Close

Form NPORT-P TRUST FOR PROFESSIONAL For: Jun 30

August 11, 2022 10:02 AM EDT

Get inside Wall Street with StreetInsider Premium. Claim your 1-week free trial here.

  
    NPORT-P
    false
    
      
      
        
          0001141819
          XXXXXXXX
        
      
      
      
      
        S000071657
        C000227080
      
      
      
    
  
  
    
      Trust for Professional Managers
      811-10401
      0001141819
      549300O1N816L3GGRD45
      615 East Michigan Street
      Milwaukee
      
      53202
      513-629-8104
      CrossingBridge Ultra-Short Duration Fund
      S000071657
      549300R61LS78Q2C7O40
      2022-09-30
      2022-06-30
      N
    
    
      66202891.840000000000
      3100210.950000000000
      63102680.890000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      1432538.970000000000
      
        
          EUR
          
          
        
        
          USD
          
          
        
      
      
      
      N
      
        
          
        
        
          
            
            
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        RYDER SYSTEM INC
        ZXJ6Y2OSPZXIVGRILD15
        Ryder System Inc
        78355HKF5
        
          
        
        1400000.000000000000
        PA
        USD
        1400147.970000000000
        2.2188407057
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-09-01
          Fixed
          2.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        SBA TOWER TRUST
        N/A
        SBA Tower Trust
        78403DAM2
        
          
        
        1755000.000000000000
        PA
        USD
        1740965.270000000000
        2.7589402628
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2023-03-15
          Fixed
          3.448000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        Santander Consumer Auto Receiv
        N/A
        Santander Consumer Auto Receivables Trust 2021-B
        802824AB8
        
          
        
        426873.740000000000
        PA
        USD
        418000.320000000000
        0.6624129341
        Long
        ABS-O
        CORP
        US
        N
        
        2
        
          2028-10-16
          Fixed
          1.450000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        SW AIRLINES 07-1 TRUST
        N/A
        Southwest Airlines Co 2007-1 Pass Through Trust
        84474YAB2
        
          
        
        19326.530000000000
        PA
        USD
        19313.340000000000
        0.0306062115
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-08-01
          Fixed
          6.650000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        TIGO ENERGY INC
        N/A
        Tigo Energy Inc
        88675PAD5
        
          
        
        315000.000000000000
        PA
        USD
        315246.710000000000
        0.4995773643
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2025-01-15
          Fixed
          5.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        VERISK ANALYTICS INC
        549300I1YSWNIRKBWP67
        Verisk Analytics Inc
        92345YAC0
        
          
        
        1758000.000000000000
        PA
        USD
        1761191.020000000000
        2.7909923876
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-09-12
          Fixed
          4.125000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        BERENSON ACQUISITION CORP - FOUNDER SHARES
        N/A
        BERENSON ACQUISITION CORP - FOUNDER SHARES
        N/A
        
          
        
        1827.000000000000
        NS
        USD
        255.780000000000
        0.0004053394
        Long
        EC
        CORP
        US
        N
        
        3
        
          N
          N
          N
        
      
      
        STOLT-NIELSEN LTD
        213800VZX4LWJSGRLR94
        Stolt-Nielsen Ltd
        AP0643621
        
          
        
        1900000.000000000000
        PA
        USD
        1901194.850000000000
        3.0128590785
        Long
        DBT
        CORP
        BM
        
        N
        
        2
        
          2022-09-21
          Fixed
          6.375000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        GOLAR LNG LTD
        213800C2VSFZG3EZLO34
        Golar LNG Ltd
        BR7245524
        
          
        
        1856000.000000000000
        PA
        USD
        1756240.000000000000
        2.7831464135
        Long
        DBT
        CORP
        BM
        
        N
        
        2
        
          2025-10-20
          Fixed
          7.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        CONSUMMATE INVESTMENTS, LLC TERM LOAN
        N/A
        CONSUMMATE INVESTMENTS, LLC TERM LOAN
        N/A
        
          
        
        1600000.000000000000
        PA
        USD
        1584000.000000000000
        2.5101944603
        Long
        LON
        CORP
        US
        N
        
        3
        
          2024-05-31
          Fixed
          6.875000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        N/A
        N/A
        EUR/USD FWD 20220715
        N/A
        
          
        
        1.000000000000
        NC
        USD
        39259.430000000000
        0.0622151539
        N/A
        DFE
        
        US
        N
        
        2
        
          
            
              U.S. BANCORP INVESTMENTS INC.
              H85Z6XZP8B10ES0M2G89
            
            -2136000.000000000000
            EUR
            2279902.320000000000
            USD
            2022-07-15
            39259.430000000000
          
        
        
          N
          N
          N
        
      
      
        INFINT ACQUISITION CORP-A
        N/A
        InFinT Acquisition Corp
        G47862126
        
          
          
        
        11940.000000000000
        NS
        USD
        716.400000000000
        0.0011352925
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              New York
              N/A
            
            Call
            Purchased
            
              
                Investors Financial Services C
                Investors Financial Services Corp
                
                  
                  
                  
                
              
            
            1.000000000000
            11.500000000000
            USD
            2027-05-19
            XXXX
            -1301.120000000000
          
        
        
          N
          N
          N
        
      
      
        MALLINCKRODT INTERNATIONAL 3 2/28/2022
        N/A
        Mallinckrodt International Finance SA
        N/A
        
          
          
        
        1431606.000000000000
        PA
        USD
        1431606.000000000000
        2.2686928349
        Long
        LON
        CORP
        US
        N
        
        2
        
          2023-02-28
          Floating
          4.250000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        CALLIGO UK LTD
        549300ZTMDJ5UKV05P96
        Calligo UK Ltd
        BT0607353
        
          
        
        400000.000000000000
        PA
        
        409750.170000000000
        0.6493387669
        Long
        DBT
        CORP
        GB
        
        N
        
        2
        
          2024-12-29
          Floating
          8.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LINKEM SPA
        8156008F52B23E338F42
        Linkem SpA
        BA0032827
        
          
          
        
        1721000.000000000000
        PA
        
        1807599.570000000000
        2.8645368858
        Long
        DBT
        CORP
        IT
        N
        
        2
        
          2022-08-09
          Floating
          6.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        AT&T INC
        549300Z40J86GGSTL398
        AT&T Inc
        00206RAE2
        
          
        
        2000000.000000000000
        PA
        USD
        1971485.880000000000
        3.1242505900
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-11-27
          Fixed
          .000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        ABBVIE INC
        FR5LCKFTG8054YNNRU85
        AbbVie Inc
        00287YCT4
        
          
        
        1673000.000000000000
        PA
        USD
        1673000.000000000000
        2.6512344268
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-10-01
          Fixed
          3.250000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        ADVANCED MICRO DEVICES
        R2I72C950HOYXII45366
        Advanced Micro Devices Inc
        007903AX5
        
          
        
        1381000.000000000000
        PA
        USD
        1391516.320000000000
        2.2051619684
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-08-15
          Fixed
          7.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        ARBOR RAPHA CAPITAL BIOHOLDI
        N/A
        Arbor Rapha Capital Bioholdings Corp I
        03881F112
        
          
          
        
        17679.000000000000
        NS
        USD
        1081.950000000000
        0.0017145864
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NASDAQ GM
              N/A
            
            Call
            Purchased
            
              
                Arbor Rapha Capital Bioholding
                Arbor Rapha Capital Bioholdings Corp I
                
                  
                  
                  
                
              
            
            1.000000000000
            11.500000000000
            USD
            2023-03-14
            XXXX
            -1578.480000000000
          
        
        
          N
          N
          N
        
      
      
        BGP Acquisition Corp
        N/A
        BGP Acquisition Corp
        08862W109
        
          
          
        
        50000.000000000000
        NS
        USD
        486500.000000000000
        0.7709656597
        Long
        EC
        CORP
        CA
        N
        
        2
        
          N
          N
          N
        
      
      
        BLAST MOTION INC
        N/A
        Blast Motion Inc
        09345BAC4
        
          
        
        1000000.000000000000
        PA
        USD
        981700.000000000000
        1.5557183723
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2025-02-15
          Fixed
          5.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        CARLISLE COS INC
        XR64VGX1ZPX6G7ZN7Z11
        Carlisle Cos Inc
        142339AF7
        
          
        
        1830000.000000000000
        PA
        USD
        1830699.770000000000
        2.9011442053
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-11-15
          Fixed
          3.750000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        Carney Technology Acquisition
        N/A
        Carney Technology Acquisition Corp II
        143636108
        
          
          
        
        27045.000000000000
        NS
        USD
        266934.150000000000
        0.4230155458
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        COLUMBIA CARE INC
        54930058IQZHXZUH2W23
        Columbia Care Inc
        197309AP2
        
          
        
        1653000.000000000000
        PA
        USD
        1655236.820000000000
        2.6230847829
        Long
        DBT
        CORP
        CA
        N
        
        2
        
          2026-02-03
          Fixed
          9.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        COOKS VENTURE INC
        N/A
        Cooks Venture Inc
        216378AA7
        
          
        
        600000.000000000000
        PA
        USD
        593220.000000000000
        0.9400868420
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2025-01-15
          Fixed
          5.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        DELTA AIR LINES INC
        Q2CCMS6R0AS67HJMBN42
        Delta Air Lines Inc
        247361ZX9
        
          
        
        30000.000000000000
        PA
        USD
        30432.030000000000
        0.0482262078
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2025-05-01
          Fixed
          7.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        WALT DISNEY COMPANY/THE
        549300GZKULIZ0WOW665
        Walt Disney Co/The
        254687FJ0
        
          
        
        1096000.000000000000
        PA
        USD
        1094797.960000000000
        1.7349468272
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-09-01
          Fixed
          1.650000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        EASTMAN CHEMICAL CO
        FDPVHDGJ1IQZFK9KH630
        Eastman Chemical Co
        277432AN0
        
          
        
        264000.000000000000
        PA
        USD
        264006.810000000000
        0.4183765353
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-08-15
          Fixed
          3.600000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        Feutune Light Acquisition Corp
        N/A
        Feutune Light Acquisition Corp
        31561T201
        
          
          
        
        103600.000000000000
        NS
        USD
        1036000.000000000000
        1.6417685990
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        First American Treasury Obliga
        N/A
        First American Treasury Obligations Fund
        31846V328
        
          
          
        
        1893493.780000000000
        NS
        USD
        1893493.780000000000
        3.0006550487
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        FRESH MARKET INC
        529900QM5ZSBEBR6CS58
        Fresh Market Inc/The
        35804HAA4
        
          
        
        2085000.000000000000
        PA
        USD
        2085000.000000000000
        3.3041385415
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2023-05-01
          Fixed
          9.750000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        GENERAL ELECTRIC CO
        3C7474T6CDKPR9K6YT90
        General Electric Co
        36962G6S8
        
          
        
        856000.000000000000
        PA
        USD
        855229.510000000000
        1.3552982186
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2023-01-09
          Fixed
          3.100000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        GETTY IMAGES INC
        5493005NV20IG4VEKZ40
        Getty Images Inc
        374276AJ2
        
          
        
        827000.000000000000
        PA
        USD
        786716.830000000000
        1.2467248917
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2027-03-01
          Fixed
          9.750000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        GLENCORE FUNDING LLC
        213800STG1QDNBY87K49
        Glencore Funding LLC
        378272AF5
        
          
        
        1000000.000000000000
        PA
        USD
        998450.000000000000
        1.5822624109
        Long
        DBT
        CORP
        US
        
        N
        
        2
        
          2023-05-30
          Fixed
          4.125000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        HP ENTERPRISE CO
        549300BX44RGX6ANDV88
        Hewlett Packard Enterprise Co
        42824CAN9
        
          
        
        2064000.000000000000
        PA
        USD
        2067987.520000000000
        3.2771785459
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-10-15
          Fixed
          4.400000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        INFOR INC
        549300Q3IIYBYI4RHD64
        Infor Inc
        45674CAB9
        
          
        
        1550000.000000000000
        PA
        USD
        1508908.880000000000
        2.3911961564
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2023-07-15
          Fixed
          1.450000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        KROGER CO
        6CPEOKI6OYJ13Q6O7870
        Kroger Co/The
        501044DH1
        
          
        
        763000.000000000000
        PA
        USD
        763000.160000000000
        1.2091406407
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-08-01
          Fixed
          2.800000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LAND O'LAKES INC
        4ONCJWH5BBCYSJIJYX61
        Land O' Lakes Inc
        514666AJ5
        
          
          
        
        1500000.000000000000
        PA
        USD
        1504077.840000000000
        2.3835403168
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-11-15
          Fixed
          6.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        Leafly Holdings Inc
        N/A
        Leafly Holdings Inc
        52178J105
        
          
          
        
        1361.000000000000
        NS
        USD
        6124.500000000000
        0.0097056098
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        LEAFLY HOLDINGS INC
        N/A
        Leafly Holdings Inc
        52178J113
        
          
          
        
        10890.000000000000
        NS
        USD
        7405.200000000000
        0.0117351591
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NASDAQ GM
              N/A
            
            Call
            Purchased
            
              
                Leafly Holdings Inc
                Leafly Holdings Inc
                
                  
                  
                  
                
              
            
            1.000000000000
            11.500000000000
            USD
            2026-11-07
            XXXX
            7405.190000000000
          
        
        
          N
          N
          N
        
      
      
        LEGGETT & PLATT INC
        DKOVQUCDW4ZLYCUD4T55
        Leggett & Platt Inc
        524660AW7
        
          
        
        750000.000000000000
        PA
        USD
        750439.640000000000
        1.1892357494
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-08-15
          Fixed
          3.400000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LENNAR CORP
        529900G61XVRLX5TJX09
        Lennar Corp
        526057BN3
        
          
        
        1508000.000000000000
        PA
        USD
        1510617.950000000000
        2.3939045516
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-11-15
          Fixed
          4.750000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LendingPoint Asset Securitizat
        N/A
        Lendingpoint 2022-A Asset Securitization Trust
        52605AAA5
        
          
        
        1460593.950000000000
        PA
        USD
        1446982.670000000000
        2.2930605318
        Long
        ABS-O
        CORP
        US
        N
        
        2
        
          2029-06-15
          Fixed
          1.680000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LendingPoint Asset Securitizat
        N/A
        Lendingpoint 2022-B Asset Securitization Trust
        52606WAA6
        
          
        
        500000.000000000000
        PA
        USD
        497218.500000000000
        0.7879514673
        Long
        ABS-O
        CORP
        US
        N
        
        2
        
          2029-10-15
          Fixed
          4.770000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LendingPoint Asset Securitizat
        N/A
        Lendingpoint 2021-A Asset Securitization Trust
        52607FAA2
        
          
        
        11664.950000000000
        PA
        USD
        11604.490000000000
        0.0183898526
        Long
        ABS-O
        CORP
        US
        N
        
        2
        
          2028-12-15
          Fixed
          1.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LendingPoint Asset Securitizat
        N/A
        Lendingpoint Asset Securitization Trust
        52607HAA8
        
          
        
        335297.940000000000
        PA
        USD
        331059.770000000000
        0.5246366166
        Long
        ABS-O
        CORP
        US
        N
        
        2
        
          2029-02-15
          Fixed
          1.110000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        MAIN STREET CAPITAL CORP
        5493001FS9QJLJNF3E20
        Main Street Capital Corp
        56035LAC8
        
          
        
        725000.000000000000
        PA
        USD
        725913.850000000000
        1.1503692708
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-12-01
          Fixed
          4.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        MRT MID PART/MRT MID FIN
        N/A
        Martin Midstream Partners LP / Martin Midstream Finance Corp
        573334AF6
        
          
        
        736000.000000000000
        PA
        USD
        739794.080000000000
        1.1723655312
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2024-02-29
          Fixed
          10.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        MCCORMICK & CO
        549300JQQA6MQ4OJP259
        McCormick & Co Inc/MD
        579780AL1
        
          
        
        1642000.000000000000
        PA
        USD
        1642014.090000000000
        2.6021304750
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-08-15
          Fixed
          2.700000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        LEAFLY HOLDINGS INC
        N/A
        MERIDA MERGER CORP I 8 01/31/2025
        N/A
        
          
          
        
        1089000.000000000000
        PA
        USD
        1089000.000000000000
        1.7257586915
        Long
        DBT
        CORP
        US
        N
        
        3
        
          2025-01-31
          Fixed
          8.000000000000
          N
          N
          N
          N
          N
          
            
              Leafly Holdings Inc
              Leafly Holdings Inc
              USD
              
                
                
                
              
            
          
          
            
          
          XXXX
        
        
          N
          N
          N
        
      
      
        MICROCHIP TECHNOLOGY INC
        5493007PTFULNYZJ1R12
        Microchip Technology Inc
        595017AP9
        
          
          
        
        1500000.000000000000
        PA
        USD
        1501477.680000000000
        2.3794197946
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2023-06-01
          Fixed
          4.333000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        MOSAIC CO
        2YD5STGSJNMUB7H76907
        Mosaic Co/The
        61945CAF0
        
          
        
        1760000.000000000000
        PA
        USD
        1762086.270000000000
        2.7924111070
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-11-15
          Fixed
          3.250000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        NASDAQ INC
        549300L8X1Q78ERXFD06
        Nasdaq Inc
        63111XAC5
        
          
        
        1300000.000000000000
        PA
        USD
        1283225.610000000000
        2.0335516525
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-12-21
          Fixed
          .445000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        O'REILLY AUTOMOTIVE INC
        549300K2RLMQL149Q332
        O'Reilly Automotive Inc
        67103HAC1
        
          
        
        1530000.000000000000
        PA
        USD
        1531873.760000000000
        2.4275890317
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-09-01
          Fixed
          3.800000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        ORACLE CORP
        1Z4GXXU7ZHVWFCD8TV52
        Oracle Corp
        68389XAP0
        
          
        
        1230000.000000000000
        PA
        USD
        1227593.170000000000
        1.9453898831
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-10-15
          Fixed
          2.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        PARKER-HANNIFIN CORP
        5493002CONDB4N2HKI23
        Parker-Hannifin Corp
        70109HAK1
        
          
        
        1000000.000000000000
        PA
        USD
        1001433.140000000000
        1.5869898487
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-09-15
          Fixed
          3.500000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        PROSPECT CAPITAL CORP
        549300FSD8T39P5Q0O47
        Prospect Capital Corp
        74348TAR3
        
          
        
        835000.000000000000
        PA
        USD
        844393.750000000000
        1.3381265868
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-07-15
          Fixed
          4.950000000000
          N
          N
          N
          N
          N
          
            
              Prospect Capital Corp
              Prospect Capital Corp
              USD
              
                
                
                
              
            
          
          
            
          
          XXXX
        
        
          N
          N
          N
        
      
      
        REX - REAL ESTATE EXCH
        N/A
        REX - Real Estate Exchange Inc
        76161RAA3
        
          
        
        1500000.000000000000
        PA
        USD
        1488300.000000000000
        2.3585368783
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2025-03-15
          Fixed
          6.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        ROCKPOINT GAS STORAGE CA
        549300T32FQEHEIVPB75
        Rockpoint Gas Storage Canada Ltd
        77381WAA4
        
          
        
        1990000.000000000000
        PA
        USD
        1957433.650000000000
        3.1019817580
        Long
        DBT
        CORP
        CA
        N
        
        2
        
          2023-03-31
          Fixed
          7.000000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        ROPER TECHNOLOGIES INC
        54930003T4SXCIWVXY35
        Roper Technologies Inc
        776743AK2
        
          
        
        1074000.000000000000
        PA
        USD
        1070647.000000000000
        1.6966743487
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-08-15
          Fixed
          .450000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
      
        WALGREEN CO
        E1OI0SEUGJMPPTKRDD35
        Walgreen Co
        931422AH2
        
          
        
        1338000.000000000000
        PA
        USD
        1340584.790000000000
        2.1244498191
        Long
        DBT
        CORP
        US
        N
        
        2
        
          2022-09-15
          Fixed
          3.100000000000
          N
          N
          N
        
        
          N
          N
          N
        
      
    
    
      2022-08-10
      Trust for Professional Managers
      /s/ John Buckel
      John Buckel
      President
    
  
  XXXX



CrossingBridge Ultra-Short Duration Fund
         
Schedule of Investments
         
June 30, 2022 (Unaudited)
         
   
Face Amount /
       
   
Number of Shares
   
Value
 
Asset Backed Securities - 7.08%
         
Finance and Insurance - 3.63%
         
LendingPoint 2021-A Asset Securitization Trust
         
A, 1.000%, 12/15/2028 (a)
11,665
   
11,604
 
LendingPoint 2021-B Asset Securitization Trust
         
A, 1.110%, 02/15/2029 (a)
335,298
   
331,060
 
LendingPoint 2022-A Asset Securitization Trust
         
A, 1.680%, 06/15/2029 (a)
1,460,594
   
1,446,983
 
Lendingpoint 2022-B Asset Securitization Trust
         
4.770%, 10/15/2029 (a)
500,000
   
497,218
 
       
2,286,865
 
Information - 2.76%
         
SBA Tower Trust
         
2018-1, 3.448%, 03/15/2048 (a)
1,755,000
   
1,740,965
 
Transportation and Warehousing - 0.69%
         
Santander Consumer Auto Receivables Trust 2021-B
         
B, 1.450%, 10/15/2028 (a)
426,874
   
418,000
 
Southwest Airlines Co 2007-1 Pass Through Trust
         
2007-1, 6.650%, 08/01/2022
19,327
   
19,314
 
       
437,314
 
Total Asset Backed Securities (Cost $4,512,892)
     
4,465,144
 
             
Bank Loans - 4.78%
         
Information - 2.51%
         
Consummate Investments LLC
         
6.875%, 05/31/2024 (f)
1,600,000
   
1,584,000
 
Manufacturing - 2.27%
         
Mallinckrodt International
         
4.488% (3 Month LIBOR + 2.250%), 02/28/2023 (b)
1,431,606
   
1,431,606
 
Total Bank Loans (Cost $3,007,659)
     
3,015,606
 
             
Common Stocks - 0.01%
         
Information - 0.01%
         
Leafly Holdings, Inc. (e)
1,361
   
6,124
 
Total Common Stocks (Cost $0)
     
6,124
 
             
Convertible Bonds - 3.06%
         
Finance and Insurance - 1.33%
         
Prospect Capital Corp.
         
4.950%, 07/15/2022
835,000
   
844,394
 
Information - 1.73%
         
Leafly Holdings, Inc.
         
8.000%, 01/31/2025 (f)(g)
1,089,000
   
1,089,000
 
Total Convertible Bonds (Cost $1,925,004)
     
1,933,394
 
             
Corporate Bonds - 80.73%
         
Agriculture, Forestry, Fishing and Hunting - 3.32%
         
Cooks Venture, Inc.
         
2022-2, 5.500%, 01/15/2025 (a)
600,000
   
593,220
 
Land O' Lakes, Inc.
         
6.000%, 11/15/2022 (a)
1,500,000
   
1,504,078
 
       
2,097,298
 
Construction - 2.39%
         
Lennar Corp.
         
4.750%, 11/15/2022
1,508,000
   
1,510,618
 
Finance and Insurance - 3.18%
         
Main Street Capital Corp.
         
4.500%, 12/01/2022
725,000
   
725,914
 
Nasdaq, Inc.
         
0.445%, 12/21/2022
1,300,000
   
1,283,225
 
       
2,009,139
 
Information - 16.00%
         
AT&T, Inc.
         
0.000%, 11/27/2022
2,000,000
   
1,971,486
 
Calligo UK Ltd.
         
8.500% (3 Month EURIBOR + 8.500%), 12/29/2024 (b)(c)(d)
400,000
   
409,750
 
Infor, Inc.
         
1.450%, 07/15/2023 (a)
1,550,000
   
1,508,909
 
Linkem S.p.A.
         
6.000% (3 Month EURIBOR + 6.000%), 08/09/2022 (b)(c)(d)
1,721,000
   
1,807,599
 
Oracle Corp.
         
2.500%, 10/15/2022
1,230,000
   
1,227,593
 
The Walt Disney Co.
         
1.650%, 09/01/2022
1,096,000
   
1,094,798
 
Tigo Energy, Inc.
         
5.500%, 01/15/2025 (a)
315,000
   
315,247
 
Verisk Analytics, Inc.
         
4.125%, 09/12/2022
1,758,000
   
1,761,191
 
       
10,096,573
 
Manufacturing - 26.44%
         
AbbVie, Inc.
         
3.250%, 10/01/2022
1,673,000
   
1,673,000
 
Advanced Micro Devices, Inc.
         
7.500%, 08/15/2022
1,381,000
   
1,391,516
 
Blast Motion, Inc.
         
5.500%, 02/15/2025 (a)
1,000,000
   
981,700
 
Carlisle Companies, Inc.
         
3.750%, 11/15/2022
1,830,000
   
1,830,700
 
Columbia Care, Inc.
         
9.500%, 02/03/2026 (c)
1,653,000
   
1,655,237
 
Eastman Chemical Co.
         
3.600%, 08/15/2022
264,000
   
264,007
 
General Electric Co.
         
3.100%, 01/09/2023
856,000
   
855,229
 
Hewlett Packard Enterprise Co.
         
4.400%, 10/15/2022
2,064,000
   
2,067,987
 
Leggett & Platt, Inc.
         
3.400%, 08/15/2022
750,000
   
750,440
 
McCormick & Co, Inc.
         
2.700%, 08/15/2022
1,642,000
   
1,642,014
 
Microchip Technology, Inc.
         
4.333%, 06/01/2023
1,500,000
   
1,501,478
 
Parker-Hannifin Corp.
         
3.500%, 09/15/2022
1,000,000
   
1,001,433
 
Roper Technologies, Inc.
         
0.450%, 08/15/2022
1,074,000
   
1,070,647
 
       
16,685,388
 
Mining, Quarrying, and Oil and Gas Extraction - 4.38%
         
Glencore Funding LLC
         
4.125%, 05/30/2023 (a)
1,000,000
   
998,450
 
Mosaic Co.
         
3.250%, 11/15/2022
1,760,000
   
1,762,086
 
       
2,760,536
 
Professional, Scientific, and Technical Services - 1.25%
         
Getty Images, Inc.
         
9.750%, 03/01/2027 (a)
827,000
   
786,717
 
Real Estate and Rental and Leasing - 4.58%
         
REX - Real Estate Exchange, Inc.
         
6.000%, 03/15/2025 (a)
1,500,000
   
1,488,300
 
Ryder System, Inc.
         
2.500%, 09/01/2022
1,400,000
   
1,400,148
 
       
2,888,448
 
Retail Trade - 9.07%
         
O'Reilly Automotive, Inc.
         
3.800%, 09/01/2022
1,530,000
   
1,531,874
 
The Fresh Market, Inc.
         
9.750%, 05/01/2023 (a)
2,085,000
   
2,085,000
 
The Kroger Co.
         
2.800%, 08/01/2022
763,000
   
763,000
 
Walgreen Co.
         
3.100%, 09/15/2022
1,338,000
   
1,340,585
 
       
5,720,459
 
Transportation and Warehousing - 8.95%
         
Delta Air Lines, Inc.
         
7.000%, 05/01/2025 (a)
30,000
   
30,432
 
Golar LNG Ltd.
         
7.000%, 10/20/2025 (c)
1,856,000
   
1,756,240
 
Rockpoint Gas Storage Canada Ltd.
         
7.000%, 03/31/2023 (a)(c)
1,990,000
   
1,957,434
 
Stolt-Nielsen Ltd.
         
6.375%, 09/21/2022 (c)
1,900,000
   
1,901,195
 
       
5,645,301
 
Wholesale Trade - 1.17%
         
Martin Midstream Partners LP / Martin Midstream Finance Corp.
         
10.000%, 02/29/2024 (a)
736,000
   
739,794
 
Total Corporate Bonds (Cost $51,480,342)
     
50,940,271
 
             
Special Purpose Acquisition Companies - 2.84%
         
Berenson Acquisition Corp. Founder Shares (e)(f)(g)
1,827
   
                      256
 
BGP Acquisition Corp.  (c)(e)
50,000
   
486,500
 
Carney Technology Acquisition Corp. II (e)
27,045
   
               266,934
 
Feutune Light Acquisition Corp. (e)
103,600
   
            1,036,000
 
Total Special Purpose Acquisition Companies (Cost $1,784,049)
     
1,789,690
 
             
Warrants - 0.01%
         
Arbor Rapha Capital Bioholdings Corp. I (e)
         
Expiration: 10/31/2028, Exercise Price: $11.50
17,679
   
1,082
 
InFinT Acquisition Corp. (c)(e)
         
Expiration: 05/19/2027, Exercise Price: $11.50
11,940
   
717
 
Leafly Holdings, Inc. (e)
         
Expiration: 11/07/2026, Exercise Price: $11.50
10,890
   
7,405
 
Total Warrants (Cost $4,678)
     
9,204
 
           
Money Market Funds - 5.21%
         
First American Treasury Obligations Fund - Class X, 1.324% (h)
3,289,574
   
3,289,574
 
Total Money Market Funds (Cost $3,289,574)
     
3,289,574
 
             
Total Investments (Cost $66,004,198) - 103.72%
     
65,449,007
 
Liabilities in Excess of Other Assets - (3.72)%
     
(2,346,975)
 
Total Net Assets - 100.00%
    $
        63,102,032
 

Percentages are stated as a percent of net assets.
       

 
Face amount in U.S. Dollar unless otherwise indicated.
       
(a)
 
Securities issued pursuant to Rule 144A under the Securities Act of 1933 and Regulation S under the Securities Act of 1933.
 
   
Aggregate value of these securities is $17,435,111 or 27.63% of Fund’s net assets.
       
(b)
 
Variable rate security. The rate shown represents the rate at June 30, 2022.
       
(c)
 
Foreign issued security.
       
(d)
 
Principal amount denominated in Euros.
       
(e)
 
Non-income producing security.
       
(f)
 
Security valued using unobservable inputs.
       
(g)
 
Illiquid security.
       
(h)
 
Seven day yield as of June 30, 2022.
       

Definitions:
       
EURIBOR – Euro-Interbank Offer Rate is a reference rate expressing the average interest rate at
     
which eurozone banks offer unsecured short-term lending on the interbank market.
       
LIBOR – London Interbank Offer Rate is a benchmark rate at which banks offer to lend funds to one
     
another in the international interbank market for short-term loans.
       

CrossingBridge Ultra-Short Duration Fund
                   
Schedule of Forward Currency Exchange Contracts
               
June 30, 2022 (Unaudited)
                     
                         
Settlement Date
Counterparty
Currency to be
Delivered
 
USD Value at
June 30, 2022
 
Currency to be
Received
 
USD Value at
June 30, 2022
   
Unrealized Appreciation / (Depreciation)
 
7/15/2022
U.S. Bank
2,136,000 EUR
 
$
2,240,643
 
2,279,902 USD
 
$
2,279,902
   
$
39,259
 

EUR - Euro
           
USD - U.S. Dollars
       

Organization
       
Trust for Professional Managers (the “Trust”) was organized as a Delaware statutory trust under a Declaration of Trust dated May 29, 2001. The Trust is registered
under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end management investment company. The CrossingBridge Funds (the
“Funds”) are comprised of the CrossingBridge Low Duration High Yield Fund, the CrossingBridge Responsible Credit Fund, the CrossingBridge Ultra-Short Duration
Fund (collectively, the “Mutual Funds”) and the CrossingBridge Pre-Merger SPAC ETF (the “ETF”), each representing a distinct diversified series with its own
investment objective and policies within the Trust.  The investment objective of the CrossingBridge Low Duration High Yield Fund is to seek high current income and
capital appreciation consistent with the preservation of capital. The investment objective of the CrossingBridge Responsible Credit Fund is to seek high current
income and capital appreciation consistent with the preservation of capital. The investment objective of the CrossingBridge Ultra-Short Duration Fund is to offer a
higher yield than cash instruments while maintaining a low duration. The CrossingBridge Low Duration High Yield Fund commenced investment operations on
February 1, 2018. The Fund has registered both an Investor Class and Institutional Class of shares. During the fiscal year ended September 30, 2021, only the
Institutional Class was operational. Both the CrossingBridge Responsible Credit Fund and CrossingBridge Ultra-Short Duration Fund commenced investment
operations on June 30, 2021. Both Funds registered only an Institutional Class of shares. The investment objective of the CrossingBridge Pre-Merger SPAC ETF is to
provide total returns consistent with the preservation of capital. The ETF commenced investment operations on September 20, 2021. Costs incurred by the Funds in
connection with the organization, registration and the initial public offering of shares were paid by CrossingBridge Advisors, LLC (“the Adviser”), the Funds’
investment adviser. The Trust may issue an unlimited number of shares of beneficial interest at $0.001 par value. The Funds are investment companies and
accordingly follow the investment company accounting and reporting guidance of the Financial Accounting Standards Board (“FASB”) Accounting Standards
Codification Topic 946 “Financial Services – Investment Companies.”
     
         
Significant Accounting Policies
       
The following is a summary of significant accounting policies consistently followed by the Fund in the preparation of the financial statements. These policies are in
conformity with generally accepted accounting principles in the United States of America (“GAAP”).
   
         
Investment Valuation
       
Each security owned by the Fund that is listed on a securities exchange, including Special Purpose Acquisition Companies, is valued at its last sale price on that
exchange on the date as of which assets are valued. Bank loans are valued at prices supplied by an approved independent pricing service (“Pricing Service”), if available,
and otherwise will be valued at the most recent bid quotations or evaluated prices, as applicable, based on quotations or prices obtained from one or more broker-dealers
known to follow the issue.
       
         
If the security is listed on more than one exchange, the Fund will use the price of the exchange that the Fund generally considers to be the principal exchange on
which the security is traded. Portfolio securities listed on the NASDAQ Stock Market, LLC (“NASDAQ”) will be valued at the NASDAQ Official Closing Price, which may
not necessarily represent the last sale price. If there has been no sale on such exchange or on NASDAQ on such day, the security is valued at the mean between the
most recent bid and asked prices on such day or the security shall be valued at the latest sales price on the “composite market” for the day such security is being
valued. The composite market is defined as a consolidation of the trade information provided by national securities and foreign exchanges and over-the-counter
markets as published by a Pricing Service.
       
         
If market quotations are not readily available, a security or other asset will be valued at its fair value as determined under fair value pricing procedures approved
by the Board of Trustees. These fair value pricing procedures will also be used to price a security when corporate events, events in the securities market and/or
world events cause the Adviser to believe that a security’s last sale price may not reflect its actual fair market value. The intended effect of using fair value pricing
procedures is to ensure that the Fund is accurately priced. The Board of Trustees will regularly evaluate whether the Fund’s fair value pricing procedures continue
to be appropriate in light of the specific circumstances of the Fund and the quality of prices obtained through the application of such procedures by the Trust’s
valuation committee.
       
         
Foreign securities will be priced in their local currencies as of the close of their primary exchange or market or as of the time the Fund calculates its NAV, whichever
is earlier. Foreign securities, currencies and other assets denominated in foreign currencies are then translated into U.S. dollars at the exchange rate of such
currencies against the U.S. dollar, as provided by an approved Pricing Service or reporting agency. All assets denominated in foreign currencies will be converted
into U.S. dollars using the applicable currency exchange rates as of the close of the New York Stock Exchange (“NYSE”), generally 4:00 p.m. Eastern Time.
         
Forward currency contracts are valued at the mean between the bid and asked prices by an approved Pricing Service.
 
         
Debt securities, including corporate bonds, bank loans, commercial paper, and short-term debt instruments having a maturity of 60 days or less, are valued at the
mean in accordance with prices supplied by an approved Pricing Service. Pricing Services may use various valuation methodologies such as the mean between the
bid and the asked prices, matrix pricing and other analytical pricing models as well as market transactions and dealer quotations. If a price is not available from a
Pricing Service, the most recent quotation obtained from one or more broker-dealers known to follow the issue will be obtained. Quotations will be valued at the
mean between the bid and the offer. Any discount or premium is accreted or amortized using constant yield method over the life of the security.
         
Money market funds are valued at cost. If cost does not represent current market value the securities will be priced at fair value.
 
         
Redeemable securities issued by open-end, registered investment companies are valued at the NAVs of such companies for purchase and/or redemption orders
placed on that day. All exchange-traded funds are valued at the last reported sale price on the exchange on which the security is principally traded.
 
FASB Accounting Standards Codification, “Fair Value Measurements and Disclosures” Topic 820 (“ASC 820”), establishes an authoritative definition of fair value and
sets out a hierarchy for measuring fair value. ASC 820 requires an entity to evaluate certain factors to determine whether there has been a significant decrease in
volume and level of activity for the security such that recent transactions and quoted prices may not be determinative of fair value and further analysis and
adjustment may be necessary to estimate fair value. ASC 820 also requires enhanced disclosure regarding the inputs and valuation techniques used to measure fair
value in those instances as well as expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below:
         
Level 1 – Quoted prices in active markets for identical securities.
     
Level 2 – Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
Level 3 – Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
 
         
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
         
The following is a summary of the inputs used to value the Funds investments carried at fair value as of June 30, 2022:
 

CrossingBridge Ultra-Short Duration Fund
 
Level 1
   
Level 2
   
Level 3
   
Total
 
Assets(1):
                       
   Asset Backed Securities
 
$
-
   
$
4,465,144
   
$
-
   
$
4,465,144
 
   Bank Loans
   
-
     
1,431,606
     
1,584,000
     
3,015,606
 
   Common Stocks
   
6,124
     
-
     
-
     
6,124
 
   Convertible Bonds
   
-
     
844,394
     
1,089,000
     
1,933,394
 
   Corporate Bonds
   
-
     
50,940,271
     
-
     
50,940,271
 
   Special Purpose Acquisition Companies
   
1,302,934
     
486,500
     
256
     
1,789,690
 
   Warrants
   
9,204
     
-
     
-
     
9,204
 
   Money Market Fund
   
3,289,574
     
-
     
-
     
3,289,574
 
Total Assets
 
$
4,607,836
   
$
58,167,915
   
$
2,673,256
   
$
65,449,007
 
                                 
Other Financial Instruments(2):
                               
   Forward Currency Exchange Contracts
 
$
-
   
$
39,259
   
$
-
   
$
39,259
 
Total Other Financial Instruments
 
$
-
   
$
39,259
   
$
-
   
$
39,259
 

(1) See the Fund's Schedule of Investments for industry classifications.
     
(2) Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized
    appreciation (depreciation) on the instrument.
       
         
The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value:
 

CrossingBridge Ultra-Short Duration Fund
                 
   
Bank Loans
   
Convertible Bonds
   
Special Purpose Acquisition Companies
 
Beginning Balance - October 1, 2021
 
$
-
   
$
-
   
$
-
 
Purchases
   
1,584,000
     
1,089,000
     
-
 
Sales
   
-
     
-
     
-
 
Realized gains
   
-
     
-
     
-
 
Realized losses
   
-
     
-
     
-
 
Change in unrealized appreciation (depreciation)
   
-
     
-
     
256
 
Transfer in/(out) of Level 3
   
-
     
-
     
-
 
Ending Balance - June 30, 2022
 
$
1,584,000
   
$
1,089,000
   
$
256
 

The following table represents additional information about valuation methodologies and inputs used for investments that are measured at fair value and
categorized within Level 3 as of June 30, 2022:
       

CrossingBridge Ultra-Short Duration Fund
               
Description
 
Fair Value June 30, 2022
 
Valuation Methodologies
Unobservable Input
 
Range/Weighted Average Unobservable Input
 
Bank Loans*
 
$
1,584,000
 
Company-specific information
Market assessment
 
$
100.00
 
Convertible Bonds*
 
$
1,089,000
 
Company-specific information
Market assessment
 
$
100.00
 
Special Purpose Acquisition Companies
 
$
256
 
Company-specific information
Market assessment
 
$
0.14/$0.14
 
                     
* Table presents information for one security, which has been valued at $100.00 throughout the period.
         



Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings