Form NPORT-P AB CAP FUND, INC. For: Mar 31

  
    NPORT-P
    false
    
      
      
        
          0000081443
          XXXXXXXX
        
      
      
      
      
        S000056729
        C000230111
        C000230112
        C000180082
      
      
      
    
  
  
    
      AB CAP FUND, INC.
      811-01716
      0000081443
      549300I24E20QB4B6Y20
      ALLIANCEBERNSTEIN LP
      1345 AVENUE OF THE AMERICAS
      NEW YORK
      
      10105
      212-969-1000
      AB Sustainable US Thematic Portfolio
      S000056729
      549300OJNZ0OBIZOS642
      2022-06-30
      2022-03-31
      N
    
    
      149719712.87
      3467435.24
      146252277.63
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      0.00000000
      
        
      
      N
      
        
          
          
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        Alliance Bernstein
        5493006YWHO7MNK2U579
        
        018616748
        
          
        
        4902496.90000000
        NS
        USD
        4902496.90000000
        3.352082428694
        Long
        STIV
        RF
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        MSCI Inc
        549300HTIN2PD78UB763
        
        55354G100
        
          
        
        7076.00000000
        NS
        USD
        3558378.88000000
        2.433041685000
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        American Water Works Co Inc
        549300DXHIJQMD5WFW18
        
        030420103
        
          
        
        15964.00000000
        NS
        USD
        2642520.92000000
        1.806823772471
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Trex Co Inc
        N/A
        
        89531P105
        
          
        
        33989.00000000
        NS
        USD
        2220501.37000000
        1.518267890239
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        UnitedHealth Group Inc
        549300GHBMY8T5GXDE41
        
        91324P102
        
          
        
        4903.00000000
        NS
        USD
        2500382.91000000
        1.709636903109
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NextEra Energy Inc
        N/A
        
        65339F101
        
          
        
        43730.00000000
        NS
        USD
        3704368.30000000
        2.532861956086
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NIKE Inc
        787RXPR0UX0O0XUXPZ81
        
        654106103
        
          
        
        23343.00000000
        NS
        USD
        3141034.08000000
        2.147682163245
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Owens Corning
        JO5M6676RDJIZ2U8X907
        
        690742101
        
          
        
        32855.00000000
        NS
        USD
        3006232.50000000
        2.055511578154
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        SVB Financial Group
        549300D2KJ20JMXE7542
        
        78486Q101
        
          
        
        7166.00000000
        NS
        USD
        4009018.70000000
        2.741166677856
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Bruker Corp
        LEBZ6VLQ6I8XB1NHVY15
        
        116794108
        
          
        
        40357.00000000
        NS
        USD
        2594955.10000000
        1.774300641364
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Flex Ltd
        549300EAQH74YHD07T53
        
        000000000
        
          
        
        207189.00000000
        NS
        USD
        3843355.95000000
        2.627894766687
        Long
        EC
        CORP
        SG
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Tetra Tech Inc
        549300UJ1LP7JGJC5P32
        
        88162G103
        
          
        
        17895.00000000
        NS
        USD
        2951601.30000000
        2.018157493223
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Maximus Inc
        549300DQCDS8HJ7QF202
        
        577933104
        
          
        
        25919.00000000
        NS
        USD
        1942629.05000000
        1.328272681615
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Visa Inc
        549300JZ4OKEHW3DPJ59
        
        92826C839
        
          
        
        13319.00000000
        NS
        USD
        2953754.63000000
        2.019629832687
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Block Inc
        549300OHIIUWSTIZME52
        
        852234103
        
          
        
        16325.00000000
        NS
        USD
        2213670.00000000
        1.513596940760
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Microsoft Corp
        INR2EJN1ERAN0W5ZP974
        
        594918104
        
          
        
        13374.00000000
        NS
        USD
        4123337.94000000
        2.819332462248
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Vestas Wind Systems A/S
        549300DYMC8BGZZC8844
        
        925458101
        
          
        
        403716.00000000
        NS
        USD
        3980639.76000000
        2.721762576628
        Long
        EC
        CORP
        DK
        N
        
        1
        
          N
          N
          N
        
      
      
        Becton Dickinson and Co
        ICE2EP6D98PQUILVRZ91
        
        075887109
        
          
        
        15497.00000000
        NS
        USD
        4122202.00000000
        2.818555763233
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Intercontinental Exchange Inc
        5493000F4ZO33MV32P92
        
        45866F104
        
          
        
        26948.00000000
        NS
        USD
        3560369.76000000
        2.434402949270
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Rockwell Automation Inc
        VH3R4HHBHH12O0EXZJ88
        
        773903109
        
          
        
        11753.00000000
        NS
        USD
        3291192.59000000
        2.250353049766
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NVIDIA Corp
        549300S4KLFTLO7GSQ80
        
        67066G104
        
          
        
        10081.00000000
        NS
        USD
        2750701.66000000
        1.880792357271
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Adobe Inc
        FU4LY2G4933NH2E1CP29
        
        00724F101
        
          
        
        5736.00000000
        NS
        USD
        2613436.32000000
        1.786937176193
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Waste Management Inc
        549300YX8JIID70NFS41
        
        94106L109
        
          
        
        26159.00000000
        NS
        USD
        4146201.50000000
        2.834965422206
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Xylem Inc/NY
        549300DF5MV96DRYLQ48
        
        98419M100
        
          
        
        18525.00000000
        NS
        USD
        1579441.50000000
        1.079943181463
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Home Depot Inc/The
        QEKMOTMBBKA8I816DO57
        
        437076102
        
          
        
        8005.00000000
        NS
        USD
        2396136.65000000
        1.638358519148
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Lumentum Holdings Inc
        549300JLWRRC38DWEF52
        
        55024U109
        
          
        
        39053.00000000
        NS
        USD
        3811572.80000000
        2.606163036751
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        SBA Communications Corp
        5299001HX8ZN8Y8QIT49
        
        78410G104
        
          
        
        7933.00000000
        NS
        USD
        2729745.30000000
        1.866463445380
        Long
        EC
        
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Alliance Bernstein
        5493006YWHO7MNK2U579
        
        018616748
        
          
        
        1982527.00000000
        NS
        USD
        1982527.00000000
        1.355552906338
        Long
        STIV
        RF
        US
        N
        
        1
        
          
          N
          N
        
      
      
        Ciena Corp
        W0CZ7N0GH8UIGXDM1H41
        
        171779309
        
          
        
        48394.00000000
        NS
        USD
        2934128.22000000
        2.006210274155
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Deere & Co
        PWFTNG3EI0Y73OXWDH08
        
        244199105
        
          
        
        9361.00000000
        NS
        USD
        3889121.06000000
        2.659186662267
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Aflac Inc
        549300N0B7DOGLXWPP39
        
        001055102
        
          
        
        55263.00000000
        NS
        USD
        3558384.57000000
        2.433045575537
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        TE Connectivity Ltd
        894500ZRIX9K13RHXR17
        
        000000000
        
          
        
        25076.00000000
        NS
        USD
        3284454.48000000
        2.245745866816
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Wolfspeed Inc
        549300OGU88P3AW3TO93
        
        977852102
        
          
        
        18554.00000000
        NS
        USD
        2112558.44000000
        1.444461908035
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          
        
      
      
        Laboratory Corp of America Holdings
        OZ7UA8IXAIFILY2VZH07
        
        50540R409
        
          
        
        9186.00000000
        NS
        USD
        2421980.76000000
        1.656029430274
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Monolithic Power Systems Inc
        529900TB7O85LSZ1XU31
        
        609839105
        
          
        
        6677.00000000
        NS
        USD
        3242885.36000000
        2.217322979546
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Alcon Inc
        549300LDT5AP8S0NBM78
        
        000000000
        
          
        
        41099.00000000
        NS
        USD
        3260383.67000000
        2.229287449627
        Long
        EC
        CORP
        CH
        N
        
        1
        
          N
          N
          N
        
      
      
        Bio-Rad Laboratories Inc
        549300ZC1GPV35XYDK53
        
        090572207
        
          
        
        5202.00000000
        NS
        USD
        2929922.46000000
        2.003334585607
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Keysight Technologies Inc
        549300GLKVIO8YRCYN02
        
        49338L103
        
          
        
        17517.00000000
        NS
        USD
        2767160.49000000
        1.892046082865
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Apple Inc
        HWUPKR0MPOU8FGXBT394
        
        037833100
        
          
        
        20203.00000000
        NS
        USD
        3527645.83000000
        2.412027960976
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Danaher Corp
        S4BKK9OTCEWQ3YHPFM11
        
        235851102
        
          
        
        14690.00000000
        NS
        USD
        4309017.70000000
        2.946291004712
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        ANSYS Inc
        549300VJV8H15Z5FJ571
        
        03662Q105
        
          
        
        6026.00000000
        NS
        USD
        1914158.90000000
        1.308806215546
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        NXP Semiconductors NV
        724500M9BY5293JDF951
        
        000000000
        
          
        
        16164.00000000
        NS
        USD
        2991633.12000000
        2.045529251563
        Long
        EC
        CORP
        NL
        
        N
        
        1
        
          N
          N
          N
        
      
      
        Hexcel Corp
        S6Q7LW43WUBUHXY2QP69
        
        428291108
        
          
        
        44990.00000000
        NS
        USD
        2675555.30000000
        1.829411030964
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Aptiv PLC
        N/A
        
        000000000
        
          
        
        16865.00000000
        NS
        USD
        2018909.15000000
        1.380429202687
        Long
        EC
        CORP
        JE
        
        N
        
        1
        
          N
          N
          N
        
      
      
        STERIS PLC
        N/A
        
        000000000
        
          
        
        15444.00000000
        NS
        USD
        3733895.88000000
        2.553051439955
        Long
        EC
        CORP
        IE
        
        N
        
        1
        
          N
          N
          N
        
      
      
        West Pharmaceutical Services Inc
        5493007NKRGM1RJQ1P16
        
        955306105
        
          
        
        7445.00000000
        NS
        USD
        3057735.95000000
        2.090727063913
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        TopBuild Corp
        5493007YSKHOL4RWII46
        
        89055F103
        
          
        
        13017.00000000
        NS
        USD
        2361153.63000000
        1.614438877986
        Long
        EC
        CORP
        US
        N
        
        1
        
          N
          N
          N
        
      
      
        Koninklijke Philips NV
        H1FJE8H61JGM1JSGM897
        
        500472303
        
          
        
        60632.00000000
        NS
        USD
        1851094.96000000
        1.265686244342
        Long
        EC
        CORP
        NL
        N
        
        1
        
          N
          N
          N
        
      
    
    
      
      
      
      
    
    
      2022-04-27
      AB CAP FUND, INC.
      Joseph Mantineo
      Joseph Mantineo
      Treasuer and Chief Financial Officer
    
  
  XXXX

AB Cap Fund, Inc.

AB Sustainable US Thematic Portfolio

Portfolio of Investments

March 31, 2022 (unaudited)

 

Company		Shares				U.S. $ Value
COMMON STOCKS – 95.3%
Information Technology – 32.2%
Communications Equipment – 4.6%
Ciena Corp.(a)			48,394			$	2,934,128
Lumentum Holdings, Inc.(a)			39,053				3,811,573
							6,745,701
Electronic Equipment, Instruments & Components – 6.8%
Flex Ltd.(a)			207,189				3,843,356
Keysight Technologies, Inc.(a)			17,517				2,767,161
TE Connectivity Ltd.			25,076				3,284,454
							9,894,971
IT Services – 4.9%
Block, Inc. - Class A(a)			16,325				2,213,670
Maximus, Inc.			25,919				1,942,629
Visa, Inc. - Class A			13,319				2,953,755
							7,110,054
Semiconductors & Semiconductor Equipment – 7.6%
Monolithic Power Systems, Inc.			6,677				3,242,885
NVIDIA Corp.			10,081				2,750,702
NXP Semiconductors NV			16,164				2,991,633
Wolfspeed, Inc.(a) (b)			18,554				2,112,558
							11,097,778
Software – 5.9%
Adobe, Inc.(a)			5,736				2,613,436
ANSYS, Inc.(a)			6,026				1,914,159
Microsoft Corp.			13,374				4,123,338
							8,650,933
Technology Hardware, Storage & Peripherals – 2.4%
Apple, Inc.			20,203				3,527,646
							47,027,083
Health Care – 21.1%
Health Care Equipment & Supplies – 8.9%
Alcon, Inc.			41,099				3,260,383
Becton Dickinson and Co.			15,497				4,122,202
Koninklijke Philips NV (ADR)			60,632				1,851,095
STERIS PLC			15,444				3,733,896
							12,967,576
Health Care Providers & Services – 3.4%
Laboratory Corp. of America Holdings(a)			9,186				2,421,981
UnitedHealth Group, Inc.			4,903				2,500,383
							4,922,364
Life Sciences Tools & Services – 8.8%
Bio-Rad Laboratories, Inc. - Class A(a)			5,202				2,929,922
Bruker Corp.			40,357				2,594,955
Danaher Corp.			14,690				4,309,018

 

1

Company		Shares				U.S. $ Value
West Pharmaceutical Services, Inc.			7,445			$	3,057,736
							12,891,631
							30,781,571
Industrials – 19.0%
Aerospace & Defense – 1.8%
Hexcel Corp.			44,990				2,675,555
Building Products – 3.6%
Owens Corning			32,855				3,006,233
Trex Co., Inc.(a)			33,989				2,220,501
							5,226,734
Commercial Services & Supplies – 4.9%
Tetra Tech, Inc.			17,895				2,951,601
Waste Management, Inc.			26,159				4,146,202
							7,097,803
Electrical Equipment – 5.0%
Rockwell Automation, Inc.			11,753				3,291,192
Vestas Wind Systems A/S (Sponsored ADR)			403,716				3,980,640
							7,271,832
Machinery – 3.7%
Deere & Co.			9,361				3,889,121
Xylem, Inc./NY			18,525				1,579,442
							5,468,563
							27,740,487
Financials – 10.0%
Banks – 2.7%
SVB Financial Group(a)			7,166				4,009,019
Capital Markets – 4.9%
Intercontinental Exchange, Inc.			26,948				3,560,370
MSCI, Inc. - Class A			7,076				3,558,379
							7,118,749
Insurance – 2.4%
Aflac, Inc.			55,263				3,558,384
							14,686,152
Consumer Discretionary – 6.8%
Auto Components – 1.4%
Aptiv PLC(a)			16,865				2,018,909
Household Durables – 1.6%
TopBuild Corp.(a)			13,017				2,361,154
Specialty Retail – 1.6%
Home Depot, Inc. (The)			8,005				2,396,137
Textiles, Apparel & Luxury Goods – 2.2%
NIKE, Inc. - Class B			23,343				3,141,034
							9,917,234

 

2

Company		Shares				U.S. $ Value
Utilities – 4.3%
Electric Utilities – 2.5%
NextEra Energy, Inc.			43,730			$	3,704,368
Water Utilities – 1.8%
American Water Works Co., Inc.			15,964				2,642,521
							6,346,889
Real Estate – 1.9%
Equity Real Estate Investment Trusts (REITs) – 1.9%
SBA Communications Corp.			7,933				2,729,745
Total Common Stocks (cost $90,172,183)							139,229,161
SHORT-TERM INVESTMENTS – 3.3%
Investment Companies – 3.3%
AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 0.19%(c) (d) (e) (cost $4,902,497)			4,902,497				4,902,497
Total Investments Before Security Lending Collateral for Securities Loaned – 98.6% (cost $95,074,680)							144,131,658
INVESTMENTS OF CASH COLLATERAL FOR SECURITIES LOANED – 1.4%
Investment Companies – 1.4%
AB Fixed Income Shares, Inc. - Government Money Market Portfolio Class AB, 0.19%(c) (d) (e) (cost $1,982,527)			1,982,527				1,982,527
Total Investments – 100.0% (cost $97,057,207)(f)							146,114,185
Other assets less liabilities – 0.0%							5,920
Net Assets – 100.0%						$	146,120,105

 

(a)	Non-income producing security.

(b)	Represents entire or partial securities out on loan.

(c)	To obtain a copy of the fund’s shareholder report, please go to the Securities and Exchange Commission’s website at www.sec.gov, or call AB at (800) 227-4618.

(d)	The rate shown represents the 7-day yield as of period end.

(e)	Affiliated investments.

(f)

As of March 31, 2022, the cost basis of investment securities owned was substantially identical for both book and tax purposes. Gross unrealized appreciation of investments was $49,990,848 and gross unrealized depreciation of investments was $(933,870), resulting in net unrealized appreciation of $49,056,978.

 

Please note: The sector classifications presented herein are based on the Global Industry Classification Standard (GICS) which was developed by Morgan Stanley Capital International and Standard & Poor’s. The components are divided into sector, industry group, and industry sub-indices as classified by the GICS for each of the market capitalization indices in the broad market.

 

3

Glossary:

ADR – American Depositary Receipt

REIT – Real Estate Investment Trust

 

4

AB Cap Fund, Inc.

AB Sustainable US Thematic Portfolio

March 31, 2022 (unaudited)

In accordance with U.S. GAAP regarding fair value measurements, fair value is defined as the price that the Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. U.S. GAAP establishes a framework for measuring fair value, and a three-level hierarchy for fair value measurements based upon the transparency of inputs to the valuation of an asset or liability (including those valued based on their market values). Inputs may be observable or unobservable and refer broadly to the assumptions that market participants would use in pricing the asset or liability. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability based on market data obtained from sources independent of the Fund. Unobservable inputs reflect the Fund’s own assumptions about the assumptions that market participants would use in pricing the asset or liability based on the best information available in the circumstances. Each investment is assigned a level based upon the observability of the inputs which are significant to the overall valuation. The three-tier hierarchy of inputs is summarized below.

 

•

Level 1 - quoted prices in active markets for identical investments

•

Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)

•

Level 3 - significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments)

Where readily available market prices or relevant bid prices are not available for certain equity investments, such investments may be valued based on similar publicly traded investments, movements in relevant indices since last available prices or based upon underlying company fundamentals and comparable company data (such as multiples to earnings or other multiples to equity). Where an investment is valued using an observable input, such as another publicly traded security, the investment will be classified as Level 2. If management determines that an adjustment is appropriate based on restrictions on resale, illiquidity or uncertainty, and such adjustment is a significant component of the valuation, the investment will be classified as Level 3. An investment will also be classified as Level 3 where management uses company fundamentals and other significant inputs to determine the valuation.

The following table summarizes the valuation of the Fund’s investments by the above fair value hierarchy levels as of March 31, 2022:

 

Investments in Securities		Level 1				Level 2				Level 3				Total
Assets:
Common Stocks^		$	139,229,161			$	-0-			$	-0-			$	139,229,161
Short-Term Investments:
Investment Companies			4,902,497				-0-				-0-				4,902,497
Investments of Cash Collateral for Securities Loaned in Affiliated Money Market Fund			1,982,527				-0-				-0-				1,982,527
Total Investments in Securities			146,114,185				-0-				-0-				146,114,185
Other Financial Instruments*			-0-				-0-				-0-				-0-
Total		$	146,114,185			$	-0-			$	-0-			$	146,114,185

 

^	See Portfolio of Investments for sector classifications.

 

*

Other financial instruments are derivative instruments, such as futures, forwards and swaps, which are valued at the unrealized appreciation/(depreciation) on the instrument. Other financial instruments may also include swaps with upfront premiums, options written and swaptions written which are valued at market value.

A summary of the Fund’s transactions in AB mutual funds for the three months ended March 31, 2022 is as follows:

 

Fund		Market Value 12/31/21 (000)				Purchases at Cost (000)				Sales Proceeds (000)				Market Value 3/31/22 (000)				Dividend Income (000)
Government Money Market Portfolio		$	14,083			$	35,131			$	44,312			$	4,902			$	1
Government Money Market Portfolio**			1,982				13,677				13,677				1,982				0	*
Total														$	6,884			$	1

 

*	Amount is less than $500.

**	Investment of cash collateral for securities lending transactions.

 

5

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