Close

Form SD ELBIT SYSTEMS LTD

May 26, 2022 6:16 AM EDT


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM SD
Specialized Disclosure Report

ELBIT SYSTEMS LTD.
(Exact name of registrant as specified in its charter)
 
Israel 000-28998 N/A
(State or other jurisdiction of incorporation or organization) (Commission File  Number) (IRS Employer Identification Number)
 
Advanced Technology Center, P.O. Box 539, Haifa 3100401
(Address of principal executive offices) (Zip Code)
 
Pinchas Confino Adi
c/o Elbit Systems Ltd.
Advanced Technology Center, P.O. Box 539, Haifa 3100401, Israel
972-77-294-5358 

(Name and telephone number, including area code, of the person to contact in connection with this report.)
 
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
ýRule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.




Section 1 - Conflict Minerals Disclosure
 

A copy of Elbit Systems Ltd.’s Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at www.elbitsystems.com.

 
Item 1.02 Exhibits
 
A copy of Elbit Systems Ltd.’s Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at www.elbitsystems.com.

 
Section 2 - Exhibits
 
Item 2.01 Exhibits
 
The following exhibit is filed as part of this report:
 
Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.






SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
ELBIT SYSTEMS LTD.
 
By:           /s/ Pinchas Confino Adi
Name:      Pinchas Confino Adi
Title:        Vice President,
                 Corporate Secretary & Senior Legal Counsel
 
 
Date:  May 26, 2022



Exhibit 1.01

Elbit Systems Ltd.
Conflict Minerals Report
For the Year Ended December 31, 2021
In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934

A.Introduction

This Conflict Minerals Report (this “Report”) of Elbit Systems Ltd. (together with its wholly-owned subsidiaries, “Elbit Systems” or “we”) for the year ended December 31, 2021 is presented to comply with Rule 13p-1 (the “CM Rule”) under the Securities Exchange Act of 1934.
The CM Rule was adopted by the U.S. Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to “conflict minerals” under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Pursuant to Section 1502, publicly traded companies, such as Elbit Systems, must report to the SEC whether “conflict minerals” (tantalum, tin, tungsten and gold) (“3TG”) originating in the Democratic Republic of Congo (“DRC”) or adjoining countries (Angola, Burundi, The Central African Republic, The Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia) (the “Covered Countries”) are present in the products the company manufactures or contracts to manufacture, if any of the 3TG is necessary to the functionality or production of such products. The CM Rule was adopted because the sale of 3TG mined in the Covered Countries has funded armed conflicts in that region, and those conflicts have led to numerous human rights abuses and atrocities.
Unless otherwise defined herein, the terms used in this Report have the meanings ascribed to them in the CM Rule, Form SD and SEC Release No. 34-67716 issued by the SEC in 2012.
B.Company Overview

Elbit Systems Ltd. is an international high technology company engaged in a wide range of defense, homeland security and commercial programs throughout the world. We operate in the areas of aerospace, land and naval systems, command, control, communications, computers, intelligence, surveillance and reconnaissance, unmanned aircraft systems, advanced electro-optics, electro-optic space systems, electronic warfare suites, signal intelligence systems, data links and communications systems, radios, cyber-based systems and munitions. We also focus on the upgrading of existing platforms, developing new technologies for defense, homeland security and commercial applications and providing a range of support services, including training and simulation systems.

1



C.Applicability of the CM Rule to Elbit Systems
Elbit Systems designs, develops and manufactures a broad portfolio of sophisticated products and systems in numerous programs for our customers around the world. Such products and systems often include a range of electronic components. We purchase these components from a supply chain consisting of thousands of suppliers and/or manufacturers. We collect 3TG information from our suppliers, primarily first-tier manufacturers (i.e., manufacturers contracting directly with us) of the products or components supplied to us. Through this information and our own material engineering analyses we have determined 3TG are necessary to the functionality or production of a number of our products. Therefore, we are required to make a filing pursuant to the CM Rule because we manufacture certain products for which elements of 3TG are necessary to the product’s functionality or production.

We do not directly source any 3TG from mines, smelters or refiners, and we believe that in most cases we are many levels removed from these supply chain participants and therefore have limited influence over them. Furthermore, because of the depth, geographic diversity and ongoing changes in our supply chain, and due to competitive factors, we often have significant challenges in identifying the full supply chain from information provided by our direct suppliers. However, through the efforts described in this Report, we take measures so that our suppliers meet the expectations of our Conflict Minerals Compliance Policy, which is described below.

D.Conflict Minerals Compliance Policy

Elbit Systems’ policy is to use “conflict free” 3TG in our products, and we support industry actions to increase supply chain transparency to facilitate the ability of companies to source conflict free 3TG. Our Conflict Minerals Compliance Policy is published on our website at: www.elbitsystems.com.

Pursuant to our Conflict Minerals Compliance Policy, and as further described in this Report, we are taking measures to meet the applicable reporting obligations under the CM Rule and to enhance our supply chain due diligence and internal controls relating to 3TG. We are committed to sourcing materials from companies that share our values with respect to human rights, ethics and environmental responsibility. These supply chain values are reflected in our Supplier Code of Conduct, which can be found on our website. Our policy relating to conflict minerals is an important part of our overall practices regarding responsible supply chain management and is reflected in our Supplier Code of Conduct.

Elbit Systems periodically publishes additional information about our commitment to responsible sourcing and engagement with our suppliers and other stakeholders in our Social Sustainability Report, which includes an overview of our activities in the areas of ethics,
corporate governance, environmental compliance, fair employment and support for our local communities. The Social Sustainability Report is published on our website.

2



E.Overview of the Company's Conflict Minerals Program and Reasonable Country of Origin Inquiry ("RCOI") for 2021

As part of our commitment to responsible sourcing, human rights and sustainability, it is our goal that the 3TG in our products should not, directly or indirectly, finance or benefit armed groups in the Covered Countries. Our efforts with respect to 3TG are aligned to the work of the Responsible Minerals Initiative (“RMI”), and we strive to improve the traceability in our supply chain.

Elbit Systems has a Conflict Minerals Compliance and Management Review Team (the “CM Team”) that supports compliance with the CM Rule, performs the RCOI and reports on conflict minerals. The multi-disciplinary CM Team consists of specially designated personnel from our supply chain management, quality assurance, operations, materials engineering, information technology and legal departments. The CM Team is supported by outsourced services from specialists in the conflict minerals compliance and RCOI process.

We rely on our suppliers to provide information on the origin of 3TG contained in components and parts included in our products. The identification of suppliers that are relevant to us under the CM Rule involves different geographic regions, business areas and production sites throughout our organization. The CM Team plays a leading role in coordinating the supplier identification efforts. Suppliers who were identified to be relevant for our RCOI process in 2021 were identified on the basis of criteria such as the level of supply chain activities with such supplier and the likelihood that the items furnished by the supplier contain 3TG. The processes performed and described in this Report cover more than 95% of our worldwide supply chain activities relevant to 3TG.

In our annual RCOI process for 2021, we reviewed suppliers identified to be relevant under the above-mentioned identification criteria in an effort to determine the origin of the 3TG in our products. We analyzed and followed up with inquiries as we deemed appropriate where the analysis of our survey results indicated further information may be desirable. We do not have a direct relationship with 3TG smelters and refiners, and we do not perform or direct audits of these entities within our supply chain.

We utilized reporting templates and databases, such as approved smelter and refiner lists, of 3TG industry initiatives such as the RMI, which is aligned with the Global e-Sustainability Initiative (GeSI) and the Electronic Industry Citizenship Coalition (EICC).


3



F.Conflict Minerals Program Design

Our RCOI activities and other 3TG-related activities are consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten
(the “OECD Guidance”). The design of our due diligence process, including our RCOI, conforms substantially to the OECD Guidance as it relates to “downstream” purchasers of products and components. These processes are described below under sub-headings corresponding to the five-step framework of the OECD Guidance.

Step 1 - Establish Strong Company Management Systems
As mentioned above, we have a dedicated CM Team. This Team is responsible for implementing our due diligence activities, reporting on 3TG in compliance with the CM Rule and informing senior managers and our board of directors about matters relating to our conflict minerals compliance. Our compliance policies include, but are not limited to, our Code of Business Conduct and Ethics and our Supplier Code of Conduct, which set forth expected behavior for all our employees and our supply chain. The Supplier Code of Conduct includes provisions relating to conflict minerals compliance and is integrated as a standard supplement into our supplier agreements.
We have internal Conflict Minerals Compliance Guidelines that set out the activities to be taken in our due diligence process. Moreover, as indicated above, we have a published company-wide Conflict Minerals Compliance Policy.

In 2021, identification of smelters and refiners in our supply chain was made through the use of due diligence tools, including those created by the RMI such as the EICC/GeSI Conflict Minerals Reporting Template (the “Template”). The Template is a supply chain survey designed to identify, among other 3TG-related information, the smelters and refiners that process the necessary 3TG contained in our supply chain. The information from our suppliers, in combination with information from the RMI, helps us to obtain information on the origin of the 3TG processed in our supply chain. Data obtained was reviewed and analyzed by us and is retained in our company records for the five-year period required by the CM Rule.

While our principal purchasing activities were conducted through our facilities in Israel and the U.S., during 2021 our activities also included 3TG compliance processes at our subsidiaries located in other countries, including RCOI and training activities.
We have grievance mechanisms under which employees and suppliers can report violations of our policies. This includes a whistleblower process for the reporting of alleged violations of laws or our Code of Business Conduct and Ethics, including issues relating to corruption, involving questionable accounting or auditing matters or which otherwise may seriously affect significant interests of Elbit Systems. This process is overseen by the Elbit Systems Chief Ethics Officer and by the Chair of the Audit and Financial Statements Review Committee of the Elbit Systems Board of Directors. Our Conflict Minerals Compliance

4


Policy and our Supplier Code of Conduct also contain reporting mechanisms for reports to applicable Elbit Systems’ management personnel.

Step 2 - Identification and Assessment of Risks in the Supply Chain
Our CM Team leads a process to identify and assess 3TG-related risks. We attempt to focus this process on the most relevant level in our 3TG supply chain, which is the smelters and refiners. As stated above, we require our suppliers to provide identification information relating to smelters and refiners in our supply chain.

During 2021, suppliers meeting our applicable 3TG criteria were requested by us to provide information on 3TG in their supply chains through completing and submitting the Template. Suppliers were provided with support material, including the generally available RMI instructions and training illustrating the use of the tool that is available on RMI’s website. To support the quality of the response and a high response rate, the responses received were analyzed on an ongoing basis and followed up as deemed appropriate by members of the CM Team. Supplier responses were reviewed against risk level criteria developed or utilized by us to determine: (1) the risk level applicable to the supplier regarding 3TG and (2) which responses require further engagement with our suppliers, such as when the responses from suppliers were incomplete. Certain suppliers were contacted via e-mail or telephone to improve the quality of responses and increase the response rate.

Step 3 - Design and Implementation of a Strategy to Respond to Identified Risks
Under the third step of the OECD Guidance framework companies are encouraged to design and implement a strategy to respond to identified risks. Our due diligence is an ongoing process, both proactive and reactive, where suppliers are evaluated against our conflict mineral risk categories on a continuous basis to facilitate conflict mineral compliance in the suppliers’ processes.

Our due diligence process categorizes suppliers’ responses regarding 3TG under one of the following six conflict mineral risk categories (“DRC or an adjoining country” has the same meaning in this context as “Covered Countries”):

1.No 3TG - 3TG is not intentionally added to the product and not necessary to the production of the product.

2.Free/Not From DRC - The 3TG being used in the product do not originate from the DRC or an adjoining country.

3.Active/Conformant - The 3TG being used in the product originate from the DRC or an adjoining country; however, the smelters and refiners have been designated as “conformant” (formerly “complaint”) or “active” by the RMI under its Responsible Minerals Assurance Process (“RMAP”).

4.Undetermined/Not from DRC - The 3TG being used in the product do not originate from the DRC or an adjoining country, but to date the supplier has not provided

5


complete information on all of its sources of supply.
5.Undetermined/from DRC - The 3TG being used in the product originate from the DRC or an adjoining country; however, the smelters and refiners have been designated as “conformant” or “active” under the RMAP, and to date the supplier has not provided complete information on all of its sources of supply.
6.Undefined from DRC - The 3TG being used in the product originate from the DRC or an adjoining country, and the smelters and refiners have not been designated as “conformant” or “active” under the RMAP.

During 2021, we used this risk-based approach and followed up with suppliers.

We continuously worked to improve our due diligence processes with respect to 3TG, mainly focusing on the quality of data received from suppliers surveyed. This included communication and collaboration with suppliers for purposes of improving the response rate of surveyed suppliers and improving the reliability and quality of the information provided. It also included follow-up communications with suppliers regarding RCOI issues.

Step 4 - Carry Out Independent Third Party Audit of Supply Chain Due Diligence and Identification Points in the Supply Chain
In the fourth step we focus on review of smelters’ and refiners’ 3TG practices. Since, as mentioned above, there are generally many tiers of suppliers between Elbit Systems and the smelters and refiners in the supply chain, we have not performed our own audits of smelters or refiners.

We reviewed the data received from our suppliers with respect to smelters and refiners and compared such information against the lists of facilities that have received either an “active” or “conformant” designation from the RMI or otherwise appeared on the RMI’s Smelter Reference List.

Although we are not currently required to conduct an Independent Private Sector Audit under the CM Rule, during 2021 we continued to take steps, such as enhancing our internal controls, to prepare us for such an audit in the future, if applicable.

Step 5 - Report on Supply Chain Due Diligence
In compliance with the fifth step of reporting on supply chain due diligence, and in accordance with the CM Rule, during 2021 we continued to make our Conflict Minerals Report available on our website.


6



G.2021 Conflict Minerals Program Results
For the calendar year 2021, our due diligence was conducted at the supplier level, mainly first-tier manufacturers. The response rate among suppliers surveyed exceeded 75%. Among the supplier responses, we identified 324 smelters or refiners as listed in Annex 1 hereto, as potential sources of 3TG that were reported to be in the supply chain through the end of the 2021 calendar year, that were designated by RMI as “active” or “conformant” or otherwise appeared on the RMI’s Smelter Reference List.

We believe that the facilities that may have been used to process the 3TG in Elbit Systems’ products in 2021 include the smelters and refiners listed in Annex 1 hereto. There were also a few additional potential high risk smelters for which we continued our RCOI review.

H.Future Activities

We are continuing to refine and expand the list of participating smelters and refiners. We believe that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the locations of origin of the 3TG in our supply chain.

During 2022, we plan to continue to review and evolve our due diligence and RCOI processes with respect to 3TG. During 2022 we expect to: (1) evaluate possible further updates of our Conflict Mineral Compliance Policy and Guidelines; (2) continue to follow-up on incomplete or unreceived responses from suppliers; (3) further develop the collaboration with suppliers for purposes of continued improvement of the supplier response rate and the reliability and quality of information provided; (4) further refine the criteria for our due diligence and supplier selection processes; (5) further enhance our internal control processes and activities; (6) continue to evaluate the impact of our new Enterprise Resources Planning (“ERP”) system on our RCOI process; (7) expand our awareness and training activities; (8) implement the RCOI process with respect to recently acquired subsidiaries; (9) continue expansion of our RCOI activities to parts of our organization that are outside Israel and the U.S; and (10) continue to take mitigating steps with respect to high risk suppliers.

I.Forward Looking Statements
Certain of the matters discussed in this Report, including in particular our due diligence processes and future activities, include forward-looking statements. Readers of this Report are cautioned that our forward-looking statements are not guarantees of our future actions, which may differ materially from the expectations expressed in the forward-looking statements. We expressly disclaim a duty to provide updates to these forward-looking statements after the date of this filing to reflect events or changes in circumstances or changes in expectations or the occurrence of unanticipated events.

The information included on our website and other materials referenced in this Report is not incorporated by reference in this Report.

7



Annex 1

List of Smelters and Refiners

RMI Smelter
Identification
MetalSmelter NameSmelter Country
CID002708GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICA
CID002852GoldGGC Gujrat Gold Centre Pvt. Ltd.INDIA
CID003421GoldC.I Metales Procesados Industriales SASCOLOMBIA
CID003461GoldAugmont Enterprises Private LimitedINDIA
CID003500GoldAlexy MetalsUNITED STATES OF AMERICA
CID003529GoldSancus ZFS (L’Orfebre, SA)COLOMBIA
CID003615GoldWEEEREFININGFRANCE
CID000309TinPT Aries Kencana SejahteraINDONESIA
CID001486TinPT Timah NusantaraINDONESIA
CID002455TinCV Venus Inti PerkasaINDONESIA
CID002756TinSuper LigasBRAZIL
CID003449TinPT Mitra Sukses GlobalindoINDONESIA
CID003486TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZIL
CID003416TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATION
CID003427TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZIL
CID003612TungstenOOO “Technolom” 2RUSSIAN FEDERATION
CID003614TungstenOOO “Technolom” 1RUSSIAN FEDERATION
CID000015GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
CID000019GoldAida Chemical Industries Co., Ltd.JAPAN
CID000035GoldAgosi AGGERMANY
CID000041GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
CID000058GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZIL
CID000077GoldArgor-Heraeus S.A.SWITZERLAND
CID000082GoldAsahi Pretec Corp.JAPAN
CID000090GoldAsaka Riken Co., Ltd.JAPAN
CID000113GoldAurubis AGGERMANY
CID000128GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
CID000157GoldBoliden ABSWEDEN
CID000176GoldC. Hafner GmbH + Co. KGGERMANY
8



CID000185GoldCCR Refinery - Glencore Canada CorporationCANADA
CID000189GoldCendres + Metaux S.A.SWITZERLAND
CID000233GoldChimet S.p.A.ITALY
CID000264GoldChugai MiningJAPAN
CID000359GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OF
CID000401GoldDowaJAPAN
CID000425GoldEco-System Recycling Co., Ltd. East PlantJAPAN
CID000689GoldLT Metal Ltd.KOREA, REPUBLIC OF
CID000694GoldHeimerle + Meule GmbHGERMANY
CID000707GoldHeraeus Metals Hong Kong Ltd.CHINA
CID000711GoldHeraeus Germany GmbH Co. KGGERMANY
CID000801GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
CID000807GoldIshifuku Metal Industry Co., Ltd.JAPAN
CID000814GoldIstanbul Gold RefineryTURKEY
CID000823GoldJapan MintJAPAN
CID000855GoldJiangxi Copper Co., Ltd.CHINA
CID000920GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
CID000924GoldAsahi Refining Canada Ltd.CANADA
CID000937GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
CID000957GoldKazzincKAZAKHSTAN
CID000969GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
CID000981GoldKojima Chemicals Co., Ltd.JAPAN
CID001078GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OF
CID001113GoldMaterionUNITED STATES OF AMERICA
CID001119GoldMatsuda Sangyo Co., Ltd.JAPAN
CID001147GoldMetalor Technologies (Suzhou) Ltd.CHINA
CID001149GoldMetalor Technologies (Hong Kong) Ltd.CHINA
CID001152GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
CID001153GoldMetalor Technologies S.A.SWITZERLAND
CID001157GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
CID001161GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
CID001188GoldMitsubishi Materials CorporationJAPAN
CID001193GoldMitsui Mining and Smelting Co., Ltd.JAPAN
9



CID001220GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEY
CID001236GoldNavoi Mining and Metallurgical CombinatUZBEKISTAN
CID001259GoldNihon Material Co., Ltd.JAPAN
CID001325GoldOhura Precious Metal Industry Co., Ltd.JAPAN
CID001352GoldPAMP S.A.SWITZERLAND
CID001397GoldPT Aneka Tambang (Persero) TbkINDONESIA
CID001498GoldPX Precinox S.A.SWITZERLAND
CID001512GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
CID001534GoldRoyal Canadian MintCANADA
CID001555GoldSamduck Precious MetalsKOREA, REPUBLIC OF
CID001585GoldSEMPSA Joyeria Plateria S.A.SPAIN
CID001622GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
CID001736GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
CID001761GoldSolar Applied Materials Technology Corp.TAIWAN
CID001798GoldSumitomo Metal Mining Co., Ltd.JAPAN
CID001875GoldTanaka Kikinzoku Kogyo K.K.JAPAN
CID001916GoldShandong Gold Smelting Co., Ltd.CHINA
CID001938GoldTokuriki Honten Co., Ltd.JAPAN
CID001955GoldTorecomKOREA, REPUBLIC OF
CID001980GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
CID001993GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
CID002003GoldValcambi S.A.SWITZERLAND
CID002030GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
CID002100GoldYamakin Co., Ltd.JAPAN
CID002129GoldYokohama Metal Co., Ltd.JAPAN
CID002224GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
CID002243GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
CID002290GoldSAFINA A.S.CZECHIA
CID002314GoldUmicore Precious Metals ThailandTHAILAND
CID002459GoldGeib Refining CorporationUNITED STATES OF AMERICA
CID002509GoldMMTC-PAMP India Pvt., Ltd.INDIA
CID002511GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
CID002516GoldSingway Technology Co., Ltd.TAIWAN
10



CID002560GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATES
CID002561GoldEmirates Gold DMCCUNITED ARAB EMIRATES
CID002580GoldT.C.A S.p.AITALY
CID002582GoldREMONDIS PMR B.V.NETHERLANDS
CID002605GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OF
CID002606GoldMarsam MetalsBRAZIL
CID002615GoldTOO Tau-Ken-AltynKAZAKHSTAN
CID002761GoldSAAMPFRANCE
CID002762GoldL'Orfebre S.A.ANDORRA
CID002765GoldItalpreziosiITALY
CID002778GoldWIELAND Edelmetalle GmbHGERMANY
CID002779GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
CID002863GoldBangalore RefineryINDIA
CID002918GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OF
CID002919GoldPlanta Recuperadora de Metales SpACHILE
CID002973GoldSafimet S.p.AITALY
CID003189GoldNH Recytech CompanyKOREA, REPUBLIC OF
CID003424GoldEco-System Recycling Co., Ltd. North PlantJAPAN
CID003425GoldEco-System Recycling Co., Ltd. West PlantJAPAN
CID003575GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICA
CID000211TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
CID000460TantalumF&X Electro-Materials Ltd.CHINA
CID000616TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCHINA
CID000914TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
CID000917TantalumJiujiang Tanbre Co., Ltd.CHINA
CID001076TantalumAMG BrasilBRAZIL
CID001163TantalumMetallurgical Products India Pvt., Ltd.INDIA
CID001175TantalumMineracao Taboca S.A.BRAZIL
CID001192TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
CID001200TantalumNPM Silmet ASESTONIA
CID001277TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
CID001508TantalumQuantumCleanUNITED STATES OF AMERICA
CID001522TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINA
11



CID001769TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
CID001869TantalumTaki Chemical Co., Ltd.JAPAN
CID001891TantalumTelex MetalsUNITED STATES OF AMERICA
CID001969TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
CID002492TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
CID002504TantalumD Block Metals, LLCUNITED STATES OF AMERICA
CID002505TantalumFIR Metals & Resource Ltd.CHINA
CID002506TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
CID002508TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
CID002512TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
CID002539TantalumKEMET de MexicoMEXICO
CID002544TantalumTANIOBIS Co., Ltd.THAILAND
CID002545TantalumTANIOBIS GmbHGERMANY
CID002547TantalumH.C. Starck Hermsdorf GmbHGERMANY
CID002548TantalumH.C. Starck Inc.UNITED STATES OF AMERICA
CID002549TantalumTANIOBIS Japan Co., Ltd.JAPAN
CID002550TantalumTANIOBIS Smelting GmbH & Co. KGGERMANY
CID002557TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICA
CID002558TantalumGlobal Advanced Metals AizuJAPAN
CID002707TantalumResind Industria e Comercio Ltda.BRAZIL
CID002842TantalumJiangxi Tuohong New Raw MaterialCHINA
CID003583TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CHINA
CID000228TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINA
CID000292TinAlphaUNITED STATES OF AMERICA
CID000402TinDowaJAPAN
CID000438TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)
CID000448TinEstanho de Rondonia S.A.BRAZIL
CID000468TinFenix MetalsPOLAND
CID000538TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
CID000555TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
CID001070TinChina Tin Group Co., Ltd.CHINA
12



CID001105TinMalaysia Smelting Corporation (MSC)MALAYSIA
CID001142TinMetallic Resources, Inc.UNITED STATES OF AMERICA
CID001173TinMineracao Taboca S.A.BRAZIL
CID001182TinMinsurPERU
CID001191TinMitsubishi Materials CorporationJAPAN
CID001231TinJiangxi New Nanshan Technology Ltd.CHINA
CID001305TinNovosibirsk Processing Plant Ltd.RUSSIAN FEDERATION
CID001314TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
CID001337TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)
CID001399TinPT Artha Cipta LanggengINDONESIA
CID001406TinPT Babel Surya Alam LestariINDONESIA
CID001453TinPT Mitra Stania PrimaINDONESIA
CID001458TinPT Prima Timah UtamaINDONESIA
CID001460TinPT Refined Bangka TinINDONESIA
CID001468TinPT Stanindo Inti PerkasaINDONESIA
CID001477TinPT Timah Tbk KundurINDONESIA
CID001482TinPT Timah Tbk MentokINDONESIA
CID001490TinPT Tinindo Inter NusaINDONESIA
CID001539TinRui Da HungTAIWAN
CID001758TinSoft Metais Ltda.BRAZIL
CID001898TinThaisarcoTHAILAND
CID001908TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
CID002036TinWhite Solder Metalurgia e Mineracao Ltda.BRAZIL
CID002158TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINA
CID002180TinTin Smelting Branch of Yunnan Tin Co., Ltd.CHINA
CID002468TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
CID002503TinPT ATD Makmur Mandiri JayaINDONESIA
CID002517TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
CID002706TinResind Industria e Comercio Ltda.BRAZIL
CID002773TinMetallo Belgium N.V.BELGIUM
CID002774TinMetallo Spain S.L.U.SPAIN
CID002834TinThai Nguyen Mining and Metallurgy Co., Ltd.
VIETNAM
CID002835TinPT Menara Cipta MuliaINDONESIA
13



CID003116TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
CID003190TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
CID003205TinPT Bangka SerumpunINDONESIA
CID003325TinTin Technology & RefiningUNITED STATES OF AMERICA
CID003379TinMa'anshan Weitai Tin Co., Ltd.CHINA
CID003381TinPT Rajawali Rimba PerkasaINDONESIA
CID003387TinLuna Smelter, Ltd.RWANDA
CID003524TinCRM SynergiesSPAIN
CID003582TinFabrica Auricchio Industria e Comercio Ltda.BRAZIL
CID000105TungstenKennametal HuntsvilleUNITED STATES OF AMERICA
CID000218TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINA
CID000258TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
CID000568TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICA
CID000766TungstenHunan Chenzhou Mining Co., Ltd.CHINA
CID000769TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINA
CID000825TungstenJapan New Metals Co., Ltd.JAPAN
CID000875TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINA
CID000966TungstenKennametal FallonUNITED STATES OF AMERICA
CID002044TungstenWolfram Bergbau und Hutten AGAUSTRIA
CID002082TungstenXiamen Tungsten Co., Ltd.CHINA
CID002315TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
CID002316TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
CID002317TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
CID002318TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
CID002319TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
CID002320TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
CID002321TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
CID002494TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
CID002502TungstenAsia Tungsten Products Vietnam Ltd.VIETNAM
CID002513TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINA
14



CID002541TungstenH.C. Starck Tungsten GmbHGERMANY
CID002542TungstenTANIOBIS Smelting GmbH & Co. KGGERMANY
CID002543TungstenMasan High-Tech MaterialsVIETNAM
CID002551TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
CID002589TungstenNiagara Refining LLCUNITED STATES OF AMERICA
CID002641TungstenChina Molybdenum Tungsten Co., Ltd.CHINA
CID002645TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINA
CID002649TungstenHydrometallurg, JSCRUSSIAN FEDERATION
CID002724TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
CID002827TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
CID002830TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINA
CID002833TungstenACL Metais EireliBRAZIL
CID002845TungstenMoliren Ltd.RUSSIAN FEDERATION
CID003388TungstenKGETS Co., Ltd.KOREA, REPUBLIC OF
CID003401TungstenFujian Ganmin RareMetal Co., Ltd.CHINA
CID003407TungstenLianyou Metals Co., Ltd.TAIWAN
CID003408TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATION
CID003417TungstenJingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.CHINA
CID003468TungstenCronimet Brasil LtdaBRAZIL
CID003609TungstenFujian Xinlu TungstenCHINA
CID000103GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEY
CID000180GoldCaridadMEXICO
CID000197GoldYunnan Copper Industry Co., Ltd.CHINA
CID000343GoldDaye Non-Ferrous Metals Mining Ltd.CHINA
CID000362GoldDODUCO Contacts and Refining GmbHGERMANY
CID000493GoldJSC Novosibirsk RefineryRUSSIAN FEDERATION
CID000522GoldRefinery of Seemine Gold Co., Ltd.CHINA
CID000651GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINA
CID000671GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINA
CID000767GoldHunan Chenzhou Mining Co., Ltd.CHINA
CID000773GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINA
CID000778GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OF
15



CID000927GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION
CID000929GoldJSC UralelectromedRUSSIAN FEDERATION
CID000956GoldKazakhmys Smelting LLCKAZAKHSTAN
CID001029GoldKyrgyzaltyn JSCKYRGYZSTAN
CID001032GoldL'azurde Company For JewelrySAUDI ARABIA
CID001056GoldLingbao Gold Co., Ltd.CHINA
CID001058GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINA
CID001093GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINA
CID001204GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
CID001326GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
CID001362GoldPenglai Penggang Gold Industry Co., Ltd.CHINA
CID001386GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
CID001546GoldSabin Metal Corp.UNITED STATES OF AMERICA
CID001562GoldSamwon Metals Corp.KOREA, REPUBLIC OF
CID001619GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINA
CID001756GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
CID001909GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
CID001947GoldTongling Nonferrous Metals Group Co., Ltd.CHINA
CID002282GoldMorris and WatsonNEW ZEALAND
CID002312GoldGuangdong Jinding Gold LimitedCHINA
CID002525GoldShandong Humon Smelting Co., Ltd.CHINA
CID002527GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINA
CID002562GoldInternational Precious Metal RefinersUNITED ARAB EMIRATES
CID002563GoldKaloti Precious MetalsUNITED ARAB EMIRATES
CID002584GoldFujairah Gold FZCUNITED ARAB EMIRATES
CID002587GoldIndustrial Refining CompanyBELGIUM
CID002588GoldShirpur Gold Refinery Ltd.INDIA
CID002777GoldSAXONIA Edelmetalle GmbHGERMANY
CID002850GoldAU Traders and RefinersSOUTH AFRICA
CID002853GoldSai RefineryINDIA
16



CID002857GoldModeltech Sdn BhdMALAYSIA
CID002865GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATION
CID002867GoldDegussa Sonne / Mond Goldhandel GmbHGERMANY
CID002872GoldPease & CurrenUNITED STATES OF AMERICA
CID002893GoldJALAN & CompanyINDIA
CID003153GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIA
CID003186GoldGold Coast RefineryGHANA
CID003324GoldQG Refining, LLCUNITED STATES OF AMERICA
CID003348GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATES
CID003382GoldCGR Metalloys Pvt Ltd.INDIA
CID003383GoldSovereign MetalsINDIA
CID003463GoldKundan Care Products Ltd.INDIA
CID003487GoldEmerald Jewel Industry India Limited (Unit 1)INDIA
CID003488GoldEmerald Jewel Industry India Limited (Unit 2)INDIA
CID003489GoldEmerald Jewel Industry India Limited (Unit 3)INDIA
CID003490GoldEmerald Jewel Industry India Limited (Unit 4)INDIA
CID003497GoldK.A. RasmussenNORWAY
CID003540GoldSellem Industries Ltd.MAURITANIA
CID003548GoldMD OverseasINDIA
CID003557GoldMetallix Refining Inc.UNITED STATES OF AMERICA
CID003617GoldValue TradingBELGIUM
CID000456TantalumExotech Inc.UNITED STATES OF AMERICA
CID000942TinGejiu Kai Meng Industry and Trade LLCCHINA
CID002015TinVQB Mineral and Trading Group JSCVIETNAM
CID002500TinMelt Metais e Ligas S.A.BRAZIL
CID002572TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIETNAM
CID002573TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIETNAM
CID002574TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIETNAM
CID002703TinAn Vinh Joint Stock Mineral Processing CompanyVIETNAM
17



CID002844TinHuiChang Hill Tin Industry Co., Ltd.CHINA
CID002858TinModeltech Sdn BhdMALAYSIA
CID003356TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINA
CID003397TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
CID003409TinPrecious Minerals and Smelting LimitedINDIA
CID003410TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINA
CID000281TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINA
CID002313TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINA
CID003553TungstenArtek LLCRUSSIAN FEDERATION
CID002763Gold8853 S.p.A.ITALY
CID000004TungstenA.L.M.T. Corp.JAPAN



18



Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings