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Form N-PX NORTHEAST INVESTORS TRUS For: Jun 30

August 17, 2022 8:17 AM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number: 811-00576

 

Northeast Investors Trust

125 High Street, Room 1802

Boston, MA 02110

 

David Randall

125 High St, Room 1802

Boston, MA 02110

 

Registrant's telephone number, including area code: 800-225-6704

 

Date of fiscal year end: September 30

 

Date of reporting period ending: June 30, 2022

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting records for the most recent twelve-month period June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. 3507.

 

 

 

 

PARKER DRILLING COMPANY

Security 701081606 Meeting Type ANNUAL
Ticker Symbol PKDC Meeting Date 25-AUG-2021
ISIN US7010816061 Agenda 935476639 - Management

 

ITEM PROPOSAL TYPE VOTE

FOR/AGAINST

MANAGEMENT

1. DIRECTOR      
  1 EUGENE DAVIS Management For For
  2 ALEXANDER ESSLEMONT Management For For
  3 PATRICK BARTELS Management For For
  4 MICHAEL FAUST Management For For
  5 BARRY L. MCMAHAN Management For For
  6 ZAKI SELIM Management For For
  7 L. SPENCER WELLS Management For For

 

 

 

WESTROCK COMPANY

Security 96145D105 Meeting Type ANNUAL
Ticker Symbol WRK Meeting Date 28-JAN-2022
ISIN US96145D1054 Agenda 935533821 - Management

 

ITEM PROPOSAL TYPE VOTE

FOR/AGAINST

MANAGEMENT

1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Management For For
1B. ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR Management For For
1C. ELECTION OF DIRECTOR: J. POWELL BROWN Management For For
1D. ELECTION OF DIRECTOR: TERRELL K. CREWS Management For For
1E. ELECTION OF DIRECTOR: RUSSELL M. CURREY Management For For
1F. ELECTION OF DIRECTOR: SUZAN F. HARRISON Management For For
1G. ELECTION OF DIRECTOR: GRACIA C. MARTORE Management For For
1H. ELECTION OF DIRECTOR: JAMES E. NEVELS Management For For
1I. ELECTION OF DIRECTOR: DAVID B. SEWELL Management For For
1J. ELECTION OF DIRECTOR: ALAN D. WILSON Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
3. APPROVE THE AMENDMENT OF WESTROCK COMPANY 2020 INCENTIVE STOCK PLAN Management For For
4. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP. Management For For

 

 

 

INGEVITY CORPORATION

Security 45688C107 Meeting Type ANNUAL
Ticker Symbol NGVT Meeting Date 27-APR-2022
ISIN US45688C1071 Agenda 935559522 - Management

 

ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
 1A.
 
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
JEAN S. BLACKWELL
Management
 
For
 
For
 
 1B.
 
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
LUIS FERNANDEZ-MORENO
Management
 
For
 
For
 
 1C.
 
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
J. MICHAEL FITZPATRICK
Management
 
For
 
For
 
 
 1D.
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
JOHN C. FORTSON
Management
 
For
 
For
 
 1E.
 
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
DIANE H. GULYAS
Management
 
For
 
For
 
 1F.
 
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
FREDERICK J. LYNCH
Management
 
For
 
For
 
 1G.
 
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
KAREN G. NARWOLD
Management
 
For
 
For
 
 1H.
 
ELECTION OF DIRECTOR FOR A ONE YEAR TERM:
DANIEL F. SANSONE
Management
 
For
 
For
 
 2.
 
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2022.
Management
 
For
 
For
 
 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION Management For For

 

 

 

 

GETLINK SE

Security F4R053105 Meeting Type MIX
Ticker Symbol Meeting Date 27-APR-2022
ISIN FR0010533075 Agenda 715216796 - Management

 

ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting    
CMMT FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ADDITIONAL RESOLUTIONS RAISED BY THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO‘AGAINST’. IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting    
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting    
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO. 2020-1614 OF DECEMBER 18, 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE TO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. Non-Voting    
CMMT 06 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/ JO/BALO/pdf/2022/0406/202204062200788.pdf AND INTERMEDIARY CLIENTS ONLY – PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRICTIONS. THANK YOU. Non-Voting    

 

 

 

 

 

1 REVIEW AND APPROVAL OF THE COMPANY’S STATUTORY ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 Management For For
2 APPROPRIATION OF THE RESULT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 Management For For
3 REVIEW AND APPROVAL OF THE CONSOLIDATED ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 Management For For
4 AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR 18 MONTHS TO ALLOW THE COMPANY TO BUY BACK AND TRADE IN ITS OWN SHARES Management For For
5 SPECIAL REPORT ON THE STATUTORY AUDITORS ON REGULATED AGREEMENTS Management For For
6 RENEWAL OF THE TERM OF OFFICE OF JACQUES GOUNON AS A DIRECTOR Management For For
7 RENEWAL OF THE TERM OF OFFICE OF CORINNE BACH AS A DIRECTOR Management For For
8 RENEWAL OF THE TERM OF OFFICE OF BERTRAND BADR AS A DIRECTOR Management For For
9 RENEWAL OF THE TERM OF OFFICE OF CARLO BERTAZZO AS A DIRECTOR Management For For
10 RENEWAL OF THE TERM OF OFFICE OF ELISABETTA DE BERNARDI DI VALSERRA AS A DIRECTOR Management For For
11 RENEWAL OF THE TERM OF OFFICE OF PERRETTE REY AS A DIRECTOR Management For For
12 APPOINTMENT OF PETER RICKETTS AS A MEMBER OF THE BOARD OF DIRECTORS, REPLACING PATRICIA HEWITT WHOSE TERM OF OFFICE EXPIRES Management For For

 

 

 

 

 

13 APPOINTMENT OF BRUNE POIRSON AS A MEMBER OF THE BOARD OF DIRECTORS, REPLACING JEAN-PIERRE TROTIGNON WHOSE TERM OF OFFICE EXPIRES Management For For 
14 APPROVAL OF THE INFORMATION RELATING TO THE RENUMERATION OF EXECUTIVE OFFICERS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR, AS REFERRED TO IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE Management For For 
15 APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO YANN LERICHE, CHIEF EXECUTIVE OFFICER Management For For 
16 APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO JACQUES GOUNON, CHAIRMAN Management For For 
17 APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE OFFICERS PURSUANT TO ARTICLE L. 22-10-8-II OF THE FRENCH COMMERCIAL CODE Management For For
18 APPROVAL OF THE ELEMENTS OF THE 2022 REMUNERATION POLICY: PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXECPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER Management For For 
19 APPROVAL OF THE ELEMENTS OF THE 2022 REMUNERATION POLICY: PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For For 
20 DELEGATION OF AUTHORITY GRANTED FOR 12 MONTHS TO THE BOARD OF DIRECTORS TO PROCEED WITH A COLLECTIVE FREE ALLOCATION OF SHARES TO ALL NON-EXECUTIVE EMPLOYEES OF THE COMPANY AND OF THE COMPANIES DIRECTLY OR INDIRECTLY RELATED TO IT WITHIN THE MEANING OF ARTICLE L. 225-197-2 OF THE FRENCH COMMERCIAL CODE Management For For
21 AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF MAKING FREE ALLOCATIONS OF ORDINARY SHARES OF THE COMPANY, EXISTING OR TO BE ISSUED, FOR THE BENEFIT OF THE EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE GROUP, WITH AN AUTOMATIC WAIVER BY THE SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHTS. Management For For
22 AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR 18 MONTHS TO REDUCE THE CAPITAL BY CANCELLING TREASURY SHARES Management For For
23 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR 26 MONTHS FOR THE PURPOSE OF CARRYING OUT CAPITAL INCREASES WITH WITHDRAWAL OF THE SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHT BY THE ISSUE OF ORDINARY SHARES OR TRANSFERABLE SECURITIES GIVING ACCESS TO THE COMPANY’S CAPITAL RESERVED FOR EMPLOYEES BELONGING TO A COMPANY SAVINGS PLAN Management For For

 

 

 

 

24 DELETION OF OBSOLETE REFERENCES FROM THE ARTICLES OF ASSOCIATION Management For For
25 POWERS FOR THE FORMALITIES Management For For
26 SAY ON CLIMATE – ADVISORY VOTE ON THE GROUP’S CLIMATE TRAJECTORY Management For For

 

 

 

TALOS ENERGY INC.

Security 87484T108 Meeting Type ANNUAL
Ticker Symbol TALO Meeting Date 11-MAY-2022
ISIN US87484T1088 Agenda 935596049 - Management

 

ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
1.1 ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE UNTIL THE 2025 ANNUAL MEETING: CHARLES M. SLEDGE Management For For
1.2 ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE UNTIL THE 2025 ANNUAL MEETING: ROBERT M. TICHIO Management For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2022. Management For For
3. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THIS PROXY STATEMENT, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021. Management Against Against

 

 

 

 

 

 

CRESTWOOD EQUITY PARTNERS LP

Security 226344307 Meeting Type ANNUAL
Ticker Symbol CEQPPR Meeting Date 12-MAY-2022
ISIN US2263443077 Agenda 935581721 - Management

 

ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
1.1 ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL THE 2025 ANNUAL MEETING: WARREN H. GFELLER Management For For
1.2 ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL THE 2025 ANNUAL MEETING: JANEEN S. JUDAH Management For For
1.3 ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL THE 2025 ANNUAL MEETING: JOHN J. SHERMAN Management For For
2. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION Management For For
3. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION Management 1 Year For
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE PARTNERSHIP FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022 Management For For

 

 

 

 

 

 

SILVERBOW RESOURCES, INC.

Security 82836G102 Meeting Type Annual
Ticker Symbol SBOW Meeting Date 17-May-2022
ISIN US82836G1022 Agenda 935583600 - Management

 

ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
1. DIRECTOR Management    
  1 DAVID GEENBERG For For
  2 MARCUS C. ROWLAND For For
  3 SEAN C. WOOLVERTON For For
2. THE APPROVAL OF THE COMPENSATION OF SILVERBOW’S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT Management For For
3. THE APPROVAL OF THE THIRD AMENDMENT TO THE SILVERBOW 2016 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER THE 2016 PLAN Management For For
4. THE RATIFICATION OF THE SELECTION OF BDO USA, LLP AS SILVERBOW’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022. Management For For

 

 

 

 

NL INDUSTRIES, INC.

Security 629156407 Meeting Type ANNUAL
Ticker Symbol NL Meeting Date 19-MAY-2022
ISIN US6291564077 Agenda 935582040 - Management

 

ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
1.1 ELECTION OF DIRECTOR: LORETTA J. FEEHAN Management For For
1.2 ELECTION OF DIRECTOR: ROBERT D. GRAHAM Management For For
1.3 ELECTION OF DIRECTOR: JOHN E. HARPER Management For For
1.4 ELECTION OF DIRECTOR: MEREDITH W. MENDES Management For For
1.5 ELECTION OF DIRECTOR: CECIL H. MOORE, JR. Management For For
1.6 ELECTION OF DIRECTOR: THOMAS P. STAFFORD Management For For
2. NONBINDING ADVISORY VOTE APPROVING NAMED EXECUTIVE OFFICER COMPENSATION Management Abstain Against

 

 

 

SILVERBOW RESOURCES, INC.

Security 82836G102 Meeting Type SPECIAL
Ticker Symbol SBOW Meeting Date 21-Jun-2022
ISIN US82836G1022 Agenda 935651504 - Management

 

ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
1. THE APPROVAL OF THE ISSUANCE OF THE SHARES OF COMMON STOCK UPON THE CONSUMMATION OF THE TRANSACTION AS DESCRIBED IN OUR PROXY STATEMENT Management For For

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report

to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Northeast Investors Trust

/s/ Bruce Monrad

By (Signature and Title)* Bruce Monrad, Chairman

(Principal Executive Officer)

Date AUGUST 17, 2022

* Print the name and title of each signing officer under his or her signature

By the Commission

 

 

 

 



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