Form SD PRO DEX INC
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form SD
SPECIALIZED DISCLOSURE REPORT
Pro-Dex, Inc.
(Exact Name of Registrant as Specified in its Charter)
| COLORADO | 000-14942 | 84-1261240 | ||
|
(State or Other Jurisdiction of Incorporation or Organization) |
(Commission File Number) | (IRS Employer Identification Number) |
|
2361 McGaw Avenue, Irvine, California |
92614 | ||
| (Address of Principal Executive Offices) | (Zip Code) |
| Alisha K. Charlton | (949)769-3231 | |
| (Name and telephone number, including area code, of the person to contact in connection with this report.) | ||
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
[X] Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.
| |
Section 1 - Conflict Minerals Disclosure
Item 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit
A copy of Pro-Dex, Inc.’s (“Company,” “Pro-Dex,” “we,” “our,” “us”) Conflict Minerals Report for this reporting period January 1, 2021 to December 31, 2021 is provided as Exhibit 1.01 hereto and is publicly available at www.pro-dex.com/investor-relations. Pro-Dex’s determination related to disclosures relating to conflict minerals is included in our Conflict Minerals Report and incorporated by reference herein.
We undertook due diligence measures, including surveying our direct suppliers through an industry-standard survey template for conflict minerals, to try to determine the sources of these minerals, which we purchase through a complex supply chain. Currently, we do not have sufficient information from all our suppliers or other sources to determine the country of origin of the conflict minerals used in our products or to identify the facilities used to process those conflict minerals.
Section 2 - Exhibits
Item 2.01 Exhibits
Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2021 to December 31, 2021
| |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Date: May 27, 2022
PRO-DEX, INC.
|
| /s/ Alisha K. Charlton |
|
Alisha K. Charlton Chief Financial Officer |
Exhibit 1.01
Pro-Dex, Inc.
Conflict Minerals Report
For the Reporting Period January 1, 2021 to December 31, 2021
This Conflict Minerals Report (“Report”) for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). This Report relates to the process undertaken for Pro-Dex products that were manufactured, or contracted to be manufactured, during calendar year 2021 and that contain gold, columbite-tantalite (coltan), cassiterite, wolframite, tantalum, tin, and tungsten (collectively, the “Conflict Minerals”). This Report has not been audited.
Product Overview
Pro-Dex designs and produces powered surgical instruments used in the medical industries. Our products are found in hospitals, medical engineering labs, and scientific research facilities around the world. Third party products that are not manufactured, or contracted to be manufactured, by Pro-Dex are outside the scope of this Report.
Statement Regarding Conflict Minerals
We are committed to the maintenance of a supply chain that aligns with the requirements of the Rule, and to continuing our evaluation of our quality management system (“QMS”) to provide for continued compliance.
Due Diligence Program
Based on our assessment of products known to be in our supply chain and a survey of responses received from those in our supply chain, we implemented a due diligence program (“Due Diligence Program”) to evaluate the source of certain Conflict Minerals included in our supply chain, as follows:
| 1. | Establish Company Management Systems |
Our evaluation of the source of Conflict Minerals was incorporated into our QMS, a component of which is our internal compliance auditing that is conducted at scheduled frequencies and comprehensively reviewed annually.
| 2. | Identify and Assess Risks in the Supply Chain |
Cross-functional teams, including Quality Assurance/Regulatory Affairs, Engineering, Materials/Production Management and Finance, reviewed our regulatory compliance matters in connection with the Rule.
We performed a product assessment to identify products and materials that were suspect or high-risk for Conflict Minerals, and maintained a list of such material and components.
We surveyed the suppliers of the suspect, high-risk and other components used in our products identified as containing Conflict Minerals and reviewed the responses that we received so as to evaluate and classify the use of Conflict Minerals and to determine necessary follow up. Based upon the responses and / or website-posted conflict mineral reports to date of eight (8) of the identified vendors, two (2) indicated they are conflict free and six (6) indicated that 3TG conflict mineral status is unknown. However, five (5) demonstrate due diligence by: (a) smelters supplying conflict minerals are included in RMI list (Certified Smelters are allowed to source from legitimate sources from covered countries), and / or (b) their policy is not to sell 3TG containing product originated in the conflict countries, and under terms and conditions of purchase, suppliers warrant that they will comply with this policy and / or (c) a responsible minerals sourcing policy is documented and publicly available on the suppliers’ websites. Lastly, Pro-Dex Supply Chain Surveys of other identitifed suppliers yet are in process.
| |
| 3. | Design and Implement a Strategy to Respond to Identified Risks |
QMS procedures were established and updated, to provide for compliance with reporting and disclosure requirements of the Rule and concomitant supportive guidance documents, summarized as follows:
| a. | Policy: Defines policy and responsibilities |
| I. | Policy defining |
| 1. | QMS SOP 99M2002 Purchasing |
| b. | Procedures – defines methods, requirements and responsibilities |
| I. | Material/Supplier Controls to provide that procured materials are identified and evaluated with respect to conflict minerals. Procedures include reference to corrective action/escalation methods. |
| 1. | QMS SOP 99M2002 Purchasing |
| 2. | QMS SOP 99MP3005 Supplier Evaluation and Monitoring |
| II. | Design Controls to provide that new or modified materials’ impact to conflict minerals and materials requirements is considered. |
| 1. | QMS SOP 99E2003 Design Controls |
| 2. | QMS SOP 99E2001 Engineering and Document Change |
| III. | Risk Management to identify activities to evaluate risks associated with conflict minerals. |
| 1. | QMS SOP E2006 Risk Management |
| IV. | Corrective Action – Defines methods to respond to identified risks, nonconforming issues and activities associated with corrective action. |
| 1. | QMS SOP 99Q2015 Corrective and Preventive Action |
| |
| 4. | Independent Third Party Audits of Smelter/Refiner Due Diligence Practices |
Procedures implemented define the methods and frequency associated with required audits.
| a. | 99P2004 Supplier Auditing |
| 5. | Reporting and Records |
Reporting procedures implemented integrate the results of the procedures described above with our financial reporting controls.
Recordkeeping procedures define methods to collect, identify, store, access, maintain and dispose of our records and documents associated with conflict minerals in conformity with record-retention requirements of all regulatory agencies and legislation to which we are subject.
| a. | QMS SOP 99Q2020 Records and Document Storage and Disposition |
Reasonable Country of Origin Inquiry and Conclusion
After complying with the steps set forth by our Due Diligence Program, we have determined that we manufacture products containing Conflict Minerals in a manner necessary to the functionality of products manufactured, or contracted to be manufactured, by us. As of the date of this Report, we have not identified any Conflict Minerals in our supply chain that are sourced from the Democratic Republic of the Congo (“DRC”) or adjoining countries. However, because it will take time for many of our suppliers to verify the origin of all of the Conflict Minerals, we do not have sufficient information to definitively determine the origin of all of the Conflict Minerals that are subject to this Report. We continue to engage with our suppliers with the goal of increasing supplier response rates and improving the content of the supplier survey responses we receive.
Table 1. Smelters or Refiners (“SOR”) List in the Company’s Supply Chain at December 31, 2021
The following table lists the SORs that the suppliers we surveyed reported as being in their supply chains as well as the country of origin. Many of our suppliers provided company-level data in their responses to us, which means that they may have provided information about Conflict Minerals used in products manufactured for us as well as other customers. As such, not all SORs listed below may have processed Conflict Minerals necessary to the function or production of our products. In addition, the list below may not be inclusive of all SORs in our supply chain as some of our suppliers were not able to identify the SORs used to process Conflict Minerals in the products they manufactured for us.
| Metal | Smelter Name | Smelter Country |
| Gold | 8853 S.p.A. | ITALY |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| Gold | African Gold Refinery | UGANDA |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Brazil | BRAZIL |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | Asahi Pretec Corp. | JAPAN |
| Gold | Asahi Refining Canada Ltd. | CANADA |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | Asaka Riken Co., Ltd. | JAPAN |
| |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | AU Traders and Refiners | SOUTH AFRICA |
| Gold | Augmont Enterprises Private Limited | INDIA |
| Gold | Aurubis AG | GERMANY |
| Gold | Bangalore Refinery | INDIA |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | Boliden AB | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | C.I Metales Procesados Industriales SAS | COLOMBIA |
| Gold | Caridad | MEXICO |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| Gold | Cendres + Metaux S.A. | SWITZERLAND |
| Gold | CGR Metalloys Pvt Ltd. | INDIA |
| Gold | Chimet S.p.A. | ITALY |
| Gold | Chugai Mining | JAPAN |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY |
| Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES |
| Gold | DODUCO Contacts and Refining GmbH | GERMANY |
| Gold | Dowa | JAPAN |
| Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES |
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA |
| |
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA |
| Gold | Gold Coast Refinery | GHANA |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| Gold | Guangdong Jinding Gold Limited | CHINA |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Ltd. Hong Kong | CHINA |
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA |
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Italpreziosi | ITALY |
| Gold | JALAN & Company | INDIA |
| Gold | Japan Mint | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CHINA |
| Gold | Johnson Matthey Inc. | UNITED STATES OF AMERICA |
| Gold | Johnson Matthey Limited | CANADA |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold | Kazzinc | KAZAKHSTAN |
| |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Kundan Care Products Ltd. | INDIA |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
| Gold | Lingbao Gold Co., Ltd. | CHINA |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | L'Orfebre S.A. | ANDORRA |
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | Marsam Metals | BRAZIL |
| Gold | Materion | UNITED STATES OF AMERICA |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | Metalor Switzerland | SWITZERLAND |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | Modeltech Sdn Bhd | MALAYSIA |
| Gold | Morris and Watson | NEW ZEALAND |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| Gold | Nihon Material Co., Ltd. | JAPAN |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| Gold | PAMP S.A. | SWITZERLAND |
| Gold | Pease & Curren | UNITED STATES OF AMERICA |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| Gold | Planta Recuperadora de Metales SpA | CHILE |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | PX Precinox S.A. | SWITZERLAND |
| Gold | QG Refining, LLC | UNITED STATES OF AMERICA |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA |
| Gold | REMONDIS PMR B.V. | NETHERLANDS |
| Gold | Royal Canadian Mint | CANADA |
| Gold | SAAMP | FRANCE |
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| Gold | Safimet S.p.A | ITALY |
| Gold | SAFINA A.S. | CZECHIA |
| Gold | Sai Refinery | INDIA |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
| Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF |
| Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
| Gold | SEMPSA Joyería Platería S.A. | SPAIN |
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | Shirpur Gold Refinery Ltd. | INDIA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | Bauer Walser AG | GERMANY |
| Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Schone Edelmetaal B.V. | NETHERLANDS |
| Gold | Universal Precious Metals Refining Zambia | ZAMBIA |
| Gold | Guangdong Hua Jian Trade Co., Ltd. | CHINA |
| Gold | GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI | CHINA |
| Gold | Hang Seng Technology | CHINA |
| Gold | Hetai Gold Mineral Guangdong Co., Ltd. | CHINA |
| Gold | Jin Jinyin Refining Co., Ltd. | CHINA |
| Gold | Jinlong Copper Co., Ltd. | CHINA |
| Gold | Kosak Seiren | JAPAN |
| Gold | Nihon Superior Co., Ltd. | JAPAN |
| Gold | Nyrstar Metals | UNITED STATES OF AMERICA |
| Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA |
| Gold | Realized the Enterprise Co., Ltd. | CHINA |
| Gold | Shan Dong Huangjin | CHINA |
| Gold | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | CHINA |
| Gold | Shandon Jin Jinyin Refining Limited | CHINA |
| Gold | Shandong Hengbang Smelter Co., Ltd. | CHINA |
| Gold | Shandong penglai gold smelter | CHINA |
| Gold | Shenzhen Heng Zhong Industry Co., Ltd. | CHINA |
| |
| Gold | Sino-Platinum Metals Co., Ltd. | CHINA |
| Gold | So Accurate Group, Inc. | UNITED STATES OF AMERICA |
| Gold | Suntain Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | Super Dragon Technology Co., Ltd. | CHINA |
| Gold | TAIWAN TOTAI CO., LTD. | TAIWAN, PROVINCE OF CHINA |
| Gold | Viagra Di precious metals (Zhaoyuan) Co., Ltd. | CHINA |
| Gold | WANG TING | CHINA |
| Gold | Wuzhong Group | CHINA |
| Gold | Xiamen JInbo Metal Co., Ltd. | CHINA |
| Gold | Yamato Denki Ind. Co., Ltd. | JAPAN |
| Gold | Zhaojun Maifu | CHINA |
| Gold | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | CHINA |
| Gold | Zhongkuang Gold Industry Co., Ltd. | CHINA |
| Gold | Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd. | CHINA |
| Gold | Zhongshan Poison Material Proprietary Co., Ltd. | CHINA |
| Gold | Zhuhai toxic materials Monopoly Ltd. | CHINA |
| Gold | Yunnan Gold Mining Group Co., Ltd. (YGMG) | CHINA |
| Gold | Republic Metals Corporation | UNITED STATES OF AMERICA |
| Gold | Henan Yuguang Gold & Lead Co., Ltd. | CHINA |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA |
| Gold | Zhuzhou Smelting Group Co., Ltd | CHINA |
| Gold | Precious Metals Sales Corp. | UNITED STATES OF AMERICA |
| Gold | ARY Aurum Plus | UNITED ARAB EMIRATES |
| Gold | Shandong Yanggu Xiangguang Co., Ltd. | CHINA |
| Gold | Hop Hing electroplating factory Zhejiang | CHINA |
| Gold | SuZhou ShenChuang recycling Ltd. | CHINA |
| Gold | Tsai Brother industries | TAIWAN, PROVINCE OF CHINA |
| Gold | Al Ghaith Gold | UNITED ARAB EMIRATES |
| Gold | Hung Cheong Metal Manufacturing Limited | CHINA |
| Gold | Rio Tinto Group | AUSTRALIA |
| Gold | Morris and Watson Gold Coast | AUSTRALIA |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
| Gold | SOLAR CHEMICALAPPLIED MATERIALS TECHNOLOGY (KUN SHAN) | TAIWAN, PROVINCE OF CHINA |
| Gold | Sovereign Metals | INDIA |
| |
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
| Gold | Sudan Gold Refinery | SUDAN |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | T.C.A S.p.A | ITALY |
| Gold | Tanaka Kikinzoku International | JAPAN |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| Gold | Tony Goetz NV | BELGIUM |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | Torecom | KOREA, REPUBLIC OF |
| Gold | Umicore Brasil Ltda. | BRAZIL |
| Gold | Umicore Precious Metals Thailand | THAILAND |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| Gold | Valcambi S.A. | SWITZERLAND |
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | Yamakin Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | Zijin Mining Industry Corporation | CHINA |
| Tantalum | Asaka Riken Co., Ltd. | JAPAN |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Tantalum | CP Metals Inc. | UNITED STATES OF AMERICA |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| Tantalum | Exotech Inc. | UNITED STATES OF AMERICA |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | Global Advanced Metals Aizu | JAPAN |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA |
| Tantalum | H.C. Starck Ltd. | JAPAN |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | KEMET Blue Metals | MEXICO |
| Tantalum | LSM Brasil S.A. | BRAZIL |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | Mineracao Taboca S.A. | BRAZIL |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | NPM Silmet AS | ESTONIA |
| Tantalum | PRG Dooel | NORTH MACEDONIA |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA |
| Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| Tin | Alpha | UNITED STATES OF AMERICA |
| Tin | Alpha Metals | UNITED STATES OF AMERICA |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| Tin | China Tin (Hechi) | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA |
| Tin | Dowa | JAPAN |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Estanho de Rondonia S.A. | BRAZIL |
| Tin | Fenix Metals | POLAND |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
| Tin | Luna Smelter, Ltd. | RWANDA |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| Tin | Melt Metais e Ligas S.A. | BRAZIL |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| Tin | Metallo Belgium N.V. | BELGIUM |
| Tin | Metallo Spain S.L.U. | SPAIN |
| Tin | Mineracao Taboca S.A. | BRAZIL |
| Tin | Minsur | PERU |
| Tin | Mitsubishi Materials Corporation | JAPAN |
| Tin | Modeltech Sdn Bhd | MALAYSIA |
| |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | OMSA | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Operaciones Metalúrgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Pongpipat Company Limited | MYANMAR |
| Tin | Precious Minerals and Smelting Limited | INDIA |
| Tin | PT Artha Cipta Langgeng | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | PT Babel Surya Alam Lestari | INDONESIA |
| Tin | PT Bangka Serumpun | INDONESIA |
| Tin | PT Menara Cipta Mulia | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Mitra Sukses Globalindo | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Rajawali Rimba Perkasa | INDONESIA |
| Tin | PT Rajehan Ariq | INDONESIA |
| Tin | PT Refined Bangka Tin | INDONESIA |
| Tin | PT Timah Tbk Kundur | INDONESIA |
| Tin | PT Timah Tbk Mentok | INDONESIA |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| Tin | CV Gita Pesona | INDONESIA |
| Tin | PT Aries Kencana Sejahtera | INDONESIA |
| Tin | PT Premium Tin Indonesia | INDONESIA |
| Tin | CV United Smelting | INDONESIA |
| Tin | PT Babel Inti Perkasa | INDONESIA |
| Tin | PT Bangka Tin Industry | INDONESIA |
| Tin | PT Belitung Industri Sejahtera | INDONESIA |
| Tin | PT Bukit Timah | INDONESIA |
| Tin | PT DS Jaya Abadi | INDONESIA |
| Tin | PT Karimun Mining | INDONESIA |
| Tin | PT Panca Mega Persada | INDONESIA |
| Tin | PT Sariwiguna Binasentosa | INDONESIA |
| Tin | PT Stanindo Inti Perkasa | INDONESIA |
| Tin | PT Sumber Jaya Indah | INDONESIA |
| Tin | PT Tinindo Inter Nusa | INDONESIA |
| Tin | PT Tommy Utama | INDONESIA |
| Tin | PT Tirus Putra Mandiri | INDONESIA |
| Tin | PT Inti Stania Prima | INDONESIA |
| Tin | CV Ayi Jaya | INDONESIA |
| Tin | CV Dua Sekawan | INDONESIA |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | PT Sukses Inti Makmur | INDONESIA |
| Tin | PT Kijang Jaya Mandiri | INDONESIA |
| Tin | Gejiu Jinye Mineral Company | CHINA |
| Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| |
| Tin | CV Justindo | INDONESIA |
| Tin | Dongguan City Xida Soldering Tin Products Co. | CHINA |
| Tin | Fuji Metal Mining Corp. | JAPAN |
| Tin | Gejiu Yunxi Group Corp. | CHINA |
| Tin | Guangxi Nonferrous Metals Group | CHINA |
| Tin | Guangxi Zhongshan Jin Yi Smelting Co., Ltd. | CHINA |
| Tin | Hezhou Jinwei Tin Co., Ltd. | CHINA |
| Tin | Jiang Jia Wang Technology Co. | CHINA |
| Tin | Ju Tai Industrial Co., Ltd. | CHINA |
| Tin | Ma An Shan Shu Guang Smelter Corp. | CHINA |
| Tin | Materials Eco-Refining Co., Ltd. | JAPAN |
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Tin | Minchali Metal Industry Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tin | Ming Li Jia smelt Metal Factory | CHINA |
| Tin | Ney Metals and Alloys | UNITED STATES OF AMERICA |
| Tin | Old City Metals Processing Co., Ltd. | CHINA |
| Tin | Pan Light Corporation | TAIWAN, PROVINCE OF CHINA |
| Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| Tin | PT NATARI | INDONESIA |
| Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | CHINA |
| Tin | Shenzhen Hong Chang Metal Manufacturing Factory | CHINA |
| Tin | Sichuan Guanghan Jiangnan casting smelters | CHINA |
| Tin | Suzhou Nuonengda Chemical Co., Ltd. | CHINA |
| Tin | Taicang City Nancang Metal Material Co., Ltd. | CHINA |
| Tin | Taiwan high-tech Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tin | Taiwan Huanliang | TAIWAN, PROVINCE OF CHINA |
| Tin | Taiwan's lofty Enterprises Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tin | TAP | UNITED STATES OF AMERICA |
| Tin | Thailand Mine Factory | THAILAND |
| Tin | Three green surface technology limited company | CHINA |
| Tin | Tianshui Ling Bo Technology Co., Ltd. | CHINA |
| Tin | TIN PLATING GEJIU | CHINA |
| Tin | TONG LONG | CHINA |
| Tin | Top-Team Technology (Shenzhen) Ltd. | CHINA |
| Tin | Untracore Co., Ltd. | THAILAND |
| Tin | VQB Mineral and Trading Group JSC | VIET NAM |
| Tin | WELLEY | TAIWAN, PROVINCE OF CHINA |
| Tin | WUJIANG CITY LUXE TIN FACTORY | CHINA |
| Tin | Xin Furukawa Metal ( Wuxi ) Co., Ltd. | CHINA |
| Tin | XURI | CHINA |
| Tin | Yifeng Tin | CHINA |
| Tin | Yiquan Manufacturing | CHINA |
| Tin | Yuecheng Tin Co., Ltd. | CHINA |
| Tin | Yunnan Chengo Electric Smelting Plant | CHINA |
| Tin | Yunnan Copper Zinc Industry Co., Ltd. | CHINA |
| Tin | Yunnan Geiju Smelting Corp. | CHINA |
| Tin | Yunnan Industrial Co., Ltd. | CHINA |
| Tin | Zhongshan Jinye Smelting Co.,Ltd | CHINA |
| Tin | GUANGXI HUA TIN GOLD MINUTE FEE, LTD. | CHINA |
| Tin | LIAN JING | CHINA |
| Tin | Yunnan Malipo Baiyi Kuangye Co. | CHINA |
| Tin | Hulterworth Smelter | CHINA |
| Tin | M/s ECO Tropical Resources | SINGAPORE |
| Tin | Sigma Tin Alloy Co., Ltd. | CHINA |
| Tin | Spectro Alloys Corp. | UNITED STATES OF AMERICA |
| |
| Tin | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | CHINA |
| Tin | Solder Court Ltd. | CHINA |
| Tin | CV Venus Inti Perkasa | INDONESIA |
| Tin | PT Wahana Perkit Jaya | INDONESIA |
| Tin | Hongqiao Metals (Kunshan) Co., Ltd. | CHINA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | PT O.M. Indonesia | INDONESIA |
| Tin | Chofu Works | JAPAN |
| Tin | Arco Alloys | UNITED STATES OF AMERICA |
| Tin | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tin | An Thai Minerals Co., Ltd. | VIET NAM |
| Tin | Xianghualing Tin Industry Co., Ltd. | CHINA |
| Tin | OMODEO A. E S. METALLEGHE SRL | ITALY |
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION |
| Tin | Soft Metais Ltda. | BRAZIL |
| Tin | Super Ligas | BRAZIL |
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM |
| Tin | Thaisarco | THAILAND |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| Tin | Toboca/ Paranapenema | BRAZIL |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Yunnan Tin Company Limited | CHINA |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | A.L.M.T. Corp. | JAPAN |
| Tungsten | ACL Metais Eireli | BRAZIL |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| Tungsten | China Molybdenum Co., Ltd. | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tungsten | CP Metals Inc. | UNITED STATES OF AMERICA |
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | GEM Co., Ltd. | CHINA |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Masan Tungsten Chemical LLC (MTC) | VIET NAM |
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
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