 3,199 179.84 D  
Employee Stock Option (right to buy)   (6) 02/01/2029 Common Stock 5,433 126.89 D  
Employee Stock Option (right to buy)   (7) 01/31/2030 Common Stock 2,221 165.41 D  
Explanation of Responses:
1. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of September 1, 2020. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
2. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
3. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
4. Fully vested.
5. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018.
6. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019.
7. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020.
/s/ Thomas R. Moore for Gerard P. Smyth 09/04/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and
appoints each of Karen Wilson Thissen, Thomas R. Moore,James DeBuse,
Susan M. Beltz, and Mary St. Marie, signing singly, the
undersigned's true and lawful attorney-in-fact to:
(1)	execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer of Ameriprise Financial,
Inc. (the "Company"), Forms 3, 4, and 5 in accordance with
Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder, and any other forms or reports, including
amended reports, the undersigned may be required to file with
the United States Securities and Exchange Commission ("SEC") in
connection with the undersigned's ownership, acquisition, or
disposition of securities of the Company, including Form 144;
(2)	do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and
execute any such Form 3, 4, or 5, or other form or report,
including the completion, execution and filing of Form ID,
including amendments thereto, and any other documents necessary
or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports
required by Section 16(a) of the Securities Exchange Act of 1934
or any rule or regulation of the SEC and timely file such form
or report with the SEC and any stock exchange or similar
authority; and
(3)	take any other action of any type whatsoever
in connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of,
or legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney
shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming, nor is the Company assuming, any of
the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934.

This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to
the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 31st day of August 2020.

/s/ Gerard P. Smyth

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