Form N-PX MANDATORILY EXCHANGEABLE For: Jun 30

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number: 811-09433

 

Mandatorily Exchangeable Securities Trust

 

 

(Exact name of registrant as specified in charter)

 

c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282-2198

 

 

(Address of principal executive offices) (Zip code)

 

John R. Vitha, II, Esq.
200 West Street
New York, New York 10282-2198

 

 

(name and address of agent for service)

 

Registrant’s telephone number, including area code: (212) 902-1000

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2020 – June 30, 2021

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 

Mandatorily Exchangeable Securities Trust

 

ITEM 1. PROXY VOTING RECORD

 

There were no matters relating to a portfolio security considered at any shareholder meeting held during the period ended June 30, 2021 with respect to which the registrant was entitled to vote.*

 

* As of the date hereof, the registrant has not commenced operations.

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant): Mandatorily Exchangeable Securities Trust   By (Signature and Title):
/s/ Jonathan Armstrong
Jonathan Armstrong
Trustee

 

 

Date: September 15, 2021

 

 

 

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