Form NPORT-P FIRST TRUST SPECIALTY For: Nov 30

January 21, 2022 1:14 PM EST

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    NPORT-P
    false
    
      
      
        
          0001392994
          XXXXXXXX
        
      
      
      
      
    
  
  
    
      First Trust Specialty Finance & Financial Opportunities Fund
      811-22039
      0001392994
      549300EQ34T51CUS5O36
      120 EAST LIBERTY DRIVE
      Suite 400
      Wheaton
      
      60187
      630-765-8000
      First Trust Specialty Finance & Financial Opportunities Fund
      549300EQ34T51CUS5O36
      2021-11-30
      2021-11-30
      N
    
    
      72152847.58
      9955702.78
      62197144.80
      0.00000000
      0.00000000
      8600000.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      1447387.14000000
      N
      
        
          
        
        
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
          
            
            
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
            
              
              
              
            
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        Blackstone Secured Lending Fun
        549300KM7KWQHVBNH962
        Blackstone Secured Lending Fund
        09261X102
        
          
          
        
        89500.00000000
        NS
        USD
        2792400.00000000
        4.489595155821
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        OFS Capital Corp
        549300XTK3HSWPDBJD13
        OFS Capital Corp
        67103B100
        
          
          
        
        287084.00000000
        NS
        USD
        3152182.32000000
        5.068049876141
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        PhenixFIN Corp
        549300JJH1QEB0RKNO53
        PhenixFIN Corp
        71742W103
        
          
          
        
        23335.00000000
        NS
        USD
        946700.95000000
        1.522097120445
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Trinity Capital Inc
        549300YGT4SBRQYDVU48
        Trinity Capital Inc
        896442308
        
          
          
        
        45000.00000000
        NS
        USD
        745650.00000000
        1.198849243639
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Hercules Capital Inc
        549300UJ5OC256GR2B73
        Hercules Capital Inc
        427096508
        
          
          
        
        350000.00000000
        NS
        USD
        5754000.00000000
        9.251228522631
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Owl Rock Capital Corp
        2549000BD79OOCPF2L94
        Owl Rock Capital Corp
        69121K104
        
          
          
        
        150000.00000000
        NS
        USD
        2091000.00000000
        3.361890657077
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Berkshire Hathaway Inc
        5493000C01ZX7D35SD85
        Berkshire Hathaway Inc
        084670702
        
          
          
        
        4500.00000000
        NS
        USD
        1245105.00000000
        2.001868420172
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        AGNC Investment Corp
        5TRACI5HRMELWV32OF39
        AGNC Investment Corp
        00123Q104
        
          
          
        
        85000.00000000
        NS
        USD
        1299650.00000000
        2.089565371817
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Investcorp Credit Management B
        549300ZRNRCSKPLGYQ55
        Investcorp Credit Management BDC Inc
        46090R104
        
          
          
        
        130340.00000000
        NS
        USD
        711656.40000000
        1.144194644767
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Stellus Capital Investment Cor
        5493001DZV6QC1KUSC43
        Stellus Capital Investment Corp
        858568108
        
          
          
        
        286126.00000000
        NS
        USD
        3791169.50000000
        6.095407614273
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        PennantPark Investment Corp
        529900OK432R4C6NQQ73
        PennantPark Investment Corp
        708062104
        
          
          
        
        655081.00000000
        NS
        USD
        4474203.23000000
        7.193582992253
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Sixth Street Specialty Lending
        549300TX61566GJWCN05
        Sixth Street Specialty Lending Inc
        83012A109
        
          
          
        
        146751.00000000
        NS
        USD
        3500011.35000000
        5.627286206231
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Prudential Financial Inc
        5PRBRS5FEH7NREC8OR45
        Prudential Financial Inc
        744320102
        
          
          
        
        11000.00000000
        NS
        USD
        1124860.00000000
        1.808539610004
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Main Street Capital Corp
        5493001FS9QJLJNF3E20
        Main Street Capital Corp
        56035L104
        
          
          
        
        110107.00000000
        NS
        USD
        4893155.08000000
        7.867169941215
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        New Mountain Finance Corp
        549300L1MPTT1H7SES77
        New Mountain Finance Corp
        647551100
        
          
          
        
        327564.00000000
        NS
        USD
        4418838.36000000
        7.104567861127
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Crescent Capital BDC Inc
        549300VPIZMU6OEE0V68
        Crescent Capital BDC Inc
        225655109
        
          
          
        
        25408.00000000
        NS
        USD
        474367.36000000
        0.762683498616
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Ares Capital Corp
        WEQ82666OJYSI5GUAB47
        Ares Capital Corp
        04010L103
        
          
          
        
        250000.00000000
        NS
        USD
        5065000.00000000
        8.143460630366
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Portman Ridge Finance Corp
        254900YM5BVQKA01I468
        Portman Ridge Finance Corp
        73688F201
        
          
          
        
        44000.00000000
        NS
        USD
        1087680.00000000
        1.748761946384
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Goldman Sachs BDC Inc
        6D01AGSGBNZIJSN77043
        Goldman Sachs BDC Inc
        38147U107
        
          
          
        
        135000.00000000
        NS
        USD
        2542050.00000000
        4.087084717753
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Capital Southwest Corp
        54930023YZ4YEJEDBO56
        Capital Southwest Corp
        140501107
        
          
          
        
        70238.00000000
        NS
        USD
        1898533.14000000
        3.052444201586
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        TriplePoint Venture Growth BDC
        549300ATPBY6JIFH9Z88
        TriplePoint Venture Growth BDC Corp
        89677Y100
        
          
          
        
        85000.00000000
        NS
        USD
        1507050.00000000
        2.423021193088
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        BlackRock TCP Capital Corp
        549300JU1XG1HF56J989
        BlackRock TCP Capital Corp
        09259E108
        
          
          
        
        331863.00000000
        NS
        USD
        4430371.05000000
        7.123110014529
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Barings BDC Inc
        549300GSF4KFZP6ONG49
        Barings BDC Inc
        06759L103
        
          
          
        
        327594.00000000
        NS
        USD
        3534739.26000000
        5.683121421998
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        SLR Investment Corp
        BJOT6DX9ML6BR3Z0O636
        SLR Investment Corp
        83413U100
        
          
          
        
        195709.00000000
        NS
        USD
        3728256.45000000
        5.994256588447
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Markel Corp
        549300SCNO12JLWIK605
        Markel Corp
        570535104
        
          
          
        
        150.00000000
        NS
        USD
        179223.00000000
        0.288153098629
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Golub Capital BDC Inc
        2549005WE0QLGK9APF78
        Golub Capital BDC Inc
        38173M102
        
          
          
        
        250000.00000000
        NS
        USD
        3792500.00000000
        6.097546779993
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Annaly Capital Management Inc
        2DTL0G3FPRYUT58TI025
        Annaly Capital Management Inc
        035710409
        
          
          
        
        165000.00000000
        NS
        USD
        1336500.00000000
        2.148812464458
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
    
    
      2022-01-21
      First Trust Specialty Finance & Financial Opportunities Fund
      Donald P. Swade
      Donald P. Swade
      Treasurer, Chief Financial Officer and Chief Accounting Officer
    
  





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