Close

Form NPORT-P Simplify Exchange Traded For: Mar 31

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/16/2024

1. SPY
2. TSLA
3. RDDT
4. TCS:IN
5. ALAB
6. JPM
7. C
8. AAPL
9. GS
10. DJT


May 25, 2022 2:37 PM EDT 

  
    NPORT-P
    false
    
      
      
        
          0001810747
          XXXXXXXX
        
      
      
      
      
        S000070133
        C000223058
      
      
    
  
  
    
      Simplify Exchange Traded Funds
      811-23570
      0001810747
      549300LDDEMEUCZQEO55
      54W 40th Street
      New York
      
      10018
      646-741-2438
      Simplify Volt RoboCar Disruption And Tech ETF
      S000070133
      549300DWMNQHZK0FOO21
      2022-06-30
      2022-03-31
      N
    
    
      8951211.11
      17587.02
      8933624.09
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      1778.50000000
      N
      
        
          
        
        
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        193.00000000
        NC
        USD
        8492.00000000
        0.095056607648
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            320.00000000
            USD
            2022-04-14
            XXXX
            -91816.62000000
          
        
        
          N
          N
          N
        
      
      
        Vale SA
        254900SMTWBX7RU2SR20
        Vale SA
        91912E105
        
          
          
        
        21690.00000000
        NS
        USD
        433583.10000000
        4.853384199200
        Long
        EC
        CORP
        BR
        N
        
        1
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        -251.00000000
        NC
        USD
        -7655.50000000
        -0.08569310643
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Written
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            331.00000000
            USD
            2022-04-08
            XXXX
            38846.08000000
          
        
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        TESLA INC
        000000000
        
          
          
        
        10.00000000
        NC
        USD
        309075.00000000
        3.459682172501
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Call
            Purchased
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                  
                
              
            
            100.00000000
            1250.00000000
            USD
            2024-01-19
            XXXX
            162067.66000000
          
        
        
          N
          N
          N
        
      
      
        TSMC
        549300KB6NK5SBD14S87
        Taiwan Semiconductor Manufacturing Co Ltd
        874039100
        
          
          
        
        387.00000000
        NS
        USD
        40348.62000000
        0.451648956722
        Long
        EC
        CORP
        TW
        N
        
        1
        
          N
          N
          N
        
      
      
        Tesla Inc
        54930043XZGB27CTOV49
        Tesla Inc
        88160R101
        
          
          
        
        610.00000000
        NS
        USD
        657336.00000000
        7.357999322310
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        BHP Group Ltd
        WZE1WSENV6JSZFK0JC28
        BHP Group Ltd
        088606108
        
          
          
        
        12064.00000000
        NS
        USD
        931944.00000000
        10.43186942512
        Long
        EC
        CORP
        AU
        N
        
        1
        
          N
          N
          N
        
      
      
        Broadcom Inc
        549300WV6GIDOZJTV909
        Broadcom Inc
        11135F101
        
          
          
        
        424.00000000
        NS
        USD
        266984.32000000
        2.988533178812
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Alphabet Inc
        5493006MHB84DD0ZWV18
        Alphabet Inc
        02079K107
        
          
          
        
        74.00000000
        NS
        USD
        206681.26000000
        2.313520894967
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Talon Metals Corp
        9845003F1E9496A9MA60
        Talon Metals Corp
        000000000
        
          
          
        
        146634.00000000
        NS
        USD
        98318.10000000
        1.100539926568
        Long
        EC
        CORP
        CA
        N
        
        1
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        152.00000000
        NC
        USD
        11324.00000000
        0.126757068418
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            275.00000000
            USD
            2022-05-20
            XXXX
            -23747.54000000
          
        
        
          N
          N
          N
        
      
      
        QUALCOMM Inc
        H1J8DDZKZP6H7RWC0H53
        QUALCOMM Inc
        747525103
        
          
          
        
        1423.00000000
        NS
        USD
        217462.86000000
        2.434206519204
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Advanced Micro Devices Inc
        R2I72C950HOYXII45366
        Advanced Micro Devices Inc
        007903107
        
          
          
        
        3233.00000000
        NS
        USD
        353496.22000000
        3.956918451445
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        DREYFUS TRSY OBLIG CASH M
        N/A
        DREYFUS TRSY OBLIG CASH M
        000000000
        
          
        
        257367.18000000
        NS
        USD
        257367.18000000
        2.880882130333
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        TESLA INC
        000000000
        
          
          
        
        19.00000000
        NC
        USD
        192850.00000000
        2.158698396721
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Call
            Purchased
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                  
                
              
            
            100.00000000
            1725.00000000
            USD
            2023-03-17
            XXXX
            -94244.00000000
          
        
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        TESLA INC
        000000000
        
          
          
        
        6.00000000
        NC
        USD
        60900.00000000
        0.681694230543
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Call
            Purchased
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                  
                
              
            
            100.00000000
            1725.00000000
            USD
            2023-03-17
            XXXX
            2609.90000000
          
        
        
          N
          N
          N
        
      
      
        Walt Disney Co/The
        549300GZKULIZ0WOW665
        Walt Disney Co/The
        254687106
        
          
          
        
        1428.00000000
        NS
        USD
        195864.48000000
        2.192441477577
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        GLOBALFOUNDRIES Inc
        549300BA76VK784VMX48
        GLOBALFOUNDRIES Inc
        000000000
        
          
          
        
        5861.00000000
        NS
        USD
        365843.62000000
        4.095131117163
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        152.00000000
        NC
        USD
        380.00000000
        0.004253592899
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            100.00000000
            USD
            2022-06-17
            XXXX
            -6350.55000000
          
        
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        251.00000000
        NC
        USD
        9287.00000000
        0.103955571741
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            334.00000000
            USD
            2022-04-08
            XXXX
            -45866.18000000
          
        
        
          N
          N
          N
        
      
      
        ASML Holding NV
        724500Y6DUVHQD6OXN27
        ASML Holding NV
        000000000
        
          
          
        
        572.00000000
        NS
        USD
        382055.96000000
        4.276606628520
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        Lucid Group Inc
        N/A
        Lucid Group Inc
        549498103
        
          
          
        
        865.00000000
        NS
        USD
        21971.00000000
        0.245936025275
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        152.00000000
        NC
        USD
        35872.00000000
        0.401539169754
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            200.00000000
            USD
            2023-01-20
            XXXX
            -11298.54000000
          
        
        
          N
          N
          N
        
      
      
        Netflix Inc
        549300Y7VHGU0I7CE873
        Netflix Inc
        64110L106
        
          
          
        
        524.00000000
        NS
        USD
        196285.16000000
        2.197150428790
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Amazon.com Inc
        ZXTILKJKG63JELOEG630
        Amazon.com Inc
        023135106
        
          
          
        
        92.00000000
        NS
        USD
        299915.40000000
        3.357152673747
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        TESLA INC
        000000000
        
          
          
        
        49.00000000
        NC
        USD
        828957.50000000
        9.279072990410
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Call
            Purchased
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                  
                
              
            
            100.00000000
            1275.00000000
            USD
            2023-01-20
            XXXX
            101115.49000000
          
        
        
          N
          N
          N
        
      
      
        Apple Inc
        HWUPKR0MPOU8FGXBT394
        Apple Inc
        037833100
        
          
          
        
        2217.00000000
        NS
        USD
        387110.37000000
        4.333184003492
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Aurora Innovation Inc
        N/A
        Aurora Innovation Inc
        051774107
        
          
          
        
        8554.00000000
        NS
        USD
        47816.86000000
        0.535245937351
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Microsoft Corp
        INR2EJN1ERAN0W5ZP974
        Microsoft Corp
        594918104
        
          
          
        
        651.00000000
        NS
        USD
        200709.81000000
        2.246678480961
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        KUKA AG
        529900VPRFDDIN7BE119
        KUKA AG
        501223101
        
          
          
        
        4878.00000000
        NS
        USD
        458336.88000000
        5.130469733028
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        108.00000000
        NC
        USD
        3294.00000000
        0.036871934243
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            245.00000000
            USD
            2022-05-20
            XXXX
            -16765.25000000
          
        
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        -193.00000000
        NC
        USD
        -3474.00000000
        -0.03888679403
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Written
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            300.00000000
            USD
            2022-04-14
            XXXX
            54863.08000000
          
        
        
          N
          N
          N
        
      
      
        Intel Corp
        KNX4USFCNGPY45LOCE31
        Intel Corp
        458140100
        
          
          
        
        5142.00000000
        NS
        USD
        254837.52000000
        2.852565962398
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NVIDIA Corp
        549300S4KLFTLO7GSQ80
        NVIDIA Corp
        67066G104
        
          
          
        
        2585.00000000
        NS
        USD
        705343.10000000
        7.895374742592
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NASDAQ, INC.
        549300L8X1Q78ERXFD06
        NASDAQ 100 INDEX
        000000000
        
          
          
        
        2.00000000
        NC
        USD
        4540.00000000
        0.050819241488
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NASDAQ, INC.
              549300L8X1Q78ERXFD06
            
            Put
            Purchased
            
              
                NASDAQ
                NASDAQ 100 INDEX
                
                  
                  
                  
                
              
            
            100.00000000
            7000.00000000
            USD
            2022-09-16
            XXXX
            -6612.16000000
          
        
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        168.00000000
        NC
        USD
        18396.00000000
        0.205918671019
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            170.00000000
            USD
            2022-12-16
            XXXX
            -6633.08000000
          
        
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        TESLA INC
        000000000
        
          
          
        
        6.00000000
        NC
        USD
        101505.00000000
        1.136213019233
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Call
            Purchased
            
              
                Tesla Inc
                Tesla Inc
                
                  
                  
                  
                
              
            
            100.00000000
            1275.00000000
            USD
            2023-01-20
            XXXX
            30821.97000000
          
        
        
          N
          N
          N
        
      
      
        NEW YORK STOCK EXCHANGE
        549300HIIRNTNKXV3M12
        INVESCO QQQ TRUST SERIES 1
        000000000
        
          
          
        
        533.00000000
        NC
        USD
        1332.50000000
        0.014915559313
        N/A
        DE
        CORP
        US
        N
        
        1
        
          
            
              NEW YORK STOCK EXCHANGE
              549300HIIRNTNKXV3M12
            
            Put
            Purchased
            
              
                Invesco QQQ Trust Series 1
                Invesco QQQ Trust Series 1
                
                  
                  
                  
                
              
            
            100.00000000
            100.00000000
            USD
            2022-06-17
            XXXX
            -4849.07000000
          
        
        
          N
          N
          N
        
      
      
        Rivian Automotive Inc
        N/A
        Rivian Automotive Inc
        76954A103
        
          
          
        
        576.00000000
        NS
        USD
        28938.24000000
        0.323924979476
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Albemarle Corp
        HDBLS2Q6GV1LSKQPBS54
        Albemarle Corp
        012653101
        
          
          
        
        1600.00000000
        NS
        USD
        353840.00000000
        3.960766609780
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
    
    
      2022-05-20
      Simplify Exchange Traded Funds
      Paul Kim
      Paul Kim
      Trustee, President and Treasurer
    
  
  XXXX
Simplify
Volt
RoboCar
Disruption
and
Tech
ETF
Schedule
of
Investments
March
31,
2022
(Unaudited)
1
Shares
Value
Common
Stocks
–
79
.5
%
Basic
Materials
–
20
.3
%
Albemarle
Corp.
(a)
............................................................
1,600
$
353,840‌
BHP
Group
Ltd.
,
ADR
..........................................................
12,064
931,944‌
Talon
Metals
Corp.
*
............................................................
146,634
98,318‌
Vale
SA
,
ADR
................................................................
21,690
433,583‌
1,817,685‌
Communications
–
10
.1
%
Alphabet,
Inc.
,
Class
C
*
........................................................
74
206,681‌
Amazon.com,
Inc.
*
(a)
..........................................................
92
299,915‌
Netflix,
Inc.
*
..................................................................
524
196,285‌
Walt
Disney
Co.
(The)
*
.........................................................
1,428
195,865‌
898,746‌
Consumer,
Cyclical
–
8
.5
%
Aurora
Innovation,
Inc.
*
.........................................................
8,554
47,817‌
Lucid
Group,
Inc.
*
.............................................................
865
21,971‌
Rivian
Automotive,
Inc.
,
Class
A
*
.................................................
576
28,938‌
Tesla,
Inc.
*
(a)
................................................................
610
657,336‌
756,062‌
Industrial
–
5
.1
%
Kuka
AG
,
ADR
................................................................
4,878
458,337‌
Technology
–
35
.5
%
Advanced
Micro
Devices,
Inc.
*
...................................................
3,233
353,496‌
Apple,
Inc.
(a)
.................................................................
2,217
387,110‌
ASML
Holding
NV
.............................................................
572
382,056‌
Broadcom,
Inc.
...............................................................
424
266,984‌
GLOBALFOUNDRIES,
Inc.
*
.....................................................
5,861
365,844‌
Intel
Corp.
...................................................................
5,142
254,838‌
Microsoft
Corp.
...............................................................
651
200,710‌
NVIDIA
Corp.
.................................................................
2,585
705,343‌
Qualcomm,
Inc.
...............................................................
1,423
217,463‌
Taiwan
Semiconductor
Manufacturing
Co.
Ltd.
,
ADR
..................................
387
40,349‌
3,174,193‌
Total
Common
Stocks
(Cost
$
7,150,433
)
.........................................................
7,105,023‌
Number
of
Contracts
Notional
Amount
Purchased
Options
–
17
.8
%
Calls
–
Exchange-Traded
–
16
.7
%
Tesla,
Inc.
,
January
Strike
Price
$
1,275
,
Expires
1/20/23
................
55
$
7,012,500‌
930,463‌
Tesla,
Inc.
,
March
Strike
Price
$
1,725
,
Expires
3/17/23
..................
25
4,312,500‌
253,750‌
Tesla,
Inc.
,
January
Strike
Price
$
1,250
,
Expires
1/19/24
................
10
1,250,000‌
309,075‌
1,493,288‌
Puts
–
Exchange-Traded
–
1
.1
%
Invesco
QQQ
Trust
,
April
Strike
Price
$
334
,
Expires
4/08/22
.............
251
8,383,400‌
9,287‌
Invesco
QQQ
Trust
,
April
Strike
Price
$
320
,
Expires
4/14/22
.............
193
6,176,000‌
8,492‌
Invesco
QQQ
Trust
,
May
Strike
Price
$
245
,
Expires
5/20/22
..............
108
2,646,000‌
3,294‌
Invesco
QQQ
Trust
,
May
Strike
Price
$
275
,
Expires
5/20/22
..............
152
4,180,000‌
11,324‌
Invesco
QQQ
Trust
,
June
Strike
Price
$
100
,
Expires
6/17/22
.............
685
6,850,000‌
1,712‌
Simplify
Volt
RoboCar
Disruption
and
Tech
ETF
Schedule
of
Investments
(Continued)
March
31,
2022
(Unaudited)
2
Number
of
Contracts
Notional
Amount
Value
Purchased
Options
–
17.8%
(continued)
Puts
–
Exchange-Traded
–
1.1%
(continued)
Invesco
QQQ
Trust
,
December
Strike
Price
$
170
,
Expires
12/16/22
........
168
$
2,856,000‌
$
18,396‌
Invesco
QQQ
Trust
,
January
Strike
Price
$
200
,
Expires
1/20/23
..........
152
3,040,000‌
35,872‌
NASDAQ
100
Index
,
September
Strike
Price
$
7,000
,
Expires
9/16/22
......
2
1,400,000‌
4,540‌
92,917‌
Total
Purchased
Options
(Cost
$
1,597,773
)
.........................................................
1,586,205‌
Shares
Money
Market
Funds
–
2.9%
Dreyfus
Treasury
Obligations
Cash
Management
Fund,
Institutional
Shares,
0.19%(b)
(Cost
$
257,367
)
.............................................................
257,367
257,367‌
Total
Investments
–
100.2%
(Cost
$
9,005,573
)
...........................................................................
$
8,948,595‌
Liabilities
in
Excess
of
Other
Assets
–
(
0
.2
)
%
.......................................................
(
14,971‌
)
Net
Assets
–
100.0%
..........................................................................
$
8,933,624‌
Number
of
Contracts
Notional
Amount
Written
Options
–
(0.1)%
Puts
–
Exchange-Traded
–
(0.1)%
Invesco
QQQ
Trust
,
April
Strike
Price
$
331
,
Expires
4/08/22
.............
(251)
$
(
8,308,100‌
)
$
(
7,656‌
)
Invesco
QQQ
Trust
,
April
Strike
Price
$
300
,
Expires
4/14/22
.............
(193)
(
5,790,000‌
)
(
3,474‌
)
(
11,130‌
)
Total
Written
Options
(Premiums
Received
$
104,839
)
.................................................
$
(
11,130‌
)
*
Non
Income
Producing
(a)
Securities
with
an
aggregate
market
value
of
$1,334,552
and
cash
in
the
amount
of
$1,779
have
been
pledged
as
collateral
for
options
as
of
March
31,
2022.
(b)
Rate
shown
reflects
the
7-day
yield
as
of
March
31,
2022.
ADR
:
American
Depositary
Receipt
Summary
of
Schedule
of
Investments
Industry
%
of
Net
Assets
Common
Stocks
.................................................................................
79
.5‌
%
Purchased
Options
...............................................................................
17
.8‌
%
Money
Market
Funds
.............................................................................
2
.9‌
%
Total
Investments
................................................................................
100
.2‌
%
Liabilities
in
Excess
of
Other
Assets
..................................................................
(
0
.2‌
)
%
Net
Assets
.....................................................................................
100
.0‌
%

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings