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Form N-PX F/M Funds Trust For: Jun 30

August 11, 2022 2:40 PM EDT

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number  811-22691

 

F/m Funds Trust

(Exact name of registrant as specified in charter)

 

225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Address of principal executive offices) (Zip code)

 

Linda J. Hoard

 

c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  (513) 587-3400

 

Date of fiscal year end:  June 30 and August 31

 

Date of reporting period:  July 1, 2021 - June 30, 2022

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

Oakhurst Fixed Income Fund

 

 The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022).

 

Oakhurst Short Duration Bond Fund

 

The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022).

 

Oakhurst Short Duration High Yield Credit Fund

 

The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022).

 

F/m Investments Large Cap Focused Fund

 

The securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022) are listed below.

 

 

Alphabet Inc            
             
        Meeting Date 6/1/2022 Record Date 04/05/2022 Ticker GOOGL
            Agenda Type Mgmt    
        Ballot Sec ID CUSIP9-02079K305        
                   
  Annual Meeting Agenda (06/01/2022) Not Voted          
    1a. Elect Larry Page Not Voted          
    1b. Elect Sergey Brin Not Voted          
    1c. Elect Sundar Pichai Not Voted          
    1d. Elect John L. Hennessy Not Voted          
    1e. Elect Frances H. Arnold Not Voted          
    1f. Elect L. John Doerr Not Voted          
    1g. Elect Roger W. Ferguson, Jr. Not Voted          
    1h. Elect Ann Mather Not Voted          
    1i. Elect K. Ram Shriram Not Voted          
    1j. Elect Robin L. Washington Not Voted          
    2. Ratification of Auditor Not Voted          
    3. Amendment to the 2021 Stock Plan Not Voted          
    4. Increase in Authorized Common Stock Not Voted          
    5. Shareholder Proposal Regarding Lobbying Report Not Voted          
    6. Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Not Voted          
    7. Shareholder Proposal Regarding Report on Physical Risks of Climate Change Not Voted          
    8. Shareholder Proposal Regarding Report on Water Management Risks Not Voted          
    9. Shareholder Proposal Regarding Racial Equity Audit Not Voted          
    10. Shareholder Proposal Regarding Concealment Clauses Not Voted          
    11. Shareholder Proposal Regarding Recapitalization Not Voted          
    12. Shareholder Proposal Regarding Report on Government Takedown Requests Not Voted          
    13. Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Not Voted          
    14. Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security Not Voted          
    15. Shareholder Proposal Regarding Algorithm Disclosures Not Voted          
    16. Shareholder Proposal Regarding Human Rights Impact Assessment Report Not Voted          
    17. Shareholder Proposal Regarding Report on Business Practices and Financial Returns Not Voted          
    18. Shareholder Proposal Regarding Report on Board Diversity Not Voted          
    19. Shareholder Proposal Regarding Formation of Environmental Sustainability Committee Not Voted          
    20. Shareholder Proposal Regarding Employee Representative Director Not Voted          
    21. Shareholder Proposal Regarding Report on Military Policing Agencies Not Voted          

 

 

Amerisource Bergen Corp.                
                       
        Meeting Date 3/10/2022 Record Date 01/10/2022 Ticker ABC    
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-03073E105            
                       
  Annual Meeting Agenda (03/10/2022)                
    1A. Elect Ornella Barra Not Voted              
    1B. Elect Steven H. Collis Not Voted              
    1C. Elect D. Mark Durcan Not Voted              
    1D. Elect Richard W. Gochnauer Not Voted              
    1E. Elect Lon R. Greenberg Not Voted              
    1F. Elect Jane E. Henney Not Voted              
    1G. Elect Kathleen Hyle Not Voted              
    1H. Elect Michael J. Long Not Voted              
    1I. Elect Henry W. McGee Not Voted              
    1J. Elect Dennis M. Nally Not Voted              
    2. Ratification of Auditor Not Voted              
    3. Advisory Vote on Executive Compensation Not Voted              
    4. Approval of the 2022 Omnibus Incentive Plan Not Voted              
  5. Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Not Voted              
  6. Shareholder Proposal Regarding Right to Call Special Meetings Not Voted              

 

 

Booking Holdings Inc                
                       
        Meeting Date 6/9/2022 Record Date 04/21/2022 Ticker BKNG Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-09857L108            
                       
  Annual Meeting Agenda (06/09/2022)                
    1. Election of Directors Not Voted              
    1.1 Elect Timothy M. Armstrong Not Voted              
    1.2 Elect Glenn D. Fogel Not Voted              
    1.3 Elect Mirian M. Graddick-Weir Not Voted              
    1.4 Elect Wei Hopeman Not Voted              
    1.5 Elect Robert J. Mylod Jr. Not Voted              
    1.6 Elect Charles H. Noski Not Voted              
    1.7 Elect Nicholas J. Read Not Voted              
    1.8 Elect Thomas E. Rothman Not Voted              
    1.9 Elect Sumit Singh Not Voted              
    1.10 Elect Lynn M. Vojvodich Radakovich Not Voted              
    1.11 Elect Vanessa A. Wittman Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted              
    4. Shareholder Proposal Regarding Right to Call Special Meetings Not Voted              
    5. Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance Not Voted              

 

 

Datadog Inc                
        Meeting Date 6/2/2022 Record Date 04/05/2022 Ticker DDOG Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-23804L103            
  Annual Meeting Agenda (06/02/2022)                
    1A. Elect Titi Cole Not Voted              
    1B. Elect Matthew Jacobson Not Voted              
    1C. Elect Julie G. Richardson Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted              

 

 

Fedex Corp                
                       
        Meeting Date 9/27/2021 Record Date 08/02/2021 Ticker FDX Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-31428X106            
                       
  Annual Meeting Agenda (09/27/2021)                
    1A. Elect Marvin R. Ellison Not Voted              
    1B. Elect Susan Patricia Griffith Not Voted              
    1C. Elect Kimberly A. Jabal Not Voted              
    1D. Elect Shirley Ann Jackson Not Voted              
    1E. Elect R. Brad Martin Not Voted              
    1F. Elect Joshua Cooper Ramo Not Voted              
    1G. Elect Susan C. Schwab Not Voted              
    1H. Elect Frederick W. Smith Not Voted              
    1I. Elect David P. Steiner Not Voted              
    IJ. Elect Rajesh Subramaniam Not Voted              
    1K. Elect Paul S. Walsh Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted              
    4. Shareholder Proposal Regarding Independent Chair Not Voted              
    5. Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Not Voted              
    6. Shareholder Proposal Regarding Lobbying Report Not Voted              
    7. Shareholder Proposal Regarding Report on Racism in Company Culture Not Voted              
    8. Shareholder Proposal Regarding Severance Approval Policy Not Voted              

 

 

Molina Healthcare Inc                
                       
        Meeting Date 5/4/2022 Record Date 03/07/2022 Ticker MOH Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-60855R100            
                       
  Annual Meeting Agenda (05/04/2022)                
    1A. Elect Barbara L. Brasier Not Voted              
    1B. Elect Daniel Cooperman Not Voted              
    1C. Elect Stephen H. Lockhart Not Voted              
    1D. Elect Steven J. Orlando Not Voted              
    1E. Elect Ronna E. Romney Not Voted              
    1F. Elect Richard M. Schapiro Not Voted              
    1G. Elect Dale Wolf Not Voted              
    1H. Elect Richard Zoretic Not Voted              
    1I. Elect Joseph M. Zubretsky Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted              

 

 

MongoDB Inc                
                       
        Meeting Date 6/28/2022 Record Date 04/29/2022 Ticker MDB Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-60937P106            
                       
  Annual Meeting Agenda (06/28/2022)                
    1. Election of Directors Not Voted              
    1.1 Elect Francisco D’Souza Not Voted              
    1.2 Elect Charles M. Hazard, Jr. Not Voted              
    1.3 Elect Peter Thomas Killalea Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted       For      

 

 

NVIDIA Corp                
                       
        Meeting Date 6/2/2022 Record Date 04/04/2022 Ticker NVDA Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-67066G104            
                       
  Annual Meeting Agenda (06/02/2022)                
    1A. Elect Robert K. Burgess   Not Voted            
    1B. Elect Tench Coxe   Not Voted            
    1C. Elect John O. Dabiri   Not Voted            
    1D. Elect Persis S. Drell   Not Voted            
    1E. Elect Jen-Hsun Huang   Not Voted            
    1F. Elect Dawn Hudson   Not Voted            
    1G. Elect Harvey C. Jones   Not Voted            
    1H. Elect Michael G. McCaffery   Not Voted            
    1I. Elect Stephen C. Neal   Not Voted            
    1J. Elect Mark L. Perry   Not Voted            
    1K. Elect A. Brooke Seawell   Not Voted            
    1L. Elect Aarti Shah   Not Voted            
    1M. Elect Mark A. Stevens   Not Voted            
    2. Advisory Vote on Executive Compensation   Not Voted            
    3. Ratification of Auditor   Not Voted            
    4. Increase in Authorized Common Stock   Not Voted            
    5. Amendment to the 2007 Equity Incentive Plan   Not Voted            

 

 

SS&C Technologies Holdings Inc                
                       
        Meeting Date 5/11/2022 Record Date 03/16/2022 Ticker SSNC Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-78467J100            
                       
  Annual Meeting Agenda (05/11/2022)                
    1. Election of Directors Not Voted              
    1.1 Elect Smita Conjeevaram Not Voted              
    1.2 Elect Michael E. Daniels Not Voted              
    1.3 Elect William C. Stone Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted              

 

 

Solaredge Technologies Inc            
                       
        Meeting Date 6/20/2022 Record Date 04/21/2022 Ticker SEDG Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-83417M104            
                       
  Annual Meeting Agenda (06/20/2022)                
    1a. Elect Betsy S. Atkins Not Voted              
    1b. Elect Dirk Hoke Not Voted              
    2. Ratification of Auditor Not Voted              
    3. Advisory Vote on Executive Compensation Not Voted              

 

 

Unitedhealth Group Inc                
                       
        Meeting Date 6/6/2022 Record Date 04/08/2022 Ticker UNH Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-91324P102            
                       
  Annual Meeting Agenda (06/06/2022)                
    1a. Elect Timothy P. Flynn Not Voted              
    1b. Elect Paul R. Garcia Not Voted              
    1c. Elect Stephen J. Hemsley Not Voted              
    1d. Elect Michele J. Hooper Not Voted              
    1e. Elect F. William McNabb, III Not Voted              
    1f. Elect Valerie C. Montgomery Rice Not Voted              
    1g. Elect John H. Noseworthy Not Voted              
    1h. Elect Andrew Witty Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted              
    4. Shareholder Proposal Regarding Severance Approval Policy Not Voted              
    5. Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Not Voted              

 

 

Vertex Pharmaceuticals, Inc.                
                       
        Meeting Date 5/18/2022 Record Date 03/24/2022 Ticker VRTX Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-92532F100            
                       
  Annual Meeting Agenda (05/18/2022)                
    1A. Elect Sangeeta N. Bhatia   Not Voted            
    1B. Elect Lloyd A. Carney   Not Voted            
    1C. Elect Alan M. Garber   Not Voted            
    1D. Elect Terrence C. Kearney   Not Voted            
    1E. Elect Reshma Kewalramani   Not Voted            
    1F. Elect Yuchun Lee   Not Voted            
    1G. Elect Jeffrey M. Leiden   Not Voted            
    1H. Elect Margaret G. McGlynn   Not Voted            
    1I. Elect Diana L. McKenzie   Not Voted            
    1J. Elect Bruce I. Sachs   Not Voted            
    1K. Elect Suketu Upadhyay   Not Voted            
    2. Ratification of Auditor   Not Voted            
    3. Advisory Vote on Executive Compensation   Not Voted            
    4. Amendment to the 2013 Stock and Option Plan   Not Voted            

 

 

Advanced Micro Devices Inc.                
                       
        Meeting Date 5/18/2022 Record Date 03/22/2022 Ticker AMD Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-007903107            
                       
  Annual Meeting Agenda (05/18/2022)                
    1A. Elect John E. Caldwell   Not Voted            
    1B. Elect Nora M. Denzel   Not Voted            
    1C. Elect D. Mark Durcan   Not Voted            
    1D. Elect Michael P. Gregoire   Not Voted            
    1E. Elect Joseph A. Householder   Not Voted            
    1F. Elect John W. Marren   Not Voted            
    1G. Elect Jon A. Olson   Not Voted            
    1H. Elect Lisa T. Su   Not Voted            
    1I. Elect Abhijit Y. Talwalkar   Not Voted            
    1J. Elect Elizabeth W. Vanderslice   Not Voted            
    2. Ratification of Auditor   Not Voted            
    3. Advisory Vote on Executive Compensation   Not Voted            

 

 

Amazon.com Inc.                
                       
        Meeting Date 5/25/2022 Record Date 03/31/2022 Ticker AMZN Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-023135106            
                       
  Annual Meeting Agenda (05/25/2022) Not Voted              
    1a. Elect Jeffrey P. Bezos Not Voted              
    1b. Elect Andrew R. Jassy Not Voted              
    1c. Elect Keith B. Alexander Not Voted              
    1d. Elect Edith W. Cooper Not Voted              
    1e. Elect Jamie S. Gorelick Not Voted              
    1f. Elect Daniel P. Huttenlocher Not Voted              
    1g. Elect Judith A. McGrath Not Voted              
    1h. Elect Indra K. Nooyi Not Voted              
    1i. Elect Jonathan J. Rubinstein Not Voted              
    1j. Elect Patricia Q. Stonesifer Not Voted              
    1k. Elect Wendell P. Weeks Not Voted              
    2. Ratification of Auditor Not Voted              
    3. Advisory Vote on Executive Compensation Not Voted              
    4. Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock Not Voted              
    5. Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options Not Voted              
    6. Shareholder Proposal Regarding Report on Customer Due Diligence Not Voted              
    7. Shareholder Proposal Regarding Hourly Associate Representation on the Board Not Voted              
    8. Shareholder Report on Plastic Packaging Not Voted              
    9. Shareholder Proposal Regarding Report on Worker Health and Safety Disparities Not Voted              
    10. Shareholder Proposal Regarding Concealment Clauses Not Voted              
    11. Shareholder Proposal Regarding Charitable Contributions Disclosure Not Voted              
    12. Shareholder Proposal Regarding  Report on Tax Transparency Not Voted              
    13. Shareholder Proposal Regarding Report on Freedom of Association Not Voted              
    14. Shareholder Proposal Regarding Lobbying Report Not Voted              
    15. Shareholder Proposal Regarding Multiple Board Nominees Not Voted              
    16. Shareholder Proposal Regarding Report on Working Conditions Not Voted              
    17. Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Not Voted              
    18. Shareholder Proposal Regarding Diversity and Equity Audit Not Voted              
    19. Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Not Voted              

 

 

Apple Inc                
                       
        Meeting Date 3/4/2022 Record Date 01/03/2022 Ticker AAPL Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-037833100            
                       
  Annual Meeting Agenda (03/04/2022)                
    1A. Elect James A. Bell Not Voted              
    1B. Elect Timothy D. Cook Not Voted              
    1C. Elect Albert A. Gore Not Voted              
    1D. Elect Alex Gorsky Not Voted              
    1E. Elect Andrea Jung Not Voted              
    1F. Elect Arthur D. Levinson Not Voted              
    1G. Elect Monica C. Lozano Not Voted              
    1H. Elect Ronald D. Sugar Not Voted              
    1I. Elect Susan L. Wagner Not Voted              
    2. Ratification of Auditor Not Voted              
    3. Advisory Vote on Executive Compensation Not Voted              
    4. Approval of the 2022 Employee Stock Plan Not Voted              
    5. Shareholder Proposal Regarding Becoming a Public Benefit Corporation Not Voted              
    6. Shareholder Proposal Regarding App Removals Not Voted              
    7. Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor Not Voted              
    8. Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Not Voted              
    9. Shareholder Proposal Regarding Civil Rights Audit Not Voted              
    10. Shareholder Proposal Regarding Concealment Clauses Not Voted              

 

 

Delta Air Lines, Inc.                
                       
        Meeting Date 6/16/2022 Record Date 04/29/2022 Ticker DALRQ Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-247361702            
                       
  Annual Meeting Agenda (06/16/2022)                
    1a. Elect Edward H. Bastian Not Voted              
    1b. Elect Francis S. Blake Not Voted              
    1c. Elect Ashton Carter Not Voted              
    1d. Elect Greg Creed Not Voted              
    1e. Elect David G. DeWalt Not Voted              
    1f. Elect William H. Easter III Not Voted              
    1g. Elect Leslie D. Hale Not Voted              
    1h. Elect Christopher A. Hazleton Not Voted              
    1i. Elect Michael P. Huerta Not Voted              
    1j. Elect Jeanne P. Jackson Not Voted              
    1k. Elect George N. Mattson Not Voted              
    1l. Elect Sérgio A. L. Rial Not Voted              
    1m. Elect David. S. Taylor Not Voted              
    1n. Elect Kathy N. Waller Not Voted              
    2. Advisory Vote on Executive Compensation Not Voted              
    3. Ratification of Auditor Not Voted              
    4. Shareholder Proposal Regarding Lobbying Report Not Voted              

 

 

Ford Motor Co.                
                       
        Meeting Date 5/12/2022 Record Date 03/16/2022 Ticker FDMTP Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-345370860            
                       
  Annual Meeting Agenda (05/12/2022)                
    1A. Elect Kimberly A. Casiano Not Voted              
    1B. Elect Alexandra Ford English Not Voted              
    1C. Elect James D. Farley, Jr. Not Voted              
    1D. Elect Henry Ford III NotVoted              
    1E. Elect William Clay Ford, Jr. Not Voted              
    1F. Elect William W. Helman IV Not Voted              
    1G. Elect Jon M. Huntsman, Jr. Not Voted              
    1H. Elect William E. Kennard Not Voted              
    1I. Elect John C. May Not Voted              
    1J. Elect Beth E. Mooney Not Voted              
    1K. Elect Lynn M. Vojvodich Radakovich Not Voted              
    1L. Elect John L. Thornton Not Voted              
    1M. Elect John B. Veihmeyer Not Voted              
    1N. Elect John S. Weinberg Not Voted              
    2. Ratification of Auditor NotVoted              
    3. Advisory Vote on Executive Compensation NotVoted              
    4. Extension of Tax Benefit Preservation Plan Not Voted              
    5. Shareholder Proposal Regarding Recapitalization Not Voted              

 

 

Hartford Financial Services Group Inc.                
                       
        Meeting Date 5/18/2022 Record Date 03/21/2022 Ticker HIG Share Blocking No
        Contested No Agenda Type Mgmt Country Of Origin US Country Of Trade US
        Ballot Sec ID CUSIP9-416515104            
                       
  Annual Meeting Agenda (05/18/2022)                
    1A. Elect Larry D. De Shon Not Voted              
    1B. Elect Carlos Dominguez Not Voted              
    1C. Elect Trevor Fetter Not Voted              
    1D. Elect Donna A. James Not Voted              
    1E. Elect Kathryn A. Mikells Not Voted              
    1F. Elect Teresa W. Roseborough Not Voted              
    1G. Elect Virginia P. Ruesterholz Not Voted              
    1H. Elect Christopher J. Swift Not Voted              
    1I. Elect Matthew E. Winter Not Voted              
    1J. Elect Greig Woodring Not Voted              
    2. Ratification of Auditor Not Voted              
    3. Advisory Vote on Executive Compensation Not Voted              
    4. Frequency of Advisory Vote on Executive Compensation Not Voted              
    5. Shareholder Proposal Regarding Fossil Fuel Underwriting Policy Not Voted              

 

 

Lam Research Corp.                
                       
        Meeting Date 11/8/2021 Record Date 09/09/2021 Ticker LRCX