Form 13F-HR NatWest Group plc For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
03-31-2021 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
NatWest Group plc |
| Address: |
GOGARBURN |
|
PO BOX 1000 |
|
|
|
EDINBURGH, SCOTLAND
,
X0EH12 1HQ
|
| Form 13F File Number: |
028-05855 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Jan Cargill |
| Title: |
Chief Governance Officer and Company Secretary |
| Phone: |
0044 131 626 3860 |
| Signature, Place, and Date of Signing: |
| Jan Cargill, Edinburgh, UK, 04-15-2021 |
Edinburgh
,
X0
|
04-15-2021 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
69 |
|
Form 13F Information Table Value Total: |
207,230 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-04889 |
Coutts & Company |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
4 |
028-04889 |
Coutts & Company |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ACTIVISION BLIZZARD INC |
COM |
00507V109 |
3,959 |
42,569 |
SH |
|
DFND |
|
42,569 |
0 |
0 |
| AMERICAN EXPRESS COMPANY |
COM |
025816109 |
1,033 |
7,304 |
SH |
|
DFND |
|
7,304 |
0 |
0 |
| VANGUARD SPECIALIZED FUNDS |
REAL ESTATE ETF |
922908553 |
241 |
2,627 |
SH |
|
DFND |
4 |
2,627 |
0 |
0 |
| VANGUARD WORLD FUND |
FINANCIALS ETF |
92204A405 |
77 |
912 |
SH |
|
DFND |
|
912 |
0 |
0 |
| VANGUARD WORLD FUND |
FINANCIALS ETF |
92204A405 |
328 |
3,882 |
SH |
|
DFND |
4 |
3,882 |
0 |
0 |
| VANGUARD WORLD FUND |
HEALTH CAR ETF |
92204A504 |
343 |
1,500 |
SH |
|
DFND |
4 |
1,500 |
0 |
0 |
| WALGREENS BOOTS ALLIANCE INC |
COM |
931427108 |
500 |
9,100 |
SH |
|
DFND |
|
8,850 |
250 |
0 |
| WALT DISNEY CO (THE) |
COM |
254687106 |
4,713 |
25,543 |
SH |
|
DFND |
|
25,543 |
0 |
0 |
| WASTE MANAGEMENT INC |
COM |
94106L109 |
1,191 |
9,232 |
SH |
|
DFND |
|
9,232 |
0 |
0 |
| WASTE MANAGEMENT INC |
COM |
94106L109 |
5,112 |
39,623 |
SH |
|
DFND |
4 |
39,623 |
0 |
0 |
| XCEL ENERGY INC |
COM |
98389B100 |
559 |
8,398 |
SH |
|
DFND |
|
8,398 |
0 |
0 |
| XCEL ENERGY INC |
COM |
98389B100 |
782 |
11,764 |
SH |
|
DFND |
4 |
11,764 |
0 |
0 |
| AMERICAN EXPRESS COMPANY |
COM |
025816109 |
4,988 |
35,266 |
SH |
|
DFND |
4 |
35,266 |
0 |
0 |
| ZIMMER BIOMET HOLDINGS INC |
COM |
98956P102 |
484 |
3,025 |
SH |
|
DFND |
4 |
3,025 |
0 |
0 |
| AMGEN INC |
COM |
031162100 |
930 |
3,737 |
SH |
|
DFND |
|
3,737 |
0 |
0 |
| AMGEN INC |
COM |
031162100 |
485 |
1,949 |
SH |
|
DFND |
4 |
1,949 |
0 |
0 |
| APPLE INC |
COM |
037833100 |
2,652 |
21,708 |
SH |
|
DFND |
|
21,708 |
0 |
0 |
| APPLE INC |
COM |
037833100 |
5,889 |
48,211 |
SH |
|
DFND |
4 |
48,211 |
0 |
0 |
| BOEING COMPANY (THE) |
COM |
097023105 |
255 |
1,000 |
SH |
|
DFND |
4 |
1,000 |
0 |
0 |
| CHUBB LTD (SWITZERLAND) |
COM |
H1467J104 |
324 |
2,050 |
SH |
|
DFND |
4 |
2,050 |
0 |
0 |
| CINTAS CORP |
COM |
172908105 |
1,726 |
5,058 |
SH |
|
DFND |
|
5,058 |
0 |
0 |
| CINTAS CORP |
COM |
172908105 |
5,800 |
16,994 |
SH |
|
DFND |
4 |
16,994 |
0 |
0 |
| ACTIVISION BLIZZARD INC |
COM |
00507V109 |
1,338 |
14,385 |
SH |
|
DFND |
4 |
14,385 |
0 |
0 |
| CISCO SYSTEMS INC |
COM |
17275R102 |
1,152 |
22,270 |
SH |
|
DFND |
|
22,270 |
0 |
0 |
| CISCO SYSTEMS INC |
COM |
17275R102 |
1,718 |
33,226 |
SH |
|
DFND |
4 |
33,226 |
0 |
0 |
| CME GROUP INC |
COM |
12572Q105 |
18,495 |
90,559 |
SH |
|
DFND |
|
90,559 |
0 |
0 |
| COLGATE-PALMOLIVE CO |
COM |
194162103 |
139 |
1,760 |
SH |
|
DFND |
|
1,760 |
0 |
0 |
| COLGATE-PALMOLIVE CO |
COM |
194162103 |
95 |
1,200 |
SH |
|
DFND |
4 |
1,200 |
0 |
0 |
| COMCAST CORPORATION |
CL A |
20030N101 |
449 |
8,290 |
SH |
|
DFND |
4 |
8,290 |
0 |
0 |
| CONOCOPHILLIPS |
COM |
20825C104 |
214 |
4,031 |
SH |
|
DFND |
|
3,441 |
590 |
0 |
| CONOCOPHILLIPS |
COM |
20825C104 |
193 |
3,637 |
SH |
|
DFND |
4 |
3,637 |
0 |
0 |
| COSTCO WHOLESALE CORPORATION |
COM |
22160K105 |
1,211 |
3,435 |
SH |
|
DFND |
|
3,435 |
0 |
0 |
| COSTCO WHOLESALE CORPORATION |
COM |
22160K105 |
3,592 |
10,191 |
SH |
|
DFND |
4 |
10,191 |
0 |
0 |
| AIR PRODUCTS AND CHEMICALS INC |
COM |
009158106 |
1,287 |
4,575 |
SH |
|
DFND |
|
4,575 |
0 |
0 |
| CUMMINS INC |
COM |
231021106 |
916 |
3,537 |
SH |
|
DFND |
|
3,537 |
0 |
0 |
| CUMMINS INC |
COM |
231021106 |
1,243 |
4,797 |
SH |
|
DFND |
4 |
4,797 |
0 |
0 |
| DISCOVER FINANCIAL SERVICES INC |
COM |
254709108 |
5,172 |
54,446 |
SH |
|
DFND |
|
54,446 |
0 |
0 |
| EBAY INC |
COM |
278642103 |
1,051 |
17,170 |
SH |
|
DFND |
|
17,170 |
0 |
0 |
| EBAY INC |
COM |
278642103 |
3,692 |
60,290 |
SH |
|
DFND |
4 |
60,290 |
0 |
0 |
| ESTEE LAUDER COMPANIES INC (THE) |
CL A |
518439104 |
1,762 |
6,059 |
SH |
|
DFND |
|
6,059 |
0 |
0 |
| ESTEE LAUDER COMPANIES INC (THE) |
CL A |
518439104 |
1,612 |
5,544 |
SH |
|
DFND |
4 |
5,544 |
0 |
0 |
| F5 NETWORKS INC |
COM |
315616102 |
365 |
1,750 |
SH |
|
DFND |
4 |
1,750 |
0 |
0 |
| FEDEX CORP |
COM |
31428X106 |
284 |
1,000 |
SH |
|
DFND |
|
1,000 |
0 |
0 |
| FIDELITY NATIONAL INFORMATION SERVICES INC |
COM |
31620M106 |
7,388 |
52,541 |
SH |
|
DFND |
|
52,541 |
0 |
0 |
| AIR PRODUCTS AND CHEMICALS INC |
COM |
009158106 |
4,284 |
15,226 |
SH |
|
DFND |
4 |
15,226 |
0 |
0 |
| FRANCO-NEVADA CORPORATION |
COM |
351858105 |
251 |
2,000 |
SH |
|
DFND |
|
2,000 |
0 |
0 |
| GILEAD SCIENCES INC |
COM |
375558103 |
690 |
10,677 |
SH |
|
DFND |
|
10,677 |
0 |
0 |
| GILEAD SCIENCES INC |
COM |
375558103 |
1,477 |
22,846 |
SH |
|
DFND |
4 |
22,846 |
0 |
0 |
| HOME DEPOT INC (THE) |
COM |
437076102 |
1,297 |
4,250 |
SH |
|
DFND |
|
4,250 |
0 |
0 |
| ILLINOIS TOOL WORKS INC |
COM |
452308109 |
1,839 |
8,300 |
SH |
|
DFND |
|
8,300 |
0 |
0 |
| INTEL CORPORATION |
COM |
458140100 |
324 |
5,062 |
SH |
|
DFND |
|
3,942 |
1,120 |
0 |
| INTEL CORPORATION |
COM |
458140100 |
592 |
9,252 |
SH |
|
DFND |
4 |
9,252 |
0 |
0 |
| INTUIT INC |
COM |
461202103 |
809 |
2,111 |
SH |
|
DFND |
|
2,111 |
0 |
0 |
| INTUIT INC |
COM |
461202103 |
794 |
2,073 |
SH |
|
DFND |
4 |
2,073 |
0 |
0 |
| ISHARES INC |
MSCI EURZONE ETF |
464286608 |
414 |
8,906 |
SH |
|
DFND |
4 |
8,906 |
0 |
0 |
| ALPHABET INC |
CAP STK CL A |
02079K305 |
2,071 |
1,004 |
SH |
|
DFND |
|
1,004 |
0 |
0 |
| ISHARES TRUST |
CORE S&P500 ETF |
464287200 |
1,989 |
5,000 |
SH |
|
DFND |
|
5,000 |
0 |
0 |
| ISHARES TRUST |
CORE S&P500 ETF |
464287200 |
8,485 |
21,328 |
SH |
|
DFND |
4 |
21,328 |
0 |
0 |
| JACOBS ENGINEERING GROUP INC |
COM |
469814107 |
950 |
7,346 |
SH |
|
DFND |
|
7,346 |
0 |
0 |
| JOHNSON & JOHNSON |
COM |
478160104 |
1,701 |
10,350 |
SH |
|
DFND |
|
10,350 |
0 |
0 |
| JOHNSON & JOHNSON |
COM |
478160104 |
412 |
2,507 |
SH |
|
DFND |
4 |
2,507 |
0 |
0 |
| JOHNSON CONTROLS INTERNATIONAL PLC |
SHS |
G51502105 |
214 |
3,593 |
SH |
|
DFND |
4 |
3,593 |
0 |
0 |
| JP MORGAN CHASE & COMPANY |
COM |
46625H100 |
1,856 |
12,191 |
SH |
|
DFND |
|
12,191 |
0 |
0 |
| JP MORGAN CHASE & COMPANY |
COM |
46625H100 |
2,407 |
15,812 |
SH |
|
DFND |
4 |
15,812 |
0 |
0 |
| KANSAS CITY SOUTHERN |
COM NEW |
485170302 |
201 |
760 |
SH |
|
DFND |
4 |
760 |
0 |
0 |
| KLA CORPORATION |
COM NEW |
482480100 |
1,538 |
4,655 |
SH |
|
DFND |
|
4,655 |
0 |
0 |
| ALPHABET INC |
CAP STK CL A |
02079K305 |
3,583 |
1,737 |
SH |
|
DFND |
4 |
1,737 |
0 |
0 |
| KLA CORPORATION |
COM NEW |
482480100 |
5,219 |
15,795 |
SH |
|
DFND |
4 |
15,795 |
0 |
0 |
| KROGER COMPANY (THE) |
COM |
501044101 |
738 |
20,508 |
SH |
|
DFND |
|
20,508 |
0 |
0 |
| KROGER COMPANY (THE) |
COM |
501044101 |
1,727 |
47,990 |
SH |
|
DFND |
4 |
47,990 |
0 |
0 |
| LINDE PLC |
SHS |
G5494J103 |
103 |
368 |
SH |
|
DFND |
|
368 |
0 |
0 |
| LINDE PLC |
SHS |
G5494J103 |
294 |
1,048 |
SH |
|
DFND |
4 |
1,048 |
0 |
0 |
| MARSH & MCLENNAN COMPANIES INC |
COM |
571748102 |
784 |
6,440 |
SH |
|
DFND |
|
6,440 |
0 |
0 |
| MCDONALD'S CORP |
COM |
580135101 |
354 |
1,580 |
SH |
|
DFND |
4 |
1,580 |
0 |
0 |
| MCKESSON CORPORATION |
COM |
58155Q103 |
351 |
1,800 |
SH |
|
DFND |
|
1,800 |
0 |
0 |
| MCKESSON CORPORATION |
COM |
58155Q103 |
156 |
800 |
SH |
|
DFND |
4 |
800 |
0 |
0 |
| METTLER-TOLEDO INTERNATIONAL INC |
COM |
592688105 |
1,055 |
913 |
SH |
|
DFND |
|
913 |
0 |
0 |
| ALPHABET INC |
CAP STK CL C |
02079K107 |
569 |
275 |
SH |
|
DFND |
|
225 |
50 |
0 |
| METTLER-TOLEDO INTERNATIONAL INC |
COM |
592688105 |
1,395 |
1,207 |
SH |
|
DFND |
4 |
1,207 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
7,586 |
32,177 |
SH |
|
DFND |
|
32,177 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
10,169 |
43,131 |
SH |
|
DFND |
4 |
43,131 |
0 |
0 |
| MORGAN STANLEY |
COM NEW |
617446448 |
928 |
11,950 |
SH |
|
DFND |
|
11,950 |
0 |
0 |
| NASDAQ INC |
COM |
631103108 |
1,024 |
6,942 |
SH |
|
DFND |
|
6,942 |
0 |
0 |
| NASDAQ INC |
COM |
631103108 |
3,626 |
24,592 |
SH |
|
DFND |
4 |
24,592 |
0 |
0 |
| NIKE INC |
CL B |
654106103 |
1,344 |
10,114 |
SH |
|
DFND |
|
10,114 |
0 |
0 |
| NIKE INC |
CL B |
654106103 |
4,304 |
32,385 |
SH |
|
DFND |
4 |
32,385 |
0 |
0 |
| O'REILLY AUTOMOTIVE INC |
COM |
67103H107 |
1,055 |
2,079 |
SH |
|
DFND |
|
2,079 |
0 |
0 |
| O'REILLY AUTOMOTIVE INC |
COM |
67103H107 |
4,354 |
8,584 |
SH |
|
DFND |
4 |
8,584 |
0 |
0 |
| ALPHABET INC |
CAP STK CL C |
02079K107 |
401 |
194 |
SH |
|
DFND |
4 |
194 |
0 |
0 |
| PHILIP MORRIS INTERNATIONAL INC |
COM |
718172109 |
39 |
440 |
SH |
|
DFND |
|
0 |
440 |
0 |
| PHILIP MORRIS INTERNATIONAL INC |
COM |
718172109 |
195 |
2,200 |
SH |
|
DFND |
4 |
2,200 |
0 |
0 |
| ROSS STORES INC |
COM |
778296103 |
1,008 |
8,405 |
SH |
|
DFND |
|
8,405 |
0 |
0 |
| ROSS STORES INC |
COM |
778296103 |
3,187 |
26,576 |
SH |
|
DFND |
4 |
26,576 |
0 |
0 |
| SCHLUMBERGER LTD/NV |
COM |
806857108 |
867 |
31,891 |
SH |
|
DFND |
|
31,891 |
0 |
0 |
| SOUTHWEST AIRLINES CO |
COM |
844741108 |
531 |
8,703 |
SH |
|
DFND |
|
8,703 |
0 |
0 |
| SOUTHWEST AIRLINES CO |
COM |
844741108 |
414 |
6,787 |
SH |
|
DFND |
4 |
6,787 |
0 |
0 |
| SPOTIFY TECHNOLOGY SA |
SHS |
L8681T102 |
201 |
750 |
SH |
|
DFND |
4 |
750 |
0 |
0 |
| STRYKER CORP |
COM |
863667101 |
2,095 |
8,600 |
SH |
|
DFND |
|
8,600 |
0 |
0 |
| SYSCO CORP |
COM |
871829107 |
483 |
6,136 |
SH |
|
DFND |
|
5,205 |
931 |
0 |
| AMAZON.COM INC |
COM |
023135106 |
486 |
157 |
SH |
|
DFND |
4 |
157 |
0 |
0 |
| VANGUARD INDEX FUNDS |
S&P 500 ETF SHS |
922908363 |
4,816 |
13,221 |
SH |
|
DFND |
|
13,221 |
0 |
0 |
| VANGUARD INDEX FUNDS |
S&P 500 ETF SHS |
922908363 |
5,593 |
15,354 |
SH |
|
DFND |
4 |
15,354 |
0 |
0 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
FTSE EMR MKT ETF |
922042858 |
1,310 |
25,162 |
SH |
|
DFND |
|
25,162 |
0 |
0 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
FTSE EMR MKT ETF |
922042858 |
1,147 |
22,040 |
SH |
|
DFND |
4 |
22,040 |
0 |
0 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
FTSE EUROPE ETF |
922042874 |
1,102 |
17,490 |
SH |
|
DFND |
|
17,490 |
0 |
0 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
FTSE EUROPE ETF |
922042874 |
687 |
10,902 |
SH |
|
DFND |
4 |
10,902 |
0 |
0 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
FTSE PACIFIC ETF |
922042866 |
695 |
8,506 |
SH |
|
DFND |
|
8,506 |
0 |
0 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
FTSE PACIFIC ETF |
922042866 |
461 |
5,648 |
SH |
|
DFND |
4 |
5,648 |
0 |
0 |
| VANGUARD SCOTTSDALE FUNDS |
TOTAL WLD BD ETF |
92206C565 |
433 |
5,441 |
SH |
|
DFND |
|
5,441 |
0 |
0 |
| VANGUARD SPECIALIZED FUNDS |
REAL ESTATE ETF |
922908553 |
25 |
272 |
SH |
|
DFND |
|
272 |
0 |
0 |
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