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Form N-PX Palmer Square Opportunis For: Jun 30

August 8, 2022 11:33 AM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-22969

 

PALMER SQUARE OPPORTUNISTIC INCOME FUND


(Exact name of registrant as specified in charter)

 

 1900 Shawnee Mission Parkway, Suite 315, Mission Woods, KS 66205
 (Address of principal executive offices) (Zip code)

 

Diane J. Drake

Mutual Fund Administration, LLC

2220 E. Route 66, Suite 226

Glendora, California 91740


(Name and address of agent for service)

 

Registrant's telephone number, including area code: (626) 385-5777

 

Date of fiscal year end: July 31

 

Date of reporting period: July 1, 2021 - June 30, 2022

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 


 

ITEM 1. PROXY VOTING RECORD.

 

Form N-PX                          Proxy Voting Records
Fund Name: Palmer Square Opportunistic Income Fund
Reporting Period: 07/1/2021 to 6/30/2022

 

VORNADO REALTY TRUST  
Security: 929042109   Meeting Type: Annual
Ticker: VNO   Meeting Date: 19-May-2022
ISIN US9290421091   Vote Deadline Date: 18-May-2022
Agenda 935591417 - Management        
Item Proposal Proposed By Vote For/Against Management  
1 DIRECTOR Management      
  1 Steven Roth   For For  
  2 Candace K. Beinecke   For For  
  3 Michael D. Fascitelli   For For  
  4 Beatrice Hamza Bassey   For For  
  5 William W. Helman IV   For For  
  6 David M. Mandelbaum   For For  
  7 Raymond J. McGuire   For For  
  8 Mandakini Puri   For For  
  9 Daniel R. Tisch   For For  
  10 Russell B. Wight, Jr.   For For  
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. Management For For  
3 NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management For For  
SL GREEN REALTY CORP.  
Security: 78440X887   Meeting Type: Annual
Ticker: SLG   Meeting Date: 01-Jun-2022
ISIN US78440X8873   Vote Deadline Date: 31-May-2022
Agenda 935613895 - Management        
Item Proposal Proposed By Vote For/Against Management  
1 Election of Director: John H. Alschuler Management For For  
2 Election of Director: Betsy S. Atkins Management Against Against  
3 Election of Director: Carol N. Brown Management For For  
4 Election of Director: Edwin T. Burton, III Management For For  
5 Election of Director: Lauren B. Dillard Management For For  
6 Election of Director: Stephen L. Green Management For For  
7 Election of Director: Craig M. Hatkoff Management For For  
8 Election of Director: Marc Holliday Management For For  
9 Election of Director: John S. Levy Management For For  
10 Election of Director: Andrew W. Mathias Management For For  
11 To approve, on a non-binding advisory basis, our executive compensation. Management For For  
12 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Management For For  
13 To approve our Fifth Amended and Restated 2005 Stock Option and Incentive Plan. Management For For  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Palmer Square Opportunistic Income Fund  

 

By (Signature and Title)* /s/ Jeffrey Fox  
 

Jeffrey Fox, President and

Principal Executive Officer

 
Date August 8, 2022    
       

*Print the name and title of each signing officer under his or her signature.


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