COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
10X GENOMICS INC |
CL A COM |
88025U109 |
728 |
5,000 |
SH |
|
SOLE |
|
5,000 |
0 |
0 |
1ST CONSTITUTION BANCORP |
COM |
31986N102 |
1,409 |
59,534 |
SH |
|
SOLE |
|
59,534 |
0 |
0 |
7GC & CO HOLDINGS INC |
COM CL A |
81786A107 |
99 |
10,146 |
SH |
|
SOLE |
|
10,146 |
0 |
0 |
ABBVIE INC |
COM |
00287Y109 |
755 |
7,000 |
SH |
|
SOLE |
|
7,000 |
0 |
0 |
ABEONA THERAPEUTICS INC |
COM |
00289Y107 |
648 |
578,276 |
SH |
|
SOLE |
|
578,276 |
0 |
0 |
AERIE PHARMACEUTICALS INC |
COM |
00771V108 |
2,533 |
222,180 |
SH |
|
DFND |
|
222,180 |
0 |
0 |
AERIE PHARMACEUTICALS INC |
COM |
00771V108 |
999 |
87,598 |
SH |
|
SOLE |
|
87,598 |
0 |
0 |
ALTABANCORP |
COM |
021347109 |
10,621 |
240,518 |
SH |
|
SOLE |
|
240,518 |
0 |
0 |
ALTERYX INC |
COM CL A |
02156B103 |
406 |
5,550 |
SH |
|
SOLE |
|
5,550 |
0 |
0 |
ALTIMETER GROWTH CORP 2 |
COM CL A |
G0371B109 |
1,286 |
130,000 |
SH |
|
SOLE |
|
130,000 |
0 |
0 |
AMERANT BANCORP INC |
CL B |
023576200 |
651 |
28,076 |
SH |
|
SOLE |
|
28,076 |
0 |
0 |
AMERICAN AIRLS GROUP INC |
COM |
02376R102 |
791 |
38,549 |
SH |
|
SOLE |
|
38,549 |
0 |
0 |
AMRYT PHARMA PLC |
SPONSORED ADS |
03217L106 |
484 |
40,000 |
SH |
|
DFND |
|
40,000 |
0 |
0 |
ANTHEM INC |
COM |
036752103 |
528 |
1,415 |
SH |
|
SOLE |
|
1,415 |
0 |
0 |
ARGUS CAPITAL CORP |
UNIT 08/31/2028 |
04026L204 |
1,010 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
ARIES I ACQUISITION CORP |
*W EXP 03/18/202 |
G0542N123 |
8 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
ATHENE HOLDING LTD |
CL A |
G0684D107 |
9,316 |
135,273 |
SH |
|
SOLE |
|
135,273 |
0 |
0 |
ATLANTIC CAP BANCSHARES INC |
COM |
048269203 |
1,896 |
71,587 |
SH |
|
SOLE |
|
71,587 |
0 |
0 |
AVAYA HLDGS CORP |
COM |
05351X101 |
2,479 |
125,272 |
SH |
|
SOLE |
|
125,272 |
0 |
0 |
B RILEY PRINCIPAL 150 MERGER |
COM CL A |
05601V103 |
99 |
10,152 |
SH |
|
SOLE |
|
10,152 |
0 |
0 |
BANK COMM HLDGS |
COM |
06424J103 |
4,889 |
322,310 |
SH |
|
SOLE |
|
322,310 |
0 |
0 |
BANNER ACQUISITION CORP |
UNIT 09/07/2026 |
06654K200 |
518 |
52,078 |
SH |
|
SOLE |
|
52,078 |
0 |
0 |
BERKELEY LTS INC |
COM |
084310101 |
1,604 |
82,000 |
SH |
|
SOLE |
|
82,000 |
0 |
0 |
BIOTECH ACQUISITION COMPANY |
CL A SHS |
G1125A108 |
339 |
34,781 |
SH |
|
SOLE |
|
34,781 |
0 |
0 |
BLUEROCK RESIDENTIAL GWT REI |
COM CL A |
09627J102 |
247 |
19,400 |
SH |
|
DFND |
|
19,400 |
0 |
0 |
BONANZA CREEK ENERGY INC |
COM NEW |
097793400 |
602 |
12,559 |
SH |
|
SOLE |
|
12,559 |
0 |
0 |
BP PLC |
SPONSORED ADR |
055622104 |
342 |
12,500 |
SH |
Call |
SOLE |
|
12,500 |
0 |
0 |
BROOKDALE SR LIVING INC |
COM |
112463104 |
388 |
61,625 |
SH |
|
SOLE |
|
61,625 |
0 |
0 |
CAI INTERNATIONAL INC |
COM |
12477X106 |
9,361 |
167,424 |
SH |
|
SOLE |
|
167,424 |
0 |
0 |
CARNEY TECHNOLOGY ACQU CORP |
CL A COMMON STK |
143636108 |
705 |
72,109 |
SH |
|
SOLE |
|
72,109 |
0 |
0 |
CARNIVAL CORP |
UNIT 99/99/9999 |
143658300 |
438 |
17,500 |
SH |
Call |
SOLE |
|
17,500 |
0 |
0 |
CBRE ACQUISITION HLDGS INC |
COM CL A |
12510J106 |
453 |
45,628 |
SH |
|
SOLE |
|
45,628 |
0 |
0 |
CC NEUBERGER PRIN HLDGS II |
SHS CL A |
G3166T103 |
1,148 |
116,900 |
SH |
|
SOLE |
|
116,900 |
0 |
0 |
CC NEUBERGER PRINCIPAL HOLDN |
SHS CL A |
G1992N100 |
148 |
15,100 |
SH |
|
SOLE |
|
15,100 |
0 |
0 |
CENTENE CORP DEL |
COM |
15135B101 |
623 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
CENTRAL PUERTO S A |
SPONSORED ADR |
155038201 |
784 |
253,033 |
SH |
|
SOLE |
|
253,033 |
0 |
0 |
CENTRAL PUERTO S A |
SPONSORED ADR |
155038201 |
1,016 |
327,750 |
SH |
|
DFND |
|
327,750 |
0 |
0 |
CENTURY BANCORPORATION INC |
CL A NON VTG |
156432106 |
4,747 |
41,193 |
SH |
|
SOLE |
|
41,193 |
0 |
0 |
CF ACQUISITION CORP IV |
COM CL A |
12520T102 |
311 |
32,010 |
SH |
|
SOLE |
|
32,010 |
0 |
0 |
CF ACQUISITION CORP VI |
COM CL A |
12521J103 |
240 |
24,700 |
SH |
|
SOLE |
|
24,700 |
0 |
0 |
CHURCHILL CAPITAL CORP V |
COM CL A |
17144T107 |
686 |
70,100 |
SH |
|
SOLE |
|
70,100 |
0 |
0 |
CIMAREX ENERGY CO |
COM |
171798101 |
6,719 |
77,056 |
SH |
|
SOLE |
|
77,056 |
0 |
0 |
CIT GROUP INC |
COM NEW |
125581801 |
230 |
4,419 |
SH |
|
SOLE |
|
4,419 |
0 |
0 |
CITY OFFICE REIT INC |
COM |
178587101 |
1,263 |
70,700 |
SH |
|
SOLE |
|
70,700 |
0 |
0 |
CLASS ACCELERATION CORP |
COM |
18274B106 |
793 |
81,594 |
SH |
|
SOLE |
|
81,594 |
0 |
0 |
CLOUDERA INC |
COM |
18914U100 |
27,691 |
1,733,912 |
SH |
|
SOLE |
|
1,733,912 |
0 |
0 |
COHERUS BIOSCIENCES INC |
COM |
19249H103 |
595 |
37,000 |
SH |
|
SOLE |
|
37,000 |
0 |
0 |
COHN ROBBINS HOLDINGS CORP |
COM CL A |
G23726105 |
1,375 |
140,020 |
SH |
|
SOLE |
|
140,020 |
0 |
0 |
COLUMBIA PPTY TR INC |
COM NEW |
198287203 |
7,247 |
381,000 |
SH |
|
SOLE |
|
381,000 |
0 |
0 |
COMMUNITY BANKERS TR CORP |
COM |
203612106 |
178 |
15,614 |
SH |
|
SOLE |
|
15,614 |
0 |
0 |
COMPUTE HEALTH ACQUISITIN CO |
COM CL A |
204833107 |
147 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
CONDOR HOSPITALITY TR INC |
COM NEW |
20676Y403 |
109 |
15,616 |
SH |
|
DFND |
|
15,616 |
0 |
0 |
CONVEY HLDG PARENT INC |
COM |
21258C108 |
1,386 |
165,000 |
SH |
|
SOLE |
|
165,000 |
0 |
0 |
CONX CORP |
COM CL A |
212873103 |
588 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
CORNER GROWTH ACQUISITION CO |
CL A SHS |
G2425N105 |
1,009 |
103,335 |
SH |
|
SOLE |
|
103,335 |
0 |
0 |
CORNER GROWTH ACQUISITN CORP |
CLASS A ORD SHS |
G2426E104 |
2,169 |
219,996 |
SH |
|
SOLE |
|
219,996 |
0 |
0 |
CORNERSTONE ONDEMAND INC |
COM |
21925Y103 |
20,097 |
350,979 |
SH |
|
SOLE |
|
350,979 |
0 |
0 |
CORNERSTONE ONDEMAND INC |
COM |
21925Y103 |
1,517 |
26,500 |
SH |
Put |
SOLE |
|
26,500 |
0 |
0 |
CORTLAND BANCORP |
COM |
220587109 |
371 |
13,355 |
SH |
|
SOLE |
|
13,355 |
0 |
0 |
COUNTY BANCORP INC |
COM |
221907108 |
1,770 |
48,553 |
SH |
|
SOLE |
|
48,553 |
0 |
0 |
CRESUD S A C I F Y A |
SPONSORED ADR |
226406106 |
796 |
164,149 |
SH |
|
DFND |
|
164,149 |
0 |
0 |
DATA KNIGHTS ACQUISITION COR |
CLASS A COM |
237699103 |
696 |
69,220 |
SH |
|
SOLE |
|
69,220 |
0 |
0 |
DIAMONDBACK ENERGY INC |
COM |
25278X109 |
379 |
4,000 |
SH |
Call |
SOLE |
|
4,000 |
0 |
0 |
DPCM CAP INC |
COM CL A |
23344P101 |
118 |
12,100 |
SH |
|
SOLE |
|
12,100 |
0 |
0 |
DRAGONEER GROWTH OPPTY CORP |
SHS CL A |
G28314105 |
398 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
DSP GROUPS INC |
COM |
23332B106 |
1,378 |
62,882 |
SH |
|
SOLE |
|
62,882 |
0 |
0 |
DTRT HEALTH ACQUISITION CORP |
UNIT 08/31/2029 |
23344T202 |
505 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
ECHO GLOBAL LOGISTICS INC |
COM |
27875T101 |
6,946 |
145,579 |
SH |
|
SOLE |
|
145,579 |
0 |
0 |
ECP ENVIRONMENTAL GW OPT COR |
COM CL A |
26829T100 |
469 |
47,514 |
SH |
|
SOLE |
|
47,514 |
0 |
0 |
EKSO BIONICS HLDGS INC |
COM |
282644301 |
176 |
38,135 |
SH |
|
SOLE |
|
38,135 |
0 |
0 |
ENERGY TRANSFER L P |
COM UT LTD PTN |
29273V100 |
16,965 |
1,770,862 |
SH |
|
SOLE |
|
1,770,862 |
0 |
0 |
ENTERPRISE PRODS PARTNERS L |
COM |
293792107 |
1,702 |
78,631 |
SH |
|
SOLE |
|
78,631 |
0 |
0 |
ENVIRONMENTAL IMPACT ACQU CO |
COM CL A |
29408N106 |
544 |
54,979 |
SH |
|
SOLE |
|
54,979 |
0 |
0 |
EPIPHANY TECHNOLOGY ACQUISIT |
COM CL A |
29429X109 |
256 |
26,162 |
SH |
|
SOLE |
|
26,162 |
0 |
0 |
FIRST MIDWEST BANCORP DEL |
COM |
320867104 |
680 |
35,763 |
SH |
|
SOLE |
|
35,763 |
0 |
0 |
FIRSTMARK HORIZON ACQUISITIO |
CL A COM |
33765Y101 |
1,543 |
157,400 |
SH |
|
SOLE |
|
157,400 |
0 |
0 |
FORUM MERGER IV CORP |
CLASS A COM |
349875104 |
2,817 |
288,578 |
SH |
|
SOLE |
|
288,578 |
0 |
0 |
FVCBANKCORP INC |
COM |
36120Q101 |
250 |
12,484 |
SH |
|
SOLE |
|
12,484 |
0 |
0 |
GENESCO INC |
COM |
371532102 |
243 |
4,204 |
SH |
|
SOLE |
|
4,204 |
0 |
0 |
GIGCAPITAL 5 INC |
UNIT 99/99/9999 |
37519U208 |
775 |
75,400 |
SH |
|
SOLE |
|
75,400 |
0 |
0 |
GLOBAL SYNERGY ACQUISIT CORP |
CL A SHS |
G3934J106 |
242 |
24,680 |
SH |
|
SOLE |
|
24,680 |
0 |
0 |
GORES GUGGENHEIM INC |
CLASS A COM |
38286Q107 |
237 |
23,200 |
SH |
|
SOLE |
|
23,200 |
0 |
0 |
GORES METROPOULOS II INC |
CL A |
382873107 |
275 |
27,878 |
SH |
|
SOLE |
|
27,878 |
0 |
0 |
GP STRATEGIES CORP |
COM |
36225V104 |
1,479 |
71,471 |
SH |
|
SOLE |
|
71,471 |
0 |
0 |
GREAT WESTERN BANCORP INC |
COM |
391416104 |
1,416 |
43,240 |
SH |
|
SOLE |
|
43,240 |
0 |
0 |
GRUPO SUPERVIELLE S.A. |
SPONSORED ADR |
40054A108 |
425 |
188,858 |
SH |
|
SOLE |
|
188,858 |
0 |
0 |
HAYMAKER ACQUISITION CORP II |
UNIT 03/01/2026 |
42087R207 |
387 |
39,079 |
SH |
|
SOLE |
|
39,079 |
0 |
0 |
HEALTH ASSURN ACQUISITION CO |
COM CL A |
42226W109 |
2,824 |
288,800 |
SH |
|
SOLE |
|
288,800 |
0 |
0 |
HERON THERAPEUTICS INC |
COM |
427746102 |
2,597 |
242,950 |
SH |
|
DFND |
|
242,950 |
0 |
0 |
HERON THERAPEUTICS INC |
COM |
427746102 |
2,739 |
256,181 |
SH |
|
SOLE |
|
256,181 |
0 |
0 |
HIGHLAND GLOBAL ALLOCATION F |
COM |
43010T104 |
803 |
88,296 |
SH |
|
SOLE |
|
88,296 |
0 |
0 |
HIGHLAND INCOME FD |
HIGHLAND INCOME |
43010E404 |
3,597 |
334,005 |
SH |
|
SOLE |
|
334,005 |
0 |
0 |
IG ACQUISITION CORP |
COM CL A |
449534106 |
342 |
34,900 |
SH |
|
SOLE |
|
34,900 |
0 |
0 |
INDEPENDENCE RLTY TR INC |
COM |
45378A106 |
2,320 |
114,000 |
SH |
|
SOLE |
|
114,000 |
0 |
0 |
INOVALON HLDGS INC |
COM CL A |
45781D101 |
12,159 |
301,797 |
SH |
|
SOLE |
|
301,797 |
0 |
0 |
INOVIO PHARMACEUTICALS INC |
COM NEW |
45773H201 |
716 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
INTELLIA THERAPEUTICS INC |
COM |
45826J105 |
671 |
5,000 |
SH |
|
SOLE |
|
5,000 |
0 |
0 |
INTERPRIVATE III FINANCIAL P |
COM CL A |
46064R106 |
149 |
15,068 |
SH |
|
SOLE |
|
15,068 |
0 |
0 |
JACK CREEK INVESTMENT CORP |
CL A SHS |
G4989X115 |
125 |
12,792 |
SH |
|
SOLE |
|
12,792 |
0 |
0 |
JATT ACQUISITION CORP |
*W EXP 07/19/202 |
G50752123 |
9 |
15,500 |
SH |
|
SOLE |
|
15,500 |
0 |
0 |
JATT ACQUISITION CORP |
SHS CL A |
G50752107 |
306 |
31,000 |
SH |
|
SOLE |
|
31,000 |
0 |
0 |
KKR & CO INC |
COM |
48251W104 |
357 |
5,866 |
SH |
|
SOLE |
|
5,866 |
0 |
0 |
LANDMARK INFRASTRCTUR PARTR |
COM UNIT LTD |
51508J108 |
3,607 |
220,593 |
SH |
|
SOLE |
|
220,593 |
0 |
0 |
LEFTERIS ACQUISITION CORP |
COM CL A |
52470X109 |
509 |
52,000 |
SH |
|
SOLE |
|
52,000 |
0 |
0 |
LOMA NEGRA C I A S A MTN 14 |
SPONSORED ADS |
54150E104 |
456 |
64,000 |
SH |
|
DFND |
|
64,000 |
0 |
0 |
LOMA NEGRA C I A S A MTN 14 |
SPONSORED ADS |
54150E104 |
86 |
12,072 |
SH |
|
SOLE |
|
12,072 |
0 |
0 |
LONGVIEW ACQUISITION CORP II |
COM CL A |
54319Q105 |
142 |
14,349 |
SH |
|
SOLE |
|
14,349 |
0 |
0 |
LORAL SPACE & COM INC |
COM |
543881106 |
2,026 |
47,100 |
SH |
|
DFND |
|
47,100 |
0 |
0 |
LORAL SPACE & COM INC |
COM |
543881106 |
19,192 |
446,223 |
SH |
|
SOLE |
|
446,223 |
0 |
0 |
LUX HEALTH TECH ACQUISITION |
COM CL A |
55068A100 |
556 |
56,700 |
SH |
|
SOLE |
|
56,700 |
0 |
0 |
LUXFER HOLDINGS PLC |
SHS |
G5698W116 |
270 |
13,773 |
SH |
|
SOLE |
|
13,773 |
0 |
0 |
LYDALL INC |
COM |
550819106 |
904 |
14,565 |
SH |
|
SOLE |
|
14,565 |
0 |
0 |
MAGELLAN HEALTH INC |
COM NEW |
559079207 |
43,900 |
464,306 |
SH |
|
SOLE |
|
464,306 |
0 |
0 |
MEDALLIA INC |
COM |
584021109 |
39,586 |
1,168,768 |
SH |
|
SOLE |
|
1,168,768 |
0 |
0 |
MERCADOLIBRE INC |
COM |
58733R102 |
5,038 |
3,000 |
SH |
|
SOLE |
|
3,000 |
0 |
0 |
MERCURY ECOM ACQUISITION COR |
UNIT 07/27/2026 |
589381201 |
1,007 |
100,172 |
SH |
|
SOLE |
|
100,172 |
0 |
0 |
MERIDA MERGER CORP I |
COM |
58953M106 |
250 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
MERIDIAN BANCORP INC MD |
COM |
58958U103 |
12,234 |
589,324 |
SH |
|
SOLE |
|
589,324 |
0 |
0 |
MINERVA NEUROSCIENCES INC |
COM |
603380106 |
696 |
400,000 |
SH |
|
SOLE |
|
400,000 |
0 |
0 |
MONUMENT CIRCLE ACQUISITN CO |
COM CL A |
61531M101 |
124 |
12,734 |
SH |
|
SOLE |
|
12,734 |
0 |
0 |
MUDRICK CAPITAL ACQU CORP II |
COM CL A |
62477L107 |
651 |
65,400 |
SH |
|
SOLE |
|
65,400 |
0 |
0 |
NATERA INC |
COM |
632307104 |
780 |
7,000 |
SH |
|
SOLE |
|
7,000 |
0 |
0 |
NEKTAR THERAPEUTICS |
COM |
640268108 |
718 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
NEXPOINT REAL ESTATE FIN INC |
COM |
65342V101 |
9,478 |
486,540 |
SH |
|
DFND |
|
486,540 |
0 |
0 |
NEXPOINT REAL ESTATE FIN INC |
COM |
65342V101 |
23,318 |
1,197,045 |
SH |
|
SOLE |
|
1,197,045 |
0 |
0 |
NEXPOINT RESIDENTIAL TR INC |
COM |
65341D102 |
9,022 |
145,791 |
SH |
|
DFND |
|
145,791 |
0 |
0 |
NEXPOINT RESIDENTIAL TR INC |
COM |
65341D102 |
21,386 |
345,598 |
SH |
|
SOLE |
|
345,598 |
0 |
0 |
NEXPOINT STRATEGIC OPPORTES |
COM NEW |
65340G205 |
25,392 |
1,825,479 |
SH |
|
SOLE |
|
1,825,479 |
0 |
0 |
NEXTCURE INC |
COM |
65343E108 |
1,464 |
217,139 |
SH |
|
SOLE |
|
217,139 |
0 |
0 |
NEXTDECADE CORP |
COM |
65342K105 |
1,404 |
505,000 |
SH |
|
DFND |
|
505,000 |
0 |
0 |
NEXTDECADE CORP |
COM |
65342K105 |
83 |
29,751 |
SH |
|
SOLE |
|
29,751 |
0 |
0 |
NEXTIER OILFIELD SOLUTIONS |
COM |
65290C105 |
80 |
17,344 |
SH |
|
SOLE |
|
17,344 |
0 |
0 |
NORTHERN STAR INVSTMNT CORP |
COM CLASS A |
66573W107 |
99 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
OCEANTECH ACQUISITIONS I COR |
*W EXP 99/99/999 |
675507115 |
40 |
90,000 |
SH |
|
SOLE |
|
90,000 |
0 |
0 |
OCEANTECH ACQUISITIONS I COR |
CLASS A COM |
675507107 |
889 |
90,000 |
SH |
|
SOLE |
|
90,000 |
0 |
0 |
ONCOSEC MED INC |
COM |
68234L306 |
674 |
316,229 |
SH |
|
SOLE |
|
316,229 |
0 |
0 |
PACIFIC MERCANTILE BANCORP |
COM |
694552100 |
612 |
66,429 |
SH |
|
SOLE |
|
66,429 |
0 |
0 |
PAMPA ENERGIA S A |
SPONS ADR LVL I |
697660207 |
1,183 |
67,700 |
SH |
|
SOLE |
|
67,700 |
0 |
0 |
PARABELLUM ACQUISITION CORP |
UNIT 99/99/9999 |
69901P208 |
2,958 |
296,653 |
SH |
|
SOLE |
|
296,653 |
0 |
0 |
PARATEK PHARMACEUTICALS INC |
COM |
699374302 |
1,044 |
214,770 |
SH |
|
SOLE |
|
214,770 |
0 |
0 |
PARATEK PHARMACEUTICALS INC |
COM |
699374302 |
243 |
50,000 |
SH |
|
DFND |
|
50,000 |
0 |
0 |
PATTERSON COS INC |
COM |
703395103 |
518 |
17,200 |
SH |
|
SOLE |
|
17,200 |
0 |
0 |
PERIPHAS CAPITAL PARTNERING |
COM CL A |
713895100 |
497 |
20,428 |
SH |
|
SOLE |
|
20,428 |
0 |
0 |
PERSHING SQUARE TONTINE HLDG |
COM CL A |
71531R109 |
632 |
32,100 |
SH |
|
SOLE |
|
32,100 |
0 |
0 |
PINE IS ACQUISITION CORP |
CL A |
722615101 |
218 |
22,300 |
SH |
|
SOLE |
|
22,300 |
0 |
0 |
PIVOTAL INVESTMENT CORP III |
COM CL A |
72582M106 |
139 |
14,302 |
SH |
|
SOLE |
|
14,302 |
0 |
0 |
PRIVETERRA ACQUISITION CORP |
*W EXP 02/28/202 |
74275N110 |
8 |
13,333 |
SH |
|
SOLE |
|
13,333 |
0 |
0 |
PRIVETERRA ACQUISITION CORP |
CL A |
74275N102 |
401 |
41,155 |
SH |
|
SOLE |
|
41,155 |
0 |
0 |
PROPTECH INVESTMENT CORP II |
*W EXP 12/08/202 |
743497117 |
11 |
12,612 |
SH |
|
SOLE |
|
12,612 |
0 |
0 |
PROPTECH INVESTMENT CORP II |
COM CL A |
743497109 |
864 |
88,144 |
SH |
|
SOLE |
|
88,144 |
0 |
0 |
PROSPECTOR CAPITAL CORP |
CL A |
G7273A105 |
193 |
19,800 |
SH |
|
SOLE |
|
19,800 |
0 |
0 |
QAD INC |
CL A |
74727D306 |
5,541 |
63,408 |
SH |
|
SOLE |
|
63,408 |
0 |
0 |
QUEENS GAMBIT GROWTH CAPITAL |
CL A SHS |
G7315C101 |
247 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
RELIANT BANCORP INC |
COM |
75956B101 |
3,413 |
108,037 |
SH |
|
SOLE |
|
108,037 |
0 |
0 |
REVOLUTION HEALTHCAR AQ CORP |
UNIT 03/18/20266 |
76155Y207 |
99 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
REWALK ROBOTICS LTD |
SHS |
M8216Q200 |
453 |
300,000 |
SH |
|
SOLE |
|
300,000 |
0 |
0 |
RIVERVIEW FINL CORP NEW |
COM |
76940Q105 |
160 |
12,118 |
SH |
|
SOLE |
|
12,118 |
0 |
0 |
RMG ACQUISITION CORP III |
UNIT 02/08/2026 |
G76088114 |
126 |
12,779 |
SH |
|
SOLE |
|
12,779 |
0 |
0 |
ROSS ACQUISITION CORP II |
SHS CL A |
G7641C106 |
291 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
SELECT BANCORP INC NEW |
COM |
81617L108 |
3,351 |
194,248 |
SH |
|
SOLE |
|
194,248 |
0 |
0 |
SELECT INTERIOR CONCEPTS INC |
CL A |
816120307 |
5,043 |
349,694 |
SH |
|
SOLE |
|
349,694 |
0 |
0 |
SIERRA LAKE ACQUISITION CORP |
UNIT 03/31/2028 |
826332207 |
598 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
SINGULAR GENOMICS SYSTEMS IN |
COM |
82933R100 |
760 |
67,954 |
SH |
|
SOLE |
|
67,954 |
0 |
0 |
SOCIAL CAPITAL HEDOSOPHA HLD |
SHS CL A |
G82514103 |
3,006 |
297,000 |
SH |
|
SOLE |
|
297,000 |
0 |
0 |
SOCIAL CAPITAL HEDOSOPHA HLD |
SHS CL A |
G8251L105 |
2,279 |
224,500 |
SH |
|
SOLE |
|
224,500 |
0 |
0 |
SOCIAL LEVERAGE ACQUISN CORP |
COM CL A |
83363K102 |
417 |
42,600 |
SH |
|
SOLE |
|
42,600 |
0 |
0 |
SORRENTO THERAPEUTICS INC |
COM NEW |
83587F202 |
763 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
SPIRIT RLTY CAP INC NEW |
COM NEW |
84860W300 |
278 |
6,034 |
SH |
|
SOLE |
|
6,034 |
0 |
0 |
STAMPS COM INC |
COM NEW |
852857200 |
31,270 |
94,817 |
SH |
|
SOLE |
|
94,817 |
0 |
0 |
STATE AUTO FINL CORP |
COM |
855707105 |
13,134 |
257,775 |
SH |
|
SOLE |
|
257,775 |
0 |
0 |
SURGERY PARTNERS INC |
COM |
86881A100 |
628 |
14,823 |
SH |
|
SOLE |
|
14,823 |
0 |
0 |
SVF INVESTMENT CORP |
CL A SHS |
G8601L102 |
448 |
45,900 |
SH |
|
SOLE |
|
45,900 |
0 |
0 |
TARGA RES CORP |
COM |
87612G101 |
6,476 |
131,600 |
SH |
|
SOLE |
|
131,600 |
0 |
0 |
TASTEMAKER ACQUISITION CORP |
COM CL A |
876545104 |
296 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
TREBIA ACQUISITION CORP |
COM CL A |
G9027T109 |
648 |
65,420 |
SH |
|
SOLE |
|
65,420 |
0 |
0 |
UNIQURE NV |
SHS |
N90064101 |
746 |
23,311 |
SH |
|
SOLE |
|
23,311 |
0 |
0 |
UNITI GROUP INC |
COM |
91325V108 |
331 |
26,750 |
SH |
|
DFND |
|
26,750 |
0 |
0 |
VELO3D INC |
COMMON STOCK |
92259N104 |
157 |
18,700 |
SH |
|
SOLE |
|
18,700 |
0 |
0 |
VIACOMCBS INC |
CL B |
92556H206 |
202 |
5,100 |
SH |
Call |
SOLE |
|
5,100 |
0 |
0 |
VISTRA CORP |
COM |
92840M102 |
111 |
6,477 |
SH |
|
DFND |
|
6,477 |
0 |
0 |
VISTRA CORP |
COM |
92840M102 |
20,276 |
1,185,705 |
SH |
|
SOLE |
|
1,185,705 |
0 |
0 |
VY GLOBAL GROWTH |
COM CL A |
G9444H100 |
1,397 |
142,400 |
SH |
|
SOLE |
|
142,400 |
0 |
0 |
WESTERN MIDSTREAM PARTNERS L |
COM UNIT LP INT |
958669103 |
6,047 |
288,492 |
SH |
|
SOLE |
|
288,492 |
0 |
0 |
WHITESTONE REIT |
COM |
966084204 |
13,633 |
1,393,940 |
SH |
|
DFND |
|
1,393,940 |
0 |
0 |
WHITESTONE REIT |
COM |
966084204 |
8,560 |
875,255 |
SH |
|
SOLE |
|
875,255 |
0 |
0 |
WILLIAMS COS INC |
COM |
969457100 |
1,248 |
48,100 |
SH |
|
SOLE |
|
48,100 |
0 |
0 |