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Form NPORT-P SCHWAB CAPITAL TRUST For: Jul 31

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September 24, 2021 2:32 PM EDT 

  
    NPORT-P
    false
    
      
      
        
          0000904333
          XXXXXXXX
        
      
      
      
      
        S000005918
        C000016178
      
      
      
    
  
  
    
      SCHWAB CAPITAL TRUST
      811-07704
      0000904333
      549300PEK1H7N1HLC797
      211 MAIN STREET
      SAN FRANCISCO
      
      94105
      800-648-5300
      Schwab MarketTrack Balanced Portfolio
      S000005918
      549300E13SSRFP89O067
      2021-10-31
      2021-07-31
      N
    
    
      642546553.72
      257922.05
      642288631.67
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      N
      
        
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        BBH Cash Management Sweep Vehicle
        N/A
        TIME DEPOSITS
        000000000
        
          
        
        8015161.52000000
        NS
        USD
        8015161.52000000
        1.247906490133
        Long
        STIV
        
        US
        N
        
        2
        
          N
          N
          N
        
      
      
        Schwab U.S. Large-Cap Growth Index Fund
        549300ETCMWT458RZS47
        Schwab U.S. Large-Cap Growth Index Fund
        80850L718
        
          
        
        246140.59600000
        NS
        USD
        20641350.38000000
        3.213718780345
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab U.S. REIT ETF
        549300OLDKO120DR6467
        Schwab U.S. REIT ETF
        808524847
        
          
        
        434827.00000000
        NS
        USD
        20767337.52000000
        3.233334126746
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Fundamental US Small Company Index Fund
        549300J7I6UZGD9CDR61
        Schwab Fundamental US Small Company Index Fund
        808509418
        
          
        
        943019.44200000
        NS
        USD
        17568452.20000000
        2.735289297324
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab International Index Fund
        5493004ZLP0I277VGM54
        Schwab International Index Fund
        808509830
        
          
        
        1818599.23500000
        NS
        USD
        43937357.52000000
        6.840749680678
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Fundamental Emerging Markets Large Company Index Fund
        549300N1SG6LIZ07FT30
        Schwab Fundamental Emerging Markets Large Company Index Fund
        808509343
        
          
        
        1549013.28500000
        NS
        USD
        15304251.26000000
        2.382768510195
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Fundamental International Large Company Index Fund
        549300LG0X7BXJAT9753
        Schwab Fundamental International Large Company Index Fund
        808509376
        
          
        
        1793623.16600000
        NS
        USD
        18599872.23000000
        2.895874426679
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab S&P 500 Index Fund
        549300QXTQYX6BJFPP75
        Schwab S&P 500 Index Fund
        808509855
        
          
        
        2031078.47600000
        NS
        USD
        137585255.96000000
        21.42109468795
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab U.S. Aggregate Bond Index Fund
        549300TE25ZKVNXKCS55
        Schwab U.S. Aggregate Bond Index Fund
        808517718
        
          
        
        21249542.19200000
        NS
        USD
        225457642.66000000
        35.10223154250
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Short-Term Bond Index Fund
        549300P4KD6GXEL7FV90
        Schwab Short-Term Bond Index Fund
        808517692
        
          
        
        605993.53800000
        NS
        USD
        6241733.44000000
        0.971795721149
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Fundamental US Large Company Index Fund
        5493000DZZS8PWI2NO50
        Schwab Fundamental US Large Company Index Fund
        808509442
        
          
        
        2587153.26800000
        NS
        USD
        57693517.88000000
        8.982490898210
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Fundamental International Small Company Index Fund
        549300GCJINB4JWMW576
        Schwab Fundamental International Small Company Index Fund
        808509319
        
          
        
        1016775.09800000
        NS
        USD
        15709175.26000000
        2.445812440920
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Variable Share Price Money Fund
        5493007W93Q67BM3O338
        Schwab Variable Share Price Money Fund
        808515597
        
          
        
        16764709.57000000
        NS
        USD
        16769738.98000000
        2.610935045883
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Schwab Small-Cap Index Fund
        549300NW8EGLMGENT187
        Schwab Small-Cap Index Fund
        808509848
        
          
        
        980643.57100000
        NS
        USD
        37892067.58000000
        5.899538885108
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
    
    
      
    
    
      2021-08-30
      SCHWAB CAPITAL TRUST
      Mark Fischer
      Mark Fischer
      CFO
    
  
  XXXX
Schwab Capital Trust
Schwab MarketTrack All Equity Portfolio™
Portfolio Holdings as of July 31, 2021 (Unaudited)
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports. You can also obtain this information at no cost by calling 1-866-414-6349 or by sending an email request to [email protected].    
 
Security Number
of Shares 		Value ($)
Affiliated Underlying Funds 99.5% of net assets
 
Equity Funds 99.5%
International 29.5%
Schwab Fundamental Emerging Markets Large Company Index Fund 4,060,915 40,121,844
Schwab Fundamental International Large Company Index Fund 4,695,676 48,694,159
Schwab Fundamental International Small Company Index Fund 2,668,047 41,221,327
Schwab International Index Fund 4,835,013 116,813,926
    246,851,256
Large-Cap 50.2%
Schwab Fundamental US Large Company Index Fund 5,078,378 113,247,828
Schwab S&P 500 Index Fund 3,905,928 264,587,545
Schwab U.S. Large-Cap Growth Index Fund 510,158 42,781,840
    420,617,213
Real Estate 5.3%
Schwab U.S. REIT ETF 936,293 44,717,354
Small-Cap 14.5%
Schwab Fundamental US Small Company Index Fund 1,998,504 37,232,135
Schwab Small-Cap Index Fund 2,178,931 84,193,884
    121,426,019
Total Affiliated Underlying Funds
(Cost $427,117,510)   833,611,842
Issuer
Face
Amount ($) 		Value ($)
Short-Term Investment 0.3% of net assets
 
Time Deposit 0.3%
Sumitomo Mitsui Banking Corp.
0.01%, 08/02/21 (a) 2,452,601 2,452,601
Total Short-Term Investment
(Cost $2,452,601)   2,452,601
(a) The rate shown is the current daily overnight rate.
   
ETF – Exchange-traded fund
REIT – Real Estate Investment Trust
 
1

 

Schwab MarketTrack All Equity Portfolio
Portfolio Holdings (Unaudited) continued
Below is a summary of the fund’s transactions with its affiliated underlying funds during the period ended July 31, 2021:
Affiliated Underlying Funds
Value at
10/31/20 		Gross
Purchases 		Gross
Sales 		Realized
Gains (Losses) 		Net Change
in Unrealized
Appreciation
(depreciation)
Value at
07/31/21 		Balance
of Shares
Held at
07/31/21 		Distributions
Received*
Schwab Fundamental Emerging Markets Large Company Index Fund $31,985,158 $1,095,412 ($2,870,000) ($84,839) $9,996,113 $40,121,844 4,060,915 $1,095,412
Schwab Fundamental International Large Company Index Fund 37,247,617 1,656,811 (4,190,810) 298,396 13,682,145 48,694,159 4,695,676 1,066,811
Schwab Fundamental International Small Company Index Fund 31,385,635 735,350 (1,713,277) 44,891 10,768,728 41,221,327 2,668,047 735,350
Schwab Fundamental US Large Company Index Fund 83,840,241 5,809,078 (8,011,838) 1,136,486 30,473,861 113,247,828 5,078,378 5,809,078
Schwab Fundamental US Small Company Index Fund 29,146,693 483,721 (7,360,000) 1,306,868 13,654,853 37,232,135 1,998,504 483,721
Schwab International Index Fund 84,989,194 9,697,603 (3,940,700) 124,623 25,943,206 116,813,926 4,835,013 1,897,604
Schwab S&P 500 Index Fund 194,769,310 11,458,503 (8,770,000) 1,155,676 65,974,056 264,587,545 3,905,928 4,038,503
Schwab Small-Cap Index Fund 64,874,595 5,735,899 (12,432,294) 5,444,986 20,570,698 84,193,884 2,178,931 1,985,899
Schwab U.S. Large-Cap Growth Index Fund 31,408,980 691,223 — — 10,681,637 42,781,840 510,158 241,223
Schwab U.S. REIT ETF 30,585,050 2,213,138 (644,430) 35,843 12,527,753 44,717,354 936,293 652,467
Total $620,232,473 $39,576,738 ($49,933,349) $9,462,930 $214,273,050 $833,611,842   $18,006,068
* Distributions received include distributions from net investment income and capital gains, if any, from the underlying funds.
   
The following is a summary of the inputs used to value the fund’s investments as of July 31, 2021:
Description Quoted Prices in
Active Markets for
Identical Assets
(Level 1) 		Other Significant
Observable Inputs
(Level 2) 		Significant
Unobservable Inputs
(Level 3) 		Total  
Assets          
Affiliated Underlying Funds1 $833,611,842 $— $— $833,611,842  
Short-Term Investment1 — 2,452,601 — 2,452,601  
Total $833,611,842 $2,452,601 $— $836,064,443  
1 As categorized in the Portfolio Holdings.
Fund investments in mutual funds and ETFs are classified as Level 1, without consideration to the classification level of the underlying securities held by the mutual funds and ETFs, which could be Level 1, Level 2 or Level 3.
2

 

Schwab Capital Trust
Schwab MarketTrack Growth Portfolio™
Portfolio Holdings as of July 31, 2021 (Unaudited)
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports. You can also obtain this information at no cost by calling 1-866-414-6349 or by sending an email request to [email protected].    
 
Security Number
of Shares 		Value ($)
Affiliated Underlying Funds 98.6% of net assets
 
Equity Funds 80.1%
International 19.8%
Schwab Fundamental Emerging Markets Large Company Index Fund 3,227,899 31,891,644
Schwab Fundamental International Large Company Index Fund 3,623,664 37,577,400
Schwab Fundamental International Small Company Index Fund 2,083,766 32,194,178
Schwab International Index Fund 3,644,080 88,040,961
    189,704,183
Large-Cap 43.6%
Schwab Fundamental US Large Company Index Fund 5,170,997 115,313,235
Schwab S&P 500 Index Fund 4,001,220 271,042,653
Schwab U.S. Large-Cap Growth Index Fund 389,804 32,688,999
    419,044,887
Real Estate 4.2%
Schwab U.S. REIT ETF 852,310 40,706,326
Small-Cap 12.5%
Schwab Fundamental US Small Company Index Fund 1,945,207 36,239,214
Schwab Small-Cap Index Fund 2,162,579 83,562,039
    119,801,253
    769,256,649
 
Fixed-Income Funds 15.9%
Intermediate-Term Bond 15.9%
Schwab U.S. Aggregate Bond Index Fund 14,359,282 152,351,985
 
Security Number
of Shares 		Value ($)
Money Market Fund 2.6%
Schwab Variable Share Price Money Fund, Ultra Shares 0.03% (a) 24,563,425 24,570,794
Total Affiliated Underlying Funds
(Cost $514,462,215)   946,179,428
Issuer
Face
Amount ($) 		Value ($)
Short-Term Investments 1.4% of net assets
 
Time Deposits 1.4%
ING Bank NV
0.01%, 08/02/21 (b) 9,641,511 9,641,511
Sumitomo Mitsui Trust Bank, Limited
0.01%, 08/02/21 (b) 3,363,234 3,363,234
Total Short-Term Investments
(Cost $13,004,745)   13,004,745
(a) The rate shown is the 7-day yield.
(b) The rate shown is the current daily overnight rate.
   
ETF – Exchange-traded fund
REIT – Real Estate Investment Trust
 
3

 

Schwab MarketTrack Growth Portfolio
Portfolio Holdings (Unaudited) continued
Below is a summary of the fund’s transactions with its affiliated underlying funds during the period ended July 31, 2021:
Affiliated Underlying Funds
Value at
10/31/20 		Gross
Purchases 		Gross
Sales 		Realized
Gains (Losses) 		Net Change
in Unrealized
Appreciation
(depreciation)
Value at
07/31/21 		Balance
of Shares
Held at
07/31/21 		Distributions
Received*
Schwab Fundamental Emerging Markets Large Company Index Fund $24,569,478 $1,108,894 ($1,545,000) ($278) $7,758,550 $31,891,644 3,227,899 $848,893
Schwab Fundamental International Large Company Index Fund 30,102,153 831,877 (4,320,001) 250,380 10,712,991 37,577,400 3,623,664 831,876
Schwab Fundamental International Small Company Index Fund 25,073,791 575,777 (1,970,000) 163,242 8,351,368 32,194,178 2,083,766 575,778
Schwab Fundamental US Large Company Index Fund 89,154,595 6,035,161 (12,610,000) 1,906,772 30,826,707 115,313,235 5,170,997 6,035,162
Schwab Fundamental US Small Company Index Fund 29,234,040 482,019 (8,190,000) 1,365,390 13,347,765 36,239,214 1,945,207 482,018
Schwab International Index Fund 69,700,927 2,794,557 (5,300,000) 669,751 20,175,726 88,040,961 3,644,080 1,504,558
Schwab S&P 500 Index Fund 208,797,893 4,269,429 (12,057,449) 6,034,011 63,998,769 271,042,653 4,001,220 4,269,428
Schwab Small-Cap Index Fund 67,813,605 6,514,970 (17,475,000) 9,067,968 17,640,496 83,562,039 2,162,579 1,994,969
Schwab U.S. Aggregate Bond Index Fund 121,379,029 34,241,894 (1,800,000) (18,453) (1,450,485) 152,351,985 14,359,282 2,292,466
Schwab U.S. Large-Cap Growth Index Fund 25,481,188 195,697 (1,495,000) 490,969 8,016,145 32,688,999 389,804 195,697
Schwab U.S. REIT ETF 27,689,578 1,682,639 — — 11,334,109 40,706,326 852,310 591,441
Schwab Variable Share Price Money Fund, Ultra Shares 19,567,411 5,005,340 — — (1,957) 24,570,794 24,563,425 5,409
Total $738,563,688 $63,738,254 ($66,762,450) $19,929,752 $190,710,184 $946,179,428   $19,627,695
* Distributions received include distributions from net investment income and capital gains, if any, from the underlying funds.
   
The following is a summary of the inputs used to value the fund’s investments as of July 31, 2021:
Description Quoted Prices in
Active Markets for
Identical Assets
(Level 1) 		Other Significant
Observable Inputs
(Level 2) 		Significant
Unobservable Inputs
(Level 3) 		Total  
Assets          
Affiliated Underlying Funds1 $946,179,428 $— $— $946,179,428  
Short-Term Investments1 — 13,004,745 — 13,004,745  
Total $946,179,428 $13,004,745 $— $959,184,173  
1 As categorized in the Portfolio Holdings.
Fund investments in mutual funds and ETFs are classified as Level 1, without consideration to the classification level of the underlying securities held by the mutual funds and ETFs, which could be Level 1, Level 2 or Level 3.
4

 

Schwab Capital Trust
Schwab MarketTrack Balanced Portfolio™
Portfolio Holdings as of July 31, 2021 (Unaudited)
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports. You can also obtain this information at no cost by calling 1-866-414-6349 or by sending an email request to [email protected].    
 
Security Number
of Shares 		Value ($)
Affiliated Underlying Funds 98.6% of net assets
 
Equity Funds 59.9%
International 14.7%
Schwab Fundamental Emerging Markets Large Company Index Fund 1,554,074 15,354,251
Schwab Fundamental International Large Company Index Fund 1,793,623 18,599,872
Schwab Fundamental International Small Company Index Fund 1,016,775 15,709,175
Schwab International Index Fund 1,842,192 44,507,358
    94,170,656
Large-Cap 33.3%
Schwab Fundamental US Large Company Index Fund 2,587,153 57,693,518
Schwab S&P 500 Index Fund 2,013,364 136,385,256
Schwab U.S. Large-Cap Growth Index Fund 237,674 19,931,350
    214,010,124
Real Estate 3.2%
Schwab U.S. REIT ETF 434,827 20,767,338
Small-Cap 8.7%
Schwab Fundamental US Small Company Index Fund 943,019 17,568,452
Schwab Small-Cap Index Fund 996,430 38,502,068
    56,070,520
    385,018,638
 
Fixed-Income Funds 36.1%
Intermediate-Term Bond 35.1%
Schwab U.S. Aggregate Bond Index Fund 21,237,348 225,328,259
Security Number
of Shares 		Value ($)
Short-Term Bond 1.0%
Schwab Short-Term Bond Index Fund 606,451 6,246,446
    231,574,705
 
Money Market Fund 2.6%
Schwab Variable Share Price Money Fund, Ultra Shares 0.03% (a) 16,764,710 16,769,739
Total Affiliated Underlying Funds
(Cost $406,848,400)   633,363,082
Issuer
Face
Amount ($) 		Value ($)
Short-Term Investments 1.3% of net assets
 
Time Deposits 1.3%
DnB Bank ASA
0.01%, 08/02/21 (b) 6,444,683 6,444,683
Royal Bank of Canada
0.01%, 08/02/21 (b) 1,568,852 1,568,852
Total Short-Term Investments
(Cost $8,013,535)   8,013,535
(a) The rate shown is the 7-day yield.
(b) The rate shown is the current daily overnight rate.
   
ETF – Exchange-traded fund
REIT – Real Estate Investment Trust
 
5

 

Schwab MarketTrack Balanced Portfolio
Portfolio Holdings (Unaudited) continued
Below is a summary of the fund’s transactions with its affiliated underlying funds during the period ended July 31, 2021:
Affiliated Underlying Funds
Value at
10/31/20 		Gross
Purchases 		Gross
Sales 		Realized
Gains (Losses) 		Net Change
in Unrealized
Appreciation
(depreciation)
Value at
07/31/21 		Balance
of Shares
Held at
07/31/21 		Distributions
Received*
Schwab Fundamental Emerging Markets Large Company Index Fund $12,691,376 $477,486 ($1,830,000) $302,450 $3,712,939 $15,354,251 1,554,074 $427,486
Schwab Fundamental International Large Company Index Fund 15,545,027 424,291 (2,970,000) 267,766 5,332,788 18,599,872 1,793,623 424,291
Schwab Fundamental International Small Company Index Fund 13,085,236 288,030 (2,040,060) 429,631 3,946,338 15,709,175 1,016,775 288,030
Schwab Fundamental US Large Company Index Fund 46,214,451 3,052,690 (8,240,000) 1,319,661 15,346,716 57,693,518 2,587,153 3,052,690
Schwab Fundamental US Small Company Index Fund 14,419,988 229,901 (4,260,000) 691,344 6,487,219 17,568,452 943,019 229,901
Schwab International Index Fund 35,858,755 2,447,304 (4,413,757) 536,458 10,078,598 44,507,358 1,842,192 767,029
Schwab S&P 500 Index Fund 108,431,681 3,685,619 (11,400,000) 5,181,988 30,485,968 136,385,256 2,013,364 2,185,619
Schwab Short-Term Bond Index Fund 5,403,247 875,691 — — (32,492) 6,246,446 606,451 55,099
Schwab Small-Cap Index Fund 33,339,271 1,576,833 (9,430,000) 5,256,327 7,759,637 38,502,068 996,430 966,833
Schwab U.S. Aggregate Bond Index Fund 182,212,199 47,319,147 (1,920,000) (25,625) (2,257,462) 225,328,259 21,237,348 3,418,060
Schwab U.S. Large-Cap Growth Index Fund 16,142,289 117,843 (1,590,000) 497,874 4,763,344 19,931,350 237,674 117,842
Schwab U.S. REIT ETF 13,880,515 1,943,511 (922,219) 20,878 5,844,653 20,767,338 434,827 307,833
Schwab Variable Share Price Money Fund, Ultra Shares 13,767,457 3,003,658 — — (1,376) 16,769,739 16,764,710 3,699
Total $510,991,492 $65,442,004 ($49,016,036) $14,478,752 $91,466,870 $633,363,082   $12,244,412
* Distributions received include distributions from net investment income and capital gains, if any, from the underlying funds.
   
The following is a summary of the inputs used to value the fund’s investments as of July 31, 2021:
Description Quoted Prices in
Active Markets for
Identical Assets
(Level 1) 		Other Significant
Observable Inputs
(Level 2) 		Significant
Unobservable Inputs
(Level 3) 		Total  
Assets          
Affiliated Underlying Funds1 $633,363,082 $— $— $633,363,082  
Short-Term Investments1 — 8,013,535 — 8,013,535  
Total $633,363,082 $8,013,535 $— $641,376,617  
1 As categorized in the Portfolio Holdings.
Fund investments in mutual funds and ETFs are classified as Level 1, without consideration to the classification level of the underlying securities held by the mutual funds and ETFs, which could be Level 1, Level 2 or Level 3.
6

 

Schwab Capital Trust
Schwab MarketTrack Conservative Portfolio™
Portfolio Holdings as of July 31, 2021 (Unaudited)
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports. You can also obtain this information at no cost by calling 1-866-414-6349 or by sending an email request to [email protected].    
 
Security Number
of Shares 		Value ($)
Affiliated Underlying Funds 98.9% of net assets
 
Equity Funds 40.0%
International 9.9%
Schwab Fundamental Emerging Markets Large Company Index Fund 520,385 5,141,408
Schwab Fundamental International Large Company Index Fund 608,064 6,305,626
Schwab Fundamental International Small Company Index Fund 346,704 5,356,583
Schwab International Index Fund 612,165 14,789,906
    31,593,523
Large-Cap 22.2%
Schwab Fundamental US Large Company Index Fund 852,831 19,018,128
Schwab S&P 500 Index Fund 669,602 45,358,816
Schwab U.S. Large-Cap Growth Index Fund 77,981 6,539,508
    70,916,452
Real Estate 2.1%
Schwab U.S. REIT ETF 141,329 6,749,873
Small-Cap 5.8%
Schwab Fundamental US Small Company Index Fund 297,748 5,547,048
Schwab Small-Cap Index Fund 339,879 13,132,935
    18,679,983
    127,939,831
 
Fixed-Income Funds 56.0%
Intermediate-Term Bond 55.1%
Schwab U.S. Aggregate Bond Index Fund 16,627,066 176,413,167
Security Number
of Shares 		Value ($)
Short-Term Bond 0.9%
Schwab Short-Term Bond Index Fund 289,316 2,979,956
    179,393,123
 
Money Market Fund 2.9%
Schwab Variable Share Price Money Fund, Ultra Shares 0.03% (a) 9,217,354 9,220,120
Total Affiliated Underlying Funds
(Cost $236,006,084)   316,553,074
Issuer
Face
Amount ($) 		Value ($)
Short-Term Investments 1.3% of net assets
 
Time Deposits 1.3%
DnB Bank ASA
0.01%, 08/02/21 (b) 938,287 938,287
Sumitomo Mitsui Trust Bank, Limited
0.01%, 08/02/21 (b) 3,200,743 3,200,743
Total Short-Term Investments
(Cost $4,139,030)   4,139,030
(a) The rate shown is the 7-day yield.
(b) The rate shown is the current daily overnight rate.
   
ETF – Exchange-traded fund
REIT – Real Estate Investment Trust
 
7

 

Schwab MarketTrack Conservative Portfolio
Portfolio Holdings (Unaudited) continued
Below is a summary of the fund’s transactions with its affiliated underlying funds during the period ended July 31, 2021:
Affiliated Underlying Funds
Value at
10/31/20 		Gross
Purchases 		Gross
Sales 		Realized
Gains (Losses) 		Net Change
in Unrealized
Appreciation
(depreciation)
Value at
07/31/21 		Balance
of Shares
Held at
07/31/21 		Distributions
Received*
Schwab Fundamental Emerging Markets Large Company Index Fund $4,603,691 $151,585 ($1,033,458) $174,532 $1,245,058 $5,141,408 520,385 $151,585
Schwab Fundamental International Large Company Index Fund 5,488,699 465,584 (1,610,000) 238,321 1,723,022 6,305,626 608,064 145,584
Schwab Fundamental International Small Company Index Fund 4,866,268 338,093 (1,340,000) 199,904 1,292,318 5,356,583 346,704 98,092
Schwab Fundamental US Large Company Index Fund 16,751,890 1,355,350 (4,802,076) 715,789 4,997,175 19,018,128 852,831 1,050,414
Schwab Fundamental US Small Company Index Fund 4,832,284 79,002 (1,797,096) 431,932 2,000,926 5,547,048 297,748 79,002
Schwab International Index Fund 12,901,329 261,112 (1,987,433) 217,584 3,397,314 14,789,906 612,165 261,112
Schwab S&P 500 Index Fund 39,174,699 2,857,255 (8,899,935) 4,697,233 7,529,564 45,358,816 669,602 742,125
Schwab Short-Term Bond Index Fund 2,968,009 29,198 — — (17,251) 2,979,956 289,316 28,914
Schwab Small-Cap Index Fund 11,934,226 646,908 (3,924,616) 2,164,787 2,311,630 13,132,935 339,879 326,907
Schwab U.S. Aggregate Bond Index Fund 153,199,010 33,757,651 (8,722,590) (54,547) (1,766,357) 176,413,167 16,627,066 2,739,752
Schwab U.S. Large-Cap Growth Index Fund 5,642,623 40,130 (941,452) 306,418 1,491,789 6,539,508 77,981 40,131
Schwab U.S. REIT ETF 5,577,477 174,795 (1,030,561) (94,305) 2,122,467 6,749,873 141,329 105,653
Schwab Variable Share Price Money Fund, Ultra Shares 9,218,973 2,068 — — (921) 9,220,120 9,217,354 2,067
Total $277,159,178 $40,158,731 ($36,089,217) $8,997,648 $26,326,734 $316,553,074   $5,771,338
* Distributions received include distributions from net investment income and capital gains, if any, from the underlying funds.
   
The following is a summary of the inputs used to value the fund’s investments as of July 31, 2021:
Description Quoted Prices in
Active Markets for
Identical Assets
(Level 1) 		Other Significant
Observable Inputs
(Level 2) 		Significant
Unobservable Inputs
(Level 3) 		Total  
Assets          
Affiliated Underlying Funds1 $316,553,074 $— $— $316,553,074  
Short-Term Investments1 — 4,139,030 — 4,139,030  
Total $316,553,074 $4,139,030 $— $320,692,104  
1 As categorized in the Portfolio Holdings.
Fund investments in mutual funds and ETFs are classified as Level 1, without consideration to the classification level of the underlying securities held by the mutual funds and ETFs, which could be Level 1, Level 2 or Level 3.
8

 

Schwab MarketTrack Portfolios
Notes to Portfolio Holdings
Under procedures approved by the funds’ Board of Trustees (the Board), the investment adviser has formed a Pricing Committee to administer the pricing and valuation of portfolio securities and other assets and to ensure that prices used for internal purposes or provided by third parties reasonably reflect fair value. Among other things, these procedures allow the funds to utilize independent pricing services, quotations from securities and financial instrument dealers and other market sources to determine fair value.
The funds value the securities in their portfolios every business day. The funds use the following policies to value various types of securities:
•  Securities traded on an exchange or over-the-counter: Traded securities are valued at the closing value for the day, or, on days when no closing value has been reported, at the mean of the most recent bid and ask quotes.
•   Mutual funds: Mutual funds are valued at their respective net asset values (NAVs).
•  Cash management sweep time deposits: Balances held in cash management sweep time deposits are accounted for on a cost basis, which approximates fair value.
•  Securities for which no quoted value is available: The Board has adopted procedures to fair value each fund’s securities when market prices are not “readily available” or are unreliable. For example, a fund may fair value a security when it is de-listed or its trading is halted or suspended; when a security’s primary pricing source is unable or unwilling to provide a price; or when a security’s primary trading market is closed during regular market hours. Each fund makes fair value determinations in good faith in accordance with the fund’s valuation procedures. The Pricing Committee considers a number of factors, including unobservable market inputs, when arriving at fair value. The Pricing Committee may employ techniques such as the review of related or comparable assets or liabilities, related market activities, recent transactions, market multiples, book values, transactional back-testing, disposition analysis and other relevant information. The Pricing Committee regularly reviews these inputs and assumptions to calibrate the valuations. Due to the subjective and variable nature of fair value pricing, there can be no assurance that a fund could obtain the fair value assigned to the security upon the sale of such security. The Board convenes on a regular basis to review fair value determinations made by the funds pursuant to the valuation procedures.
In accordance with the authoritative guidance on fair value measurements and disclosures under generally accepted accounting principles in the United States of America (GAAP), the funds disclose the fair value of their investments in a hierarchy that prioritizes the significant inputs to valuation techniques used to measure the fair value. The hierarchy gives the highest priority to valuations based upon unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to valuations based upon unobservable inputs that are significant to the valuation (Level 3 measurements). If inputs used to measure the financial instruments fall within different levels of the hierarchy, the categorization is based on the lowest level input that is significant to the valuation. If the funds determine that either the volume and/or level of activity for an asset or liability has significantly decreased (from normal conditions for that asset or liability) or price quotations or observable inputs are not associated with orderly transactions, increased analysis and management judgment will be required to estimate fair value.
The three levels of the fair value hierarchy are as follows:
•  Level 1—quoted prices in active markets for identical securities—Investments whose values are based on quoted market prices in active markets, and whose values are therefore classified as Level 1 prices, include active listed equities, mutual funds and ETFs. Investments in mutual funds are valued daily at their NAVs, and investments in ETFs are valued daily at the last reported sale price or the official closing price, which are classified as Level 1 prices, without consideration to the classification level of the underlying securities held by an underlying fund.
•  Level 2—other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.)—Investments that trade in markets that are not considered to be active, but whose values are based on quoted market prices, dealer quotations or valuations provided by alternative pricing sources supported by observable inputs are classified as Level 2 prices. These generally include U.S. government and sovereign obligations, most government agency securities, investment-grade corporate bonds, certain mortgage products, less liquid listed equities, and state, municipal and provincial obligations.
•  Level 3—significant unobservable inputs (including the funds’ own assumptions in determining the fair value of investments)—Investments whose values are classified as Level 3 prices have significant unobservable inputs, as they may trade infrequently or not at all. When observable prices are not available for these securities, the funds use one or more valuation techniques for which sufficient and reliable data is available. The inputs used by the funds in estimating the value of Level 3 prices may include the original transaction price, quoted prices for similar securities or assets in active markets, completed or pending third-party transactions in the underlying investment or comparable issuers, and changes in financial ratios or cash flows. Level 3 prices may also be adjusted to reflect illiquidity and/or non-transferability, with the amount of such discount estimated by the funds in the absence of market information. Assumptions used by the funds due to the lack of observable inputs may significantly impact the resulting fair value and therefore the funds’ results of operations.
9

 

Schwab MarketTrack Portfolios
Notes to Portfolio Holdings (continued)
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
REG87630JUL21
10

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