Form 3 AMERICAN EQUITY INVESTME For: Aug 01 Filed by: Volpe Nicholas P.
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| FORM
3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act
of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
08/01/2022
|
3. Issuer Name
and
Ticker or Trading Symbol
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
[
AEL
]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chief Technology Officer |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
| Exhibit list: Exhibit 24 - Power of Attorney |
|
/s/ Mark A. Schuman, authorized signer |
08/03/2022 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
WHEREAS, the undersigned officer of American Equity Investment Life Holding
Company, an Iowa corporation, hereby constitutes and appoints Phyllis J. Zanghi, Mark
A. Schuman and/or Anant Bhalla, his true and lawful attorney and agent, with full power
of substitution and resubstitution, in the name of and on behalf of the undersigned, to do
any and all acts and things that execute any and all reports of stock ownership on Form 3,
Form 4 and/or Form 5, and all such related instruments which such attorneys and agents
may deem necessary or advisable to enable American Equity Investment Life Holding
Company to comply with the Securities Exchange Act of 1934, as amended, and any
rules and regulations and requirements of the Securities and Exchange Commission in
respect thereof, in connection with reports to be filed by certain beneficial owners of
securities under Section 16 of the Securities Exchange Act of 1934, including
specifically, but without limiting the generality of the foregoing, the power and authority
to sign the name of the undersigned in his capacity as an officer of American Equity
Investment Life Holding Company to one or more Forms 3, 4 or 5 to be filed with the
Securities and Exchange Commission with respect thereto, any and all amendments,
including post-effective amendments, to such Forms and to any and all instruments and
documents filed as part of or in connection with such Forms or amendments thereto;
hereby ratifying and confirming all that such agent and attorney has done, shall do or
cause to be done by virtue hereof.
IN WITNESS WHEREOF, I have hereunto set my hand this 26th day of July, 2022.
/s/ Nicholas P. Volpe
_______________________
Nicholas P. Volpe
City/County of Nassau
State of New York
The foregoing instrument was acknowledged before me this 26th day of July, 2022
by Nicholas P. Volpe.
/s/ Michael S. Flynn
__________________________
Signature of Notary Public
Notary Registration No: 02FL6270209
My commission expires: 10/15/24
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