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Form NPORT-P First Trust Exchange-Tra For: Jul 31

September 24, 2021 5:11 PM EDT

  
    NPORT-P
    false
    
      
      
        
          0001424212
          XXXXXXXX
        
      
      
      
      
        S000052738
        C000165610
      
      
      
    
  
  
    
      First Trust Exchange-Traded Fund III
      811-22245
      0001424212
      5493003Z20QMESC6XS29
      120 East Liberty Drive, Suite 400
      Wheaton
      
      60187
      630-765-8000
      First Trust RiverFront Dynamic Europe ETF
      S000052738
      549300SDK57MHJ515Y86
      2021-10-31
      2021-07-31
      N
    
    
      19460098.860000000000
      13387.590000000000
      19446711.270000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      238036.890000000000
      N
      
        
          
        
        
        
        
      
      
      
      
    
    
      
        LVMH Moet Hennessy Vuitton SE
        IOG4E947OATN0KJYSD45
        LVMH MOET HENNESSY LOUIS /EUR/
        F58485115
        
          
          
          
        
        387.0000
        NS
        
        309373.16
        1.5908765020
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Genmab As
        529900MTJPDPE4MHJ122
        GENMAB A/S /DKK/
        K3967W102
        
          
          
          
        
        424.0000
        NS
        
        191682.35
        0.9856800327
        Long
        EC
        CORP
        DK
        N
        
        1
        
          N
          N
          N
        
      
      
        Verbund (Oest)
        5299006UDSEJCTTEJS30
        VERBUND AG /EUR/
        A91460104
        
          
          
          
        
        1199.0000
        NS
        
        110727.12
        0.5693873810
        Long
        EC
        CORP
        AT
        N
        
        1
        
          N
          N
          N
        
      
      
        Sofina SA
        5493000GMVR38VUO5D39
        SOFINA /EUR/
        B80925124
        
          
          
          
        
        270.0000
        NS
        
        126577.62
        0.6508947361
        Long
        EC
        CORP
        BE
        N
        
        1
        
          N
          N
          N
        
      
      
        Schneider Electric SE
        969500A1YF1XUYYXS284
        SCHNEIDER ELEC SA /EUR/
        F86921107
        
          
          
          
        
        821.0000
        NS
        
        137613.66
        0.7076448973
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        UPM-Kymmene Corporation
        213800EC6PW5VU4J9U64
        UPM-KYMMENE OYJ /EUR/
        X9518S108
        
          
          
          
        
        4450.0000
        NS
        
        181802.30
        0.9348742699
        Long
        EC
        CORP
        FI
        N
        
        1
        
          N
          N
          N
        
      
      
        Stora Enso Oyj
        7437000ZP669LKUTZ738
        STORA ENSO OYJ-R SHS /EUR/
        X21349117
        
          
          
          
        
        7066.0000
        NS
        
        139854.38
        0.7191672569
        Long
        EC
        CORP
        FI
        N
        
        1
        
          N
          N
          N
        
      
      
        Orange S.A.
        969500MCOONR8990S771
        ORANGE SA /EUR/
        F4113C103
        
          
          
          
        
        12002.0000
        NS
        
        133760.11
        0.6878289503
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Hermes Intl
        969500Y4IJGHJE2MTJ13
        HERMES INTERNATIONAL /EUR/
        F48051100
        
          
          
          
        
        167.0000
        NS
        
        255355.73
        1.3131049587
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Fortum Oyj
        635400IUIZZIUJSAMF76
        FORTUM OYJ /EUR/
        X2978Z118
        
          
          
          
        
        6087.0000
        NS
        
        167809.15
        0.8629178871
        Long
        EC
        CORP
        FI
        N
        
        1
        
          N
          N
          N
        
      
      
        RIO Tinto Limited
        529900X2VMAQT2PE0V24
        RIO TINTO LTD /AUD/
        Q81437107
        
          
          
          
        
        1618.0000
        NS
        
        158418.81
        0.8146303393
        Long
        EC
        CORP
        AU
        N
        
        1
        
          N
          N
          N
        
      
      
        Neste Oyj
        5493009GY1X8GQ66AM14
        NESTE OIL OYJ /EUR/
        X5688A109
        
          
          
          
        
        2618.0000
        NS
        
        160932.32
        0.8275554553
        Long
        EC
        CORP
        FI
        N
        
        1
        
          N
          N
          N
        
      
      
        Kone Oyj
        2138001CNF45JP5XZK38
        KONE OYJ-B /EUR/
        X4551T105
        
          
          
          
        
        1880.0000
        NS
        
        155709.07
        0.8006961580
        Long
        EC
        CORP
        FI
        N
        
        1
        
          N
          N
          N
        
      
      
        Pandora A/S
        5299007OWYZ6I1E46843
        PANDORA A/S /DKK/
        K7681L102
        
          
          
          
        
        1289.0000
        NS
        
        166906.08
        0.8582740685
        Long
        EC
        CORP
        DK
        N
        
        1
        
          N
          N
          N
        
      
      
        Novozymes A/S
        529900T6WNZXD2R3JW38
        NOVOZYMES A/S-B SHARES /DKK/
        K7317J133
        
          
          
          
        
        2118.0000
        NS
        
        166407.05
        0.8557079276
        Long
        EC
        CORP
        DK
        N
        
        1
        
          N
          N
          N
        
      
      
        Novo Nordisk A/S
        549300DAQ1CVT6CXN342
        NOVO NORDISK A/S-B /DKK/
        K72807132
        
          
          
          
        
        4515.0000
        NS
        
        417588.90
        2.1473497200
        Long
        EC
        CORP
        DK
        N
        
        1
        
          N
          N
          N
        
      
      
        Warehouses De Pauw N.V.
        549300HWDYC5JXC85138
        WAREHOUSES DE PAUW SCA /EUR/
        B9T59Z100
        
          
          
          
        
        2758.0000
        NS
        
        118696.46
        0.6103677807
        Long
        EC
        CORP
        BE
        N
        
        1
        
          N
          N
          N
        
      
      
        Ashtead Group
        2138007UTBN8X9K1A235
        ASHTEAD GROUP PLC /GBP/
        G05320109
        
          
          
          
        
        3601.0000
        NS
        
        269590.30
        1.3863027854
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Barratt Devs Plc
        2138006R85VEOF5YNK29
        BARRATT DEVELOPMENTS PLC /GBP/
        G08288105
        
          
          
          
        
        8119.0000
        NS
        
        79404.14
        0.4083165472
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Diploma
        2138008OGI7VYG8FGR19
        DIPLOMA PLC /GBP/
        G27664112
        
          
          
          
        
        3064.0000
        NS
        
        125980.03
        0.6478217743
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Diageo plc
        213800ZVIELEA55JMJ32
        DIAGEO PLC /GBP/
        G42089113
        
          
          
          
        
        7232.0000
        NS
        
        358923.79
        1.8456786087
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Spirent Comms
        213800HKCUNWP1916L38
        SPIRENT COMMUNICATIONS P /GBP/
        G83562101
        
          
          
          
        
        22907.0000
        NS
        
        81257.54
        0.4178472075
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Rio Tinto plc
        213800YOEO5OQ72G2R82
        RIO TINTO PLC /GBP/
        G75754104
        
          
          
          
        
        3773.0000
        NS
        
        319965.11
        1.6453430380
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Serco Group
        549300PT2CIHYN5GWJ21
        SERCO GROUP PLC /GBP/
        G80400107
        
          
          
          
        
        55426.0000
        NS
        
        108937.58
        0.5601851053
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Glaxosmithkline plc
        5493000HZTVUYLO1D793
        GLAXOSMITHKLINE PLC /GBP/
        G3910J112
        
          
          
          
        
        15877.0000
        NS
        
        312894.71
        1.6089852194
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        AstraZeneca Plc
        PY6ZZQWO2IZFZC3IOL08
        ASTRAZENECA PLC /GBP/
        G0593M107
        
          
          
          
        
        881.0000
        NS
        
        101249.10
        0.5206489601
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Intertek Group
        2138003GAT25WW1RN369
        INTERTEK GROUP PLC /GBP/
        G4911B108
        
          
          
          
        
        1680.0000
        NS
        
        120402.91
        0.6191427863
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Kingspan Group
        635400HM7V74SUB9OG75
        KINGSPAN GROUP PLC /EUR/
        G52654103
        
          
          
          
        
        1483.0000
        NS
        
        161319.44
        0.8295461261
        Long
        EC
        CORP
        IE
        N
        
        1
        
          N
          N
          N
        
      
      
        Deutsche Post AG
        8ER8GIG7CSMVD8VUFE78
        DEUTSCHE POST AG-REG /EUR/
        D19225107
        
          
          
          
        
        3983.0000
        NS
        
        269835.25
        1.3875623814
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Ishares Trust
        5493000860OXIC4B5K91
        ISHARES CORE MSCI EUROPE
        46434V738
        
          
          
          
        
        8365.0000
        NS
        USD
        487428.55
        2.5064831952
        Long
        EC
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        SGS Sa
        2138007JNS19JHNA2336
        SGS SA-REG /CHF/
        H7485A108
        
          
          
          
        
        52.0000
        NS
        
        168367.83
        0.8657907636
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Sap Se
        529900D6BF99LW9R2E68
        SAP SE /EUR/
        D66992104
        
          
          
          
        
        844.0000
        NS
        
        120984.40
        0.6221329577
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Henkel AG & Co. KGaA
        549300VZCL1HTH4O4Y49
        HENKEL AG & CO KGAA /EUR/
        D3207M102
        
          
          
          
        
        1428.0000
        NS
        
        129842.42
        0.6676831789
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Puma Se
        529900GRZ2BQY5ZM9N49
        PUMA SE /EUR/
        D62318148
        
          
          
          
        
        1297.0000
        NS
        
        159241.60
        0.8188613375
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Henkel AG & Co. KGaA
        549300VZCL1HTH4O4Y49
        HENKEL AG & CO KGAA /EUR/
        D3207M110
        
          
          
          
        
        1470.0000
        NS
        
        149058.95
        0.7664995275
        Long
        EP
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        HeidelbergCement AG
        LZ2C6E0W5W7LQMX5ZI37
        HEIDELBERGCEMENT AG /EUR/
        D31709104
        
          
          
          
        
        1972.0000
        NS
        
        174931.73
        0.8995440287
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Randstad N.V
        7245009EAAUUQJ0U4T57
        RANDSTAD NV /EUR/
        N7291Y137
        
          
          
          
        
        1418.0000
        NS
        
        102877.39
        0.5290220468
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        A2A Spa
        81560076E3944316DB24
        A2A SPA /EUR/
        T0140L103
        
          
          
          
        
        41153.0000
        NS
        
        87408.18
        0.4494753832
        Long
        EC
        CORP
        IT
        N
        
        1
        
          N
          N
          N
        
      
      
        Kering S.A.
        549300VGEJKB7SVUZR78
        KERING /EUR/
        F5433L103
        
          
          
          
        
        298.0000
        NS
        
        267318.59
        1.3746210672
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Wolters Kluwer NV
        724500TEM53I0U077B74
        WOLTERS KLUWER /EUR/
        N9643A197
        
          
          
          
        
        681.0000
        NS
        
        77616.91
        0.3991261500
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        Sanofi
        549300E9PC51EN656011
        SANOFI /EUR/
        F5548N101
        
          
          
          
        
        860.0000
        NS
        
        88632.80
        0.4557726948
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Siemens AG
        W38RGI023J3WT1HWRP32
        SIEMENS AG-REG /EUR/
        D69671218
        
          
          
          
        
        1495.0000
        NS
        
        233349.72
        1.1999443852
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        TAG Immobilien AG
        529900TAE68USJNXLR59
        TAG IMMOBILIEN AG /EUR/
        D8283Q174
        
          
          
          
        
        3110.0000
        NS
        
        103224.86
        0.5308088271
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Teleperformance
        9695004GI61FHFFNRG61
        TELEPERFORMANCE /EUR/
        F9120F106
        
          
          
          
        
        389.0000
        NS
        
        164092.06
        0.8438036526
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Novartis AG
        5493007HIVTX6SY6XD66
        NOVARTIS AG-REG /CHF/
        H5820Q150
        
          
          
          
        
        4119.0000
        NS
        
        381411.62
        1.9613168248
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Roche Holdings AG
        549300U41AUUVOAAOB37
        ROCHE HOLDING AG-BR /CHF/
        H69293225
        
          
          
          
        
        334.0000
        NS
        
        143429.93
        0.7375536563
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Roche Holdings AG
        549300U41AUUVOAAOB37
        ROCHE HOLDING AG-GENUSSC /CHF/
        H69293217
        
          
          
          
        
        1594.0000
        NS
        
        616501.52
        3.1702096639
        Long
        EP
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Nestle SA/Ag
        KY37LUS27QQX7BB93L28
        NESTLE SA-REG /CHF/
        H57312649
        
          
          
          
        
        4971.0000
        NS
        
        629983.77
        3.2395388673
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Temenos Ag
        5067007NW6550481FH64
        TEMENOS AG - REG /CHF/
        H8547Q107
        
          
          
          
        
        607.0000
        NS
        
        96492.80
        0.4961908400
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Sonova Holding Ag
        5299004A0QNX7FBNHS61
        SONOVA HOLDING AG /CHF/
        H62042124
        
          
          
          
        
        514.0000
        NS
        
        201945.80
        1.0384573371
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Alfa-Laval Special Finance
        549300UCKT2UK88AG251
        ALFA LAVAL AB /SEK/
        W04008152
        
          
          
          
        
        4103.0000
        NS
        
        171299.92
        0.8808683259
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Iliad Sa
        969500FZ9BTRZS3JNB97
        ILIAD SA /EUR/
        F4958P102
        
          
          
          
        
        426.0000
        NS
        
        91997.60
        0.4730753633
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Hikma Pharmaceuticals PLC
        549300BNS685UXH4JI75
        HIKMA PHARMACEUTICALS PL /GBP/
        G4576K104
        
          
          
          
        
        2853.0000
        NS
        
        104931.63
        0.5395854782
        Long
        EC
        CORP
        GB
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Indutrade Ab
        549300FISLQ6CEFP1867
        INDUTRADE AB /SEK/
        W4939U106
        
          
          
          
        
        5650.0000
        NS
        
        184299.06
        0.9477132531
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Arkema SA
        9695000EHMS84KKP2785
        ARKEMA /EUR/
        F0392W125
        
          
          
          
        
        868.0000
        NS
        
        110431.57
        0.5678675868
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Partners Group Hlg
        549300I3IVVWZWDHI788
        PARTNERS GROUP HOLDING AG /CHF/
        H6120A101
        
          
          
          
        
        148.0000
        NS
        
        252997.74
        1.3009795666
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Schindler Holding AG
        5299007DRLI319H7Q933
        SCHINDLER HOLDING AG-REG /CHF/
        H7258G233
        
          
          
          
        
        283.0000
        NS
        
        88163.16
        0.4533576849
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Kuehne&Nagel Intl
        529900Q0YED3805QXQ66
        KUEHNE + NAGEL INTL AG-R /CHF/
        H4673L145
        
          
          
          
        
        620.0000
        NS
        
        209164.87
        1.0755796551
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Logitech International SA
        549300SN6PRK6IJJC215
        LOGITECH INTERNATIONAL-R /CHF/
        H50430232
        
          
          
          
        
        1538.0000
        NS
        
        168189.30
        0.8648727163
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Experian
        635400RXXHHYT1JTSZ26
        EXPERIAN PLC /GBP/
        G32655105
        
          
          
          
        
        4626.0000
        NS
        
        203706.83
        1.0475130071
        Long
        EC
        CORP
        JE
        
        N
        
        1
        
          N
          N
          N
        
      
      
        RTL Group
        5493000C8J3C3SZYS040
        RTL GROUP /EUR/
        L80326108
        
          
          
          
        
        2153.0000
        NS
        
        121825.62
        0.6264587277
        Long
        EC
        CORP
        LU
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Dunelm Group Plc
        213800WCOWEI3T5DUV19
        DUNELM GROUP PLC /GBP/
        G2935W108
        
          
          
          
        
        4280.0000
        NS
        
        78826.90
        0.4053482304
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Mondi Plc
        213800LOZA69QFDC9N34
        MONDI PLC /GBP/
        G6258S107
        
          
          
          
        
        3643.0000
        NS
        
        101072.85
        0.5197426372
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Symrise AG
        529900D82I6R9601CF26
        SYMRISE AG /EUR/
        D827A1108
        
          
          
          
        
        553.0000
        NS
        
        81540.33
        0.4193013866
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Volvo AB
        549300HGV012CNC8JD22
        VOLVO AB-A SHS /SEK/
        928856202
        
          
          
          
        
        3850.0000
        NS
        
        93562.10
        0.4811204255
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Volvo AB
        549300HGV012CNC8JD22
        VOLVO AB-B SHS /SEK/
        928856301
        
          
          
          
        
        7793.0000
        NS
        
        183545.23
        0.9438368650
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Hargreaves Lansdown Plc
        2138008ZCE93ZDSESG90
        HARGREAVES LANSDOWN PLC /GBP/
        G43940108
        
          
          
          
        
        3780.0000
        NS
        
        85774.81
        0.4410761738
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Geberit AG
        52990093Z5OHD6T7BS47
        GEBERIT AG-REG /CHF/
        H2942E124
        
          
          
          
        
        278.0000
        NS
        
        228267.81
        1.1738118946
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Caixabank S.A.
        7CUNS533WID6K7DGFI87
        CAIXABANK SA /EUR/
        E2427M123
        
          
          
          
        
        69544.0000
        NS
        
        206653.90
        1.0626676004
        Long
        EC
        CORP
        ES
        N
        
        1
        
          N
          N
          N
        
      
      
        Relx Plc
        549300WSX3VBUFFJOO66
        RELX PLC /GBP/
        G74570121
        
          
          
          
        
        8473.0000
        NS
        
        248975.71
        1.2802972520
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Evraz Plc
        5493005B7DAN39RXLK23
        EVRAZ PLC /GBP/
        G33090104
        
          
          
          
        
        12424.0000
        NS
        
        106068.41
        0.5454310939
        Long
        EC
        CORP
        GB
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Commerzbank Aktiengesellschaft
        851WYGNLUQLFZBSYGB56
        COMMERZBANK AG /EUR/
        D172W1279
        
          
          
          
        
        12568.0000
        NS
        
        81103.82
        0.4170567397
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        ASML Holding N.V.
        724500Y6DUVHQD6OXN27
        ASML HOLDING NV /EUR/
        N07059202
        
          
          
          
        
        1114.0000
        NS
        
        844427.30
        4.3422627522
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        Plus500 Ltd
        549300X8NGW9C5OJZU13
        PLUS500 LTD /GBP/
        M7S2CK109
        
          
          
          
        
        4463.0000
        NS
        
        86912.01
        0.4469239492
        Long
        EC
        CORP
        IL
        N
        
        1
        
          N
          N
          N
        
      
      
        Koninklijke Ahold Delhaize Nv
        724500C9GNBV20UYRX36
        KONINKLIJKE AHOLD DELHAI /EUR/
        N0139V308
        
          
          
          
        
        6181.0000
        NS
        
        192067.28
        0.9876594419
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        Ferrari N V
        549300RIVY5EX8RCON76
        FERRARI NV /EUR/
        N3167Y103
        
          
          
          
        
        230.0000
        NS
        
        50161.17
        0.2579416607
        Long
        EC
        CORP
        NL
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Compass Group plc
        2138008M6MH9OZ6U2T68
        COMPASS GROUP PLC /GBP/
        G23296208
        
          
          
          
        
        10387.0000
        NS
        
        219600.91
        1.1292444617
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Atlas Copco AB
        213800T8PC8Q4FYJZR07
        ATLAS COPCO AB-A SHS /SEK/
        W1R924161
        
          
          
          
        
        3516.0000
        NS
        
        237711.07
        1.2223715707
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Atlas Copco AB
        213800T8PC8Q4FYJZR07
        ATLAS COPCO AB-B SHS /SEK/
        W1R924195
        
          
          
          
        
        3394.0000
        NS
        
        192756.68
        0.9912045143
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        ASR Nederland N.V.
        7245000G0HS48PZWUD53
        ASR NEDERLAND NV /EUR/
        N0709G103
        
          
          
          
        
        2855.0000
        NS
        
        117350.67
        0.6034473818
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        Sika AG
        549300R3N69ECGYPU434
        SIKA AG-REG /CHF/
        H7631K273
        
          
          
          
        
        673.0000
        NS
        
        237074.90
        1.2191002206
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        BE Semiconductor Industries NV
        7245007A1YFLI2GNYX06
        BE SEMICONDUCTOR INDUSTR /EUR/
        N13107144
        
          
          
          
        
        1402.0000
        NS
        
        122971.28
        0.6323500066
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        Moncler Spa
        815600EBD7FB00525B20
        MONCLER SPA /EUR/
        T6730E110
        
          
          
          
        
        2142.0000
        NS
        
        147374.95
        0.7578399656
        Long
        EC
        CORP
        IT
        N
        
        1
        
          N
          N
          N
        
      
      
        IMI Plc
        2138002W9Q21PF751R30
        IMI PLC /GBP/
        G47152114
        
          
          
          
        
        5733.0000
        NS
        
        139933.35
        0.7195733410
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Ferguson PLC
        213800DU1LGY3R2S2X42
        FERGUSON PLC /GBP/
        G0228V100
        
          
          
          
        
        1429.0000
        NS
        
        200418.67
        1.0306044411
        Long
        EC
        CORP
        JE
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Lifco AB
        549300RTLL4VDQRCTW41
        LIFCO AB-B SHS /SEK/
        W5321L166
        
          
          
          
        
        6370.0000
        NS
        
        186917.66
        0.9611787690
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Unilever PLC
        549300MKFYEKVRWML317
        UNILEVER PLC /EUR/
        G92087165
        
          
          
          
        
        4638.0000
        NS
        
        267333.79
        1.3746992295
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Epiroc AB
        5493004Q73OEYW1SPE91
        EPIROC AB-A /SEK/
        W25918124
        
          
          
          
        
        5685.0000
        NS
        
        132740.70
        0.6825868814
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Investor AB
        549300VEBQPHRZBKUX38
        INVESTOR AB-A SHS /SEK/
        W5R777123
        
          
          
          
        
        9084.0000
        NS
        
        225823.15
        1.1612408230
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Investor AB
        549300VEBQPHRZBKUX38
        INVESTOR AB-B SHS /SEK/
        W5R777115
        
          
          
          
        
        12020.0000
        NS
        
        297833.05
        1.5315342829
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Euronext N.V.
        724500QJ4QSZ3H9QU415
        EURONEXT NV /EUR/
        N3113K397
        
          
          
          
        
        788.0000
        NS
        
        87680.96
        0.4508780882
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
      
        Eurofins Scientific SE
        529900JEHFM47DYY3S57
        EUROFINS SCIENTIFIC /EUR/
        L31839134
        
          
          
          
        
        883.0000
        NS
        
        105625.74
        0.5431547707
        Long
        EC
        CORP
        LU
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Worldline
        549300CJMQNCA0U4TS33
        WORLDLINE SA /EUR/
        F9867T103
        
          
          
          
        
        373.0000
        NS
        
        34915.41
        0.1795440345
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Kinnevik Ab (Publ)
        2138006PZH76JOS6MN27
        KINNEVIK AB - B /SEK/
        W5139V646
        
          
          
          
        
        2439.0000
        NS
        
        106389.63
        0.5470828899
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Hexagon AB
        549300WJFW6ILNI4TA80
        HEXAGON AB-B SHS /SEK/
        W4R431112
        
          
          
          
        
        13461.0000
        NS
        
        222827.99
        1.1458389386
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Inditex (Ind.De Diseno Textil Sa)
        549300TTCXZOGZM2EY83
        INDUSTRIA DE DISENO TEXT /EUR/
        E6282J125
        
          
          
          
        
        5706.0000
        NS
        
        193518.34
        0.9951211663
        Long
        EC
        CORP
        ES
        N
        
        1
        
          N
          N
          N
        
      
      
        Zalando SE
        529900YRFFGH5AXU4S86
        ZALANDO SE /EUR/
        D98423102
        
          
          
          
        
        477.0000
        NS
        
        53053.27
        0.2728135841
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        TLG Immobilien AG
        549300NYSIH10FPUO363
        TLG IMMOBILIEN AG /EUR/
        D8T622108
        
          
          
          
        
        6106.0000
        NS
        
        225989.16
        1.1620944892
        Long
        EC
        CORP
        DE
        N
        
        1
        
          N
          N
          N
        
      
      
        Fevertree Drinks Plc
        2138007AJRLHRVQZLD07
        FEVERTREE DRINKS PLC /GBP/
        G33929103
        
          
          
          
        
        2922.0000
        NS
        
        97112.38
        0.4993768800
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Assa Abloy AB
        549300YECS8HKCIMMB67
        ASSA ABLOY AB-B /SEK/
        W0817X204
        
          
          
          
        
        5387.0000
        NS
        
        172778.99
        0.8884740849
        Long
        EC
        CORP
        SE
        N
        
        1
        
          N
          N
          N
        
      
      
        Sartorius Stedim B
        52990006IVXY7GCSSR39
        SARTORIUS STEDIM BIOTECH /EUR/
        F8005V210
        
          
          
          
        
        330.0000
        NS
        
        188410.90
        0.9688573938
        Long
        EC
        CORP
        FR
        N
        
        1
        
          N
          N
          N
        
      
      
        Melrose Industries Plc
        213800RGNXXZY2M7TR85
        MELROSE INDUSTRIES PLC /GBP/
        G5973J178
        
          
          
          
        
        52040.0000
        NS
        
        115809.29
        0.5955212087
        Long
        EC
        CORP
        GB
        N
        
        1
        
          N
          N
          N
        
      
      
        Adyen Nv
        724500973ODKK3IFQ447
        ADYEN NV /EUR/
        N3501V104
        
          
          
          
        
        90.0000
        NS
        
        244432.74
        1.2569361297
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
    
    
      
    
    
      2021-08-30
      First Trust Exchange-Traded Fund III
      Donald P. Swade
      First Trust Exchange-Traded Fund III  
      Treasurer, Chief Financial Officer and Chief Accounting Officer
    
  
  XXXX



First Trust RiverFront Dynamic Asia Pacific ETF (RFAP)
Portfolio of Investments
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) – 95.8%
    Australia – 22.3%    
6,947   ALS Ltd.   $64,949
2,124   ARB Corp., Ltd.   72,791
3,355   Aristocrat Leisure Ltd.   102,521
1,274   ASX Ltd.   71,886
19,877   Aurizon Holdings Ltd.   56,305
6,601   BHP Group Ltd.   259,113
11,712   Brambles Ltd.   99,872
3,794   Brickworks Ltd.   67,518
3,111   carsales.com Ltd.   49,952
1,886   Commonwealth Bank of Australia   137,920
936   CSL Ltd.   198,448
13,023   Evolution Mining Ltd.   39,948
7,332   Fortescue Metals Group Ltd.   134,030
14,842   Harvey Norman Holdings Ltd.   61,757
1,366   JB Hi-Fi Ltd.   48,157
1,371   Magellan Financial Group Ltd.   49,169
11,181   Santos Ltd.   52,923
3,363   Wesfarmers Ltd.   150,890
8,498   Westpac Banking Corp.   152,913
2,556   WiseTech Global Ltd.   57,753
        1,928,815
    Bermuda – 0.8%    
23,625   Kerry Logistics Network Ltd.   70,378
    Cayman Islands – 3.0%    
6,142   CK Hutchison Holdings Ltd.   44,892
39,800   Xinyi Glass Holdings Ltd.   148,524
34,500   Xinyi Solar Holdings Ltd.   69,256
        262,672
    Hong Kong – 7.7%    
21,034   AIA Group Ltd.   251,992
27,225   BOC Hong Kong Holdings Ltd.   87,583
600   Hong Kong Exchanges & Clearing Ltd.   38,295
12,750   Power Assets Holdings Ltd.   82,362
23,250   Swire Properties Ltd.   66,120
6,000   Techtronic Industries Co., Ltd.   107,243
12,000   Vitasoy International Holdings Ltd.   33,663
        667,258
    Japan – 54.9%    
1,100   Advantest Corp.   96,358
2,500   Anritsu Corp.   43,526
6,800   Astellas Pharma, Inc.   107,791
700   Bandai Namco Holdings, Inc.   45,054
1,800   Capcom Co., Ltd.   49,305
10,000   Chiba Bank (The) Ltd.   56,789
2,500   Chugai Pharmaceutical Co., Ltd.   91,609
2,700   Chugoku Electric Power (The) Co., Inc.   24,415
2,300   COMSYS Holdings Corp.   63,630
Shares   Description   Value
    Japan (Continued)    
700   Daifuku Co., Ltd.   $62,340
700   Daikin Industries Ltd.   144,620
2,900   Daiwa House Industry Co., Ltd.   88,423
1,900   Hitachi Construction Machinery Co., Ltd.   53,256
1,600   Hitachi Transport System Ltd.   63,807
1,100   Hoya Corp.   154,464
2,800   Iida Group Holdings Co., Ltd.   67,125
5,300   ITOCHU Corp.   156,142
3,700   Japan Post Insurance Co., Ltd.   65,363
4,700   Japan Tobacco, Inc.   91,682
1,700   Kakaku.com, Inc.   46,132
1,700   Kao Corp.   101,871
4,500   KDDI Corp.   136,676
200   Keyence Corp.   110,733
1,600   M3, Inc.   103,988
1,600   Makita Corp.   82,549
3,400   Mitsubishi Estate Co., Ltd.   53,059
1,100   NEC Corp.   55,549
3,400   Nihon M&A Center, Inc.   94,216
125   Nintendo Co., Ltd.   64,263
4,000   Nippon Paint Holdings Co., Ltd.   50,754
1,100   Nissan Chemical Corp.   53,544
2,500   Nomura Research Institute Ltd.   80,215
3,500   Obayashi Corp.   28,426
500   Obic Co., Ltd.   87,599
6,500   ORIX Corp.   113,286
1,600   Otsuka Corp.   82,986
1,300   Pigeon Corp.   37,327
3,600   Recruit Holdings Co., Ltd.   184,717
7,800   Renesas Electronics Corp. (b)   83,969
2,900   SG Holdings Co., Ltd.   77,665
400   Shimano, Inc.   101,910
900   Shin-Etsu Chemical Co., Ltd.   145,618
4,700   Shinsei Bank Ltd.   62,078
1,700   Shionogi & Co., Ltd.   89,134
1,500   SoftBank Group Corp.   93,483
2,600   Sony Group Corp.   269,587
1,900   Sumitomo Metal Mining Co., Ltd.   76,516
2,500   Sumitomo Realty & Development Co., Ltd.   80,944
1,400   Sundrug Co., Ltd.   45,303
800   Sysmex Corp.   94,727
1,985   Toyota Motor Corp.   177,411
500   Tsuruha Holdings, Inc.   58,840
1,400   Welcia Holdings Co., Ltd.   47,537
12,500   Z Holdings Corp.   62,269
2,300   ZOZO, Inc.   78,096
        4,738,676
    Multinational – 0.8%    
48,750   HKT Trust & HKT Ltd.   66,245
    New Zealand – 0.7%    
18,629   Spark New Zealand Ltd.   61,455
 

First Trust RiverFront Dynamic Asia Pacific ETF (RFAP)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) (Continued)
    Singapore – 4.4%    
32,400   CapitaLand Ltd.   $96,367
40,500   Sheng Siong Group Ltd.   46,928
8,600   Singapore Exchange Ltd.   75,403
12,500   Singapore Technologies Engineering Ltd.   36,994
3,700   Venture Corp. Ltd.   51,938
21,200   Wilmar International Ltd.   68,062
        375,692
    United Kingdom – 1.2%    
3,227   BHP Group PLC   104,244
    Total Common Stocks   8,275,435
    (Cost $6,870,682)    
REAL ESTATE INVESTMENT TRUSTS (a) – 3.2%
    Australia – 2.8%    
5,327   Charter Hall Group   63,681
9,097   Dexus   68,627
6,686   Goodman Group   111,084
        243,392
    New Zealand – 0.4%    
20,453   Goodman Property Trust   34,698
    Total Real Estate Investment Trusts   278,090
    (Cost $222,824)    
EXCHANGE-TRADED FUNDS (a) – 0.9%
    United States – 0.9%    
1,142   iShares Core MSCI Pacific ETF   75,247
    (Cost $76,203)    
    Total Investments – 99.9%   8,628,772
    (Cost $7,169,709) (c)    
    Net Other Assets and Liabilities – 0.1%   12,126
    Net Assets – 100.0%   $8,640,898
    

(a) Portfolio securities are categorized based upon their country of incorporation. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table.
(b) Non-income producing security.
(c) Aggregate cost for financial reporting purposes approximates the aggregate cost for federal income tax purposes. As of July 31, 2021, the aggregate gross unrealized appreciation for all investments in which there was an excess of value over tax cost was $1,720,847 and the aggregate gross unrealized depreciation for all investments in which there was an excess of tax cost over value was $261,784. The net unrealized appreciation was $1,459,063.

Valuation Inputs
A summary of the inputs used to value the Fund’s investments as of July 31, 2021 is as follows (see Valuation Inputs in the Additional Information section):
  Total
Value at
7/31/2021
Level 1
Quoted
Prices
Level 2
Significant
Observable
Inputs
Level 3
Significant
Unobservable
Inputs
Common Stocks* $8,275,435 $8,275,435 $$
Real Estate Investment Trusts* 278,090 278,090
Exchange-Traded Funds* 75,247 75,247
Total Investments $8,628,772 $8,628,772 $$
    
* See Portfolio of Investments for country breakout.
    
Currency Exposure
Diversification
% of Total
Investments
Japanese Yen 54.9%
Australian Dollar 25.2
Hong Kong Dollar 12.4
Singapore Dollar 4.3
British Pound Sterling 1.2
New Zealand Dollar 1.1
United States Dollar 0.9
Total 100.0%
    
Sector Allocation % of Total
Investments
Industrials 19.0%
Consumer Discretionary 13.6
Financials 13.5
Materials 10.8
Health Care 9.7
Information Technology 9.5
Real Estate 7.7
Communication Services 7.3
Consumer Staples 6.2
Utilities 1.2
Energy 0.6
Other 0.9**
Total 100.0%
    
** Exchange-traded fund with holdings representing multiple sectors.
    
 

First Trust RiverFront Dynamic Developed International ETF (RFDI)
Portfolio of Investments
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) – 95.0%
    Australia – 6.6%    
73,880   ALS Ltd.   $690,722
51,814   Aristocrat Leisure Ltd.   1,583,307
68,384   BHP Group Ltd.   2,684,321
8,366   CSL Ltd.   1,773,731
125,811   Fortescue Metals Group Ltd.   2,299,851
24,726   JB Hi-Fi Ltd.   871,694
24,629   Magellan Financial Group Ltd.   883,276
3,500   Rio Tinto Ltd.   342,686
        11,129,588
    Austria – 0.7%    
27,066   EVN AG   654,984
6,664   Verbund AG   615,417
        1,270,401
    Belgium – 0.5%    
1,880   Sofina S.A.   881,355
    Bermuda – 0.5%    
261,146   Kerry Logistics Network Ltd.   777,945
    Canada – 2.8%    
10,620   Canadian National Railway Co.   1,153,933
29,484   Dollarama, Inc.   1,388,414
22,438   Empire Co., Ltd., Class A   736,843
26,522   IGM Financial, Inc.   936,008
19,475   Quebecor, Inc., Class B   509,509
        4,724,707
    Cayman Islands – 2.2%    
40,998   CK Hutchison Holdings Ltd.   299,658
533,830   Xinyi Glass Holdings Ltd.   1,992,121
680,416   Xinyi Solar Holdings Ltd.   1,365,884
        3,657,663
    Denmark – 3.2%    
2,669   Genmab A.S. (b)   1,206,604
33,079   Novo Nordisk A.S., Class B   3,059,451
14,307   Novozymes A.S., Class B   1,124,073
        5,390,128
    Finland – 2.8%    
24,664   Kesko OYJ, Class B   1,057,665
15,987   Kone OYJ, Class B   1,324,107
18,071   Neste OYJ   1,110,851
61,024   Stora Enso OYJ, Class R   1,207,822
        4,700,445
    France – 4.0%    
53,611   Credit Agricole S.A.   747,890
5,499   Danone S.A.   404,829
1,074   Hermes International   1,642,228
5,709   Iliad S.A.   1,232,897
1,592   Kering S.A.   1,428,091
13,068   Worldline S.A. (b) (c) (d)   1,223,256
        6,679,191
Shares   Description   Value
    Germany – 5.5%    
3,143   adidas AG   $1,141,258
18,471   HeidelbergCement AG   1,638,521
11,397   SAP SE   1,633,720
14,435   Siemens AG   2,253,113
19,998   TAG Immobilien AG   663,759
34,634   TLG Immobilien AG   1,281,839
5,354   Zalando SE (b) (c) (d)   595,487
        9,207,697
    Hong Kong – 0.8%    
116,204   AIA Group Ltd.   1,392,148
    Ireland – 1.3%    
15,872   CRH PLC   795,490
13,662   Kingspan Group PLC   1,486,140
        2,281,630
    Israel – 0.7%    
9,421   Check Point Software Technologies Ltd. (b)   1,197,409
    Italy – 1.8%    
228,067   A2A S.p.A.   484,410
19,635   Recordati Industria Chimica e Farmaceutica S.p.A.   1,215,377
213,029   Snam S.p.A.   1,289,810
        2,989,597
    Japan – 12.2%    
24,500   Anritsu Corp.   426,553
40,500   Capcom Co., Ltd.   1,109,361
35,500   Chugai Pharmaceutical Co., Ltd.   1,300,852
2,200   Hoya Corp.   308,928
7,700   IR Japan Holdings Ltd.   951,051
56,300   ITOCHU Corp.   1,658,645
21,200   Kao Corp.   1,270,396
19,900   NEC Corp.   1,004,931
40,900   Nihon M&A Center, Inc.   1,133,367
2,100   Nintendo Co., Ltd.   1,079,623
18,300   Nissan Chemical Corp.   890,771
31,300   Nomura Research Institute Ltd.   1,004,293
23,600   Obayashi Corp.   191,674
19,500   Pan Pacific International Holdings Corp.   405,802
47,400   Recruit Holdings Co., Ltd.   2,432,110
25,200   Sony Group Corp.   2,612,916
14,900   Sumitomo Realty & Development Co., Ltd.   482,428
5,600   Tokyo Electron Ltd.   2,292,986
        20,556,687
    Jersey – 1.4%    
837,100   Man Group PLC   2,303,285
    Luxembourg – 1.6%    
145,073   B&M European Value Retail S.A.   1,115,133
 

First Trust RiverFront Dynamic Developed International ETF (RFDI)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) (Continued)
    Luxembourg (Continued)    
12,746   Eurofins Scientific SE   $1,524,695
        2,639,828
    Multinational – 0.3%    
387,928   HKT Trust & HKT Ltd.   527,145
    Netherlands – 6.3%    
739   Adyen N.V. (b) (c) (d)   2,007,064
6,898   ASML Holding N.V.   5,228,779
115,066   CNH Industrial N.V.   1,937,712
2,579   Ferrari N.V.   562,459
7,804   Wolters Kluwer N.V.   889,460
        10,625,474
    New Zealand – 1.3%    
50,532   Fisher & Paykel Healthcare Corp., Ltd.   1,110,738
335,922   Spark New Zealand Ltd.   1,108,164
        2,218,902
    Singapore – 1.0%    
260,500   Sheng Siong Group Ltd.   301,845
129,700   Singapore Exchange Ltd.   1,137,190
16,300   Venture Corp. Ltd.   228,810
        1,667,845
    Spain – 1.2%    
41,785   EDP Renovaveis S.A.   981,436
55,398   Red Electrica Corp. S.A.   1,099,098
        2,080,534
    Sweden – 8.7%    
18,856   Atlas Copco AB, Class A   1,274,824
17,465   Atlas Copco AB, Class B   991,896
70,566   Epiroc AB, Class A   1,647,666
52,773   Indutrade AB   1,721,418
69,241   Investor AB, Class A   1,721,292
101,539   Investor AB, Class B   2,515,946
25,671   Kinnevik AB, Class B   1,119,774
100,599   Lifco AB, Class B   2,951,920
37,608   Swedish Orphan Biovitrum AB (b)   734,825
        14,679,561
    Switzerland – 13.7%    
13,857   Coca-Cola HBC AG   523,713
56,187   Credit Suisse Group AG   564,816
1,249   EMS-Chemie Holding AG   1,384,331
6,261   Kuehne + Nagel International AG   2,112,228
16,546   Logitech International S.A.   1,809,402
30,764   Nestle S.A.   3,898,777
31,554   Novartis AG   2,921,841
2,171   Partners Group Holding AG   3,711,203
10,513   Roche Holding AG   4,066,048
3,369   Roche Holding AG   1,446,753
Shares   Description   Value
    Switzerland (Continued)    
38,442   UBS Group AG   $634,016
        23,073,128
    United Kingdom – 13.9%    
32,195   Admiral Group PLC   1,521,536
19,031   Ashtead Group PLC   1,424,763
5,176   ASOS PLC (b)   273,828
3,001   AstraZeneca PLC   344,890
136,937   Auto Trader Group PLC (b) (c) (d)   1,241,033
317,498   Aviva PLC   1,709,241
173,385   Balfour Beatty PLC   730,246
20,878   BHP Group PLC   674,435
20,900   Compass Group PLC (b)   441,866
12,844   Croda International PLC   1,503,236
68,840   Evraz PLC   587,713
5,755   Games Workshop Group PLC   909,537
48,224   GlaxoSmithKline PLC   950,371
13,416   Intertek Group PLC   961,503
61,140   JD Sports Fashion PLC   762,312
25,812   Mondi PLC   716,138
46,499   RELX PLC   1,366,354
62,704   Rightmove PLC   612,027
27,852   Rio Tinto PLC   2,361,958
64,483   Sage Group (The) PLC   628,854
167,209   Spirent Communications PLC   593,137
62,677   Tate & Lyle PLC   643,999
28,623   Unilever PLC   1,651,516
242,754   Wm Morrison Supermarkets PLC   902,957
        23,513,450
    Total Common Stocks   160,165,743
    (Cost $116,619,173)    
REAL ESTATE INVESTMENT TRUSTS (a) – 2.6%
    Australia – 1.0%    
99,338   Goodman Group   1,650,438
    Belgium – 0.8%    
31,660   Warehouses De Pauw CVA   1,362,556
    United Kingdom – 0.8%    
89,912   Safestore Holdings PLC   1,319,764
    Total Real Estate Investment Trusts   4,332,758
    (Cost $3,072,356)    
 

First Trust RiverFront Dynamic Developed International ETF (RFDI)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Shares   Description   Value
EXCHANGE-TRADED FUNDS (a) – 2.0%
    United States – 2.0%    
45,770   iShares Core MSCI EAFE ETF   $3,457,924
    (Cost $3,430,637)    
    Total Investments – 99.6%   167,956,425
    (Cost $123,122,166) (e)    
    Net Other Assets and Liabilities – 0.4%   661,677
    Net Assets – 100.0%   $168,618,102
    

(a) Portfolio securities are categorized based upon their country of incorporation. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table.
(b) Non-income producing security.
(c) This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933, as amended (the “1933 Act”).
(d) This security is exempt from registration upon resale under Rule 144A of the 1933 Act and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities.
(e) Aggregate cost for financial reporting purposes approximates the aggregate cost for federal income tax purposes. As of July 31, 2021, the aggregate gross unrealized appreciation for all investments in which there was an excess of value over tax cost was $46,654,123 and the aggregate gross unrealized depreciation for all investments in which there was an excess of tax cost over value was $1,819,864. The net unrealized appreciation was $44,834,259.

Valuation Inputs
A summary of the inputs used to value the Fund’s investments as of July 31, 2021 is as follows (see Valuation Inputs in the Additional Information section):
  Total
Value at
7/31/2021
Level 1
Quoted
Prices
Level 2
Significant
Observable
Inputs
Level 3
Significant
Unobservable
Inputs
Common Stocks* $160,165,743 $160,165,743 $$
Real Estate Investment Trusts* 4,332,758 4,332,758
Exchange-Traded Funds* 3,457,924 3,457,924
Total Investments $167,956,425 $167,956,425 $$
    
* See Portfolio of Investments for country breakout.
    
Currency Exposure
Diversification
% of Total
Investments
Euro 24.8%
British Pound Sterling 17.1
Swiss Franc 13.4
Japanese Yen 12.3
Swedish Krona 8.8
Australian Dollar 7.6
United States Dollar 3.9
Hong Kong Dollar 3.8
Danish Krone 3.2
Canadian Dollar 2.8
New Zealand Dollar 1.3
Singapore Dollar 1.0
Total 100.0%
    
Sector Allocation % of Total
Investments
Industrials 20.4%
Health Care 13.1
Financials 13.0
Information Technology 12.3
Materials 10.8
Consumer Discretionary 9.4
Consumer Staples 6.8
Communication Services 4.4
Real Estate 4.0
Utilities 3.0
Energy 0.7
Other 2.1*
Total 100.0%
    
* Exchange-traded fund with holdings representing multiple sectors.
    
 

First Trust RiverFront Dynamic Europe ETF (RFEU)
Portfolio of Investments
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) – 94.3%
    Australia – 0.8%    
1,618   Rio Tinto Ltd.   $158,419
    Austria – 0.6%    
1,199   Verbund AG   110,727
    Belgium – 0.6%    
270   Sofina S.A.   126,578
    Denmark – 4.8%    
424   Genmab A.S. (b)   191,682
4,515   Novo Nordisk A.S., Class B   417,589
2,118   Novozymes A.S., Class B   166,407
1,289   Pandora A.S.   166,906
        942,584
    Finland – 4.1%    
6,087   Fortum OYJ   167,809
1,880   Kone OYJ, Class B   155,709
2,618   Neste OYJ   160,932
7,066   Stora Enso OYJ, Class R   139,855
4,450   UPM-Kymmene OYJ   181,802
        806,107
    France – 9.2%    
868   Arkema S.A.   110,431
167   Hermes International   255,356
426   Iliad S.A.   91,998
298   Kering S.A.   267,319
387   LVMH Moet Hennessy Louis Vuitton SE   309,373
12,002   Orange S.A.   133,760
860   Sanofi   88,633
330   Sartorius Stedim Biotech   188,411
821   Schneider Electric SE   137,614
389   Teleperformance   164,092
373   Worldline S.A. (b) (c) (d)   34,915
        1,781,902
    Germany – 9.2%    
12,568   Commerzbank AG (b)   81,104
3,983   Deutsche Post AG   269,835
1,972   HeidelbergCement AG   174,932
1,428   Henkel AG & Co., KGaA   129,843
1,470   Henkel AG & Co., KGaA (Preference Shares)   149,059
1,297   Puma SE   159,242
844   SAP SE   120,984
1,495   Siemens AG   233,350
553   Symrise AG   81,540
3,110   TAG Immobilien AG   103,225
6,106   TLG Immobilien AG   225,989
477   Zalando SE (b) (c) (d)   53,053
        1,782,156
    Ireland – 0.8%    
1,483   Kingspan Group PLC   161,319
Shares   Description   Value
    Israel – 0.4%    
4,463   Plus500 Ltd.   $86,912
    Italy – 1.2%    
41,153   A2A S.p.A.   87,408
2,142   Moncler S.p.A.   147,375
        234,783
    Jersey – 2.1%    
4,626   Experian PLC   203,707
1,429   Ferguson PLC   200,419
        404,126
    Luxembourg – 1.2%    
883   Eurofins Scientific SE   105,626
2,153   RTL Group S.A.   121,825
        227,451
    Netherlands – 9.5%    
90   Adyen N.V. (b) (c) (d)   244,433
1,114   ASML Holding N.V.   844,427
2,855   ASR Nederland N.V.   117,351
1,402   BE Semiconductor Industries N.V.   122,971
788   Euronext N.V. (c) (d)   87,681
230   Ferrari N.V.   50,161
6,181   Koninklijke Ahold Delhaize N.V.   192,067
1,418   Randstad N.V.   102,878
681   Wolters Kluwer N.V.   77,617
        1,839,586
    Spain – 2.1%    
69,544   CaixaBank S.A.   206,654
5,706   Industria de Diseno Textil S.A.   193,518
        400,172
    Sweden – 12.4%    
4,103   Alfa Laval AB   171,300
5,387   Assa Abloy AB, Class B   172,779
3,516   Atlas Copco AB, Class A   237,711
3,394   Atlas Copco AB, Class B   192,757
5,685   Epiroc AB, Class A   132,741
13,461   Hexagon AB, Class B   222,828
5,650   Indutrade AB   184,299
9,084   Investor AB, Class A   225,823
12,020   Investor AB, Class B   297,833
2,439   Kinnevik AB, Class B   106,389
6,370   Lifco AB, Class B   186,918
3,850   Volvo AB, Class A   93,562
7,793   Volvo AB, Class B   183,545
        2,408,485
    Switzerland – 17.6%    
278   Geberit AG   228,268
620   Kuehne + Nagel International AG   209,165
1,538   Logitech International S.A.   168,189
 

First Trust RiverFront Dynamic Europe ETF (RFEU)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) (Continued)
    Switzerland (Continued)    
4,971   Nestle S.A.   $629,984
4,119   Novartis AG   381,411
148   Partners Group Holding AG   252,998
1,594   Roche Holding AG   616,501
334   Roche Holding AG   143,430
283   Schindler Holding AG   88,163
52   SGS S.A.   168,368
673   Sika AG   237,075
514   Sonova Holding AG   201,946
607   Temenos AG   96,493
        3,421,991
    United Kingdom – 17.7%    
3,601   Ashtead Group PLC   269,590
881   AstraZeneca PLC   101,249
8,119   Barratt Developments PLC   79,404
10,387   Compass Group PLC (b)   219,601
7,232   Diageo PLC   358,924
3,064   Diploma PLC   125,980
4,280   Dunelm Group PLC   78,827
12,424   Evraz PLC   106,068
2,922   Fevertree Drinks PLC   97,112
15,877   GlaxoSmithKline PLC   312,895
3,780   Hargreaves Lansdown PLC   85,775
2,853   Hikma Pharmaceuticals PLC   104,932
5,733   IMI PLC   139,933
1,680   Intertek Group PLC   120,403
52,040   Melrose Industries PLC   115,809
3,643   Mondi PLC   101,073
8,473   RELX PLC   248,976
3,773   Rio Tinto PLC   319,965
55,426   Serco Group PLC   108,938
22,907   Spirent Communications PLC   81,257
4,638   Unilever PLC   267,334
        3,444,045
    Total Common Stocks   18,337,343
    (Cost $12,429,669)    
EXCHANGE-TRADED FUNDS (a) – 2.5%
    United States – 2.5%    
8,365   iShares Core MSCI Europe ETF   487,429
    (Cost $469,042)    
REAL ESTATE INVESTMENT TRUSTS (a) – 0.6%
    Belgium – 0.6%    
2,758   Warehouses De Pauw CVA   118,696
    (Cost $72,950)    
    Total Investments – 97.4%   18,943,468
    (Cost $12,971,661) (e)    
    Net Other Assets and Liabilities – 2.6%   503,244
    Net Assets – 100.0%   $19,446,712
    

(a) Portfolio securities are categorized based upon their country of incorporation. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table.
(b) Non-income producing security.
(c) This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933, as amended (the “1933 Act”).
(d) This security is exempt from registration upon resale under Rule 144A of the 1933 Act and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities.
(e) Aggregate cost for financial reporting purposes approximates the aggregate cost for federal income tax purposes. As of July 31, 2021, the aggregate gross unrealized appreciation for all investments in which there was an excess of value over tax cost was $6,006,087 and the aggregate gross unrealized depreciation for all investments in which there was an excess of tax cost over value was $34,280. The net unrealized appreciation was $5,971,807.

Valuation Inputs
A summary of the inputs used to value the Fund’s investments as of July 31, 2021 is as follows (see Valuation Inputs in the Additional Information section):
  Total
Value at
7/31/2021
Level 1
Quoted
Prices
Level 2
Significant
Observable
Inputs
Level 3
Significant
Unobservable
Inputs
Common Stocks* $18,337,343 $18,337,343 $$
Exchange-Traded Funds* 487,429 487,429
Real Estate Investment Trusts* 118,696 118,696
Total Investments $18,943,468 $18,943,468 $$
    
* See Portfolio of Investments for country breakout.
    
Currency Exposure
Diversification
% of Total
Investments
Euro 41.5%
British Pound Sterling 19.3
Swiss Franc 18.1
Swedish Krona 12.7
Danish Krone 5.0
United States Dollar 2.6
Australian Dollar 0.8
Total 100.0%
    
 

First Trust RiverFront Dynamic Europe ETF (RFEU)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Sector Allocation % of Total
Investments
Industrials 26.8%
Health Care 15.1
Consumer Discretionary 10.5
Information Technology 10.2
Consumer Staples 9.6
Materials 9.4
Financials 8.8
Real Estate 2.4
Utilities 1.9
Communication Services 1.8
Energy 0.9
Other 2.6*
Total 100.0%
    
* Exchange-traded fund with holdings representing multiple sectors.
    

First Trust RiverFront Dynamic Emerging Markets ETF (RFEM)
Portfolio of Investments
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) – 99.1%
    Argentina – 0.5%    
31,614  
Grupo Financiero Galicia S.A., ADR

  $246,905
    Bermuda – 1.9%    
111,368  
China Gas Holdings Ltd.

  343,943
2,433,060  
Gemdale Properties & Investment Corp., Ltd.

  262,995
119,405  
Hopson Development Holdings Ltd.

  395,653
        1,002,591
    Brazil – 7.6%    
29,716  
Centrais Eletricas Brasileiras S.A.

  229,649
29,584  
Centrais Eletricas Brasileiras S.A., ADR

  231,347
27,148  
Centrais Eletricas Brasileiras S.A., Class B (Preference Shares)

  211,367
88,606  
Cia Siderurgica Nacional S.A., ADR

  788,593
55,274  
CPFL Energia S.A.

  268,716
85,927  
Equatorial Energia S.A.

  399,258
44,164  
Itau Unibanco Holding S.A., ADR

  254,826
93,896  
Magazine Luiza S.A.

  371,383
141,053  
Metalurgica Gerdau S.A. (Preference Shares)

  385,927
40,298  
Petroleo Brasileiro S.A., ADR

  429,980
69,133  
TIM S.A.

  150,259
16,670  
Vale S.A.

  348,107
        4,069,412
    Cayman Islands – 25.5%    
14,815  
Alibaba Group Holding Ltd., ADR (b)

  2,891,740
293,294  
Asia Cement China Holdings Corp.

  199,275
4,795  
Autohome, Inc., ADR

  217,214
61,180  
China Conch Venture Holdings Ltd.

  223,191
369,614  
China Resources Cement Holdings Ltd.

  304,875
300,530  
Country Garden Holdings Co., Ltd.

  293,911
34,558  
ENN Energy Holdings Ltd.

  722,631
10,741  
JD.com, Inc., ADR (b)

  761,322
202,976  
Logan Group Co., Ltd.

  216,267
64,500  
Longfor Group Holdings Ltd. (c) (d)

  300,872
16,612  
Meituan, Class B (b) (c) (d)

  459,595
11,544  
Momo, Inc., ADR

  143,030
7,203  
NetEase, Inc., ADR

  736,219
479,648  
Seazen Group Ltd.

  357,368
25,600  
Shenzhou International Group Holdings Ltd.

  565,291
103,092  
Sunac China Holdings Ltd.

  267,310
3,316  
Sunac Services Holdings Ltd. (c) (d)

  8,961
30,542  
Sunny Optical Technology Group Co., Ltd.

  924,378
43,274  
Tencent Holdings Ltd.

  2,667,333
17,648  
Vipshop Holdings Ltd., ADR (b)

  293,486
7,058  
Weibo Corp., ADR (b)

  398,071
465,732  
Yuzhou Group Holdings Co., Ltd.

  95,889
63,788  
Zhongsheng Group Holdings Ltd.

  586,073
        13,634,302
    China – 5.0%    
63,052  
Anhui Conch Cement Co., Ltd., Class H

  301,420
1,150,136  
China Construction Bank Corp., Class H

  802,164
62,078  
China Life Insurance Co., Ltd., Class H

  103,688
35,818  
China Vanke Co., Ltd., Class H

  93,334
146,116  
Guangzhou R&F Properties Co., Ltd., Class H

  128,044
80,550  
Ping An Insurance Group Co. of China Ltd., Class H

  706,393

First Trust RiverFront Dynamic Emerging Markets ETF (RFEM)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) (Continued)
    China (Continued)    
70,629  
Shanghai Baosight Software Co., Ltd., Class B

  $251,863
125,734  
Weichai Power Co., Ltd., Class H

  275,053
        2,661,959
    Colombia – 0.5%    
390,724  
Ecopetrol S.A.

  265,285
    Cyprus – 2.0%    
12,734  
TCS Group Holding PLC, GDR (c)

  1,053,356
    Hong Kong – 2.4%    
362,140  
CSPC Pharmaceutical Group Ltd.

  488,374
600,000  
Lenovo Group Ltd.

  558,990
140,098  
Sinotruk Hong Kong Ltd.

  239,772
        1,287,136
    India – 16.5%    
14,379  
Asian Paints Ltd.

  571,653
31,748  
Aurobindo Pharma Ltd.

  391,053
7,357  
Britannia Industries Ltd.

  338,453
53,964  
Dabur India Ltd.

  435,613
9,074  
Divi’s Laboratories Ltd. (b)

  598,239
37,693  
HCL Technologies Ltd.

  519,162
6,354  
HDFC Asset Management Co., Ltd. (c) (d)

  243,704
13,786  
Hindustan Unilever Ltd.

  432,263
42,648  
IndusInd Bank Ltd. (b)

  562,221
56,431  
Infosys Ltd.

  1,221,288
23,073  
Infosys Ltd., ADR

  510,375
3,732  
Jubilant Foodworks Ltd. (b)

  189,328
18,181  
Pidilite Industries Ltd.

  556,754
6,213  
Reliance Industries Ltd.

  169,930
41,752  
Sun TV Network Ltd.

  325,196
19,492  
Tata Consultancy Services Ltd.

  829,671
25,209  
UPL Ltd.

  273,906
85,346  
Wipro Ltd.

  673,398
        8,842,207
    Indonesia – 0.6%    
547,196  
Indofood CBP Sukses Makmur Tbk PT (b)

  307,413
    Malaysia – 0.6%    
155,888  
Supermax Corp. Bhd

  120,795
207,200  
Top Glove Corp. Bhd

  195,416
        316,211
    Marshall Islands – 0.8%    
32,481  
Atlas Corp.

  424,527
    Mexico – 2.0%    
105,609  
Qualitas Controladora S.A.B. de C.V.

  513,131
169,918  
Wal-Mart de Mexico S.A.B. de C.V.

  559,785
        1,072,916
    Philippines – 0.6%    
357,600  
Metropolitan Bank & Trust Co.

  307,628
    Poland – 0.6%    
15,902  
Asseco Poland S.A.

  331,042

First Trust RiverFront Dynamic Emerging Markets ETF (RFEM)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Shares   Description   Value
COMMON STOCKS (a) (Continued)
    Russia – 5.8%    
1,532  
MMC Norilsk Nickel PJSC

  $529,491
13,507  
MMC Norilsk Nickel PJSC, ADR

  466,802
79,489  
Rosneft Oil Co. PJSC

  589,888
200,322  
Sberbank of Russia PJSC

  838,905
26,634  
Severstal PAO

  650,923
        3,076,009
    Singapore – 0.9%    
52,400  
Singapore Exchange Ltd.

  459,435
    South Africa – 4.9%    
46,635  
Exxaro Resources Ltd.

  577,111
40,712  
Impala Platinum Holdings Ltd.

  733,615
12,588  
Kumba Iron Ore Ltd.

  668,465
1,415  
Naspers Ltd., Class N

  272,545
38,674  
Vodacom Group Ltd.

  344,842
        2,596,578
    South Korea – 4.6%    
4,976  
Coway Co., Ltd.

  371,172
30,637  
Samsung Electronics Co., Ltd.

  2,090,854
        2,462,026
    Taiwan – 13.3%    
32,443  
Accton Technology Corp.

  378,202
729,279  
IBF Financial Holdings Co., Ltd.

  428,988
10,803  
International Games System Co., Ltd.

  336,085
33,025  
Realtek Semiconductor Corp.

  694,393
186,235  
Taiwan Semiconductor Manufacturing Co., Ltd.

  3,862,553
3,977  
Taiwan Semiconductor Manufacturing Co., Ltd., ADR

  463,877
22,870  
United Integrated Services Co., Ltd.

  159,881
386,813  
United Microelectronics Corp.

  799,492
        7,123,471
    Turkey – 1.8%    
606,177  
Dogan Sirketler Grubu Holding A.S.

  188,486
149,350  
Eregli Demir ve Celik Fabrikalari T.A.S.

  354,498
348,877  
Turkiye Sise ve Cam Fabrikalari A.S.

  314,263
328,476  
Turkiye Vakiflar Bankasi TAO, Class D (b)

  134,883
        992,130
    United Kingdom – 0.7%    
10,472  
British American Tobacco PLC

  390,176
   
Total Common Stocks

  52,922,715
    (Cost $39,531,008)    

First Trust RiverFront Dynamic Emerging Markets ETF (RFEM)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Shares   Description   Value
EXCHANGE-TRADED FUNDS (a) – 0.6%
    United States – 0.6%    
5,395  
iShares Core MSCI Emerging Markets ETF

  $341,018
    (Cost $349,650)    
    
Principal
Value
(Local
Currency)
  Description   Stated
Coupon
  Stated
Maturity
  Value
(US Dollars)
FOREIGN CORPORATE BONDS AND NOTES (a) – 0.0%
    India – 0.0%            
213,353  
Britannia Industries Ltd., Series N3 (INR)

  5.50%   06/03/24   2,881
    (Cost $0)            
    
Total Investments – 99.7%

53,266,614
  (Cost $39,880,658) (e)  
 
Net Other Assets and Liabilities – 0.3%

144,963
 
Net Assets – 100.0%

$53,411,577
    

(a) Portfolio securities are categorized based upon their country of incorporation. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table.
(b) Non-income producing security.
(c) This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933, as amended (the “1933 Act”).
(d) This security is exempt from registration upon resale under Rule 144A of the 1933 Act and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities.
(e) Aggregate cost for financial reporting purposes approximates the aggregate cost for federal income tax purposes. As of July 31, 2021, the aggregate gross unrealized appreciation for all investments in which there was an excess of value over tax cost was $16,800,266 and the aggregate gross unrealized depreciation for all investments in which there was an excess of tax cost over value was $3,414,310. The net unrealized appreciation was $13,385,956.
    
ADR American Depositary Receipt
GDR Global Depositary Receipt

Valuation Inputs
A summary of the inputs used to value the Fund’s investments as of July 31, 2021 is as follows (see Valuation Inputs in the Additional Information section):
  Total
Value at
7/31/2021
Level 1
Quoted
Prices
Level 2
Significant
Observable
Inputs
Level 3
Significant
Unobservable
Inputs
Common Stocks*

$52,922,715 $52,922,715 $$
Exchange-Traded Funds*

341,018 341,018
Foreign Corporate Bonds and Notes*

2,881 2,881
Total Investments

$53,266,614 $53,263,733 $2,881 $
    
* See Portfolio of Investments for country breakout.

First Trust RiverFront Dynamic Emerging Markets ETF (RFEM)
Portfolio of Investments (Continued)
July 31, 2021 (Unaudited)
Currency Exposure
Diversification
% of Total
Investments
Hong Kong Dollar 24.2%
United States Dollar 20.5
Indian Rupee 15.6
New Taiwan Dollar 12.5
Russian Ruble 4.9
South African Rand 4.9
South Korean Won 4.6
Brazilian Real 4.4
Mexican Peso 2.0
Turkish Lira 1.9
Singapore Dollar 0.9
British Pound Sterling 0.7
Polish Zloty 0.6
Malaysian Ringgit 0.6
Philippine Peso 0.6
Indonesian Rupiah 0.6
Colombian Peso 0.5
Total 100.0%
    
Sector Allocation % of Total
Investments
Information Technology 26.5%
Materials 13.4
Consumer Discretionary 12.7
Financials 12.5
Communication Services 10.0
Consumer Staples 4.6
Real Estate 4.6
Utilities 4.5
Energy 3.8
Industrials 3.4
Health Care 3.4
Other 0.6*
Total 100.0%
    
* Exchange-traded fund with holdings representing multiple sectors.
 

Additional Information
First Trust Exchange-Traded Fund III
July 31, 2021 (Unaudited)
Valuation Inputs
The Funds are subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:
Level 1 – Level 1 inputs are quoted prices in active markets for identical investments.
Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.)
Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity’s own assumptions about the assumptions that market participants would use in pricing the investment.
The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.


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