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Form 13F-HR QVT Financial LP For: Mar 31

May 16, 2022 3:02 PM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: QVT Financial LP
Address: 888 Seventh Avenue
27th Floor
New York , NY10106
Form 13F File Number: 028-11172

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Meg Eisner
Title: Authorized Signatory
Phone: (212) 705-8888
Signature, Place, and Date of Signing:
/s/ Meg Eisner New York , NY 05-16-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 68
Form 13F Information Table Value Total: 2,304,764
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
51JOB INC SPONSORED ADS 316827104 17,433 297,752 SH DFND 297,752 0 0
ACADIA PHARMACEUTICALS INC COM 004225108 475 19,613 SH DFND 19,613 0 0
ACM RESH INC COM CL A 00108J109 1,451 70,119 SH DFND 70,119 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,047 9,626 SH DFND 9,626 0 0
ALLOT LTD SHS M0854Q105 8,933 1,102,863 SH DFND 0 1,102,863 0
ANTERIX INC COM 03676C100 25,862 446,666 SH DFND 446,666 0 0
APPHARVEST INC *W EXP 01/30/202 03783T111 444 500,000 SH DFND 500,000 0 0
ARGENX SE SPONSORED ADR 04016X101 10,247 32,498 SH DFND 32,498 0 0
BAIDU INC SPON ADR REP A 056752108 688 5,200 SH DFND 5,200 0 0
BAOZUN INC NOTE 1.625% 5/0 06684LAB9 8,028 8,000,000 PRN DFND 8,000,000 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16,921 47,946 SH DFND 47,946 0 0
BEST INC NOTE 1.750%10/0 08653CAB2 18,938 24,198,000 PRN DFND 24,198,000 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 341 4,429 SH DFND 4,429 0 0
CAL MAINE FOODS INC COM NEW 128030202 2,961 53,613 SH DFND 53,613 0 0
CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 26,244 12,500,000 PRN DFND 12,500,000 0 0
CLOVIS ONCOLOGY INC COM 189464100 1,020 505,000 SH DFND 505,000 0 0
CLOVIS ONCOLOGY INC NOTE 4.500% 8/0 189464AE0 14,130 20,000,000 PRN DFND 20,000,000 0 0
CLOVIS ONCOLOGY INC COM 189464100 1,020 505,000 SH Put DFND 505,000 0 0
CLOVIS ONCOLOGY INC COM 189464100 1,010 500,000 SH Call DFND 500,000 0 0
DHT HOLDINGS INC SHS NEW Y2065G121 3,113 536,650 SH DFND 536,650 0 0
EAGLE BULK SHIPPING INC NOTE 5.000% 8/0 269442AB5 9,621 4,850,000 PRN DFND 4,850,000 0 0
EURONAV NV SHS B38564108 9,961 942,381 SH DFND 942,381 0 0
FISKER INC CL A COM STK 33813J106 5,160 400,000 SH DFND 400,000 0 0
FISKER INC CL A COM STK 33813J106 5,160 400,000 SH Put DFND 400,000 0 0
FRANCHISE GROUP INC COM 35180X105 5,391 130,120 SH DFND 130,120 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 695 17,700 SH DFND 17,700 0 0
GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 12,677 11,500,000 PRN DFND 11,500,000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 15,828 47,949 SH DFND 47,949 0 0
GRAY TELEVISION INC COM 389375106 6,432 291,452 SH DFND 291,452 0 0
HOME DEPOT INC COM 437076102 8,928 29,826 SH DFND 29,826 0 0
HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 4,812 4,780,000 PRN DFND 4,780,000 0 0
ILLUMINA INC COM 452327109 18,955 54,250 SH DFND 54,250 0 0
IMMUNOGEN INC COM 45253H101 6,549 1,375,900 SH DFND 1,375,900 0 0
INSTIL BIO INC COM 45783C101 1,060 98,644 SH DFND 98,644 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 11,298 678,564 SH DFND 678,564 0 0
IQIYI INC NOTE 2.000% 4/0 46267XAD0 2,385 3,000,000 PRN DFND 3,000,000 0 0
JD.COM INC SPON ADR CL A 47215P106 3,735 64,548 SH DFND 64,548 0 0
JOYY INC NOTE 0.750% 6/1 98426TAD8 890 1,000,000 PRN DFND 1,000,000 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 6,194 242,800 SH DFND 242,800 0 0
LIBERTY LATIN AMERICA LTD COM CL C G9001E128 13,904 1,449,886 SH DFND 1,449,886 0 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 13,173 490,981 SH DFND 490,981 0 0
MAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 56087FAB0 6,455 6,500,000 PRN DFND 6,500,000 0 0
MERSANA THERAPEUTICS INC COM 59045L106 250 62,657 SH DFND 62,657 0 0
META PLATFORMS INC CL A 30303M102 4,673 21,017 SH DFND 21,017 0 0
MICROSTRATEGY INC CL A NEW 594972408 2,196 4,515 SH DFND 4,515 0 0
MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 25,948 18,500,000 PRN DFND 18,500,000 0 0
MICROSTRATEGY INC CL A NEW 594972408 22,663 46,600 SH Put DFND 46,600 0 0
MP MATERIALS CORP COM CL A 553368101 973,280 16,973,834 SH DFND 16,973,834 0 0
NELNET INC CL A 64031N108 18,244 214,665 SH DFND 214,665 0 0
NEW YORK TIMES CO CL A 650111107 14,529 316,947 SH DFND 316,947 0 0
NEXSTAR MEDIA GROUP INC CL A 65336K103 31,238 165,735 SH DFND 165,735 0 0
NIO INC NOTE 4.500% 2/0 62914VAB2 45,592 20,000,000 PRN DFND 20,000,000 0 0
NOBLE CORP NEW SHS G6610J209 6,484 185,000 SH DFND 185,000 0 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 35,199 15,000,000 PRN DFND 15,000,000 0 0
PARAMOUNT GLOBAL CLASS B COM 92556H206 13,353 353,165 SH DFND 353,165 0 0
QUDIAN INC NOTE 1.000% 7/0 747798AB2 10,861 11,670,000 PRN DFND 11,670,000 0 0
RH NOTE 6/1 74967XAA1 28,720 16,948,000 PRN DFND 16,948,000 0 0
ROIVANT SCIENCES LTD SHS G76279101 639,205 129,393,817 SH DFND 129,393,817 0 0
SAREPTA THERAPEUTICS INC COM 803607100 244 3,117 SH DFND 3,117 0 0
SEA LTD NOTE 0.250% 9/1 81141RAG5 12,017 15,000,000 PRN DFND 15,000,000 0 0
SNOWFLAKE INC CL A 833445109 2,479 10,820 SH DFND 10,820 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 7,226 16,000 SH DFND 16,000 0 0
SPRING VY ACQUISITION CORP *W EXP 05/20/202 G8377A124 588 300,000 SH DFND 300,000 0 0
STRIDE INC NOTE 1.125% 9/0 86333MAA6 8,065 8,000,000 PRN DFND 8,000,000 0 0
TEEKAY TANKERS LTD CL A Y8565N300 2,542 183,700 SH DFND 183,700 0 0
TRIP COM GROUP LTD ADS 89677Q107 2,328 100,705 SH DFND 100,705 0 0
VERTEX ENERGY INC COM 92534K107 3,549 357,000 SH Put DFND 357,000 0 0
WORKDAY INC NOTE 0.250%10/0 98138HAF8 63,722 39,000,000 PRN DFND 39,000,000 0 0


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