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May 25, 2022 10:04 AM EDT

  
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
AMETEK, Inc.
(Exact name of registrant as specified in its charter)


Delaware
(State or other jurisdiction
of incorporation)
1-12981
(Commission
File Number)
14-1682544
(IRS Employer
Identification No.)

1100 Cassatt Road,
Berwyn, Pennsylvania
(Address of principal executive offices)
19312 - 1177
(Zip Code)
Matthew M. Fuss
(610) 647-2121
(Name and telephone number, including area code, of the person to contact in connection with this report.)


Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒    Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.



Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
AMETEK, Inc. (the “Company”) has evaluated its current product lines and determined that certain products the Company manufactures or contracts to manufacture contain tin, tungsten, tantalum and/or gold (3TG). As a result, the Company has filed a Conflict Minerals Report, which appears as Exhibit 1.01.

The Conflicts Mineral Report is available at www.AMETEK.com/conflictmineralsreport. The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD.

Item 1.02 Exhibits
AMETEK, Inc. Conflict Minerals Report as required by Item 1.01 of this Form.

Section 2 - Exhibits
Item 2.01 Exhibits




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

AMETEK, Inc.
Date: May 25, 2022By:
/s/ RONALD J. OSCHER
Name: Ronald J. Oscher
Title: Chief Administrative Officer





Exhibit 1.01


AMETEK, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2021

The report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities and Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured or contracted to manufacture products contain conflict minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.

If a registrant can establish that the conflict minerals originated from sources other than the Democratic Republic of the Congo (“DRC”) or an adjoining country (the “Covered Countries”), or from recycled and scrap sources, they must submit a Form SD which describes the Reasonable Country of Origin Inquiry (“RCOI”) completed.

AMETEK’s products are “DRC Conflict Undeterminable.” The report presented herein is not audited.

Overview

AMETEK consists of two business groups: Electronic Instruments Group and Electromechanical Group. Electronic Instruments is in the design and manufacture of advanced instruments for the aerospace, power, process, and industrial markets. Electromechanical is a differentiated supplier of electrical interconnects, precision motion control solutions, specialty metals, thermal management systems, and floor care and specialty motors.

The electronic instruments and electromechanical products we manufacture are numerous and many are complex, from direct and indirect suppliers. AMETEK has relationships with a vast network of suppliers (over 17,000 direct and indirect suppliers) throughout the world and there are generally multiple tiers between the 3TG mines and our direct suppliers. Based on our downstream position in the supply chain, we must rely on our direct suppliers that may themselves, procure these minerals far removed from the actual source, making it difficult to determine the 3TG country of origin, chain of custody, and whether these minerals directly or indirectly financed or benefited armed groups in the DRC or covered countries.

In 2021 AMETEK continued the previous year’s focus on suppliers providing at least $300K of parts annually. To determine whether necessary 3TGs in products originated in Covered Countries, AMETEK retained Assent Compliance (“Assent”), a third-party service provider, to assist us in reviewing the supply chain and identifying risks. AMETEK provided a list composed of suppliers and parts associated with the in-scope products to Assent for upload to the Assent Compliance Manager (“ACM”).

During the supplier survey, AMETEK contacted suppliers via the ACM, a software-as-a-service (SaaS) platform provided by Assent that enables users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment, and management. The ACM also provides functionality that meets the OECD Guidance process expectations




Exhibit 1.01


by evaluating the quality of each supplier response. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.
Via the Assent Compliance Manager and Assent team, AMETEK requested that all suppliers complete a CMRT. Training and education to guide suppliers on best practices and the use of this template was included. Assent monitored and tracked all communications in the ACM for future reporting and transparency. AMETEK directly contacted suppliers that were unresponsive to Assent’s communications during the diligence process and requested these suppliers complete the CMRT and submit it to Assent.
All submitted declaration forms are accepted so that data is retained. Suppliers are contacted regarding invalid forms and are encouraged to correct validated errors to resubmit a valid form. Suppliers are provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, AMETEK tracks program gaps to account for future improvement opportunities. AMETEK will continue to diligently pursue receipt of satisfactory and conclusive details regarding the supply chain of conflict minerals our Suppliers are providing to us. For the period ending December 31, 2021, our CFM efforts resulted in the following Conflict Minerals Metrics for our entire organization, regardless of supplier spend.


2021 CFM Status by Spend
CONFLICT FREE6%
EXEMPT63%
UNDETERMINABLE24%
UNKNOWN7%
For the next reporting year (2022 production), AMETEK’s focus will continue to be on increasing our suppliers’ response rates to our request for complete and accurate Templates with the goal of achieving a conflict-free supply chain. The remainder of this report will provide the supporting details of our Conflict-free Minerals due diligence approach and results for the 2021 production year.

Conflict-free Minerals Due Diligence Program

Pursuant to the Rule, we performed due diligence on the source and origin of 3TG in our products, including the Components we purchase from suppliers. Our due diligence measures have been designed to conform to The Organisation of Economic Co-operation and Development (“OECD”) due diligence framework. This risk-based due diligence process is based on the following OECD Guidance:


1.Establish strong company management systems
2.Identify and assess risk in the supply chain
3.Design and implement a strategy to respond to identified risk
4.Carry out independent 3rd party audit of the supply chain (e.g., audit high risk suppliers or smelters)
5.Report on supply chain due diligence internally to management






Exhibit 1.01


To identify and assess risks associated with CFM we begin with careful filtering of our products to isolate those that may contain 3TG that is necessary to the functionality or manufacture of our products. A categorization of suppliers and individual components purchased is in place that results in every purchased item having a CFM status assigned. We are then able to identify and engage relevant suppliers by initiating a RCOI to determine whether supplied parts containing 3TG originated in the DRC or one of the covered countries or are from recycled or scrap sources.

Given the number of products impacted and the complexity of the associated supply chains, our RCOI involves numerous telephone and email inquiries along with the exchange of thousands of CFM Templates and other supporting documents. To effectively manage this process, a CFM compliance owner has been identified for each of our 156 factory locations. The Compliance Owner is tasked with ensuring responses from their supply base. For the 2021 production year, AMETEK continued to employ Assent, to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that AMETEK will undertake with suppliers and/or respective stakeholders in regard to conflict minerals.

An additional data gathering challenge has been to obtain complete CFM data from companies that currently are not part of the direct SEC reporting regulations. Included in this Group are Smelters/Refiners, Distributors, and private or internationally based companies. For the 2021 production year, AMETEK chose to continue to focus on our Tier 2 supply, defined as suppliers providing at least $300K of parts annually. This allowed us to strategically align our efforts to a controlled number of companies in the best position to participate in our CFM data gathering efforts. Our process to address non-responders contained specific escalation procedures including business unit meetings with corporate management until an appropriate supplier response was received. Additionally, AMETEK employed Assent to assist with gathering supplier CFM Templates and confirmation of the validity of their Smelter lists. After considerable effort, we have received CFM responses from 980 of our Tier 2 suppliers. For 2021, the key metrics from our Tier 2 group of suppliers are as follows:


2021 Tier 2 CFM Status by Spend
CONFLICT FREE7%
EXEMPT63%
UNDETERMINABLE30%
UNKNOWN0%

Conclusions and Expected Next Steps

To the extent reasonably possible, AMETEK has documented the country of origin of identified smelters and refiners based on information received through the Conflict-Free Smelter Program (“CFSP”), surveys of smelters and refiners, the validation of outside consultants, and/or reviews of publicly available information. We have a total of 333 legitimate and known smelters as potential sources of 3TG minerals furnished to AMETEK Suppliers during 2021 (see Appendix I). AMETEK, Inc. intends to continue to evaluate and improve our due diligence program and engage with our suppliers to identify the origin and chain of custody of 3TG minerals in our products with an aim to achieve a Conflict Free Supply Base.





Exhibit 1.01


Caution Concerning Forward-looking Statements

Certain statements in this report maybe "forward-looking" within the meaning of the Private Securities Litigation Reform Act of 1995. When used in this report, the words “believes,” “anticipates,” “may,” “expect,” “intend,” “estimate,” “project” and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain such words. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are subject to various factors and uncertainties that may cause actual results to differ significantly from expectations. A detailed discussion of other factors that may affect our future results is contained in AMETEK’s filings with the U.S. Securities and Exchange Commission, including its most recent reports on Form 10-K, 10-Q and 8-K. AMETEK disclaims any intention or obligation to update or revise any forward-looking statements.







Exhibit 1.01


Appendix I: Smelter List
#MetalSmelter Reference ListSmelter Name
1GoldCID000077Argor-Heraeus S.A.
2GoldCID000090Asaka Riken Co., Ltd.
3TungstenCID000004A.L.M.T. Corp.
4TungstenCID002641China Molybdenum Co., Ltd.
5TungstenCID000769Hunan Chunchang Nonferrous Metals Co., Ltd.
6GoldCID000773Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
7GoldCID000823Japan Mint
8GoldCID000058AngloGold Ashanti Corrego do Sitio Mineracao
9TinCID000292Alpha
10TinCID000309Smelter Not Listed
11GoldCID000937JX Nippon Mining & Metals Co., Ltd.
12GoldCID000343Daye Non-Ferrous Metals Mining Ltd.
13GoldCID000920Asahi Refining USA Inc.
14GoldCID000924Asahi Refining Canada Ltd.
15GoldCID001325Ohura Precious Metal Industry Co., Ltd.
16GoldCID001326OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
17TinCID000942Gejiu Kai Meng Industry and Trade LLC
18GoldCID000957Kazzinc
19GoldCID001362Penglai Penggang Gold Industry Co., Ltd.
20GoldCID001938Tokuriki Honten Co., Ltd.
21GoldCID000927JSC Ekaterinburg Non-Ferrous Metal Processing Plant
22GoldCID001352PAMP S.A.
23GoldCID001386Prioksky Plant of Non-Ferrous Metals
24GoldCID001955Torecom
25TantalumCID001969Ulba Metallurgical Plant JSC
26GoldCID001947Tongling Nonferrous Metals Group Co., Ltd.
27GoldCID002511KGHM Polska Miedz Spolka Akcyjna
28GoldCID000103Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
29TungstenCID000105Kennametal Huntsville
30TantalumCID000914JiuJiang JinXin Nonferrous Metals Co., Ltd.
31GoldCID001916The Refinery of Shandong Gold Mining Co., Ltd.
32GoldCID001993United Precious Metal Refining, Inc.
33TungstenCID002513Chenzhou Diamond Tungsten Products Co., Ltd.
34GoldCID002516Singway Technology Co., Ltd.
35TantalumCID000917Jiujiang Tanbre Co., Ltd.
36TinCID001337Operaciones Metalurgicas S.A.
37TantalumCID002512Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
38GoldCID002778WIELAND Edelmetalle GmbH
39TungstenCID002845Moliren Ltd.
40TungstenCID002542H.C. Starck Smelting GmbH & Co. KG




Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
41TantalumCID002539KEMET Blue Metals
42TantalumCID001508QuantumClean
43TinCID001399PT Artha Cipta Langgeng
44GoldCID001980Umicore S.A. Business Unit Precious Metals Refining
45GoldCID002515Fidelity Printers and Refiners Ltd.
46GoldCID002525Shandong Humon Smelting Co., Ltd.
47GoldCID002527Shenzhen Zhonghenglong Real Industry Co., Ltd.
48GoldCID003185African Gold Refinery
49GoldCID003186Gold Coast Refinery
50TinCID003190Chifeng Dajingzi Tin Industry Co., Ltd.
51GoldCID000082Asahi Pretec Corp.
52GoldCID000113Aurubis AG
53GoldCID000929JSC Uralelectromed
54TinCID002816Smelter Not Listed
55TinCID003205PT Bangka Serumpun
56TinCID003208Pongpipat Company Limited
57TungstenCID002541H.C. Starck Tungsten GmbH
58TungstenCID002543Masan Tungsten Chemical LLC (MTC)
59TantalumCID001277Ningxia Orient Tantalum Industry Co., Ltd.
60GoldCID000956Kazakhmys Smelting LLC
61GoldCID000015Advanced Chemical Company
62GoldCID000522Refinery of Seemine Gold Co., Ltd.
63GoldCID001236Navoi Mining and Metallurgical Combinat
64GoldCID001029Kyrgyzaltyn JSC
65GoldCID001032L'azurde Company For Jewelry
66TinCID001477PT Timah Tbk Kundur
67TinCID001482PT Timah Tbk Mentok
68TantalumCID002544H.C. Starck Co., Ltd.
69TantalumCID002545H.C. Starck Tantalum and Niobium GmbH
70TinCID001305Novosibirsk Processing Plant Ltd.
71TinCID001314O.M. Manufacturing (Thailand) Co., Ltd.
72TinCID001457Smelter Not Listed
73GoldCID001798Sumitomo Metal Mining Co., Ltd.
74TantalumCID002548H.C. Starck Inc.
75TungstenCID002551Jiangwu H.C. Starck Tungsten Products Co., Ltd.
76TantalumCID002547H.C. Starck Hermsdorf GmbH
77TinCID001486PT Timah Nusantara
78TinCID001490PT Tinindo Inter Nusa
79GoldCID001498PX Precinox S.A.
80TungstenCID002645Ganzhou Haichuang Tungsten Co., Ltd.
81TungstenCID002827Philippine Chuangxin Industrial Co., Inc.
82TungstenCID002830Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.




Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
83TinCID002835PT Menara Cipta Mulia
84TinCID001493Smelter Not Listed
85GoldCID001756SOE Shyolkovsky Factory of Secondary Precious Metals
86TinCID001758Soft Metais Ltda.
87GoldCID002100Yamakin Co., Ltd.
88GoldCID002588Shirpur Gold Refinery Ltd.
89GoldCID001761Solar Applied Materials Technology Corp.
90TungstenCID002833ACL Metais Eireli
91GoldCID000035Allgemeine Gold-und Silberscheideanstalt A.G.
92TinCID003379Ma'anshan Weitai Tin Co., Ltd.
93GoldCID000694Heimerle + Meule GmbH
94TungstenCID000766Hunan Chenzhou Mining Co., Ltd.
95GoldCID000019Aida Chemical Industries Co., Ltd.
96GoldCID001397PT Aneka Tambang (Persero) Tbk
97TinCID001402Smelter Not Listed
98GoldCID002605Korea Zinc Co., Ltd.
99GoldCID002615TOO Tau-Ken-Altyn
100TungstenCID002649Hydrometallurg, JSC
101GoldCID000767Hunan Chenzhou Mining Co., Ltd.
102TantalumCID000211Changsha South Tantalum Niobium Co., Ltd.
103GoldCID000264Chugai Mining
104TinCID000555Gejiu Zili Mining And Metallurgy Co., Ltd.
105TungstenCID000568Global Tungsten & Powders Corp.
106TungstenCID003388KGETS Co., Ltd.
107TinCID003397Yunnan Yunfan Non-ferrous Metals Co., Ltd.
108TungstenCID003401Fujian Ganmin RareMetal Co., Ltd.
109TungstenCID003407Lianyou Metals Co., Ltd.
110TungstenCID003408JSC "Kirovgrad Hard Alloys Plant"
111TinCID003409Precious Minerals and Smelting Limited
112TinCID000228Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
113GoldCID000233Chimet S.p.A.
114TinCID000538Gejiu Non-Ferrous Metal Processing Co., Ltd.
115GoldCID000814Istanbul Gold Refinery
116TantalumCID001869Taki Chemical Co., Ltd.
117GoldCID000041Almalyk Mining and Metallurgical Complex (AMMC)
118TantalumCID002508XinXing HaoRong Electronic Material Co., Ltd.
119GoldCID002509MMTC-PAMP India Pvt., Ltd.
120TantalumCID000460F&X Electro-Materials Ltd.
121TinCID000448Estanho de Rondonia S.A.
122TinCID000468Fenix Metals
123GoldCID000707Heraeus Metals Hong Kong Ltd.
124TinCID002696Smelter Not Listed




Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
125TinCID002706Resind Industria e Comercio Ltda.
126TinCID002703An Vinh Joint Stock Mineral Processing Company
127TantalumCID002707Resind Industria e Comercio Ltda.
128GoldCID000128Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
129GoldCID001093Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
130GoldCID001555Samduck Precious Metals
131GoldCID001562Samwon Metals Corp.
132GoldCID000711Heraeus Precious Metals GmbH & Co. KG
133GoldCID000778HwaSeong CJ CO., LTD.
134GoldCID001259Nihon Material Co., Ltd.
135TantalumCID001891Telex Metals
136TinCID001898Thaisarco
137TinCID001460PT Refined Bangka Tin
138TinCID001468PT Stanindo Inti Perkasa
139GoldCID000189Cendres + Metaux S.A.
140GoldCID000197Yunnan Copper Industry Co., Ltd.
141GoldCID000359DSC (Do Sung Corporation)
142GoldCID000425Eco-System Recycling Co., Ltd. East Plant
143GoldCID000651Guoda Safina High-Tech Environmental Refinery Co., Ltd.
144GoldCID001534Royal Canadian Mint
145TinCID001539Rui Da Hung
146GoldCID001152Metalor Technologies (Singapore) Pte., Ltd.
147GoldCID001153Metalor Technologies S.A.
148TinCID002478Smelter Not Listed
149TantalumCID002492Hengyang King Xing Lifeng New Materials Co., Ltd.
150GoldCID001810Smelter Not Listed
151GoldCID002129Yokohama Metal Co., Ltd.
152GoldCID002582REMONDIS PMR B.V.
153GoldCID002584Fujairah Gold FZC
154GoldCID002587Industrial Refining Company
155TantalumCID001163Metallurgical Products India Pvt., Ltd.
156GoldCID001157Metalor USA Refining Corporation
157GoldCID001161Metalurgica Met-Mex Penoles S.A. De C.V.
158TinCID001406PT Babel Surya Alam Lestari
159TinCID001453PT Mitra Stania Prima
160GoldCID003421C.I Metales Procesados Industriales SAS
161GoldCID003424Eco-System Recycling Co., Ltd. North Plant
162GoldCID003425Eco-System Recycling Co., Ltd. West Plant
163TungstenCID003427Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
164GoldCID000176C. Hafner GmbH + Co. KG
165TinCID002036White Solder Metalurgia e Mineracao Ltda.
166TungstenCID002044Wolfram Bergbau und Hutten AG




Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
167GoldCID002606Marsam Metals
168TinCID003381PT Rajawali Rimba Perkasa
169GoldCID003382CGR Metalloys Pvt Ltd.
170GoldCID003383Sovereign Metals
171TungstenCID002316Jiangxi Yaosheng Tungsten Co., Ltd.
172GoldCID002314Umicore Precious Metals Thailand
173GoldCID002312Guangdong Jinding Gold Limited
174TantalumCID000616Guangdong Zhiyuan New Material Co., Ltd.
175GoldCID000689LT Metal Ltd.
176TungstenCID002319Malipo Haiyu Tungsten Co., Ltd.
177TantalumCID002558Global Advanced Metals Aizu
178GoldCID002567Sudan Gold Refinery
179GoldCID003189NH Recytech Company
180TinCID002574Tuyen Quang Non-Ferrous Metals Joint Stock Company
181GoldCID002560Al Etihad Gold Refinery DMCC
182GoldCID002561Emirates Gold DMCC
183TinCID003387Luna Smelter, Ltd.
184TungstenCID000218Guangdong Xianglu Tungsten Co., Ltd.
185TungstenCID000281CNMC (Guangxi) PGMA Co., Ltd.
186TungstenCID000825Japan New Metals Co., Ltd.
187TinCID001070China Tin Group Co., Ltd.
188TantalumCID001076LSM Brasil S.A.
189GoldCID001078LS-NIKKO Copper Inc.
190GoldCID001188Mitsubishi Materials Corporation
191TinCID001191Mitsubishi Materials Corporation
192TantalumCID001192Mitsui Mining and Smelting Co., Ltd.
193GoldCID001546Sabin Metal Corp.
194GoldCID001619Shandong Tiancheng Biological Gold Industrial Co., Ltd.
195GoldCID001622Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
196GoldCID001875Tanaka Kikinzoku Kogyo K.K.
197GoldCID002562International Precious Metal Refiners
198GoldCID002867Degussa Sonne / Mond Goldhandel GmbH
199GoldCID003348Dijllah Gold Refinery FZC
200GoldCID003497K.A. Rasmussen
201TungstenCID003553Artek LLC
202TungstenCID003612OOO “Technolom” 2
203TungstenCID003614OOO “Technolom” 1
204TungstenCID002317Jiangxi Xinsheng Tungsten Industry Co., Ltd.
205TungstenCID002589Niagara Refining LLC
206GoldCID001193Mitsui Mining and Smelting Co., Ltd.





Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
207TinCID001463Smelter Not Listed
208GoldCID002003Valcambi S.A.
209TinCID002517O.M. Manufacturing Philippines, Inc.
210GoldCID000493OJSC Novosibirsk Refinery
211GoldCID002224Zhongyuan Gold Smelter of Zhongjin Gold Corporation
212TinCID002455CV Venus Inti Perkasa
213TinCID002572Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
214TinCID002573Nghe Tinh Non-Ferrous Metals Joint Stock Company
215TungstenCID000966Kennametal Fallon
216GoldCID000969Kennecott Utah Copper LLC
217GoldCID002580T.C.A S.p.A
218GoldCID002893JALAN & Company
219GoldCID002850AU Traders and Refiners
220GoldCID000981Kojima Chemicals Co., Ltd.
221GoldCID001220Nadir Metal Rafineri San. Ve Tic. A.S.
222TinCID002468Magnu's Minerais Metais e Ligas Ltda.
223GoldCID002459Geib Refining Corporation
224GoldCID002708Abington Reldan Metals, LLC
225TungstenCID002724Unecha Refractory metals plant
226TinCID001231Jiangxi New Nanshan Technology Ltd.
227GoldCID001512Rand Refinery (Pty) Ltd.
228TantalumCID001522Yanling Jincheng Tantalum & Niobium Co., Ltd.
229TantalumCID001769Solikamsk Magnesium Works OAO
230TungstenCID002082Xiamen Tungsten Co., Ltd.
231GoldCID003461Augmont Enterprises Private Limited
232GoldCID002863Bangalore Refinery
233GoldCID003463Kundan Care Products Ltd.
234TinCID003524CRM Synergies
235GoldCID003548MD Overseas
236GoldCID003615WEEEREFINING
237TungstenCID003609Fujian Xinlu Tungsten
238GoldCID003617Value Trading
239TinCID003410Gejiu City Fuxiang Industry and Trade Co., Ltd.
240TungstenCID003416NPP Tyazhmetprom LLC
241TungstenCID003417GEM Co., Ltd.
242TinCID001428Smelter Not Listed
243TungstenCID000258Chongyi Zhangyuan Tungsten Co., Ltd.
244GoldCID000801Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
245GoldCID000807Ishifuku Metal Industry Co., Ltd.




Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
246GoldCID000855Jiangxi Copper Co., Ltd.
247TungstenCID000875Ganzhou Huaxing Tungsten Products Co., Ltd.
248GoldCID001056Lingbao Gold Co., Ltd.
249GoldCID001058Lingbao Jinyuan Tonghui Refinery Co., Ltd.
250TinCID001105Malaysia Smelting Corporation (MSC)
251GoldCID001113Materion
252GoldCID001119Matsuda Sangyo Co., Ltd.
253GoldCID001585SEMPSA Joyeria Plateria S.A.
254GoldCID001909Great Wall Precious Metals Co., Ltd. of CBPM
255TinCID001908Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
256TinCID002158Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
257TinCID002180Yunnan Tin Company Limited
258GoldCID002243Gold Refinery of Zijin Mining Group Co., Ltd.
259GoldCID003153State Research Institute Center for Physical Sciences and Technology
260GoldCID000157Boliden AB
261TinCID000438EM Vinto
262TungstenCID002494Ganzhou Seadragon W & Mo Co., Ltd.
263TinCID002500Melt Metais e Ligas S.A.
264GoldCID000671Hangzhou Fuchunjiang Smelting Co., Ltd.
265TinCID001173Mineracao Taboca S.A.
266TantalumCID001175Mineracao Taboca S.A.
267TinCID001182Minsur
268TungstenCID002502Asia Tungsten Products Vietnam Ltd.
269TantalumCID002504D Block Metals, LLC
270TantalumCID002505FIR Metals & Resource Ltd.
271TinCID002503PT ATD Makmur Mandiri Jaya
272TantalumCID002506Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
273TinCID002773Metallo Belgium N.V.
274TinCID002774Metallo Spain S.L.U.
275TinCID001421Smelter Not Listed
276GoldCID001736Sichuan Tianze Precious Metals Co., Ltd.
277TungstenCID002320Xiamen Tungsten (H.C.) Co., Ltd.
278TinCID002756Super Ligas
279GoldCID0027638853 S.p.A.
280GoldCID002762L'Orfebre S.A.
281GoldCID002761SAAMP
282GoldCID002765Italpreziosi
283TungstenCID002313Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
284TungstenCID002315Ganzhou Jiangwu Ferrotungsten Co., Ltd.
285TungstenCID002318Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
286TinCID003116Guangdong Hanhe Non-Ferrous Metal Co., Ltd.




Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
287GoldCID000180Caridad
288GoldCID000185CCR Refinery - Glencore Canada Corporation
289TungstenCID002321Jiangxi Gan Bei Tungsten Co., Ltd.
290GoldCID000401Dowa
291TinCID000402Dowa
292TinCID001142Metallic Resources, Inc.
293GoldCID001147Metalor Technologies (Suzhou) Ltd.
294GoldCID001149Metalor Technologies (Hong Kong) Ltd.
295TantalumCID001200NPM Silmet AS
296GoldCID001204Moscow Special Alloys Processing Plant
297TinCID001458PT Prima Timah Utama
298TinCID002015VQB Mineral and Trading Group JSC
299GoldCID002030Western Australian Mint (T/a The Perth Mint)
300GoldCID002282Morris and Watson
301GoldCID002563Kaloti Precious Metals
302GoldCID002919Planta Recuperadora de Metales SpA
303GoldCID002918SungEel HiMetal Co., Ltd.
304TinCID003356Dongguan CiEXPO Environmental Engineering Co., Ltd.
305GoldCID002290SAFINA A.S.
306TantalumCID002549H.C. Starck Ltd.
307GoldCID002779Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
308TantalumCID002550H.C. Starck Smelting GmbH & Co. KG
309TantalumCID002842Jiangxi Tuohong New Raw Material
310GoldCID002872Pease & Curren
311TantalumCID002557Global Advanced Metals Boyertown
312GoldCID002973Safimet S.p.A
313GoldCID002852GCC Gujrat Gold Centre Pvt. Ltd.
314GoldCID002853Sai Refinery
315GoldCID002865Kyshtym Copper-Electrolytic Plant ZAO
316GoldCID003487Emerald Jewel Industry India Limited (Unit 1)
317GoldCID003488Emerald Jewel Industry India Limited (Unit 2)
318GoldCID003489Emerald Jewel Industry India Limited (Unit 3)
319GoldCID003490Emerald Jewel Industry India Limited (Unit 4)
320GoldCID003500Alexy Metals
321GoldCID003540Sellem Industries Ltd.
322GoldCID003557Metallix Refining Inc.
323GoldCID002857Modeltech Sdn Bhd
324TinCID002858Modeltech Sdn Bhd
325GoldCID003324QG Refining, LLC
326TinCID003325Tin Technology & Refining
327TinCID003449PT Mitra Sukses Globalindo
328TungstenCID003468Cronimet Brasil Ltda




Exhibit 1.01


#MetalSmelter Reference ListSmelter Name
329TinCID003486CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda
330GoldCID003529Sancus ZFS (L’Orfebre, SA)
331GoldCID003575Metal Concentrators SA (Pty) Ltd.
332TantalumCID003583Yancheng Jinye New Material Technology Co., Ltd.
333TinCID003582Fabrica Auricchio Industria e Comercio Ltda.


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