Form 13F-HR CNA FINANCIAL CORP For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2021 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
CNA FINANCIAL CORP |
Address: |
CNA |
|
151 N Franklin |
|
|
|
Chicago
,
IL60606
|
Form 13F File Number: |
028-00346 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Amy Smith |
Title: |
Senior Vice President and Corporate Controller |
Phone: |
312-822-5149 |
Signature, Place, and Date of Signing: |
Amy Smith |
Chicago
,
IL
|
05-13-2021 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
3 |
|
|
|
Form 13F Information Table Entry Total: |
198 |
|
Form 13F Information Table Value Total: |
325,650 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
28-217 |
Loews Corporation |
|
28-172 |
The Continental Corporation |
|
28-387 |
Continental Casualty Company |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
28-217 |
Loews Corporation |
|
2 |
28-172 |
The Continental Corporation |
|
3 |
28-387 |
Continental Casualty Company |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
8X8 INC NEW |
COM |
282914100 |
967 |
29,800 |
SH |
|
DFND |
1,2,3 |
0 |
29,800 |
0 |
ABBVIE INC |
COM |
00287Y109 |
8,658 |
80,000 |
SH |
|
DFND |
1,2,3 |
0 |
80,000 |
0 |
ADAPTHEALTH CORP |
COM CL A |
00653Q102 |
3,676 |
100,000 |
SH |
|
DFND |
1,2,3 |
0 |
100,000 |
0 |
ADC THERAPEUTICS SA |
SHS |
H0036K147 |
383 |
15,686 |
SH |
|
DFND |
1,2,3 |
0 |
15,686 |
0 |
AIR PRODS & CHEMS IN |
COM |
009158106 |
9,847 |
35,000 |
SH |
|
DFND |
1,2,3 |
0 |
35,000 |
0 |
ALLAKOS INC |
COM |
01671P100 |
584 |
5,090 |
SH |
|
DFND |
1,2,3 |
0 |
5,090 |
0 |
ALLEGRO MICROSYSTEMS |
COM |
01749D105 |
956 |
37,709 |
SH |
|
DFND |
1,2,3 |
0 |
37,709 |
0 |
ALLOGENE THERAPEUTIC |
COM |
019770106 |
529 |
14,976 |
SH |
|
DFND |
1,2,3 |
0 |
14,976 |
0 |
ALLOVIR INC |
COM |
019818103 |
274 |
11,705 |
SH |
|
DFND |
1,2,3 |
0 |
11,705 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
6,188 |
3,000 |
SH |
|
DFND |
1,2,3 |
0 |
3,000 |
0 |
ALTAIR ENGR INC |
COM CL A |
021369103 |
395 |
6,311 |
SH |
|
DFND |
1,2,3 |
0 |
6,311 |
0 |
AMBARELLA INC |
SHS |
G037AX101 |
790 |
7,870 |
SH |
|
DFND |
1,2,3 |
0 |
7,870 |
0 |
AMERICAN WELL CORP |
CL A |
03044L105 |
241 |
13,874 |
SH |
|
DFND |
1,2,3 |
0 |
13,874 |
0 |
AMERICOLD RLTY TR |
COM |
03064D108 |
1,301 |
33,813 |
SH |
|
DFND |
1,2,3 |
0 |
33,813 |
0 |
ANAPLAN INC |
COM |
03272L108 |
557 |
10,337 |
SH |
|
DFND |
1,2,3 |
0 |
10,337 |
0 |
ANNEXON INC |
COM |
03589W102 |
427 |
15,340 |
SH |
|
DFND |
1,2,3 |
0 |
15,340 |
0 |
ARENA PHARMACEUTICAL |
COM NEW |
040047607 |
368 |
5,301 |
SH |
|
DFND |
1,2,3 |
0 |
5,301 |
0 |
ARRAY TECHNOLOGIES I |
COM SHS |
04271T100 |
1,077 |
36,132 |
SH |
|
DFND |
1,2,3 |
0 |
36,132 |
0 |
ASCENDIS PHARMA A/S |
SPONSORED ADR |
04351P101 |
360 |
2,790 |
SH |
|
DFND |
1,2,3 |
0 |
2,790 |
0 |
ASGN INC |
COM |
00191U102 |
1,908 |
19,995 |
SH |
|
DFND |
1,2,3 |
0 |
19,995 |
0 |
ASPEN TECHNOLOGY INC |
COM |
045327103 |
1,346 |
9,325 |
SH |
|
DFND |
1,2,3 |
0 |
9,325 |
0 |
ATRICURE INC |
COM |
04963C209 |
917 |
14,000 |
SH |
|
DFND |
1,2,3 |
0 |
14,000 |
0 |
AVIENT CORPORATION |
COM |
05368V106 |
1,288 |
27,240 |
SH |
|
DFND |
1,2,3 |
0 |
27,240 |
0 |
AXON ENTERPRISE INC |
COM |
05464C101 |
756 |
5,311 |
SH |
|
DFND |
1,2,3 |
0 |
5,311 |
0 |
AXONICS MODULATION T |
COM |
05465P101 |
781 |
13,042 |
SH |
|
DFND |
1,2,3 |
0 |
13,042 |
0 |
AXSOME THERAPEUTICS |
COM |
05464T104 |
366 |
6,460 |
SH |
|
DFND |
1,2,3 |
0 |
6,460 |
0 |
AZEK CO INC |
CL A |
05478C105 |
1,561 |
37,115 |
SH |
|
DFND |
1,2,3 |
0 |
37,115 |
0 |
BERRY GLOBAL GROUP I |
COM |
08579W103 |
573 |
9,325 |
SH |
|
DFND |
1,2,3 |
0 |
9,325 |
0 |
BEYONDSPRING INC |
SHS |
G10830100 |
314 |
28,404 |
SH |
|
DFND |
1,2,3 |
0 |
28,404 |
0 |
BIGCOMMERCE HLDGS IN |
COM SER 1 |
08975P108 |
377 |
6,523 |
SH |
|
DFND |
1,2,3 |
0 |
6,523 |
0 |
BIOHAVEN PHARMACTL H |
COM |
G11196105 |
597 |
8,730 |
SH |
|
DFND |
1,2,3 |
0 |
8,730 |
0 |
BIOXCEL THERAPEUTICS |
COM |
09075P105 |
376 |
8,709 |
SH |
|
DFND |
1,2,3 |
0 |
8,709 |
0 |
BLACKLINE INC |
COM |
09239B109 |
809 |
7,460 |
SH |
|
DFND |
1,2,3 |
0 |
7,460 |
0 |
BLUEPRINT MEDICINES |
COM |
09627Y109 |
821 |
8,439 |
SH |
|
DFND |
1,2,3 |
0 |
8,439 |
0 |
BRIGHT HORIZONS FAM |
COM |
109194100 |
1,434 |
8,364 |
SH |
|
DFND |
1,2,3 |
0 |
8,364 |
0 |
BRISTOL-MYERS SQUIBB |
COM |
110122108 |
9,154 |
145,000 |
SH |
|
DFND |
1,2,3 |
0 |
145,000 |
0 |
BRP GROUP INC |
COM CL A |
05589G102 |
1,372 |
50,352 |
SH |
|
DFND |
1,2,3 |
0 |
50,352 |
0 |
CERIDIAN HCM HLDG IN |
COM |
15677J108 |
824 |
9,780 |
SH |
|
DFND |
1,2,3 |
0 |
9,780 |
0 |
CERTARA INC |
COM |
15687V109 |
881 |
32,261 |
SH |
|
DFND |
1,2,3 |
0 |
32,261 |
0 |
CHART INDS INC |
COM |
16115Q308 |
2,485 |
17,458 |
SH |
|
DFND |
1,2,3 |
0 |
17,458 |
0 |
CHEESECAKE FACTORY I |
COM |
163072101 |
796 |
13,601 |
SH |
|
DFND |
1,2,3 |
0 |
13,601 |
0 |
CIGNA CORP NEW |
COM |
125523100 |
7,010 |
29,000 |
SH |
|
DFND |
1,2,3 |
0 |
29,000 |
0 |
CISCO SYS INC |
COM |
17275R102 |
4,137 |
80,000 |
SH |
|
DFND |
1,2,3 |
0 |
80,000 |
0 |
CLARIVATE PLC |
ORD SHS |
G21810109 |
1,230 |
46,599 |
SH |
|
DFND |
1,2,3 |
0 |
46,599 |
0 |
CME GROUP INC |
COM |
12572Q105 |
8,884 |
43,500 |
SH |
|
DFND |
1,2,3 |
0 |
43,500 |
0 |
COGNEX CORP |
COM |
192422103 |
1,177 |
14,181 |
SH |
|
DFND |
1,2,3 |
0 |
14,181 |
0 |
COHERUS BIOSCIENCES |
COM |
19249H103 |
364 |
24,941 |
SH |
|
DFND |
1,2,3 |
0 |
24,941 |
0 |
COMCAST CORP NEW |
CL A |
20030N101 |
5,411 |
100,000 |
SH |
|
DFND |
1,2,3 |
0 |
100,000 |
0 |
CRYOPORT INC |
COM PAR $0.001 |
229050307 |
224 |
4,313 |
SH |
|
DFND |
1,2,3 |
0 |
4,313 |
0 |
CVR PARTNERS LP |
COM |
126633205 |
2,028 |
50,266 |
SH |
|
DFND |
1,2,3 |
0 |
50,266 |
0 |
CVS HEALTH CORP |
COM |
126650100 |
8,275 |
110,000 |
SH |
|
DFND |
1,2,3 |
0 |
110,000 |
0 |
DECIPHERA PHARMACEUT |
COM |
24344T101 |
526 |
11,720 |
SH |
|
DFND |
1,2,3 |
0 |
11,720 |
0 |
DEERFIELD HEALTHCARE |
COM CL A |
244413100 |
2,056 |
169,638 |
SH |
|
DFND |
1,2,3 |
0 |
169,638 |
0 |
DESCARTES SYS GROUP |
COM |
249906108 |
5,177 |
85,000 |
SH |
|
DFND |
1,2,3 |
0 |
85,000 |
0 |
DEXCOM INC |
COM |
252131107 |
1,085 |
3,018 |
SH |
|
DFND |
1,2,3 |
0 |
3,018 |
0 |
DIGITALOCEAN HLDGS I |
COM |
25402D102 |
309 |
7,336 |
SH |
|
DFND |
1,2,3 |
0 |
7,336 |
0 |
DRAFTKINGS INC |
COM CL A |
26142R104 |
1,243 |
20,262 |
SH |
|
DFND |
1,2,3 |
0 |
20,262 |
0 |
DRIVEN BRANDS HLDGS |
COM |
26210V102 |
1,624 |
63,887 |
SH |
|
DFND |
1,2,3 |
0 |
63,887 |
0 |
DUCK CREEK TECHNOLOG |
SHS |
264120106 |
728 |
16,118 |
SH |
|
DFND |
1,2,3 |
0 |
16,118 |
0 |
DUN & BRADSTREET HLD |
COM |
26484T106 |
9,524 |
400,000 |
SH |
|
DFND |
1,2,3 |
0 |
400,000 |
0 |
E2OPEN PARENT HOLDIN |
COM CL A |
29788T103 |
1,022 |
102,584 |
SH |
|
DFND |
1,2,3 |
0 |
102,584 |
0 |
EARGO INC |
COM |
270087109 |
727 |
14,561 |
SH |
|
DFND |
1,2,3 |
0 |
14,561 |
0 |
ELEMENT SOLUTIONS IN |
COM |
28618M106 |
911 |
49,790 |
SH |
|
DFND |
1,2,3 |
0 |
49,790 |
0 |
EMPOWER LTD |
CL A COM |
G3R39W102 |
227 |
22,725 |
SH |
|
DFND |
1,2,3 |
0 |
22,725 |
0 |
ENDAVA PLC |
ADS |
29260V105 |
1,250 |
14,758 |
SH |
|
DFND |
1,2,3 |
0 |
14,758 |
0 |
ENTERPRISE PRODS PAR |
COM |
293792107 |
5,505 |
250,000 |
SH |
|
DFND |
1,2,3 |
0 |
250,000 |
0 |
EVERBRIDGE INC |
COM |
29978A104 |
711 |
5,870 |
SH |
|
DFND |
1,2,3 |
0 |
5,870 |
0 |
FACEBOOK INC |
CL A |
30303M102 |
5,891 |
20,000 |
SH |
|
DFND |
1,2,3 |
0 |
20,000 |
0 |
FIRST FINL BANKSHARE |
COM |
32020R109 |
1,284 |
27,480 |
SH |
|
DFND |
1,2,3 |
0 |
27,480 |
0 |
FISERV INC |
COM |
337738108 |
7,738 |
65,000 |
SH |
|
DFND |
1,2,3 |
0 |
65,000 |
0 |
FISKER INC |
CL A COM STK |
33813J106 |
300 |
17,450 |
SH |
|
DFND |
1,2,3 |
0 |
17,450 |
0 |
FIVE BELOW INC |
COM |
33829M101 |
906 |
4,750 |
SH |
|
DFND |
1,2,3 |
0 |
4,750 |
0 |
FLOOR & DECOR HLDGS |
CL A |
339750101 |
3,132 |
32,800 |
SH |
|
DFND |
1,2,3 |
0 |
32,800 |
0 |
FOX FACTORY HLDG COR |
COM |
35138V102 |
2,224 |
17,500 |
SH |
|
DFND |
1,2,3 |
0 |
17,500 |
0 |
FRESHPET INC |
COM |
358039105 |
1,369 |
8,620 |
SH |
|
DFND |
1,2,3 |
0 |
8,620 |
0 |
GARTNER INC |
COM |
366651107 |
2,131 |
11,676 |
SH |
|
DFND |
1,2,3 |
0 |
11,676 |
0 |
GRID DYNAMICS HLDGS |
CL A |
39813G109 |
1,221 |
76,640 |
SH |
|
DFND |
1,2,3 |
0 |
76,640 |
0 |
GROCERY OUTLET HLDG |
COM |
39874R101 |
260 |
7,060 |
SH |
|
DFND |
1,2,3 |
0 |
7,060 |
0 |
GUARDANT HEALTH INC |
COM |
40131M109 |
447 |
2,928 |
SH |
|
DFND |
1,2,3 |
0 |
2,928 |
0 |
GUIDEWIRE SOFTWARE I |
COM |
40171V100 |
1,543 |
15,186 |
SH |
|
DFND |
1,2,3 |
0 |
15,186 |
0 |
HAYWARD HLDGS INC |
COM |
421298100 |
663 |
39,256 |
SH |
|
DFND |
1,2,3 |
0 |
39,256 |
0 |
HEALTH CATALYST INC |
COM |
42225T107 |
961 |
20,540 |
SH |
|
DFND |
1,2,3 |
0 |
20,540 |
0 |
HEALTHEQUITY INC |
COM |
42226A107 |
792 |
11,650 |
SH |
|
DFND |
1,2,3 |
0 |
11,650 |
0 |
HOULIHAN LOKEY INC |
CL A |
441593100 |
1,379 |
20,741 |
SH |
|
DFND |
1,2,3 |
0 |
20,741 |
0 |
HYDROFARM HLDGS GROU |
COM |
44888K209 |
727 |
12,060 |
SH |
|
DFND |
1,2,3 |
0 |
12,060 |
0 |
ICON PLC |
SHS |
G4705A100 |
1,948 |
9,921 |
SH |
|
DFND |
1,2,3 |
0 |
9,921 |
0 |
IDEXX LABS INC |
COM |
45168D104 |
1,255 |
2,564 |
SH |
|
DFND |
1,2,3 |
0 |
2,564 |
0 |
II-VI INC |
COM |
902104108 |
1,077 |
15,750 |
SH |
|
DFND |
1,2,3 |
0 |
15,750 |
0 |
INARI MED INC |
COM |
45332Y109 |
1,666 |
15,573 |
SH |
|
DFND |
1,2,3 |
0 |
15,573 |
0 |
INGREDION INC |
COM |
457187102 |
5,395 |
60,000 |
SH |
|
DFND |
1,2,3 |
0 |
60,000 |
0 |
INSMED INC |
COM PAR $.01 |
457669307 |
613 |
17,994 |
SH |
|
DFND |
1,2,3 |
0 |
17,994 |
0 |
INSPIRE MED SYS INC |
COM |
457730109 |
730 |
3,528 |
SH |
|
DFND |
1,2,3 |
0 |
3,528 |
0 |
INSTALLED BLDG PRODS |
COM |
45780R101 |
3,133 |
28,253 |
SH |
|
DFND |
1,2,3 |
0 |
28,253 |
0 |
INSTIL BIO INC |
COM |
45783C101 |
467 |
18,628 |
SH |
|
DFND |
1,2,3 |
0 |
18,628 |
0 |
INTELLIA THERAPEUTIC |
COM |
45826J105 |
849 |
10,580 |
SH |
|
DFND |
1,2,3 |
0 |
10,580 |
0 |
IOVANCE BIOTHERAPEUT |
COM |
462260100 |
353 |
11,136 |
SH |
|
DFND |
1,2,3 |
0 |
11,136 |
0 |
IRHYTHM TECHNOLOGIES |
COM |
450056106 |
628 |
4,520 |
SH |
|
DFND |
1,2,3 |
0 |
4,520 |
0 |
ISHARES U S ETF TR |
BLACKROCK ST MAT |
46431W507 |
5,019 |
100,000 |
SH |
|
DFND |
1,2,3 |
0 |
100,000 |
0 |
ITEOS THERAPEUTICS I |
COM |
46565G104 |
443 |
12,975 |
SH |
|
DFND |
1,2,3 |
0 |
12,975 |
0 |
ITT INC |
COM |
45073V108 |
1,161 |
12,770 |
SH |
|
DFND |
1,2,3 |
0 |
12,770 |
0 |
JACOBS ENGR GROUP IN |
COM |
469814107 |
5,817 |
45,000 |
SH |
|
DFND |
1,2,3 |
0 |
45,000 |
0 |
JAMF HLDG CORP |
COM |
47074L105 |
391 |
11,084 |
SH |
|
DFND |
1,2,3 |
0 |
11,084 |
0 |
JOHN BEAN TECHNOLOGI |
COM |
477839104 |
2,327 |
17,448 |
SH |
|
DFND |
1,2,3 |
0 |
17,448 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
6,089 |
40,000 |
SH |
|
DFND |
1,2,3 |
0 |
40,000 |
0 |
KEYSIGHT TECHNOLOGIE |
COM |
49338L103 |
5,736 |
40,000 |
SH |
|
DFND |
1,2,3 |
0 |
40,000 |
0 |
KINSALE CAP GROUP IN |
COM |
49714P108 |
976 |
5,920 |
SH |
|
DFND |
1,2,3 |
0 |
5,920 |
0 |
KRATOS DEFENSE & SEC |
COM NEW |
50077B207 |
1,138 |
41,700 |
SH |
|
DFND |
1,2,3 |
0 |
41,700 |
0 |
LATTICE SEMICONDUCTO |
COM |
518415104 |
1,379 |
30,630 |
SH |
|
DFND |
1,2,3 |
0 |
30,630 |
0 |
LEGEND BIOTECH CORP |
SPONSORED ADS |
52490G102 |
364 |
12,532 |
SH |
|
DFND |
1,2,3 |
0 |
12,532 |
0 |
LHC GROUP INC |
COM |
50187A107 |
1,361 |
7,120 |
SH |
|
DFND |
1,2,3 |
0 |
7,120 |
0 |
LIBERTY BROADBAND CO |
COM SER C |
530307305 |
483 |
3,217 |
SH |
|
DFND |
1,2,3 |
0 |
3,217 |
0 |
LIBERTY MEDIA CORP D |
COM SER C FRMLA |
531229854 |
649 |
14,998 |
SH |
|
DFND |
1,2,3 |
0 |
14,998 |
0 |
LIBERTY TRIPADVISOR |
COM SER A |
531465102 |
1,010 |
158,266 |
SH |
|
DFND |
1,2,3 |
0 |
158,266 |
0 |
LITHIA MTRS INC |
CL A |
536797103 |
1,443 |
3,699 |
SH |
|
DFND |
1,2,3 |
0 |
3,699 |
0 |
LITTELFUSE INC |
COM |
537008104 |
1,127 |
4,260 |
SH |
|
DFND |
1,2,3 |
0 |
4,260 |
0 |
LIVE OAK BANCSHARES |
COM |
53803X105 |
491 |
7,166 |
SH |
|
DFND |
1,2,3 |
0 |
7,166 |
0 |
LOVESAC COMPANY |
COM |
54738L109 |
1,903 |
33,625 |
SH |
|
DFND |
1,2,3 |
0 |
33,625 |
0 |
MACOM TECH SOLUTIONS |
COM |
55405Y100 |
1,191 |
20,530 |
SH |
|
DFND |
1,2,3 |
0 |
20,530 |
0 |
MADISON SQUARE GRDN |
CL A |
55825T103 |
472 |
2,631 |
SH |
|
DFND |
1,2,3 |
0 |
2,631 |
0 |
MADISON SQUARE GRDN |
CL A |
55826T102 |
215 |
2,632 |
SH |
|
DFND |
1,2,3 |
0 |
2,632 |
0 |
MANHATTAN ASSOCIATES |
COM |
562750109 |
1,147 |
9,770 |
SH |
|
DFND |
1,2,3 |
0 |
9,770 |
0 |
MATADOR RES CO |
COM |
576485205 |
497 |
21,200 |
SH |
|
DFND |
1,2,3 |
0 |
21,200 |
0 |
MERCURY SYS INC |
COM |
589378108 |
1,165 |
16,492 |
SH |
|
DFND |
1,2,3 |
0 |
16,492 |
0 |
METTLER TOLEDO INTER |
COM |
592688105 |
877 |
759 |
SH |
|
DFND |
1,2,3 |
0 |
759 |
0 |
MIDDLEBY CORP |
COM |
596278101 |
1,167 |
7,040 |
SH |
|
DFND |
1,2,3 |
0 |
7,040 |
0 |
MKS INSTRS INC |
COM |
55306N104 |
1,029 |
5,550 |
SH |
|
DFND |
1,2,3 |
0 |
5,550 |
0 |
NORTHROP GRUMMAN COR |
COM |
666807102 |
4,855 |
15,000 |
SH |
|
DFND |
1,2,3 |
0 |
15,000 |
0 |
NOVANTA INC |
COM |
67000B104 |
1,170 |
8,870 |
SH |
|
DFND |
1,2,3 |
0 |
8,870 |
0 |
OLLIES BARGAIN OUTLE |
COM |
681116109 |
633 |
7,280 |
SH |
|
DFND |
1,2,3 |
0 |
7,280 |
0 |
OUTSET MED INC |
COM |
690145107 |
707 |
13,007 |
SH |
|
DFND |
1,2,3 |
0 |
13,007 |
0 |
PACTIV EVERGREEN INC |
COM |
69526K105 |
206 |
15,013 |
SH |
|
DFND |
1,2,3 |
0 |
15,013 |
0 |
PAYA HOLDINGS INC |
COM CL A |
70434P103 |
663 |
60,454 |
SH |
|
DFND |
1,2,3 |
0 |
60,454 |
0 |
PENN NATL GAMING INC |
COM |
707569109 |
1,865 |
17,788 |
SH |
|
DFND |
1,2,3 |
0 |
17,788 |
0 |
PLANET FITNESS INC |
CL A |
72703H101 |
1,474 |
19,064 |
SH |
|
DFND |
1,2,3 |
0 |
19,064 |
0 |
PLUG POWER INC |
COM NEW |
72919P202 |
894 |
24,935 |
SH |
|
DFND |
1,2,3 |
0 |
24,935 |
0 |
PRA HEALTH SCIENCES |
COM |
69354M108 |
1,026 |
6,693 |
SH |
|
DFND |
1,2,3 |
0 |
6,693 |
0 |
PRAXIS PRECISION MED |
COM |
74006W108 |
325 |
9,931 |
SH |
|
DFND |
1,2,3 |
0 |
9,931 |
0 |
PROGRESSIVE CORP |
COM |
743315103 |
3,824 |
40,000 |
SH |
|
DFND |
1,2,3 |
0 |
40,000 |
0 |
PROGYNY INC |
COM |
74340E103 |
864 |
19,422 |
SH |
|
DFND |
1,2,3 |
0 |
19,422 |
0 |
PTC THERAPEUTICS INC |
COM |
69366J200 |
482 |
10,190 |
SH |
|
DFND |
1,2,3 |
0 |
10,190 |
0 |
Q2 HLDGS INC |
COM |
74736L109 |
525 |
5,240 |
SH |
|
DFND |
1,2,3 |
0 |
5,240 |
0 |
QTS RLTY TR INC |
COM CL A |
74736A103 |
931 |
15,010 |
SH |
|
DFND |
1,2,3 |
0 |
15,010 |
0 |
RANPAK HOLDINGS CORP |
COM CL A |
75321W103 |
821 |
40,937 |
SH |
|
DFND |
1,2,3 |
0 |
40,937 |
0 |
RAPID7 INC |
COM |
753422104 |
862 |
11,550 |
SH |
|
DFND |
1,2,3 |
0 |
11,550 |
0 |
RBC BEARINGS INC |
COM |
75524B104 |
328 |
1,669 |
SH |
|
DFND |
1,2,3 |
0 |
1,669 |
0 |
RED ROCK RESORTS INC |
CL A |
75700L108 |
711 |
21,821 |
SH |
|
DFND |
1,2,3 |
0 |
21,821 |
0 |
RELAY THERAPEUTICS I |
COM |
75943R102 |
375 |
10,849 |
SH |
|
DFND |
1,2,3 |
0 |
10,849 |
0 |
REPAY HLDGS CORP |
COM CL A |
76029L100 |
1,065 |
45,351 |
SH |
|
DFND |
1,2,3 |
0 |
45,351 |
0 |
REPLIGEN CORP |
COM |
759916109 |
933 |
4,801 |
SH |
|
DFND |
1,2,3 |
0 |
4,801 |
0 |
REVANCE THERAPEUTICS |
COM |
761330109 |
553 |
19,800 |
SH |
|
DFND |
1,2,3 |
0 |
19,800 |
0 |
RUSH STREET INTERACTIVE |
CL A ORD |
782011100 |
629 |
38,470 |
SH |
|
DFND |
1,2,3 |
0 |
38,470 |
0 |
SAGE THERAPEUTICS IN |
COM |
78667J108 |
381 |
5,090 |
SH |
|
DFND |
1,2,3 |
0 |
5,090 |
0 |
SAIA INC |
COM |
78709Y105 |
1,473 |
6,390 |
SH |
|
DFND |
1,2,3 |
0 |
6,390 |
0 |
SAILPOINT TECHNOLOGI |
COM |
78781P105 |
717 |
14,153 |
SH |
|
DFND |
1,2,3 |
0 |
14,153 |
0 |
SBA COMMUNICATIONS C |
CL A |
78410G104 |
773 |
2,785 |
SH |
|
DFND |
1,2,3 |
0 |
2,785 |
0 |
SELECTQUOTE INC |
COM |
816307300 |
1,040 |
35,252 |
SH |
|
DFND |
1,2,3 |
0 |
35,252 |
0 |
SEMTECH CORP |
COM |
816850101 |
1,204 |
17,450 |
SH |
|
DFND |
1,2,3 |
0 |
17,450 |
0 |
SHIFT4 PMTS INC |
CL A |
82452J109 |
1,589 |
19,374 |
SH |
|
DFND |
1,2,3 |
0 |
19,374 |
0 |
SHOALS TECHNOLOGIES |
CL A |
82489W107 |
1,461 |
42,001 |
SH |
|
DFND |
1,2,3 |
0 |
42,001 |
0 |
SILICON LABORATORIES |
COM |
826919102 |
1,013 |
7,180 |
SH |
|
DFND |
1,2,3 |
0 |
7,180 |
0 |
SILK RD MED INC |
COM |
82710M100 |
1,297 |
25,612 |
SH |
|
DFND |
1,2,3 |
0 |
25,612 |
0 |
SIMPSON MFG INC |
COM |
829073105 |
1,236 |
11,920 |
SH |
|
DFND |
1,2,3 |
0 |
11,920 |
0 |
SITEONE LANDSCAPE SU |
COM |
82982L103 |
3,369 |
19,734 |
SH |
|
DFND |
1,2,3 |
0 |
19,734 |
0 |
SKYLINE CHAMPION COR |
COM |
830830105 |
827 |
18,280 |
SH |
|
DFND |
1,2,3 |
0 |
18,280 |
0 |
SLEEP NUMBER CORP |
COM |
83125X103 |
1,375 |
9,580 |
SH |
|
DFND |
1,2,3 |
0 |
9,580 |
0 |
SMARTSHEET INC |
COM CL A |
83200N103 |
840 |
13,140 |
SH |
|
DFND |
1,2,3 |
0 |
13,140 |
0 |
SOC TELEMED INC |
COM CL A |
78472F101 |
379 |
60,300 |
SH |
|
DFND |
1,2,3 |
0 |
60,300 |
0 |
SS&C TECHNOLOGIES HL |
COM |
78467J100 |
5,764 |
82,500 |
SH |
|
DFND |
1,2,3 |
0 |
82,500 |
0 |
STIFEL FINL CORP |
COM |
860630102 |
1,222 |
19,070 |
SH |
|
DFND |
1,2,3 |
0 |
19,070 |
0 |
SYNAPTICS INC |
COM |
87157D109 |
1,043 |
7,700 |
SH |
|
DFND |
1,2,3 |
0 |
7,700 |
0 |
TELEDYNE TECHNOLOGIE |
COM |
879360105 |
4,964 |
12,000 |
SH |
|
DFND |
1,2,3 |
0 |
12,000 |
0 |
TETRA TECH INC NEW |
COM |
88162G103 |
1,501 |
11,060 |
SH |
|
DFND |
1,2,3 |
0 |
11,060 |
0 |
TEXAS ROADHOUSE INC |
COM |
882681109 |
1,522 |
15,860 |
SH |
|
DFND |
1,2,3 |
0 |
15,860 |
0 |
THE REALREAL INC |
COM |
88339P101 |
800 |
35,330 |
SH |
|
DFND |
1,2,3 |
0 |
35,330 |
0 |
THE TRADE DESK INC |
COM CL A |
88339J105 |
1,260 |
1,934 |
SH |
|
DFND |
1,2,3 |
0 |
1,934 |
0 |
TRANSDIGM GROUP INC |
COM |
893641100 |
917 |
1,560 |
SH |
|
DFND |
1,2,3 |
0 |
1,560 |
0 |
TREAN INS GROUP INC |
COM |
89457R101 |
363 |
22,459 |
SH |
|
DFND |
1,2,3 |
0 |
22,459 |
0 |
TREX CO INC |
COM |
89531P105 |
858 |
9,374 |
SH |
|
DFND |
1,2,3 |
0 |
9,374 |
0 |
TRUPANION INC |
COM |
898202106 |
945 |
12,400 |
SH |
|
DFND |
1,2,3 |
0 |
12,400 |
0 |
TS INNOVATION ACQUIS |
COM CL A |
87284T100 |
262 |
24,118 |
SH |
|
DFND |
1,2,3 |
0 |
24,118 |
0 |
TURNING POINT THERAP |
COM |
90041T108 |
596 |
6,303 |
SH |
|
DFND |
1,2,3 |
0 |
6,303 |
0 |
TWIST BIOSCIENCE COR |
COM |
90184D100 |
986 |
7,959 |
SH |
|
DFND |
1,2,3 |
0 |
7,959 |
0 |
ULTRAGENYX PHARMACEU |
COM |
90400D108 |
792 |
6,960 |
SH |
|
DFND |
1,2,3 |
0 |
6,960 |
0 |
UTZ BRANDS INC |
COM CL A |
918090101 |
1,315 |
53,029 |
SH |
|
DFND |
1,2,3 |
0 |
53,029 |
0 |
VARONIS SYS INC |
COM |
922280102 |
1,046 |
20,376 |
SH |
|
DFND |
1,2,3 |
0 |
20,376 |
0 |
VERTIV HOLDINGS CO |
COM CL A |
92537N108 |
2,236 |
111,820 |
SH |
|
DFND |
1,2,3 |
0 |
111,820 |
0 |
VIANT TECHNOLOGY INC |
COM CL A |
92557A101 |
903 |
17,065 |
SH |
|
DFND |
1,2,3 |
0 |
17,065 |
0 |
VIR BIOTECHNOLOGY IN |
COM |
92764N102 |
557 |
10,872 |
SH |
|
DFND |
1,2,3 |
0 |
10,872 |
0 |
VISA INC |
COM CL A |
92826C839 |
5,293 |
25,000 |
SH |
|
DFND |
1,2,3 |
0 |
25,000 |
0 |
VITAL FARMS INC |
COM |
92847W103 |
449 |
20,577 |
SH |
|
DFND |
1,2,3 |
0 |
20,577 |
0 |
WASTE CONNECTIONS IN |
COM |
94106B101 |
779 |
7,211 |
SH |
|
DFND |
1,2,3 |
0 |
7,211 |
0 |
WESTERN DIGITAL CORP |
COM |
958102105 |
3,004 |
45,000 |
SH |
|
DFND |
1,2,3 |
0 |
45,000 |
0 |
WEX INC |
COM |
96208T104 |
927 |
4,430 |
SH |
|
DFND |
1,2,3 |
0 |
4,430 |
0 |
WINGSTOP INC |
COM |
974155103 |
838 |
6,590 |
SH |
|
DFND |
1,2,3 |
0 |
6,590 |
0 |
WIX COM LTD |
SHS |
M98068105 |
1,056 |
3,781 |
SH |
|
DFND |
1,2,3 |
0 |
3,781 |
0 |
XPRESSPA GROUP INC |
COM |
98420U703 |
58 |
31,369 |
SH |
|
DFND |
1,2,3 |
0 |
31,369 |
0 |
Y-MABS THERAPEUTICS |
COM |
984241109 |
374 |
12,380 |
SH |
|
DFND |
1,2,3 |
0 |
12,380 |
0 |
ZENTALIS PHARMACEUTI |
COM |
98943L107 |
497 |
11,446 |
SH |
|
DFND |
1,2,3 |
0 |
11,446 |
0 |