Form NPORT-P SCHWAB CAPITAL TRUST For: Mar 31

May 24, 2022 1:55 PM EDT

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    NPORT-P
    false
    
      
      
        
          0000904333
          XXXXXXXX
        
      
      
      
      
        S000021074
        C000059934
      
      
      
    
  
  
    
      SCHWAB CAPITAL TRUST
      811-07704
      0000904333
      549300PEK1H7N1HLC797
      211 MAIN STREET
      SAN FRANCISCO
      
      94105
      800-648-5300
      Schwab Monthly Income Fund - Maximum Payout
      S000021074
      549300QDQBUD380CXB73
      2022-12-31
      2022-03-31
      N
    
    
      97062575.64
      44297.79
      97018277.85
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      N
      
        
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        Schwab Global Real Estate Fund
        54930056NJ1FRH4T9924
        Schwab Global Real Estate Fund
        808517759
        
          
        
        375794.98900000
        NS
        USD
        2965022.46000000
        3.056148311129
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        State Street Institutional US Government Money Market Fund
        549300BZ5TGIFZUZDZ37
        State Street Institutional US Government Money Market Fund
        857492706
        
          
        
        754263.76000000
        NS
        USD
        754263.76000000
        0.777445010069
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab International Opportunities Fund
        5493000Y9R7KH3YK4711
        Schwab International Opportunities Fund
        808509640
        
          
        
        168589.12300000
        NS
        USD
        3616236.69000000
        3.727376706883
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Dividend Equity Fund
        549300SN57RUOQP6WJ92
        Schwab Dividend Equity Fund
        808509657
        
          
        
        725688.11900000
        NS
        USD
        10849037.38000000
        11.18246749006
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab U.S. Aggregate Bond Index Fund
        549300TE25ZKVNXKCS55
        Schwab U.S. Aggregate Bond Index Fund
        808517718
        
          
        
        7951957.87200000
        NS
        USD
        77452069.67000000
        79.83245156108
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Variable Share Price Money Fund
        5493007W93Q67BM3O338
        Schwab Variable Share Price Money Fund
        808515597
        
          
        
        1175560.36300000
        NS
        USD
        1175560.36000000
        1.211689576491
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
    
    
      
    
    
      2022-04-29
      SCHWAB CAPITAL TRUST
      Mark Fischer
      Mark Fischer
      CFO
    
  
  XXXX



Schwab Capital Trust
Schwab Monthly Income Fund – Moderate Payout

Portfolio Holdings as of March 31, 2022 (Unaudited)
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports. You can also obtain this information at no cost by calling 1-866-414-6349 or by sending an email request to [email protected].    
 
SECURITY NUMBER
OF SHARES
VALUE ($)
AFFILIATED UNDERLYING FUNDS 98.9% OF NET ASSETS
 
U.S. Stocks 29.3%
Large-Cap 29.3%
Schwab Dividend Equity Fund 946,399 14,148,672
 
International Stocks 11.0%
Developed Markets 11.0%
Schwab International Opportunities Fund 247,736 5,313,944
 
Real Estate 7.7%
Global Real Estate 7.7%
Schwab Global Real Estate Fund 469,052 3,700,817
 
Fixed Income 50.0%
Intermediate-Term Bond 50.0%
Schwab U.S. Aggregate Bond Index Fund 2,482,249 24,177,107
 
Money Market Funds 0.9%
Schwab Variable Share Price Money Fund, Ultra Shares 0.20% (a) 425,241 425,241
Total Affiliated Underlying Funds
(Cost $45,213,419)
47,765,781
SECURITY NUMBER
OF SHARES
VALUE ($)
UNAFFILIATED UNDERLYING FUNDS 1.1% OF NET ASSETS
 
Money Market Funds 1.1%
State Street Institutional U.S. Government Money Market Fund, Premier Class 0.25% (a) 536,368 536,368
Total Unaffiliated Underlying Funds
(Cost $536,368)
536,368
Total Investments in Securities
(Cost $45,749,787)
48,302,149
    
(a) The rate shown is the 7-day yield.
 
1

 

Schwab Monthly Income Fund – Moderate Payout
Portfolio Holdings (Unaudited) continued

Below is a summary of the fund’s transactions with its affiliated underlying funds during the period ended March 31, 2022:
  VALUE AT
12/31/21
PURCHASES SALES REALIZED
GAINS (LOSSES)
NET CHANGE IN
UNREALIZED
APPRECIATION
(DEPRECIATION)
VALUE AT
3/31/22
BALANCE
OF SHARES
HELD AT
3/31/22
DISTRIBUTIONS
RECEIVED*
AFFILIATED UNDERLYING FUNDS 98.9% OF NET ASSETS
 
 
U.S. Stocks 29.3%
Large-Cap 29.3%
Schwab Dividend Equity Fund $15,338,285 $72,121 ($802,630) ($43,547) ($415,557) $14,148,672 946,399 $72,121
 
 
International Stocks 11.0%
Developed Markets 11.0%
Schwab International Opportunities Fund (formerly Laudus International MarketMasters Fund) 6,399,734 178,865 (331,222) (124,029) (809,404) 5,313,944 247,736
 
 
Real Estate 7.7%
Global Real Estate 7.7%
Schwab Global Real Estate Fund 3,989,654 24,691 (84,731) 1,347 (230,144) 3,700,817 469,052 24,691
 
 
Fixed Income 50.0%
Intermediate-Term Bond 50.0%
Schwab U.S. Aggregate Bond Index Fund 26,523,871 587,926 (1,273,403) (84,743) (1,576,544) 24,177,107 2,482,249 128,514
 
 
Money Market Funds 0.9%
Schwab Variable Share Price Money Fund, Ultra Shares 425,343 26 (128) 425,241 425,241 39
Total Affiliated Underlying Funds $52,676,887 $863,629 ($2,491,986) ($250,972) ($3,031,777) $47,765,781   $225,365
    
* Distributions received include distributions from net investment income and capital gains, if any, from the underlying funds.
    

At March 31, 2022, all of the fund’s investment securities were classified as Level 1. Fund investments in mutual funds are classified as Level 1, without consideration to the classification level of the underlying securities held by the mutual funds, which could be Level 1, Level 2 or Level 3.
2

 

Schwab Capital Trust
Schwab Monthly Income Fund – Enhanced Payout

Portfolio Holdings as of March 31, 2022 (Unaudited)
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports. You can also obtain this information at no cost by calling 1-866-414-6349 or by sending an email request to [email protected].    
 
SECURITY NUMBER
OF SHARES
VALUE ($)
AFFILIATED UNDERLYING FUNDS 99.1% OF NET ASSETS
 
U.S. Stocks 20.2%
Large-Cap 20.2%
Schwab Dividend Equity Fund 1,184,083 17,702,047
 
International Stocks 7.5%
Developed Markets 7.5%
Schwab International Opportunities Fund 306,610 6,576,774
 
Real Estate 5.3%
Global Real Estate 5.3%
Schwab Global Real Estate Fund 588,869 4,646,180
 
Fixed Income 65.0%
Intermediate-Term Bond 65.0%
Schwab U.S. Aggregate Bond Index Fund 5,853,464 57,012,737
 
Money Market Funds 1.1%
Schwab Variable Share Price Money Fund, Ultra Shares 0.20% (a) 927,682 927,682
Total Affiliated Underlying Funds
(Cost $82,566,923)
86,865,420
SECURITY NUMBER
OF SHARES
VALUE ($)
UNAFFILIATED UNDERLYING FUNDS 0.8% OF NET ASSETS
 
Money Market Funds 0.8%
State Street Institutional U.S. Government Money Market Fund, Premier Class 0.25% (a) 694,791 694,791
Total Unaffiliated Underlying Funds
(Cost $694,791)
694,791
Total Investments in Securities
(Cost $83,261,714)
87,560,211
    
(a) The rate shown is the 7-day yield.
 
3

 

Schwab Monthly Income Fund – Enhanced Payout
Portfolio Holdings (Unaudited) continued

Below is a summary of the fund’s transactions with its affiliated underlying funds during the period ended March 31, 2022:
  VALUE AT
12/31/21
PURCHASES SALES REALIZED
GAINS (LOSSES)
NET CHANGE IN
UNREALIZED
APPRECIATION
(DEPRECIATION)
VALUE AT
3/31/22
BALANCE
OF SHARES
HELD AT
3/31/22
DISTRIBUTIONS
RECEIVED*
AFFILIATED UNDERLYING FUNDS 99.1% OF NET ASSETS
 
 
U.S. Stocks 20.2%
Large-Cap 20.2%
Schwab Dividend Equity Fund $19,782,883 $91,024 ($1,595,910) ($21,332) ($554,618) $17,702,047 1,184,083 $91,024
 
 
International Stocks 7.5%
Developed Markets 7.5%
Schwab International Opportunities Fund (formerly Laudus International MarketMasters Fund) 8,184,095 (410,075) (144,900) (1,052,346) 6,576,774 306,610
 
 
Real Estate 5.3%
Global Real Estate 5.3%
Schwab Global Real Estate Fund 5,248,925 31,163 (326,092) 42,104 (349,920) 4,646,180 588,869 31,163
 
 
Fixed Income 65.0%
Intermediate-Term Bond 65.0%
Schwab U.S. Aggregate Bond Index Fund 64,832,861 754,122 (4,592,250) (250,204) (3,731,792) 57,012,737 5,853,464 306,839
 
 
Money Market Funds 1.1%
Schwab Variable Share Price Money Fund, Ultra Shares 927,905 55 (278) 927,682 927,682 84
Total Affiliated Underlying Funds $98,976,669 $876,364 ($6,924,327) ($374,332) ($5,688,954) $86,865,420   $429,110
    
* Distributions received include distributions from net investment income and capital gains, if any, from the underlying funds.
    

At March 31, 2022, all of the fund’s investment securities were classified as Level 1. Fund investments in mutual funds are classified as Level 1, without consideration to the classification level of the underlying securities held by the mutual funds, which could be Level 1, Level 2 or Level 3.
4

 

Schwab Capital Trust
Schwab Monthly Income Fund – Maximum Payout

Portfolio Holdings as of March 31, 2022 (Unaudited)
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports. You can also obtain this information at no cost by calling 1-866-414-6349 or by sending an email request to [email protected].    
 
SECURITY NUMBER
OF SHARES
VALUE ($)
AFFILIATED UNDERLYING FUNDS 99.2% OF NET ASSETS
 
U.S. Stocks 11.3%
Large-Cap 11.3%
Schwab Dividend Equity Fund 729,358 10,903,899
 
International Stocks 3.7%
Developed Markets 3.7%
Schwab International Opportunities Fund 168,589 3,616,237
 
Real Estate 3.1%
Global Real Estate 3.1%
Schwab Global Real Estate Fund 378,262 2,984,489
 
Fixed Income 79.9%
Intermediate-Term Bond 79.9%
Schwab U.S. Aggregate Bond Index Fund 7,927,661 77,215,421
 
Money Market Funds 1.2%
Schwab Variable Share Price Money Fund, Ultra Shares 0.20% (a) 1,175,560 1,175,560
Total Affiliated Underlying Funds
(Cost $97,621,750)
95,895,606
SECURITY NUMBER
OF SHARES
VALUE ($)
UNAFFILIATED UNDERLYING FUNDS 0.8% OF NET ASSETS
 
Money Market Funds 0.8%
State Street Institutional U.S. Government Money Market Fund, Premier Class 0.25% (a) 754,264 754,264
Total Unaffiliated Underlying Funds
(Cost $754,264)
754,264
Total Investments in Securities
(Cost $98,376,014)
96,649,870
    
(a) The rate shown is the 7-day yield.
 
5

 

Schwab Monthly Income Fund – Maximum Payout
Portfolio Holdings (Unaudited) continued

Below is a summary of the fund’s transactions with its affiliated underlying funds during the period ended March 31, 2022:
  VALUE AT
12/31/21
PURCHASES SALES REALIZED
GAINS (LOSSES)
NET CHANGE IN
UNREALIZED
APPRECIATION
(DEPRECIATION)
VALUE AT
3/31/22
BALANCE
OF SHARES
HELD AT
3/31/22
DISTRIBUTIONS
RECEIVED*
AFFILIATED UNDERLYING FUNDS 99.2% OF NET ASSETS
 
 
U.S. Stocks 11.3%
Large-Cap 11.3%
Schwab Dividend Equity Fund $12,125,554 $54,862 ($927,039) ($15,451) ($334,027) $10,903,899 729,358 $54,862
 
 
International Stocks 3.7%
Developed Markets 3.7%
Schwab International Opportunities Fund (formerly Laudus International MarketMasters Fund) 4,953,292 (602,921) (108,764) (625,370) 3,616,237 168,589
 
 
Real Estate 3.1%
Global Real Estate 3.1%
Schwab Global Real Estate Fund 3,298,902 229,466 (335,000) 10,970 (219,849) 2,984,489 378,262 19,466
 
 
Fixed Income 79.9%
Intermediate-Term Bond 79.9%
Schwab U.S. Aggregate Bond Index Fund 89,301,124 785,257 (7,368,546) (476,371) (5,026,043) 77,215,421 7,927,661 425,167
 
 
Money Market Funds 1.2%
Schwab Variable Share Price Money Fund, Ultra Shares 1,175,843 70 (353) 1,175,560 1,175,560 106
Total Affiliated Underlying Funds $110,854,715 $1,069,655 ($9,233,506) ($589,616) ($6,205,642) $95,895,606   $499,601
    
* Distributions received include distributions from net investment income and capital gains, if any, from the underlying funds.
    

At March 31, 2022, all of the fund’s investment securities were classified as Level 1. Fund investments in mutual funds are classified as Level 1, without consideration to the classification level of the underlying securities held by the mutual funds, which could be Level 1, Level 2 or Level 3.
6

 

Schwab Monthly Income Funds
Notes to Portfolio Holdings (Unaudited)

Under procedures approved by the funds’ Board of Trustees (the Board), the investment adviser has formed a Pricing Committee to administer the pricing and valuation of portfolio securities and other assets and to ensure that prices used for internal purposes or provided by third parties reasonably reflect fair value. Among other things, these procedures allow the funds to utilize independent pricing services, quotations from securities and financial instrument dealers and other market sources to determine fair value.
The funds value the securities in their portfolios every business day. The funds use the following policies to value various types of securities:
•   Mutual funds: Mutual funds are valued at their respective net asset values (NAVs).
•  Securities for which no quoted value is available: The Board has adopted procedures to fair value each fund’s securities when market prices are not “readily available” or are unreliable. For example, a fund may fair value a security when it is de-listed or its trading is halted or suspended; when a security’s primary pricing source is unable or unwilling to provide a price; or when a security’s primary trading market is closed during regular market hours. Each fund makes fair value determinations in good faith in accordance with the fund’s valuation procedures. The Pricing Committee considers a number of factors, including unobservable market inputs, when arriving at fair value. The Pricing Committee may employ techniques such as the review of related or comparable assets or liabilities, related market activities, recent transactions, market multiples, book values, transactional back-testing, disposition analysis and other relevant information. The Pricing Committee regularly reviews these inputs and assumptions to calibrate the valuations. Due to the subjective and variable nature of fair value pricing, there can be no assurance that a fund could obtain the fair value assigned to the security upon the sale of such security. The Board convenes on a regular basis to review fair value determinations made by the funds pursuant to the valuation procedures.
In accordance with the authoritative guidance on fair value measurements and disclosures under generally accepted accounting principles in the United States of America (GAAP), the funds disclose the fair value of their investments in a hierarchy that prioritizes the significant inputs to valuation techniques used to measure the fair value. The hierarchy gives the highest priority to valuations based upon unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to valuations based upon unobservable inputs that are significant to the valuation (Level 3 measurements). If inputs used to measure the financial instruments fall within different levels of the hierarchy, the categorization is based on the lowest level input that is significant to the valuation. If the funds determine that either the volume and/or level of activity for an asset or liability has significantly decreased (from normal conditions for that asset or liability) or price quotations or observable inputs are not associated with orderly transactions, increased analysis and management judgment will be required to estimate fair value.
The three levels of the fair value hierarchy are as follows:
•  Level 1 — quoted prices in active markets for identical securities — Investments whose values are based on quoted market prices in active markets, and whose values are therefore classified as Level 1 prices, include active listed equities and mutual funds. Investments in mutual funds are valued daily at their NAVs, which are classified as Level 1 prices, without consideration to the classification level of the underlying securities held by an underlying fund.
•  Level 2 — other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) — Investments that trade in markets that are not considered to be active, but whose values are based on quoted market prices, dealer quotations or valuations provided by alternative pricing sources supported by observable inputs are classified as Level 2 prices. These generally include U.S. government and sovereign obligations, most government agency securities, investment-grade corporate bonds, certain mortgage products, less liquid listed equities, and state, municipal and provincial obligations.
•  Level 3 — significant unobservable inputs (including the funds’ own assumptions in determining the fair value of investments) — Investments whose values are classified as Level 3 prices have significant unobservable inputs, as they may trade infrequently or not at all. When observable prices are not available for these securities, the funds use one or more valuation techniques for which sufficient and reliable data is available. The inputs used by the funds in estimating the value of Level 3 prices may include the original transaction price, quoted prices for similar securities or assets in active markets, completed or pending third-party transactions in the underlying investment or comparable issuers, and changes in financial ratios or cash flows. Level 3 prices may also be adjusted to reflect illiquidity and/or non-transferability, with the amount of such discount estimated by the funds in the absence of market information. Assumptions used by the funds due to the lack of observable inputs may significantly impact the resulting fair value and therefore the funds’ results of operations.
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
REG88343MAR22
7


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