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Form NPORT-P NEEDHAM FUNDS INC For: Mar 31

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May 26, 2022 10:48 AM EDT 

  
    NPORT-P
    false
    
      
      
        
          0001002537
          XXXXXXXX
        
      
      
      
      
        S000003815
        C000010644
        C000176576
      
      
      
    
  
  
    
      Needham Funds Inc
      811-09114
      0001002537
      549300I20FS2UEMBPJ54
      250 Park Avenue
      10th Floor
      New York
      
      10177
      800-625-7071
      Needham Aggressive Growth Fund
      S000003815
      549300BQ1XTH5R34Z698
      2022-12-31
      2022-03-31
      N
    
    
      155852813.660000000000
      203462.130000000000
      155649351.530000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
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      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      9.830000000000
      N
      
        
          
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        ACV Auctions Inc
        N/A
        ACV Auctions Inc
        00091G104
        
          
          
        
        100000.000000000000
        NS
        USD
        1481000.000000000000
        0.9514977001
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        AXT Inc
        549300M2142IVLVIJN37
        AXT Inc
        00246W103
        
          
          
        
        100000.000000000000
        NS
        USD
        702000.000000000000
        0.4510137647
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Adams Resources & Energy Inc
        UP28TXL7K8XSRNNC7V02
        Adams Resources & Energy Inc
        006351308
        
          
          
        
        5545.000000000000
        NS
        USD
        213427.050000000000
        0.1371204235
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        ADTRAN Inc
        549300XWTHXJVGKWU616
        ADTRAN Inc
        00738A106
        
          
          
        
        70000.000000000000
        NS
        USD
        1291500.000000000000
        0.8297496824
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Akamai Technologies Inc
        OC1LZNN2LF5WTJ5RIL89
        Akamai Technologies Inc
        00971T101
        
          
          
        
        14500.000000000000
        NS
        USD
        1731155.000000000000
        1.1122147204
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Allbirds Inc
        N/A
        Allbirds Inc
        01675A109
        
          
          
        
        65000.000000000000
        NS
        USD
        390650.000000000000
        0.2509808079
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Alpha Pro Tech Ltd
        529900Z93O5JUM52Q856
        Alpha Pro Tech Ltd
        020772109
        
          
          
        
        175000.000000000000
        NS
        USD
        735000.000000000000
        0.4722152664
        Long
        EC
        CORP
        CA
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Altair Engineering Inc
        549300FJ89HZ6GU9S994
        Altair Engineering Inc
        021369103
        
          
          
        
        10000.000000000000
        NS
        USD
        644000.000000000000
        0.4137505191
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        American Tower Corp
        5493006ORUSIL88JOE18
        American Tower Corp
        03027X100
        
          
          
        
        2250.000000000000
        NS
        USD
        565245.000000000000
        0.3631528140
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Appian Corp
        529900NIARIFW7HGU386
        Appian Corp
        03782L101
        
          
          
        
        650.000000000000
        NS
        USD
        39533.000000000000
        0.0253987566
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Apple Inc
        HWUPKR0MPOU8FGXBT394
        Apple Inc
        037833100
        
          
          
        
        29500.000000000000
        NS
        USD
        5150995.000000000000
        3.3093584711
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Arlo Technologies Inc
        549300T4EUX2OQ75HV52
        Arlo Technologies Inc
        04206A101
        
          
          
        
        45000.000000000000
        NS
        USD
        398700.000000000000
        0.2561526894
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Aspen Aerogels Inc
        N/A
        Aspen Aerogels Inc
        04523Y105
        
          
          
        
        207000.000000000000
        NS
        USD
        7137360.000000000000
        4.5855378965
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Avrobio Inc
        N/A
        Avrobio Inc
        05455M100
        
          
          
        
        10513.000000000000
        NS
        USD
        13877.160000000000
        0.0089156555
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        BigCommerce Holdings Inc
        549300MOVEFQ78DMPG58
        BigCommerce Holdings Inc
        08975P108
        
          
          
        
        15000.000000000000
        NS
        USD
        328650.000000000000
        0.2111476834
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Bright Horizons Family Solutio
        N/A
        Bright Horizons Family Solutions Inc
        109194100
        
          
          
        
        2500.000000000000
        NS
        USD
        331725.000000000000
        0.2131232779
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Bruker Corp
        LEBZ6VLQ6I8XB1NHVY15
        Bruker Corp
        116794108
        
          
          
        
        18500.000000000000
        NS
        USD
        1189550.000000000000
        0.7642498914
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        CRA International Inc
        N/A
        CRA International Inc
        12618T105
        
          
          
        
        20000.000000000000
        NS
        USD
        1685200.000000000000
        1.0826900231
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        CarMax Inc
        N/A
        CarMax Inc
        143130102
        
          
          
        
        19500.000000000000
        NS
        USD
        1881360.000000000000
        1.2087168893
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        ChannelAdvisor Corp
        549300KE5CWXBSGWXT83
        ChannelAdvisor Corp
        159179100
        
          
          
        
        19350.000000000000
        NS
        USD
        320629.500000000000
        0.2059947548
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Clean Harbors Inc
        5493000SJVZVZJKHJF48
        Clean Harbors Inc
        184496107
        
          
          
        
        10700.000000000000
        NS
        USD
        1194548.000000000000
        0.7674609552
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        CryoPort Inc
        N/A
        CryoPort Inc
        229050307
        
          
          
        
        29500.000000000000
        NS
        USD
        1029845.000000000000
        0.6616442599
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Dreyfus Treasury Securities Ca
        549300U78VESCW509025
        Dreyfus Treasury Securities Cash Management
        261941108
        
          
          
        
        34739417.110000000000
        NS
        USD
        34739417.110000000000
        22.3190246336
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Educational Development Corp
        N/A
        Educational Development Corp
        281479105
        
          
          
        
        145000.000000000000
        NS
        USD
        1123750.000000000000
        0.7219753818
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Thermon Group Holdings Inc
        529900ZNZBBLDE77MZ38
        Thermon Group Holdings Inc
        88362T103
        
          
          
        
        95000.000000000000
        NS
        USD
        1539000.000000000000
        0.9887609456
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        ThredUp Inc
        N/A
        ThredUp Inc
        88556E102
        
          
          
        
        124000.000000000000
        NS
        USD
        954800.000000000000
        0.6134301175
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Transcat Inc
        54930081E40TSSHUOS40
        Transcat Inc
        893529107
        
          
          
        
        17500.000000000000
        NS
        USD
        1419950.000000000000
        0.9122749218
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Unisys Corp
        549300T21W22FIJJOW08
        Unisys Corp
        909214306
        
          
          
        
        80000.000000000000
        NS
        USD
        1728800.000000000000
        1.1107017042
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        VIA Optronics AG
        391200MQMJVYVM0L2S18
        VIA Optronics AG
        91823Y109
        
          
          
        
        110000.000000000000
        NS
        USD
        880000.000000000000
        0.5653733802
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Vacasa Inc
        N/A
        Vacasa Inc
        91854V107
        
          
          
        
        211950.000000000000
        NS
        USD
        1752826.500000000000
        1.1261380036
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Veeco Instruments Inc
        5493004201F72ADDZW04
        Veeco Instruments Inc
        922417100
        
          
          
        
        25000.000000000000
        NS
        USD
        679750.000000000000
        0.4367188127
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Vertiv Holdings Co
        549300KTTIRAOGXCRV69
        Vertiv Holdings Co
        92537N108
        
          
          
        
        187000.000000000000
        NS
        USD
        2618000.000000000000
        1.6819858061
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Vicor Corp
        5299005KMQOTR6B51F09
        Vicor Corp
        925815102
        
          
          
        
        87950.000000000000
        NS
        USD
        6204872.500000000000
        3.9864428852
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        ViewRay Inc
        5493006XTUBSKFU3W106
        ViewRay Inc
        92672L107
        
          
          
        
        12500.000000000000
        NS
        USD
        49000.000000000000
        0.0314810178
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Vishay Precision Group Inc
        N/A
        Vishay Precision Group Inc
        92835K103
        
          
          
        
        103500.000000000000
        NS
        USD
        3327525.000000000000
        2.1378341556
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Westinghouse Air Brake Technol
        06BTX5UWZD0GQ5N5Y745
        Westinghouse Air Brake Technologies Corp
        929740108
        
          
          
        
        3000.000000000000
        NS
        USD
        288510.000000000000
        0.1853589476
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        WWE
        549300WZVLSCS3L4L698
        World Wrestling Entertainment Inc
        98156Q108
        
          
          
        
        2250.000000000000
        NS
        USD
        140490.000000000000
        0.0902605752
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        WANdisco PLC
        213800Y1A75RSC698O04
        WANdisco PLC
        G9381R103
        
          
          
        
        77500.000000000000
        NS
        
        302368.500000000000
        0.1942626147
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Pivotal Systems Corp
        549300FO4YDK6WTIJ546
        Pivotal Systems Corp
        U7258A108
        
          
          
        
        1082493.999998000000
        NS
        
        421216.500000000000
        0.2706188595
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Copperleaf Technologies Inc
        N/A
        Copperleaf Technologies Inc
        21766N109
        
          
          
        
        18200.000000000000
        NS
        
        235552.530000000000
        0.1513353751
        Long
        EC
        CORP
        CA
        N
        
        1
        
          N
          N
          N
        
      
      
        Cambium Networks Corp
        549300OYSIGK6OT5WL04
        Cambium Networks Corp
        G17766109
        
          
          
        
        40950.000000000000
        NS
        USD
        968058.000000000000
        0.6219479815
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Nova Ltd
        529900B2DSWE5V3SC292
        Nova Ltd
        M7516K103
        
          
          
        
        60000.000000000000
        NS
        USD
        6532800.000000000000
        4.1971263843
        Long
        EC
        CORP
        IL
        N
        
        1
        
          N
          N
          N
        
      
      
        Entegris Inc
        IYX6OWO7BT5DKO3BYG52
        Entegris Inc
        29362U104
        
          
          
        
        62500.000000000000
        NS
        USD
        8203750.000000000000
        5.2706612134
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Equinix Inc
        549300EVUN2BTLJ3GT74
        Equinix Inc
        29444U700
        
          
          
        
        2000.000000000000
        NS
        USD
        1483240.000000000000
        0.9529368323
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Fluidigm Corp
        549300GX8Y96GSB6YP89
        Fluidigm Corp
        34385P108
        
          
          
        
        50000.000000000000
        NS
        USD
        179500.000000000000
        0.1153233202
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        FormFactor Inc
        549300YCEEO6SZD1ZR61
        FormFactor Inc
        346375108
        
          
          
        
        22500.000000000000
        NS
        USD
        945675.000000000000
        0.6075675810
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        G1 Therapeutics Inc
        529900TC35UPZQYRKW13
        G1 Therapeutics Inc
        3621LQ109
        
          
          
        
        55000.000000000000
        NS
        USD
        418000.000000000000
        0.2685523556
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        GSE Systems Inc
        54930082DOCQ7IC63U31
        GSE Systems Inc
        36227K106
        
          
          
        
        1500000.000000000000
        NS
        USD
        3120000.000000000000
        2.0045056207
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        ESI Group
        969500SJCEYK6O6RXV95
        ESI Group
        F3165E108
        
          
          
        
        30000.000000000000
        NS
        
        2276674.590000000000
        1.4626945552
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Intevac Inc
        N/A
        Intevac Inc
        461148108
        
          
          
        
        110000.000000000000
        NS
        USD
        588500.000000000000
        0.3780934480
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Jewett-Cameron Trading Co Ltd
        N/A
        Jewett-Cameron Trading Co Ltd
        47733C207
        
          
          
        
        7500.000000000000
        NS
        USD
        52050.000000000000
        0.0334405505
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        KVH Industries Inc
        N/A
        KVH Industries Inc
        482738101
        
          
          
        
        650000.000000000000
        NS
        USD
        5915000.000000000000
        3.8002085726
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Laboratory Corp of America Hol
        OZ7UA8IXAIFILY2VZH07
        Laboratory Corp of America Holdings
        50540R409
        
          
          
        
        9000.000000000000
        NS
        USD
        2372940.000000000000
        1.5245421691
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        LeMaitre Vascular Inc
        549300FZUBUB7MHY8R17
        LeMaitre Vascular Inc
        525558201
        
          
          
        
        20500.000000000000
        NS
        USD
        952635.000000000000
        0.6120391705
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        MKS Instruments Inc
        549300KEQATBHAGVF505
        MKS Instruments Inc
        55306N104
        
          
          
        
        22000.000000000000
        NS
        USD
        3300000.000000000000
        2.1201501757
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Matrix Service Co
        529900VYBKSX6HD2YW58
        Matrix Service Co
        576853105
        
          
          
        
        12500.000000000000
        NS
        USD
        102750.000000000000
        0.0660137668
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Neenah Inc
        8SR38IKUT3O1F1I6VH65
        Neenah Inc
        640079109
        
          
          
        
        25000
        NS
        USD
        991500
        0.6370087573
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NeoPhotonics Corp
        5493001EHDO3GEGZ6930
        NeoPhotonics Corp
        64051T100
        
          
          
        
        45000.000000000000
        NS
        USD
        684450.000000000000
        0.4397384205
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Oil-Dri Corp of America
        549300RSG5KPUH16WH66
        Oil-Dri Corp of America
        677864100
        
          
          
        
        45000.000000000000
        NS
        USD
        1289250.000000000000
        0.8283041255
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Omnicell Inc
        5493008RH0GTKHHPZI77
        Omnicell Inc
        68213N109
        
          
          
        
        2900.000000000000
        NS
        USD
        375521.000000000000
        0.2412608831
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        PDF Solutions Inc
        549300GMSP6MROFBI160
        PDF Solutions Inc
        693282105
        
          
          
        
        339000.000000000000
        NS
        USD
        9447930.000000000000
        6.0700092272
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Parsons Corp
        549300ZXH0VRBSEPX752
        Parsons Corp
        70202L102
        
          
          
        
        82500.000000000000
        NS
        USD
        3192750.000000000000
        2.0512452950
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Photronics Inc
        549300OK5JVNIBNY6F63
        Photronics Inc
        719405102
        
          
          
        
        35000.000000000000
        NS
        USD
        593950.000000000000
        0.3815949081
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Precision Optics Corp Inc/Mass
        N/A
        Precision Optics Corp Inc/Mass
        740294301
        
          
          
        
        245000.000000000000
        NS
        USD
        490000.000000000000
        0.3148101776
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Q2 Holdings Inc
        549300M9RKR9DZXWS696
        Q2 Holdings Inc
        74736L109
        
          
          
        
        8000.000000000000
        NS
        USD
        493200.000000000000
        0.3168660808
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Quest Diagnostics Inc
        8MCWUBXQ0WE04KMXBX50
        Quest Diagnostics Inc
        74834L100
        
          
          
        
        4000.000000000000
        NS
        USD
        547440.000000000000
        0.3517136401
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Sharps Compliance Corp
        N/A
        Sharps Compliance Corp
        820017101
        
          
          
        
        380000.000000000000
        NS
        USD
        2242000.000000000000
        1.4404171800
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Sientra Inc
        5493006T0OLHI64MOG63
        Sientra Inc
        82621J105
        
          
          
        
        40000.000000000000
        NS
        USD
        88800.000000000000
        0.0570513138
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        SiTime Corp
        N/A
        SiTime Corp
        82982T106
        
          
          
        
        5000.000000000000
        NS
        USD
        1239100.000000000000
        0.7960842675
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        SkyWater Technology Inc
        N/A
        SkyWater Technology Inc
        83089J108
        
          
          
        
        30000.000000000000
        NS
        USD
        324900.000000000000
        0.2087384218
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Smith-Midland Corp
        N/A
        Smith-Midland Corp
        832156103
        
          
          
        
        146100.000000000000
        NS
        USD
        2593275.000000000000
        1.6661007415
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Super Micro Computer Inc
        54930022CZO1N2UGVW07
        Super Micro Computer Inc
        86800U104
        
          
          
        
        65000.000000000000
        NS
        USD
        2474550.000000000000
        1.5898235204
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        TSMC
        549300KB6NK5SBD14S87
        Taiwan Semiconductor Manufacturing Co Ltd
        874039100
        
          
          
        
        7500.000000000000
        NS
        USD
        781950.000000000000
        0.5023792212
        Long
        EC
        CORP
        TW
        N
        
        1
        
          N
          N
          N
        
      
      
        Telos Corp
        549300P7ZDPL8UWNVI47
        Telos Corp
        87969B101
        
          
          
        
        124400.000000000000
        NS
        USD
        1240268.000000000000
        0.7968346722
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Teradyne Inc
        C3X4YJ278QNZHRJULN75
        Teradyne Inc
        880770102
        
          
          
        
        2500.000000000000
        NS
        USD
        295575.000000000000
        0.1898979964
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Trade Desk Inc/The
        549300GXPD31VT3E0P46
        Trade Desk Inc/The
        88339J105
        
          
          
        
        12000.000000000000
        NS
        USD
        831000.000000000000
        0.5338923624
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
    
    
      2022-05-23
      Needham Funds Inc
      /s/ Jim Giangrasso
      Jim Giangrasso
      Principal, Chief Financial Officer
    
  
  XXXX
Needham Aggressive Growth Fund
  
Schedule of Investments
  
March 31, 2022 (Unaudited)
  
   
Shares
    
Fair Value
  
Common Stocks (76.8%)
            
Aerospace & Defense (2.1%)
            
Parsons Corp. (a)
    
82,500
    
$
3,192,750
  
Biotechnology (0.3%)
                
Avrobio, Inc. (a)
    
10,513
      
13,877
  
G1 Therapeutics, Inc. (a)
    
55,000
      
418,000
  
             
431,877
  
Building Products (0.5%)
                
Alpha Pro Tech, Ltd. (a)
    
175,000
      
735,000
  
Jewett-Cameron Trading Co., Ltd. (Canada) (a)
    
7,500
      
52,050
  
             
787,050
  
Chemicals (4.6%)
                
Aspen Aerogels, Inc. (a)
    
207,000
      
7,137,360
  
Commercial Services & Supplies (1.7%)
                
ACV Auctions, Inc. (a)
    
100,000
      
1,481,000
  
Clean Harbors, Inc. (a)
    
10,700
      
1,194,548
  
             
2,675,548
  
Communications Equipment (5.2%)
                
ADTRAN, Inc.
    
70,000
      
1,291,500
  
Cambium Networks Corp. (a)
    
40,950
      
968,058
  
KVH Industries, Inc.(a)
    
650,000
      
5,915,000
  
             
8,174,558
  
Construction & Engineering (0.1%)
                
Matrix Service Co. (a)
    
12,500
      
102,750
  
Construction Materials (1.7%)
                
Smith-Midland Corp.(a)
    
146,100
      
2,593,275
  
Distributors (0.7%)
                
Educational Development Corp.
    
145,000
      
1,123,750
  
Diversified Consumer Services (0.2%)
                
Bright Horizons Family Solutions, Inc. (a)
    
2,500
      
331,725
  
Electrical Equipment (6.6%)
                
Thermon Group Holdings, Inc.(a)
    
95,000
      
1,539,000
  
Vertiv Holdings Co.
    
187,000
      
2,618,000
  
Vicor Corp. (a)
    
87,950
      
6,204,873
  
             
10,361,873
  
Electronic Equipment, Instruments & Components (3.0%)
                
Arlo Technologies, Inc. (a)
    
45,000
      
398,700
  
VIA Optronics AG - ADR (a)
    
110,000
      
880,000
  
Vishay Precision Group, Inc. (a)
    
103,500
      
3,327,525
  
             
4,606,225
  
Entertainment (0.1%)
                
World Wrestling Entertainment, Inc.
    
2,250
      
140,490
  
Health Care Equipment & Supplies (1.7%)
                
CryoPort, Inc. (a)
    
29,500
      
1,029,845
  
LeMaitre Vascular, Inc.
    
20,500
      
952,635
  
Precision Optics Corp, Inc. (a)
    
245,000
      
490,000
  
Sientra, Inc. (a)
    
40,000
      
88,800
  
ViewRay, Inc. (a)
    
12,500
      
49,000
  
             
2,610,280
  
Health Care Providers & Services (3.3%)
                
Laboratory Corp. of America Holdings (a)
    
9,000
      
2,372,940
  
Quest Diagnostics, Inc.
    
4,000
      
547,440
  
Sharps Compliance Corp. (a)
    
380,000
      
2,242,000
  
             
5,162,380
  
Health Care Technology (0.2%)
                
Omnicell, Inc. (a)
    
2,900
      
375,521
  
Hotels, Restaurants & Leisure (1.1%)
                
Vacasa, Inc. - Class A (a)
    
211,950
      
1,752,827
  
Household Products (0.8%)
                
Oil-Dri Corp. of America
    
45,000
      
1,289,250
  
Internet & Direct Marketing Retail (0.6%)
                
ThredUp, Inc. - Class A (a)
    
124,000
      
954,800
  
IT Services (2.4%)
                
Akamai Technologies, Inc. (a)(b)
    
14,500
      
1,731,155
  
BigCommerce Holdings, Inc. (a)
    
15,000
      
328,650
  
Unisys Corp.(a)
    
80,000
      
1,728,800
  
             
3,788,605
  
Life Sciences Tools & Services (0.9%)
                
Bruker Corp.
    
18,500
      
1,189,550
  
Fluidigm Corp. (a)
    
50,000
      
179,500
  
             
1,369,050
  
Machinery (0.2%)
                
Westinghouse Air Brake Technologies Corp.
    
3,000
      
288,510
  
Oil, Gas & Consumable Fuels (0.1%)
                
Adams Resources & Energy, Inc.
    
5,545
      
213,427
  
Paper & Forest Products (0.6%)
                
Neenah, Inc.
    
25,000
      
991,500
  
Professional Services (1.1%)
                
CRA International, Inc.
    
20,000
      
1,685,200
  
Real Estate Investment Trusts (REITs) (1.3%)
                
Equinix, Inc.
    
2,000
      
1,483,240
  
American Tower Corp.
    
2,250
      
565,245
  
             
2,048,485
  
Semiconductors & Semiconductor Equipment (21.9%)
                
AXT, Inc. (a)
    
100,000
      
702,000
  
Entegris, Inc.
    
62,500
      
8,203,750
  
FormFactor, Inc. (a)
    
22,500
      
945,675
  
MKS Instruments, Inc.
    
22,000
      
3,300,000
  
NeoPhotonics Corp. (a)
    
45,000
      
684,450
  
Nova, Ltd. (a)
    
60,000
      
6,532,800
  
PDF Solutions, Inc. (a)(b)
    
339,000
      
9,447,930
  
Photronics, Inc. (a)
    
35,000
      
593,950
  
Pivotal Systems Corp. (a) - ADR
    
1,082,494
      
421,216
  
SiTime Corp. (a)
    
5,000
      
1,239,100
  
SkyWater Technology, Inc. (a)
    
30,000
      
324,900
  
Taiwan Semiconductor Manufacturing Co., Ltd. (Taiwan) - ADR
    
7,500
      
781,950
  
Teradyne, Inc.
    
2,500
      
295,575
  
Veeco Instruments, Inc.(a)
    
25,000
      
679,750
  
             
34,153,046
  
Software (6.1%)
                
The Trade Desk, Inc. - Class A (a)
    
12,000
      
831,000
  
Altair Engineering, Inc. - Class A (a)
    
10,000
      
644,000
  
Appian Corp. (a)
    
650
      
39,533
  
ChannelAdvisor Corp. (a)
    
19,350
      
320,629
  
Copperleaf Technologies, Inc.(a)
    
18,200
      
235,553
  
ESI Group (a)
    
30,000
      
2,276,675
  
GSE Systems, Inc. (a)(d)
    
1,500,000
      
3,120,000
  
Q2 Holdings, Inc. (a)
    
8,000
      
493,200
  
Telos Corp. (a)
    
124,400
      
1,240,268
  
WANdisco PLC (a)
    
77,500
      
302,368
  
             
9,503,226
  
Specialty Retail (1.2%)
                
CarMax, Inc. (a)
    
19,500
      
1,881,360
  
Technology Hardware, Storage & Peripherals (5.3%)
                
Apple, Inc.
    
29,500
      
5,150,995
  
Intevac, Inc. (a)
    
110,000
      
588,500
  
Super Micro Computer, Inc. (a)
    
65,000
      
2,474,550
  
             
8,214,045
  
Textiles, Apparel & Luxury Goods (0.3%)
                
Allbirds, Inc. - Class A (a)
    
65,000
      
390,650
  
Trading Companies & Distributors (0.9%)
                
Transcat, Inc. (a)
    
17,500
      
1,419,950
  
Total Common Stocks
                
 (Cost $69,744,158)
          
$
119,751,343
  
                 
Short-Term Investments (22.3%)
                
Money Market Fund (22.3%)
                
Dreyfus Treasury Securities Cash Management - Institutional Class, 0.11% (c)
                
Total Short-Term Investments
                
 (Cost $34,739,417)
    
34,739,417
      
34,739,417
  
                 
Total Investments (99.1%)
                
 (Cost $104,483,575)
            
154,490,760
  
Other Assets in Excess of Liabilities (0.9%)
            
1,463,314
  
Net Assets (100.0%)
          
$
155,954,074
  

   
Percentages are stated as a percent of net assets.
      
   
Industry classifications may be different than those used for compliance monitoring purposes.
    
 (a)
  
Non-income producing security.
      
(b)
  
Security position is either entirely or partially held in a segregated account as collateral for securities sold short, aggregating a total market value of $1,552,400.
    
(c)
  
Rate shown is the seven day yield as of March 31, 2022
      
(d)
  
Affiliated security. Please refer to Note 3.
      
ADR
  
American Depositary Receipt
      
           
   
The Global Industry Classification Standard (GICS®) was developed by and/or is the exclusive property of MSCI, Inc. and Standard & Poor's Financial Services LLC (“S&P”).  GICS is a service mark of MSCI and S&P and has been licensed for use by U.S. Bancorp FundServices, LLC.
      

   
Distribution of investments by country or territory of incorporation, as a percentage of Total Investments, is as follows:
      

   
Country
Long
    
   
United States^
97.8%
    
   
France
0.8%
    
   
Canada
0.8%
    
   
Taiwan
0.3%
    
   
Germany
0.2%
    
   
Jersey
0.1%
    
   
Israel
0.0%
    
   
Cayman Islands
0.0%
    
   
Total
100.0%
    

^
  
United States allocation includes Short-Term Investment-Money Market Fund of 22.5%
      

  
Needham Funds

Notes to Schedule of Investments (Unaudited)
 
March 31, 2022

 
1.
Organization

Needham Growth Fund (“NGF”), Needham Aggressive Growth Fund (“NAGF”) and Needham Small Cap Growth Fund (“NSCGF”) (each, a “Portfolio” and collectively, the “Portfolios”), are portfolios of The Needham Funds, Inc. (the “Company”), which is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as a diversified, open-end management investment company. The Company was organized as a Maryland corporation on October 12, 1995.  NGF, NAGF, and NSCGF each currently offer two classes, the Retail Class and the Institutional Class. The Institutional Class commenced operations on December 30, 2016. 

Each Portfolio is an investment company and accordingly follows the investment company accounting and reporting guidance of the Financial Accounting Standards Board (“FASB”) Accounting Standards Codification Topic 946 “Financial Services – Investment Companies.”

2.
Significant Accounting Policies
 
The following is a summary of significant accounting policies followed by the Company in the preparation of its financial statements. These policies are in conformity with accounting principles generally accepted in the United States of America (“GAAP”).

Security Valuation: Portfolio securities for which market quotations are readily available are stated at the last sale price reported by the principal exchange for the security as of the exchange’s close of business. Securities for which no sale has taken place during the day and securities which are not listed on an exchange are valued at the mean of the highest closing bid and lowest asked prices. Exchange traded options are valued at the last reported sale price on any exchange on which the option is principally traded. If no sales are reported on a particular day, the options will be valued at the mean between the highest closing bid and lowest asked prices across the exchanges where the option is traded. Non-exchange traded options will also be valued at the mean between the last bid and asked quotations. For options where market quotations are not readily available, value will be determined in accordance with the fair value procedures described below. All other securities and assets for which (a) market quotations are not readily available, such as in the case of a market or technical disruption that prevents the normal trading of a security held by a Portfolio, (b) market quotations are believed to be unrepresentative of fair market value, such as in the case of a thinly traded security, or (c) valuation is normally made at the last sale price on a foreign exchange and a significant event occurs after the close of that exchange but before the New York Stock Exchange closes, are valued at their fair value as determined in good faith by the Board of Directors (the “Board”) in accordance with Fair Value Procedures established by the Board. The Company’s Fair Value Procedures are implemented and monitored by a Fair Value Committee (the “Committee”) designated by the Board. When a security is valued in accordance with the Fair Value Procedures, the Committee determines a value after taking into consideration any relevant information that is reasonably available to the Committee. Some of the more common reasons that may necessitate that a security be valued pursuant to these Fair Value Procedures include but are not limited to: the security’s trading has been halted or suspended; the security has been delisted from a national exchange; the security’s primary trading market is temporarily closed at a time when under normal conditions it would be open; or the security’s primary pricing source is not able or willing to provide a price. The securities of each Portfolio may also be valued on the basis of valuations provided by a pricing service approved by, or on behalf of, the Board.

Portfolio securities listed or traded on securities exchanges, including American Depositary Receipts (“ADRs”), are valued at the closing price on the exchange or system where the security is principally traded or at the NASDAQ Official Closing Price. If there have been no sales for that day on the exchange or system, a security is valued at the mean of the highest closing bid and lowest asked prices on the exchange or system where the security is principally traded.
Fair Value Measurements: Valuation inputs used to determine the value of the Portfolios’ investments are summarized in the three broad levels listed below:


Level 1 — Unadjusted quoted prices in active markets for identical assets and liabilities that the Funds have the ability to access.

 Level 2 — Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument in an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3 — Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Funds’ own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available.

The inputs or methodology used to value securities are not necessarily an indication of the risk associated with investing in those securities.

Portfolio securities listed or traded on securities exchanges, including ADRs, are valued at the closing price on the exchange or system where the security is principally traded or at the NASDAQ Official Closing Price. If there have been no sales for that day on the exchange or system, a security is valued at the mean of the highest closing bid and lowest asked prices on the exchange or system where the security is principally traded. These valuations are typically categorized as Level 1 in the fair value hierarchy.

In accordance with procedures adopted by the Board, fair value pricing may be used if events materially affecting the value of foreign securities occur between the times the exchange on which they are traded closes and the time the Portfolios’ net asset values are calculated. These valuations are categorized as Level 2 in the fair value hierarchy.

The following is a summary categorization, as of March 31, 2022, of each Portfolio’s investments based on the level of inputs utilized in determining the value of such investments:

                         
Needham Aggressive Growth Fund
                        
Assets (1)
  
Level 1
    
Level 2
    
Level 3
    
Total
  
Common Stocks
  
$
119,751,343
    
$
-
    
$
-
    
$
119,751,343
  
Short-Term Investments
    
34,739,417
      
-
      
-
      
34,739,417
  
Total
  
$
154,490,760
    
$
-
    
$
-
    
$
154,490,760
  
                                 
                                 
Needham Growth Fund
                                
Assets (1)
  
Level 1
    
Level 2
    
Level 3
    
Total
  
Common Stocks
  
$
165,952,105
    
$
-
    
$
-
    
$
165,952,105
  
Short-Term Investments
    
4,082,309
      
-
      
-
      
4,082,309
  
Total
  
$
170,034,414
    
$
-
    
$
-
    
$
170,034,414
  
                                 
Needham Small Cap Growth Fund
                                
Assets (1)
  
Level 1
    
Level 2
    
Level 3
    
Total
  
Common Stocks
  
$
216,940,529
    
$
-
    
$
-
    
$
216,940,529
  
Warrants
    
-
      
-
      
22,610
      
22,610
  
Short-Term Investments
    
29,671,646
      
-		      
-
      
29,671,646
  
Total
  
$
246,612,175
    
$
-
    
$
22,610
    
$
246,634,785
  

(1)
Please refer to the Schedule of Investments to view segregation by industry.
    
 
3. Transactions with Affiliates

NAGF owned 5% or more of the voting securities of the following company during the three months ended March 31, 2022. As a result, this company is deemed to be an affiliate of NAGF as defined by the 1940 Act. Transactions during the period in this affiliated company were as follows:
 
Security Name
  
Value at
January 1, 2022
    
Value of
Purchases
    
Value of
Sales
    
Net Change in Unrealized Appreciation (Depreciation)
    
Net
Realized
Gains
(Losses)
    
Dividend
Income
    
Value at
March 31, 2022
    
Share Balance
March 31, 2022
  
GSE Systems, Inc.
  
$
2,332,440
    
$
204,620
    
$
-
    
$
582,940
    
$
-
    
$
-
    
$
3,120,000
      
1,500,000
  

NSCGF owned 5% or more of the voting securities of the following company during the three months ended March 31, 2022. As a result, this company is deemed to be an affiliate of NSCGF as defined by the 1940 Act. Transactions during the period in this affiliated company were as follows:
 
Security Name
  
Value at
January 1, 2022
    
Value of
Purchases
    
Value of
Sales
    
Net Change in Unrealized Appreciation (Depreciation)
    
Net
Realized
Gains
(Losses)
    
Dividend
Income
    
Value at
March 31, 2022
    
Share Balance
March 31, 2022
  
Frequency Electronics, Inc.
   $
5,309,610
     $
279,839
     $
-
     $
(630,449
)
   $
-
     $
-
     $
4,959,000
    
570,000
  
Intevac, Inc.
    
8,067,288
      
49,474
      
-
      
1,092,995
      
-
              
9,209,757
      
1,721,450
  
Total
  
$
13,376,898
    
$
329,313
    
$
-
    
$
462,546
    
$
-
    
$
-
    
$
14,168,757
    
2,291,450
  


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